In the United States Court of Federal Claims
No. 21-1085 C
Filed: February 28, 2022
________________________________________
)
RAYMOND BAYTOS, et al., )
)
Plaintiffs, )
)
v. )
)
THE UNITED STATES, )
)
Defendant. )
________________________________________ )
Diana Jane Nobile, McGillivary Steele Elkin LLP, Washington, D.C., for Plaintiffs.
Brendan David Jordan, United States Department of Justice, Civil Division, Washington, D.C.,
with whom were Brian M. Boynton, Acting Assistant Attorney General, Martin F. Hockey, Jr.,
Acting Director, and Reginald T. Blades, Jr., Assistant Director, of counsel, for Defendant.
OPINION AND ORDER
MEYERS, Judge.
The Government moved to dismiss this collective action brought by current and former
correctional officers for failure to state a claim upon which relief can be granted. Plaintiffs
allege the Government failed to compensate them for work performed before and after their
shifts. The Government contends that the activities for which Plaintiffs seek compensation are
not integral and indispensable to Plaintiffs’ principal activities, nor do the activities take more
than a de minimis amount of time to perform. Because the Government seeks to impose a higher
pleading standard than is required by law or this Court’s precedent, the Court denies the
Government’s Motion to Dismiss.
I. Factual Background 1
1
The facts presented are from Plaintiffs’ Second Amended Complaint, ECF No. 11, and
presumed to be true for purposes of this Opinion and Order. The Court makes no factual
findings.
Plaintiffs are 146 current and former correctional workers 2 employed by the United
States at the Federal Correctional Institution (FCI) and/or Federal Satellite Low (FSL) Elkton in
Lisbon, Ohio (collectively, the “Institution”). ECF No. 11 ¶¶ 1, 4. Plaintiffs filed this collective
action alleging the Government violated their rights under the Fair Labor Standards Act of 1938
(FLSA), 29 U.S.C. §§ 201 et seq. Specifically, Plaintiffs allege the Government failed to
compensate them with overtime pay as the FLSA requires for certain pre- and post-shift
activities they performed beyond their regularly scheduled 8 hours per day and 40 hours per
week of work performed. ECF No. 11 ¶ 40. Plaintiffs seek relief under the and the Back Pay
Act (BPA), 5 U.S.C. § 5596, including backpay, liquidated damages plus interest, and reasonable
attorney’s fees. ECF No. 11 Prayer for Relief.
The Institution is a low security prison facility that houses approximately 1,500 inmates
convicted of various federal crimes including violent and drug-related offenses. Id. ¶¶ 8-9.
Plaintiffs’ principal activity “is maintaining the safety and security of the Institution, inmates,
and staff.” Id. ¶ 10. Plaintiffs must perform this “principal activity every moment that they are
within the Institution from the moment they begin screening prior to their shifts, until they exit
the Institution after their shift ends.” Id.
Correctional officers staff posts within the Institution 24 hours per day, 365 days a year.
Id. Posts are staffed for 8, 16, or 24 hours per day. Id. ¶ 11. Posts staffed for 24 hours per day
are divided into three 8-hour shifts referred to as Morning Watch, Day Watch, and Evening
Watch. Id. ¶¶ 11-12. At the beginning and end of these shifts, Plaintiffs must be present, in
uniform, and have all assigned equipment and pertinent post information. When staffing these
24-hour posts, Plaintiffs “perform more than 8 hours and 10 minutes of work each day because
plaintiffs perform work both before their scheduled paid start time and/or after the end of their
scheduled paid shifts.” Id. ¶ 13. Specifically, Plaintiffs must work “at least 15-30 minutes each
shift, and sometimes more, before and after their scheduled shift times” without compensation.
Id. ¶ 14.
Plaintiffs contend that their compensable workday begins when they start the process of
clearing the staff screening site in the lobby. Id. ¶ 19. At the security screening, Plaintiffs pass
through a metal detector and place equipment on an x-ray belt. Id. After this, Plaintiffs “collect
and don their duty belts, protective vests, and other required equipment . . . which are essential to
hold keys and access equipment.” Id. ¶ 19. This step must be completed on the premises of the
Institution. Id. ¶¶ 19-20.
After clearing the staff screening site, Plaintiffs at FCI Elkton enter the Control Center
sally port where they “flip their accountability chit signifying that they are on duty.” Id. ¶ 21. At
FCI Elkton Plaintiffs then clear the sally port, walk down an outdoor walkway, and clear a
locked slider gate that leads into the Institution’s outdoor compound. Id. Plaintiffs then proceed
to their duty posts. Id. ¶¶ 21-22. At FSL Elkton, Plaintiffs collect their equipment after clearing
the staff screening site, clear a locked, glass door leading into the Compound, then proceed to
their assigned duty post. Id. ¶ 23. At both facilities, from the moment Plaintiffs enter the staff
2
Plaintiffs include both full-time correctional officers as well as other correctional workers such
as food services employees, unit counselors, and correctional services staff, who were
“augmented” to perform correctional officer tasks. ECF No. 11 ¶¶ 35, 36.
2
screening site until they arrive at their duty station, Plaintiffs perform activities including, inter
alia, exchanging equipment and information with the outgoing correctional officers, supervising
and monitoring inmates, and responding to emergencies as they arise. Id. ¶¶ 22, 24. Plaintiffs
engage in these activities without compensation for at least 15-30 minutes per day before and
after their scheduled shifts. Id. ¶ 14.
Plaintiffs allege that their “principal activity is maintaining the safety and security of the
Institution, inmates, and staff.” Id. ¶ 10. Plaintiffs perform this principal activity “from the
moment they begin screening prior to their shifts until they exit the Institution after their shifts
end.” Id. Plaintiffs do so “by, among other things, maintaining constant vigilance to ensure that
nothing out of the ordinary is occurring, immediately addressing any issues that they see no
matter the location and time of day that it occurs, including before their paid shifts begin and
after they end.” Id. The specific pre- and post-shift activities Plaintiffs allege are compensable
include the staff security screening, donning of the necessary equipment, flipping their chit,
walking to their duty posts, exchanging equipment and information with the incoming/outgoing
correctional officer, and exiting the Institution.
When clearing the staff screening site, Plaintiffs contend they “perform their principal
activity of maintaining safety and security and assist in assuring no contraband enters the
Institution.” Id. ¶ 19. Plaintiffs also assert that the donning of necessary equipment is
compensable because “plaintiffs cannot wear their duty belts, protective vests, and metal chains
as they walk through the upright metal detector without sounding the alarm.” Id. Nor can
Plaintiffs dispense with the donning of their equipment because the equipment is necessary for
Plaintiffs to perform their principal activity of maintaining safety and security in the Institution.
Id.
Further, after flipping their accountability chit and during the walk to their duty posts,
Plaintiffs “perform their principal activities of supervising and monitoring inmates and
maintaining safety and security” because they are “in uniform, identifiable to the inmates and
staff as correctional officers, and they perform patrol and security work” while remaining
“vigilant, alert, and ready to . . . respond to emergencies.” Id. ¶ 24.
Upon arriving at their posts, the incoming correctional officers perform an information
exchange with the outgoing correctional officers regarding “any significant security events that
occurred during the previous shift . . . .” Id. ¶ 25. Plaintiffs allege that during this time the
incoming correctional officer must “inspect, account for, and exchange equipment . . . with the
outgoing correctional officer assigned to that post.” Id. Plaintiffs claim this information and
equipment exchange is “integral and indispensable to Plaintiffs’ principal activities of
maintaining safety and security of staff, inmates, and the Institution.” Id. ¶ 28. This is because
the exchange of equipment and information “ensur[es] accountability for keys and correctional
equipment so that such items do not fall into the hands of inmates, as well as [ensures] that
oncoming officers have all information necessary to maintain the safety and security of the
inmates, staff and post during their shift.” Id. ¶ 26. The shifts of the incoming and outgoing
officers do not overlap during this equipment and information exchange. Id. ¶¶ 26, 29.
While walking back from their duty posts after their shifts, Plaintiffs must “remain[]
vigilant, alert, and ready to respond to emergencies . . . observing and correcting inmate
3
behavior, looking for contraband, [and] responding to body alarms and other emergencies . . . .”
Id. ¶ 26.
II. Legal Standard
“A motion to dismiss . . . for failure to state a claim upon which relief can be granted is
appropriate when the facts asserted by the plaintiff do not entitle him to a legal remedy.” United
Pac. Ins. Co. v. United States, 464 F.3d 1325, 1327-28 (Fed. Cir. 2006) (quoting Boyle v. United
States, 200 F.3d 1369, 1372 (Fed. Cir. 2000)). As the Supreme Court explained, “a complaint
must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible
on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007)). And to be “plausible on its face,” the complaint “does not need
detailed factual allegations.” Twombly, 550 U.S. at 555; see also Cary v. United States, 552 F.3d
1373, 1376 (Fed. Cir. 2009) (Rule 8 “does not require the plaintiff to set out in detail the facts
upon which the claim is based, but enough facts to state a claim to relief that is plausible on its
face.”). In other words, the complaint must contain enough detail “to raise a right to relief above
the speculative level.” Twombly, 550 U.S. at 555. “Conclusory allegations of law and
unwarranted inferences of fact do not suffice to support a claim.” Bradley v. Chiron Corp., 136
F.3d 1317, 1322 (Fed. Cir. 1998) (citations omitted). Nevertheless, the Court “must assume all
well-pled factual allegations are true and indulge in all reasonable inferences in favor of the
nonmovant.” United Pac. Ins. Co., 464 F.3d at 1327-28 (quoting Anaheim Gardens v. United
States, 444 F.3d 1309, 1314–15 (Fed. Cir. 2006)).
III. Discussion
A. The Complaint States a Claim for Relief.
The Government argues that the Complaint fails to allege any facts that plausibly suggest
Plaintiffs are entitled to relief under the FLSA or BPA. Specifically, the Government contends
“maintaining the safety and security of the Institution, inmates, and staff” is not sufficiently
specific “to establish a ‘principal activity’ as a matter of law because ‘safety and security’ are not
specific activities—much less ‘principal activities,’ as required.” ECF No. 12 at 9-10. And the
Government contends that Plaintiffs fail to allege that each of the specific activities are necessary
to their principal activity, and that these specific activities take more than a de minimis amount
of time. Id. 12 at 12. However, for the reasons explained below, Plaintiffs do state a plausible
claim for relief under the FLSA and BPA. First, Plaintiffs allege the specific conduct that
constitutes maintaining the safety and security of the Institution, inmates, and staff, which is
sufficiently specific to constitute principal activities. Second, Plaintiffs plausibly allege the
preliminary and postliminary activities they perform are “integral and indispensable” to
performing these principal activities. And finally, Plaintiffs plausibly allege that these activities,
in the aggregate, exceed the de minimis threshold. In sum, Plaintiffs’ Complaint states a claim
for relief under the FLSA and BPA and survives the Government’s Motion to Dismiss.
1. The FLSA and Portal-to-Portal Act.
When applicable, the FLSA prohibits the employment of any person to work beyond a
forty-hour workweek, or eight-hour workday, unless that person receives overtime pay of one
4
and one-half times his or her regular rate of pay for the overtime hours worked. 29 U.S.C.
§ 207(a)(1); 5 C.F.R. § 551.501(a). Employers who violate the FLSA are liable to covered
employees for their unpaid overtime compensation, and “[a]n action to recover the liability . . .
may be maintained . . . by any one or more employees for and in behalf of himself or themselves
and other employees similarly situated.” 29 U.S.C. § 216(b).
Although undefined in the statute, the Supreme Court has broadly interpreted “work”
under the FLSA to mean “physical or mental exertion (whether burdensome or not) controlled or
required by the employer and pursued necessarily and primarily for the benefit of the employer
and his business.” Integrity Staffing Solutions, Inc. v. Busk, 574 U.S. 27, 31 (2014) (quoting
Tennessee Coal, Iron & R. Co. v. Muscoda Local No. 123, 321 U.S. 590, 598 (1944)). Exertion
is unnecessary for an activity to count as work under the FLSA, because “an employer, if he
chooses, may hire a man to do nothing, or to do nothing but wait for something to happen.”
Armour & Co. v. Wantock, 323 U.S. 126, 133 (1944). “Readiness to serve may be hired, quite as
much as service itself, and time spent lying in wait for threats to the safety of the employer's
property may be treated by the parties as a benefit to the employer.” Id. And the FLSA’s
“statutory workweek includes all time during which an employee is necessarily required to be on
the employer’s premises, on duty or at a prescribed workplace.” Anderson v. Mt. Clemens
Pottery Co., 328 U.S. 680, 690–691 (1946).
The Supreme Court’s broad interpretations of the FLSA “provoked a flood of litigation”
and “Congress responded swiftly.” Integrity Staffing, 574 U.S. at 31-32. The Portal-to-Portal
Act of 1947, 29 U.S.C. § 251 et seq., limits an employer’s liability under the FLSA for failing to
pay overtime compensation for the following activities:
(1) walking, riding, or traveling to and from the actual place of
performance of the principal activity or activities which such
employee is employed to perform, and
(2) activities which are preliminary to or postliminary to said
principal activity or activities,
which occur either prior to the time on any particular workday at
which such employee commences, or subsequent to the time on
any particular workday at which he ceases, such principal activity
or activities.
29 U.S.C. § 254(a).
After the Portal-to-Portal Act’s passage, the Supreme Court interpreted the term
“principal activity or activities” to include “all activities which are an ‘integral and indispensable
part of the principal activities.’” IBP, Inc. v. Alvarez, 546 U.S. 21, 29-30 (2005) (quoting Steiner
v. Mitchell, 350 U.S. 247, 252-53 (1956)). “An activity is . . . integral and indispensable to the
principal activities that an employee is employed to perform if it is an intrinsic element of those
activities and one with which the employee cannot dispense if he is to perform his principal
activities.” Integrity Staffing, 574 U.S. at 33. Therefore, the question of liability turns on two
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questions: 1) what are “principal activities”; and 2) are the claimed activities “integral and
indispensable” parts of the principal activities.
The Department of Labor understands that the Portal-to-Portal Act did not alter “the
‘continuous workday rule,’ under which compensable time comprises ‘the period between the
commencement and completion on the same workday of an employee’s principal activity or
activities . . . [,] whether or not the employee engages in work throughout all of that period.’”
Sandifer v. U.S. Steel Corp., 571 U.S. 220, 226 (2014) (quoting 29 C.F.R. § 790.6(b)); see also
IBP, 546 U.S. at 29 (discussing § 790.6(b)’s adoption of the continuous workday rule).
Even if an activity is otherwise compensable under the FLSA, however, the de minimis
doctrine may render it non-compensable. Anderson, 328 U.S. at 692. “The de minimis doctrine
limits FLSA liability for overtime activities that consume negligible amounts of time.” Bull v.
United States, 68 Fed. Cl. 212, 225, clarified by 68 Fed. Cl. 276 (2005), aff'd, 479 F.3d 1365
(Fed. Cir. 2007). As the Supreme Court explained:
When the matter in issue concerns only a few seconds or minutes
of work beyond the scheduled working hours, such trifles may be
disregarded. Split-second absurdities are not justified by the
actualities of working conditions or by the policy of the Fair Labor
Standards Act. It is only when an employee is required to give up a
substantial measure of his time and effort that compensable
working time is involved.
Anderson, 328 U.S. at 692. To determine whether the work performed is de minimis, a trial
court examines: “(1) the practical administrative difficulty of recording the additional time; (2)
the aggregate amount of compensable time; and (3) the regularity of the additional work.” Bobo
v. United States, 136 F.3d 1465, 1468 (Fed. Cir. 1998) (quoting Lindow v. United States, 738
F.2d 1057, 1063 (9th Cir. 1984)). Federal regulations “limit[] the application of the de minimis
doctrine to periods of 10 minutes or less per day.” Bull, 68 Fed. Cl. at 226 (citing 5 C.F.R. §
551.412(a)(1)). Indeed, “[d]ecisions of this court construing the FLSA have developed a rule of
thumb that [10] minutes of preliminary or postliminary work that would otherwise be
compensable because it is closely related to principal activities will nonetheless be treated as
non-compensable if it totals less than [10] minutes per day.” Id. (alterations in original) (quoting
Riggs v. United States, 21 Cl. Ct. 664, 682 (1990)).
2. The Complaint Contains Sufficient Facts Plausibly Alleging that the
Alleged Work Activities are Compensable Under the FLSA.
The Government argues the Complaint fails to state a claim for relief under the FLSA
because it fails to allege any facts that plausibly allege that Plaintiffs’ alleged work activities are
compensable under the FLSA. ECF No. 12 at 6. To be compensable, the work must be integral
to the Plaintiffs’ principal activities. See IBP, 546 U.S. at 21, 29-30; Integrity Staffing, 574 U.S.
at 33. Of course, before determining whether a given task is integral to Plaintiffs’ principal
activities, the Court must first determine what those principal activities are. Aguilar v. Mgmt. &
Training Corp., 948 F.3d 1270, 1276 (10th Cir. 2020) (citation omitted).
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a) Plaintiffs’ description of their principal activities is not overly
broad.
Plaintiffs allege that their “principal activity is maintaining the safety and security of the
Institution, inmates, and staff.” ECF No. 11 ¶ 10. The Government rejects this characterization
of the Plaintiffs’ principal activity as conclusory because “‘safety and security’ are not specific
activities—much less ‘principal activities,’ as required.” ECF No. 12 at 9-10. While this broad
description of their principal activities may be overbroad, it is not fatal to their claims. See
Adegbite v. United States, 156 Fed. Cl. 495, 505 (2021). Plaintiffs allege that they maintain
safety and security by “maintaining constant vigilance to ensure that nothing out of the ordinary
is occurring, immediately addressing any issues that they see no matter the location and time of
day that it occurs, including before their paid shifts begin and after they end.” ECF No. 11. ¶ 10.
Furthermore, Plaintiffs plausibly allege how each of the compensable underlying activities are
tied to their principal activity of providing safety and security to the Institution. See id. ¶¶ 19-36.
Providing “security” in this manner is a sufficient description. See Aguilar, 948 F.3d at 1277
(“[T]he officers’ principal activities include maintaining ‘the custody and discipline of inmates,’
‘supervising detainees,’ ‘searching for contraband[,] and providing security.’”) (second alteration
in original).
b) The alleged work activities are plausibly “integral and
indispensable” to Plaintiffs’ principal activities.
Having determined the Plaintiffs’ principal activities, the Court must now turn to the
disputed activities to determine whether the Plaintiffs plausibly allege them to be compensable.
The Government challenges each of the specific work activities Plaintiffs allege arguing that
they are not integral and indispensable to these principal activities and thus are non-compensable
for purposes of the FLSA. ECF No. 12 at 12. The Court addresses them in turn.
(1) Clearing the staff security screenings.
Plaintiffs first pass through security screenings which includes passing through metal
detectors. ECF No. 11 ¶ 19. The Government argues that the security screening is integral to the
activities of those performing the screening, not the Plaintiffs. According to the Government,
“the activity of preventing contraband from entering the prison is done by those administering
the screening – not the plaintiffs who are being screened prior to their shifts.” ECF No. 12 at 14
(alterations omitted). Assuming that the security screening operators’ principal activities are as
the Government asserts, the Government does not explain why the screenings cannot also be
integral to Plaintiffs’ principal activities. Here Plaintiffs do contend that they “perform their
principal activity of maintaining safety and security and assist in assuring no contraband enters
the Institution.” ECF No. 11 ¶ 19.
Other courts have found activities like those alleged by the Plaintiffs to be compensable
under the FLSA based on similar descriptions of principal activities. In Aguilar, the Tenth
Circuit determined that the officers undergoing a security screening upon arriving at the prison
was integral and indispensable to their principal activities of “maintaining the custody and
discipline of inmates, supervising detainees, searching for contraband[,] and providing security.”
948 F.3d at 1277 (alteration in original) (citation and internal quotation marks omitted). The
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Circuit reasoned that the security screening “prevent[s] weapons and other contraband from
entering the prison[, which] . . . is necessarily tied to the officers’ work of providing prison
security and searching for contraband.” Id. at 1278 (citation and internal quotation marks
omitted); see also Roberts v. State, 483 P.3d 212, 220-21 (Ariz. Ct. App. 2021), review granted
(Sept. 14, 2021) (finding security screening integral and indispensable to correctional officers’
principal activity of maintaining prison safety and security); Alvarez et al. v. United States, No.
20-1533, 2021 WL 6163405 (Fed. Cl. Dec. 30, 2021) (concluding that Plaintiff correctional
officers stated a plausible claim for relief under the FLSA when they alleged security screenings
were integral to Plaintiffs’ primary duty of maintaining safety and security at a correctional
institution); Adegbite, 156 Fed. Cl. at 506-07 (same). As explained above, that is what Plaintiffs
allege here as well.
The Government relies on several other opinions to argue that the security screenings are
not integral and indispensable to Plaintiffs’ principal activities. ECF No. 12 at 15-16. In
Henderson v. Cuyahoga County, the District Court determined that undergoing the security
screening is not compensable work under the FLSA because “[w]hile the pre-shift security
screening may relate to part of the activity Plaintiff performs during his shifts, i.e., searching for
contraband, the Plaintiff could still perform his job effectively if the pre-shift screenings were
eliminated.” No. 20-1351, 2020 WL 5706415, at *3 (N.D. Ohio Sept. 24, 2020). But it is not
clear how the Court in Henderson concluded that “Plaintiff could still perform his job effectively
if the pre-shift screenings were eliminated” based solely on the pleadings as required under
RCFC 12(b)(6). Id.; see also Adegbite, 156 Fed. Cl. at 507. There is certainly nothing in the
pleadings before this Court that would allow any such holding here. Therefore, the Court finds
Henderson unpersuasive.
In Hootselle v. Missouri Dep’t of Corr., the Court determined that, although correctional
officers submitting to a security screening is important to ensuring security at a correctional
facility, “there are no facts to show what impact, if any, eliminating security screenings would
have on the corrections officers’ work.” 624 S.W.3d 123, 139-40 (Mo. 2021). But, as Plaintiffs
assert in their response, the Court in Hootselle merely concluded that there were insufficient
facts alleged to hold that the security screenings were compensable as a matter of law. ECF No.
13 at 17-18. At this stage, Plaintiffs have alleged sufficient facts that, taken as true, show the
security screenings are plausibly integral to their principal activity of maintaining security at the
Institution. If discovery shows that Plaintiffs could perform their principal duties effectively
without the security screenings, the Government may well prevail on summary judgment or at
trial on that basis. But it cannot prevail now.
The Government also relies on Integrity Staffing and Whalen to support its argument that
the security screenings are not compensable as a matter of law. ECF No. 12 at 13-15. But both
cases are procedurally and factually distinguishable from this case. In Integrity Staffing,
Amazon required its warehouse workers to undergo security screenings at the end of their shift to
prevent theft, which they alleged was compensable under the FLSA. The Supreme Court held
that these screenings were neither a principal activity nor integral and indispensable to the
employees’ principal activities of fulfilling online shopping orders. Integrity Staffing, 574 U.S.
at 35-36. That is, the prevention of theft was not integral nor indispensable to the activity of
fulfilling shopping orders. But the Plaintiffs’ specific duties in this case are much more closely
8
aligned with the security screenings at issue here and Integrity Staffing does not compel
dismissal.
Whalen is readily distinguishable because it resolved a summary judgment motion based
on undisputed facts, while this motion is one to dismiss under RCFC 12(b)(6). Whalen v. United
States, 93 Fed. Cl. 579, 582 (2010); ECF No. 12; ECF No. 13 at 19. In Whalen, this Court held
that a security inspection was not “integral and indispensable” to the principal activities of air
traffic controllers. 93 Fed. Cl. at 600. But the fact that a security screening is applicable to all
persons entering the Institution, does not mean the activity is not “integral and indispensable” to
Plaintiff correctional officers. ECF No. 12 at 14-15. It is plausible that undergoing a security
screening is integral or indispensable to preventing contraband from entering the Institution, and
an activity without which Plaintiffs plausibly could not perform the job they were hired to do.
Taking this allegation as true, Plaintiffs have stated a claim for relief under the FLSA.
(2) Donning and doffing of equipment.
The Government argues that Plaintiffs’ “duty belt and protective vest would only set off
the metal detector if worn in conjunction with ‘metal chains.’” ECF No. 12 at 18. According to
the Government, because Plaintiffs fail to allege that they are required to wear metal duty belts
and metal protective vests, the duty belts and protective vests must be something other than
metal. And if these items are not metal, then Plaintiffs can wear them through the metal detector.
Id. But the Government necessarily assumes that the equipment may not be metal, which is not
supported by the Complaint, which reads: “Retrieving and donning the duty belt and metal
chains and chits must be performed on defendant’s premises after clearing the screening site
because the plaintiffs cannot wear their duty belts, protective vests, and metal chains as they
walk through the upright metal detector without sounding the alarm.” ECF No. 11 ¶ 19. The
Court reads this to allege that the correctional officers cannot wear their equipment—i.e., duty
belts, protective vests, and metal chains—while passing through the metal detector. And if
Plaintiffs remove this equipment before passing through the metal detector, they must put it back
on after passing through. Even if the equipment is kept on the other side of the metal detector,
Plaintiffs already alleged that this equipment is necessary for the officers to perform their
principal activities. This means Plaintiffs must don the equipment after they clear the security
screening whether they were wearing the equipment prior to the screening or not. In any case,
Plaintiffs have sufficiently alleged that donning belts, vests, and metal chains on the other side of
the metal detector is integral and indispensable for them to perform their principal activities.
This states a plausible claim for relief under the FLSA.
As the Tenth Circuit found in Aguilar, returning equipment, is “integral and
indispensable to the officers’ principal activities of maintaining custody and discipline of the
inmates and providing security.” 948 F.3d at 1283. As Aguilar found, “the officers use keys to
guard the inmates and to lock and unlock doors to ensure security; use radios to communicate
with officers at their posts and to give them directions and instructions throughout the day; and
use [h]and restraints and pepper spray . . . as both a deterrent and if necessary, to control unruly
inmates.” Id. at 1280 (alteration in original) (citation and internal quotation marks omitted); see
also Hootselle, 624 S.W.3d at 141 (holding that picking up and returning equipment such as keys
and radios is integral and indispensable to corrections officers’ principal activities of supervising,
guarding, escorting, and disciplining offenders). Here, Plaintiffs allege their duty belts hold
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essential equipment including radios, pepper spray, and keys. ECF No. 11 ¶¶ 19, 25. Whether
correctional officers can perform their work without their duty belts and equipment is a question
for another day.
(3) Clearing the sally port and slider gate.
The Government contends that Plaintiffs failed to sufficiently allege that flipping the
accountability chit and clearing the sally port are “‘integral and indispensable’ to plaintiffs’
principal activity of guarding the Institution.” ECF No. 12 at 19. The Government made a
similar argument in Alexander v. United States, 156 Fed. Cl. 512, 528 (2021). There, the Court
found Plaintiff correctional officers sufficiently alleged that once they entered the correctional
facility’s sally port and flipped the accountability chit, they were “on duty and responsible for the
‘safety and security’” of the inmates and staff. Id. The Alexander Court determined that clearing
the sally port and flipping the chit were activities “plausibly integral and indispensable and,
therefore, tied to the prison guards’ principal activities for which they are hired.” Id.
Like in Alexander, all the Court needs to decide at this juncture is whether Plaintiffs have
plausibly stated a claim for relief under the FLSA. Plaintiffs have done so. Plaintiffs allege they
are performing their principal activities of maintaining safety and security when they clear the
sally port and flip the accountability chit. ECF No. 11 ¶¶ 21-24. During this time Plaintiffs
allege they are in uniform and identifiable to inmates and staff as correctional officers. Id. ¶ 20.
Plaintiffs allege that clearing the sally port and slider gate, and flipping their accountability chit
are, in and of themselves, integral and indispensable to their principal activity of maintaining the
safety and security of the Institution. At FCI Elkton, Plaintiffs claim they flip their
accountability chit after they enter the Control Center sally port. Id. ¶ 21. After clearing the
sally port, Plaintiffs at FCI Elkton then clear a slider gate and are locked inside the Institution
with the inmates. Id. At FSL Elkton, after Plaintiffs don their duty belts they clear a locked,
glass door leading onto the FSL Compound and proceed to the Compound Office or post. Id. ¶
23. At both FCI and FSL Elkton, once Plaintiffs pass through the screening site and collect their
equipment, they “continue to perform pre-shift work activities as part of the continuous workday
. . . .” Id. ¶ 20. Also, during this time Plaintiffs “perform their principal activity of maintaining
safety and security . . . inside the secure confines of the Institution because, among other things,
they, at all times, are in uniform, identifiable to the inmates and staff as correctional officers . . .
.” ECF No. 11 ¶ 24. Plaintiffs also allege that these activities, independently, are integral and
indispensable to the performance of their principal activities of maintaining the safety and
security of the Institution. Id. ¶ 20. In the alternative, Plaintiffs allege that the activities they
perform after the security screening, i.e., clearing the sally port and slider gate and flipping the
accountability chit, are part of the continuous workday. Id. These allegations plausibly state a
claim for relief under the FLSA and are therefore sufficient to survive the Government’s Motion
to Dismiss.
(4) Walking to and from assigned posts.
The Government challenges Plaintiffs’ allegation that the time spent walking to and from
duty posts before and after shifts is compensable. ECF No. 12 at 20 (citing ECF No. 11 ¶¶ 21-
24). But the Government’s challenge fails for the same reasons it failed in Adegbite—the
Plaintiffs are performing their job duties while walking to and from their posts. Adegbite, 156
10
Fed. Cl. at 508; see also Alvarez, 2021 WL 6163405 (denying the Government’s motion to
dismiss because Plaintiffs plausibly alleged that walking to and from their duty posts were
integral and indispensable components of their principal activity of maintaining safety and
security at FCI Mendota).
The Government first argues that this time is non-compensable under Whalen. See ECF
No. 12 at 21. In Whalen, a group of air traffic controllers argued that they should have been paid
for passing through security screenings and travelling from the security screening at the entrance
to Edwards Air Force Base to their duty stations. 93 Fed. Cl. at 597. Judge Lettow rejected this
argument with a compelling analysis that found these activities were not integral to the air traffic
controllers’ principal activities. But according to the Complaint, Plaintiffs “perform their
principal activities of supervising and monitoring inmates, and maintaining safety and security
while walking to their assigned posts” because they must “remain vigilant, alert, and ready to
(and do) respond to emergencies.” Id. ¶ 24. Whether air traffic controllers perform their
principal activities while travelling from a security checkpoint to the control tower (clearly, they
do not) sheds no light on whether Plaintiffs’ can prevail here. According to the Government, the
authorities that support its argument that walking to assigned posts is non-compensable is
“legion.” 3 ECF No. 12 at 22; but see Alvarez, 2021 WL 6163405 (rejecting cases cited by the
Government that purportedly supported its argument that walking to an assigned post is non-
compensable). But as Judge Davis recognized in Alvarez, each of the Government’s cases was a
decision on the merits. This procedural distinction is sufficient to militate against dismissing
Plaintiff’s action at this stage.
The Government next argues that an employer may require its employees to complete
certain de minimis tasks during a commute that is non-compensable. ECF No. 12 at 23 (citing
Bobo, 136 F.3d at 1465, 1468). While this is true, the Court analyzes whether time is de minimis
using the factors stated in Lindow. See 738 F.2d at 1062-63 (listing factors to consider when
determining whether otherwise compensable time is de minimis). Here, Plaintiffs have alleged
sufficient facts to satisfy each factor. Plaintiffs start and end at a fixed point in the Institution,
making the administrative task of accounting for the additional time relatively simple. Plaintiffs
also adequately allege that this occurs for “each shift” at each facility, and that the aggregate
amount of time spent for each activity is compensable. See ECF No. 11 ¶¶ 14, 34. And finally,
Bobo is distinguishable because the Court was ruling on cross-motions for summary judgment,
rather than a motion to dismiss. 136 F.3d at 1466.
The Government also challenges the notion that simply remaining vigilant is sufficient to
make Plaintiffs’ walking through the Institution compensable. ECF No. 12 at 24. Here, the
Government compares this time to time the Court found non-compensable in Akpeneye v. United
3
See ECF No. 12 at 22 (citing Bishop v. United States, 72 Fed. Cl. 766 (2006) (withholding
summary judgment for Plaintiffs because there was a factual dispute as to whether the time spent
walking to the post was de minimis), aff’d sum nom. Carlsen v. United States, 521 F.3d 1371
(Fed. Cir. 2008), as corrected on reh’g (Apr. 29, 2008)); Mertz v. Wisc. Dep’t of Workforce
Dev., 2015 WI App 90, 365 Wis. 2d 607, 871 N.W.2d 866 (Wis. Ct. App. 2015) (holding that a
correctional officer’s time spent walking to his post was not compensable in part because the
correctional officer was not required to respond to emergencies while walking to his post).
11
States, 138 Fed. Cl. 512 (2018). In Akpeneye, the Court found that although Pentagon security
officers had to remain vigilant, ready to respond to emergencies, and check their radios during
their mid-day breaks, that time was not compensable. Id. at 532-33. But Akpeneye does not
compel dismissal here. Although remaining vigilant while guarding the Pentagon is clearly of
vital importance, it is not the same thing as remaining vigilant while walking through a prison
where the people Plaintiffs are guarding may attack them. More importantly, Akpeneye granted
summary judgment on this point based on facts developed in discovery. Id. at 543. 4
Similarly, the Government challenges the Plaintiffs’ claims under Babcock v. Butler
County, 806 F.3d 153 (3d Cir. 2015), which affirmed the dismissal of an FLSA complaint
seeking compensation for a 15-minute unpaid portion of a one-hour lunch break. ECF No. 12 at
24. In Babcock, the Circuit affirmed under the “predominant benefit test,” which determines
“whether the officer is primarily engaged in work-related duties during” uncompensated periods.
806 F.3d at 156 (citation omitted). But this test requires the Court to evaluate “the totality of the
circumstances to determine, on a case-by-case basis, to whom the benefit . . . inures.” Id. at 157
(emphasis added). And in Babcock, the Circuit explicitly recognized that even though the
District Court dismissed the complaint under Rule 12(b)(6), “there has been . . . ‘sufficient
development of the facts to enable a capable application of the appropriate predominant benefit
standard . . . .’” Id. at 158. That is not the case here.
The Government cites numerous cases in a final effort to show that “requiring an
employee in a security related position to be alert and on call to respond to emergencies does not
transform non-compensable time into compensable time.” ECF No. 12 at 25 n.6. But as
Plaintiffs counter, all of these cases are factually or procedurally distinct from the instant case in
that those cases were concerning mid-shift breaks and mealtimes, or were summary judgment
decisions. ECF No. 13 at 30 n.7.
And other courts have found the time prison guards spend walking through a prison to be
compensable. The Missouri Supreme Court in Hootselle found officers’ walking to and from
their posts compensable because the officers were “on duty and expected to respond to incidents
involving offenders; required to act as prison guards whenever they are inside the prisons; and
required to remain vigilant and respond to incidents as they arise.” 624 S.W.3d at 141 (citation
and internal quotation marks omitted). In other words, these activities are what the officers are
employed to do—supervising, guarding, escorting, and disciplining offenders—regardless of
whether they perform these activities at their posts or away from them. Id. at 142.
Finally, the Government argues that Plaintiffs’ failure to specifically allege the times and
distances it takes for plaintiffs to complete the walk from the security screening to their post
warrants dismissal. ECF No. 12 at 26 n.7. But, once again, the Government seeks to impose a
greater burden on Plaintiffs than necessary to survive a motion to dismiss. All that is required in
a complaint is to plausibly allege entitlement to relief above the speculative level. Whether these
4
Akpeneye also denied summary judgment on the remaining claims, including donning and
doffing, because of disputed material facts. 138 Fed. Cl. at 542-43. This further supports denial
of the Government’s motion here.
12
activities actually take more than a de minimis amount of time is a matter appropriately resolved
after discovery.
(5) Exchange of information and equipment at shift change.
The Government asserts that it is “not clear” that the exchange of equipment and
information that occurs after Plaintiffs arrive at their posts is “‘integral’ or intrinsic to the
correctional officers’ principal activities.” Id. at 27. Plaintiffs’ Complaint reads:
As they exchange equipment and vital, potentially, life-saving
information, Plaintiffs are performing their principal activities of
supervising and monitoring inmates on post. While doing so, they
also continue to perform their principal activity of maintaining
safety and security of the Institution by ensuring accountability for
keys and correctional equipment so that such items do not fall into
the hands of inmates, as well as by ensuring that oncoming officers
have all information necessary to maintain the safety and security
of the inmates, staff and post during their shift.
ECF No. 11 ¶ 26 (emphasis in original). Correctional officers exchanging information about the
very job they are performing, and exchanging equipment necessary to perform that job, plausibly
appear to be integral and intrinsic to performing that job. Further, Plaintiffs allege that there is a
de facto overlap in the shift of the incoming and outgoing officers. That is, although two officers
engage in the equipment and information exchange, only one of the officers is being
compensated for this activity. Id. ¶¶ 27, 29-30. The facts as alleged sufficiently state a claim for
relief under the FLSA. See Alexander, 156 Fed. Cl. at 530 (finding that the time spent by
plaintiff correctional officers exchanging equipment and information at the guard post was
“plausible as ‘integral and indispensable’ to plaintiffs’ principal activities.”); Alvarez, 2021 WL
6163405 at, *2, *7 (finding plaintiff correctional officers stated a plausible claim for relief
regarding the time spent exchanging information and equipment at their guard post).
(6) Exiting the Institution.
The final activity Plaintiffs allege they should be compensated for is “walking from their
posts to the secured perimeter after their paid shifts while performing” a multitude of duties.
ECF No. 11 ¶¶ 31, 34. These duties include “remaining vigilant, alert, and ready to respond to
emergencies while within the secured confines of the Institution, supervising and monitoring
inmates, observing and correcting inmate behavior, looking for contraband, responding to body
alarms and other emergencies, and returning equipment to the FCI Control Center.” Id. ¶ 31.
Since March 2020, when Plaintiffs return equipment, they are “required to wipe down and
sanitize all equipment in the front lobby before returning it to the Control Center.” Id. Also
while walking from their posts to the Control Center, “Plaintiffs are required, and do, respond to
emergencies, including violent fights between inmates within the Institution.” Id. ¶ 32.
Plaintiffs allege that failure to respond to an emergency while walking from their assigned duty
posts can result in discipline “up to and including termination.” Id. And Plaintiffs claim that
these activities are “part of the continuous workday” and that these activities are “integral and
13
dispensable to the Plaintiff’s principal activity of maintaining safety and security of staff,
inmates, and the Institution.” Id. ¶¶ 31, 33.
According to Plaintiffs, when they leave their assigned duty posts they “engage in these
same work activities in reverse (with the exception of clearing the screening site).” ECF No. 13
at 8. Thus, if Plaintiffs adequately alleged that the activities they perform while walking to their
duty posts are compensable under FLSA, then the activities they perform while walking from
their duty posts are also compensable. “Like when plaintiffs walk to their post, these activities
are plausible, compensable activities under the FLSA and sufficiently tied to plaintiffs’ principal
activity for which they are hired.” Alexander, 156 Fed. Cl. at 530.
3. The Continuous Workday Rule.
The Government may be vindicated through discovery and be able to show that some, if
not all, of the alleged work activities are non-compensable under the FLSA. But those issues are
not for the Court to determine at this stage. This is particularly true here because the continuous
workday rule supports that the Complaint sufficiently states that Plaintiffs’ alleged work
activities are compensable under the FLSA. Specifically, because the Complaint states a claim
for relief regarding Plaintiffs’ first and last alleged work activities of the day, undergoing the
security screening and exiting the Institution, all the intermediary activities would likely be
compensable under the continuous workday rule. Indeed, the court in Aguilar found that all the
officers’ alleged work activities were compensable under the FLSA pursuant to the continuous
workday rule after finding that their first alleged activity, undergoing the security screening, and
the last alleged activity, returning keys and equipment, were integral and indispensable to their
principal activity. 948 F.3d at 1279-80, 1283, 1289.
The Government argues that the continuous workday rule does not apply to Plaintiffs’
alleged work activities, asserting that the Plaintiffs’ activities are each de minimis. ECF No. 12
passim. The Government relies on Singh v. City of New York, 524 F.3d 361, 371 n.8 (2d Cir.
2008), to argue that “a de minimis principal activity does not trigger the continuous workday
rule.” ECF No. 12 at 19, 28, 31. The Court does not agree. As an initial observation, other
courts disagree with Singh and hold that a de minimis principal activity can trigger the
continuous workday rule. Perez v. Mountaire Farms, Inc., 650 F.3d 350, 377-78 (4th Cir. 2011);
Butler v. DirectSat USA, 55 F. Supp. 3d 793, 816-17 (D. Md. 2014) (holding that a de minimis
principal activity can trigger the continuous workday rule). More importantly, as the Fourth
Circuit explained:
In applying the de minimis rule, we consider the aggregate amount
of time for which the employees are otherwise legally entitled to
compensation. See DOL Wage & Adv. Mem. No.2006–2 n.1
(May 31, 2006). We do not, as [defendant] suggests, evaluate each
task or group of tasks separately to determine if the time period is
de minimis. Adopting [defendant’s] approach would undermine
the purpose of the FLSA . . . .
Perez, 650 F.3d at 373. Whether Plaintiffs can prevail and show that any of the work is
compensable is not the question for today. The issue before the Court is whether the Plaintiffs
14
have adequately pleaded that they are required to work at least ten minutes of compensable work
beyond their eight-hour shifts without pay. They have done so.
4. The Complaint Contains Sufficient Factual Details Regarding the Timing
and Duration of the Alleged Work Activities.
The Government repeatedly argues that Plaintiffs fail to state a claim because they do not
allege how much time each pre- and post-shift activity takes. ECF No. 12 at 12 n.2, 16 n.3, 19,
20 n.4. If this Court were to find that some of the alleged activities are not compensable, the
Government believes this Court would have to speculate as to whether the de minimis doctrine is
satisfied. ECF No. 12 at 12 n.2. But whether the de minimis doctrine is satisfied is determined
by looking at the aggregate of the alleged compensable activities, not by scrutinizing each
discrete individual activity alleged to be compensable. Alvarez, 2021 WL 6163405, at *8 (citing
Abbey v. United States, 99 Fed. Cl. 430, 437 (2011)). Moreover, after work has begun, the
continuous workday rule holds that all work performed after that point is compensable. 29
C.F.R. § 790.6(a); Aguilar, 948 F.3d at 1277-81; see also Adegbite, 156 Fed. Cl. at 510.
Plaintiffs’ alleging that they spent between fifteen-to-thirty minutes per day in total
before and after their scheduled shifts performing required, uncompensated work is not
implausible. There is nothing implausible about the allegation that the activities addressed above
that are potentially compensable took between 15-30 minutes to complete. While it is true that
Plaintiffs do not specify how much time each activity takes, it remains plausible that the
activities take between 15-30 minutes per day. In fact, the Complaint alleges that “[a]t all times
material herein, defendant has suffered or permitted plaintiffs to work at least 15-30 minutes
each shift, and sometimes more, before and after their scheduled shift times without
compensating plaintiffs for this work time.” ECF No. 11 ¶ 14. Finally, the duration of each
activity is appropriately determined during discovery, not on a motion to dismiss. At this stage,
Plaintiffs have plausibly alleged that the work activities in the aggregate are compensable. That
is all the Court requires.
B. Plaintiffs’ Complaint States a Claim for Relief Under the BPA.
The Government also argues that the Complaint fails to state a claim for relief under the
BPA. ECF No. 12 at 32 (citing ECF No. 11 ¶ 47). The BPA, in pertinent part, provides:
An employee of an agency who . . . is found . . . to have been
affected by an unjustified or unwarranted personnel action which
has resulted in the withdrawal or reduction of all or part of the pay,
allowances, or differentials of the employee—
(A) is entitled, on correction of the personnel action, to receive for
the period for which the personnel action was in effect—
(i) an amount equal to all or any part of the pay, allowances, or
differentials, as applicable which the employee normally would
have earned or received during the period if the personnel action
had not occurred . . . .
15
5 U.S.C. § 5596(b). In arguing that the Complaint fails to state a claim for relief under the BPA,
the Government relies solely on its contention that Plaintiffs’ claims for relief under the FLSA
fail. ECF No. 12 at 32-33. This is because the BPA “is not itself a jurisdictional statute. It is
merely derivative in application, depending on a prior finding of appropriate jurisdiction in the
Claims Court.” Refaei v. United States, 129 Fed. Cl. 1, 23 (2016), aff’d, 725 F. App’x 945 (Fed.
Cir. 2018) (quoting Mitchell v. United States, 930 F.2d 893, 897 n.3 (Fed. Cir. 1991)) (additional
citations omitted). Therefore, “‘[u]nless some other provision of law commands payment of
money to the employee for the ‘unjustified or unwarranted personnel action,’ the Back Pay Act is
inapplicable.’” Id. (quoting Spagnola v. Stockman, 732 F.2d 908, 912 (Fed. Cir. 1984))
(additional citations omitted).
The Government’s argument here is that because the FLSA purportedly is inapplicable to
this case, the Plaintiffs’ BPA claims must fail as well. ECF No. 12 at 32-33. But as explained
above, the Plaintiffs adequately pleaded their FLSA claims, which survive the Government’s
motion. With the FLSA providing jurisdiction, there is no basis to dismiss Plaintiffs’ BPA
claims.
IV. Conclusion
The Government’s motion may succeed at summary judgment when facts are established
through discovery. But that does not mean it can prevail now as a Motion to Dismiss for failure
to state a claim. Because the Court holds that the Plaintiffs have adequately pleaded their claims:
1. The Government’s Motion to Dismiss, ECF No. 12, is hereby DENIED in its entirety;
and
2. Plaintiffs’ Motions for Leave to File Notice of Supplemental Authority, ECF Nos. 17 and
19, are GRANTED.
IT IS SO ORDERED.
s/ Edward H. Meyers
Edward H. Meyers
Judge
16