Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 1
FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT March 30, 2022
_________________________________
Christopher M. Wolpert
Clerk of Court
JEFFREY J. SPERRY,
Plaintiff - Appellant,
v. No. 21-3009
(D.C. No. 5:16-CV-03222-SAC)
LINDSEY WILDERMUTH; (D. Kan.)
ANDREW LUCHT; CHRISTOPHER
ROSS; KEVIN BOSCH; (FNU)
HUNT; COLLETTE
WINKLEBAUER; REX PRYOR; K.
LEE; LARRY HOSHAW; DANIEL
JACKSON; PHILLIP PATTERSON;
ROBERT SAPIEN; HANNAH
BOOTH; JAMES HEIMGARTNER;
JOHNNIE GODDARD; DOUGLAS
BURRIS; BILL SHIPMAN;
RAYMOND ROBERTS; KANSAS
DEPARTMENT OF
CORRECTIONS,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT *
_________________________________
Before HARTZ, BACHARACH, and CARSON, Circuit Judges.
*
Oral argument would not help us decide the appeal, so we have
decided the appeal based on the record and the parties’ briefs. See Fed. R.
App. P. 34(a)(2)(C); 10th Cir. R. 34.1(G).
Our order and judgment does not constitute binding precedent except
under the doctrines of law of the case, res judicata, and collateral estoppel.
But the order and judgment may be cited for its persuasive value if
otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A).
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 2
_________________________________
This appeal involves ten claims by a Kansas prisoner, Mr. Jeffrey
Sperry. In these claims, Mr. Sperry complains of placement and conditions
in administrative segregation, housing in a cell infested with roaches,
systematic deprivation of sleep, withholding of publications that had been
mailed, denial of access to a law library and legal assistance, seizure and
loss of personal property and legal materials, deprivation of fair hearings
in disciplinary matters, and shortcomings in the grievance system. The
defendants include the Kansas Department of Corrections and eighteen
prison employees.
The defendants moved, in the alternative, for dismissal or summary
judgment. The district court stated that it was granting “Defendants’
motion” but didn’t say which motion was being granted. We treat the
ruling as a dismissal and reverse the dismissal of Mr. Sperry’s claims
against Lindsey Wildermuth and Andrew Lucht for retaliation
through placement in administrative segregation and
against K. Lee, Bill Shipman, Hannah Booth, and Robert
Sapien for withholding of mail.
We affirm the dismissal of Mr. Sperry’s other claims.
I. Characterization of the Ruling and the Standard of Review
Because the defendants had moved alternatively for dismissal or
summary judgment, we must decide which motion was granted.
2
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 3
Some of the court’s language suggests that the ruling constituted a
grant of summary judgment. For example, the court said that it was
deciding “the motion under the request for summary judgment contained
therein.” R. at 667. And in the conclusion, the court used the terminology
of summary judgment, granting “judgment as a matter of law” based on the
absence of a “genuine issue as to any material fact.” Id. at 691; see Fed. R.
Civ. P. 56(a) (stating that “[t]he court shall grant summary judgment if the
movant shows that there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law”).
But the court used other language suggesting dismissal for failure to
state a valid claim. See Fed. R. Civ. P. 12(b)(6). For example, the
disposition stated that “[t]his matter is dismissed for failure to state a
claim upon which relief can be granted.” R. at 691 (bolding omitted). And
when concluding each section, the court said that it was dismissing each
cause of action for failure to state a valid claim. 1
In their briefs, both parties treat the ruling as a dismissal for failure
to state a valid claim. 2 Given the ambiguity in the ruling, we accept the
1
On appeal, the defendants don’t present an alternative argument to
affirm based on their summary-judgment motion.
2
Mr. Sperry’s characterization isn’t consistent. For example, in his
notice of appeal, he treats the ruling as an “order of summary judgment.”
R. at 693. In his appeal brief, however, he consistently refers to the ruling
as one for dismissal for failure to state a valid claim. He also argues that if
the defendants question the evidentiary support for any of the claims, they
3
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 4
parties’ characterization. We thus apply the standard used when the district
court dismisses an action for failure to state a valid claim.
That standard of review is de novo. Acosta v. Jani-King of Okla.,
Inc., 905 F.3d 1156, 1158 (10th Cir. 2018). Engaging in de novo review,
we credit the factual allegations in the complaint and view them favorably
to Mr. Sperry. SEC v. Shields, 744 F.3d 633, 640 (10th Cir. 2014). But the
complaint must contain sufficient factual allegations to state a claim for
relief that is facially plausible. Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009).
II. Constitutional Claims
In the complaint, Mr. Sperry alleges many constitutional violations.
The district court dismissed each claim.
A. Placement in Administrative Segregation
Mr. Sperry was put in administrative segregation, leading to claims
involving violation of the First and Fourteenth Amendments. 3
1. First Amendment (Retaliation)
In asserting a violation of the First Amendment, Mr. Sperry alleges
retaliation for his exercise of constitutionally protected activity. The
can move for summary judgment after the completion of discovery.
Appellant’s Opening Br. at 6–11.
3
In the complaint, Mr. Sperry also asserted that his placement in
administrative segregation had violated the Eighth Amendment and
4
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 5
district court dismissed this claim, stating that Mr. Sperry had failed to
adequately plead facts showing each defendant’s substantial motivation to
retaliate for protected conduct. For most of the defendants, we agree. But
not for two prison employees (Lindsey Wildermuth and Andrew Lucht).
A retaliation claim bears three elements: (1) identification of
constitutionally protected activity, (2) conduct “that would chill a person
of ordinary firmness from continuing to engage in that activity,” and (3)
facts indicating that the conduct was intended to respond to the exercise of
protected activity. Gee v. Pacheco, 627 F.3d 1178, 1189 (10th Cir. 2010).
The complaint contains allegations that would satisfy each element.
The first element involves protected activity. Mr. Sperry says that he
helped other inmates in their litigation, and the defendants point out that
such help isn’t constitutionally protected. Shaw v. Murphy, 532 U.S. 223,
231 (2001). But Mr. Sperry also claims that he brought his own civil suit,
which is constitutionally protected. Cohen v. Longshore, 621 F.3d 1311,
1317–18 (10th Cir. 2010); Trujillo v. Williams, 465 F.3d 1210, 1226–27
(10th Cir. 2006).
The second element is conduct that would inhibit continued pursuit
of Mr. Sperry’s civil case. In the complaint, Mr. Sperry alleged that Ms.
Fourteenth Amendment’s Equal Protection Clause. He does not reassert
these claims here.
5
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 6
Wildermuth and Mr. Lucht had imposed administrative segregation, which
resulted in transfer to another prison with harsher conditions. A factfinder
could reasonably infer that the harsher conditions could chill a person of
ordinary firmness from continued pursuit of a civil case. Gee, 627 F.3d at
1189; Fogle v. Pierson, 435 F.3d 1252, 1263–64 (10th Cir. 2006).
The third element involves a retaliatory motive. The defendants
attribute placement in administrative segregation to a disciplinary
violation. But Mr. Sperry disagrees, attributing placement in administrative
segregation to retaliation. He alleges that Ms. Wildermuth and Mr. Lucht
monitored the civil suit, Ms. Wildermuth issued a disciplinary report
riddled with errors and refused to make corrections, and Ms. Wildermuth
blamed the mistakes on a department run by Mr. Lucht. From these
allegations, a factfinder could reasonably infer a retaliatory motive.
We thus conclude that Mr. Sperry adequately pleaded satisfaction of
each element as to Ms. Wildermuth and Mr. Lucht. But Mr. Sperry did not
plausibly allege the participation of any of the other defendants in the
retaliatory transfer to administrative segregation. 4 We thus reverse the
dismissal of this claim only as to Ms. Wildermuth and Mr. Lucht. 5
4
The other defendants on this claim are Raymond Roberts, Johnnie
Goddard, Collette Winklebauer, Rex Pryor, Phillip Patterson, Larry
Hoshaw, Daniel Jackson, and James Heimgartner.
5
Mr. Sperry also alleged a conspiracy and argues on appeal that this
conspiracy included his placement in administrative segregation.
6
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 7
2. Fourteenth Amendment (Due Process)
Mr. Sperry also claims a denial of due process in violation of the
Fourteenth Amendment. The district court dismissed this claim, and we
agree with this ruling.
The Fourteenth Amendment requires due process only if the
defendant affected a liberty or property interest. Ky. Dep’t of Corr. v.
Thompson, 490 U.S. 454, 460 (1989). Mr. Sperry alleges a liberty interest
based on the state’s regulations governing placement in administrative
segregation.
But a liberty interest can arise from state regulations only when they
extend the duration of confinement or impose an “atypical and significant
hardship on the inmate in relation to the ordinary incidents of prison life.”
Sandin v. Conner, 515 U.S. 472, 484, 487 (1995). The district court
properly concluded that Mr. Sperry had failed to allege facts showing that
the placement in administrative segregation extended his prison
confinement or constituted an “atypical and significant hardship” in
comparison to the typical terms of prison confinement. Id.
To determine whether the conditions were atypical and significant,
the court engages in a fact-intensive assessment, considering the totality of
Appellant’s Opening Br. at 5. But this argument consists only of a single
sentence and is conclusory. We thus affirm the dismissal of the conspiracy
claim related to the placement in administrative segregation. Cummings v.
Dean, 913 F.3d 1227, 1235–36 (10th Cir. 2019).
7
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 8
the circumstances. Rezaq v. Nalley, 677 F.3d 1001, 1012 (10th Cir. 2012).
This assessment includes four factors:
1. the existence of a legitimate penological interest,
2. the extremity of the conditions,
3. the possible effect on the duration of confinement, and
4. the indeterminate nature of the placement.
Est. of DiMarco v. Wyo. Dep’t of Corr., 473 F.3d 1334, 1342 (10th Cir.
2007).
On the first factor, Mr. Sperry pleaded a factual basis to question the
legitimacy of the penological interest, for he attributed his placement in
administrative segregation to petty retaliation.
On the second factor, Mr. Sperry alleged various losses of privileges:
lockdown for 24 hours without human interaction,
constant lighting in the cell,
lack of visitation,
limited access to outside recreation,
limited shower access,
lack of law-library access,
lack of opportunities to participate in religious ceremonies,
lack of access to publications,
lack of mental-health programs,
8
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 9
inability to participate in work-release programs,
cuffing and connection to a dog leash upon exit from the cell,
inability to participate in fundraisers,
inability to access his JPay account,
inability to use his MP4 player, and
limited ability to purchase items from the commissary.
R. at 152. We’ve regarded similar restrictions as typical and insignificant
in comparison to the ordinary incidents of prison life. Rezaq v. Nalley, 677
F.3d 1001, 1014–15 (10th Cir. 2012); see also Requena v. Roberts, 893
F.3d 1195, 1218 (10th Cir. 2018) (“[R]estrictions on an inmate’s telephone
use, property possession, visitation and recreation privileges are not
different in such degree and duration as compared with the ordinary
incidents of prison life.” (internal quotation marks omitted)). 6
On the third factor, placement in administrative segregation doesn’t
affect the duration of the sentence. Mr. Sperry complains that he couldn’t
participate in rehabilitation programs or in work release, which could have
hurt his chances to obtain parole at his 2020 hearing. But there’s little in
6
In non–precedential opinions, we have also concluded that similar
conditions at this prison weren’t severe enough to create a liberty interest.
Shields v. Cline, 829 F. App’x 321, 324 (10th Cir. 2020) (unpublished);
Stallings v. Werholtz, 492 F. App’x 841, 845 (10th Cir. 2012)
(unpublished).
9
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 10
the complaint to assess Mr. Sperry’s chance of getting parole even if he
could have participated in these programs.
On the fourth factor, Mr. Sperry doesn’t allege that he was to remain
in administrative segregation for an indefinite period.
Given the factors as a whole, we conclude that Mr. Sperry’s
“placement in administrative segregation . . . does not give rise to a liberty
interest.” Talley v. Hesse, 91 F.3d 1411, 1413 (10th Cir. 1996). Because no
liberty interest existed, the Fourteenth Amendment did not require due
process. Templeman v. Gunter, 16 F.3d 367, 371 (10th Cir. 1994). So this
claim was properly dismissed.
B. Infestation of Roaches
Mr. Sperry also claims that his cell swarmed with roaches for
roughly 2 ½ months. This claim implicates the Eighth Amendment, which
is violated only if the prison official recognizes and “disregards an
excessive risk to inmate health or safety.” Farmer v. Brennan, 511 U.S.
825, 837 (1994). 7
Mr. Sperry acknowledges in the complaint that he was told that the
defendants had an exterminator regularly spray for roaches. (He does not
7
In the complaint, Mr. Sperry alleged that at any one time, 3–20
roaches could be seen anywhere in the cell. Despite these allegations, the
district court concluded that the alleged infestation was not serious enough
to implicate the Eighth Amendment. We need not address this issue and
express no opinion on the objective seriousness of the alleged infestation
of roaches.
10
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 11
question the truthfulness of what was said.) Given the efforts to rid the cell
of roaches, Mr. Sperry has failed to allege a plausible basis to infer
conscious disregard to his health or safety. See Wishon v. Gammon, 978
F.2d 446, 449 (8th Cir. 1992) (upholding summary judgment for prison
officials based on evidence that they regularly sprayed the cells for pests).
C. Sleep Deprivation
Mr. Sperry also claims an Eighth Amendment violation from the
deprivation of sleep. The alleged sleep deprivation consisted of constant
lighting of every cell and wakening of every inmate throughout the night.
The district court dismissed this claim for two reasons: (1) Mr.
Sperry hadn’t alleged the participation of any of the defendants, and (2)
the sleep interruptions hadn’t deprived Mr. Sperry of the minimal measures
of life’s necessities.
Even if we were to reject the second reason, Mr. Sperry hasn’t
questioned the first reason for dismissal of this claim. By failing to
challenge that reason, Mr. Sperry waived his opportunity to show personal
participation of the defendants. See Moya v. Garcia, 895 F.3d 1229, 1233
(10th Cir. 2018) (stating that the plaintiff must allege facts showing how
each defendant “had been personally involved in the underlying violations
through their own participation or supervisory control”).
11
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 12
D. Withholding of a Book, Magazines, and a Photograph
Prison authorities prevented mail delivery of a book, three
magazines, and a photograph. 8 Based on the inability to obtain these
materials, Mr. Sperry alleges violation of the First and Fourteenth
Amendments.
On this claim, the district court reasoned that prison authorities had a
legitimate penological objective to withhold the book, magazines, and
photograph. But the court ruled on a motion to dismiss, which limited the
universe of facts to those alleged in the amended complaint. See Part I,
above. 9 In the amended complaint, Mr. Sperry needed only to “plead facts
from which a plausible inference [could] be drawn that the action was not
reasonably related to a legitimate penological interest.” Gee v. Pacheco,
8
In the complaint, Mr. Sperry also alleged withholding of a second
book (Full Blast by Janet Evanovich and Charlotte Hughes). But he
acknowledged in district court that this incident had fallen outside the
limitations period.
9
Prison officials relied on an investigative report (otherwise called a
“Martinez report”) for their summary-judgment motion, but the district
court ruled on the motion to dismiss rather than the motion for summary
judgment. When ruling on a motion to dismiss for failure to state a valid
claim, the court can consider investigative reports only if “the plaintiff
challenges a prison’s policies or established procedures and the
[investigative] report’s description of the policies or procedures remains
undisputed after plaintiff has an opportunity to respond.” Gee v. Pacheco,
627 F.3d 1178, 1186 (10th Cir. 2010) (quoting Hall v. Bellmon, 935 F.2d
1106, 1112 (10th Cir. 1991)). As the defendants point out, Mr. Sperry
hasn’t challenged the prison’s policies or procedures. Appellees’ Resp. Br.
at 25. So we cannot consider the investigative report.
12
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 13
627 F.3d 1178, 1188 (10th Cir. 2010). Mr. Sperry’s allegations satisfied
this standard.
He alleges five facts:
1. Authorities seized a Us Weekly magazine because it contained
an advertisement for drink recipes, but
there’s no rule against possession of publications
containing drink recipes and
authorities allowed many other publications containing
the same advertisement.
2. Authorities withheld an issue of Wired Magazine, stating that it
posed a threat to the security of the facility. But Mr. Sperry’s
family saw nothing in the magazine that could remotely
threaten security.
3. Authorities seized a second issue of Wired Magazine , but
never gave a reason for seizing it.
4. Authorities seized the book The Target and identified five
pages as improper. These pages contained fictional discussions
about the length of a prisoner’s incarceration,
between two death-row inmates,
about vetting of CIA agents, and
about the selection of two CIA agents for a mission.
5. Authorities seized a photograph of a sexily dressed female, but
it was not pornographic.
The amended complaint contained nothing to suggest a penological
objective to seize these materials. So the district court erred in dismissing
the First Amendment claim for withholding Mr. Sperry’s mail.
13
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 14
The resulting issue is which defendants should remain on this claim.
Mr. Sperry alleged direct involvement by K. Lee, Bill Shipman, Hannah
Booth, and Robert Sapien. So these defendants should remain on this
claim. But Mr. Sperry also asserted this claim against Raymond Roberts,
Johnnie Goddard, Douglas Burris, Rex Pryor, James Heimgartner, and
Collette Winklebauer based on their failures to properly address
administrative appeals. Those alleged failures would not constitute
personal participation. See Gallagher v. Shelton, 587 F.3d 1063, 1069
(10th Cir. 2009) (stating that “a denial of a grievance, by itself without any
connection to the violation of constitutional rights alleged by plaintiff,
does not establish personal participation under [42 U.S.C.] § 1983”). So
the dismissals were correct for Mr. Roberts, Mr. Goddard, Mr. Burris, Mr.
Pryor, Mr. Heimgartner, and Ms. Winklebauer.
The district court also properly dismissed the Fourteenth Amendment
claim. The court reasoned that (1) Mr. Sperry could have the materials sent
elsewhere and (2) he had an adequate remedy in state court. On appeal, Mr.
Sperry does not say what was wrong with the reasoning on the Fourteenth
Amendment claim. We thus affirm the dismissal of this claim. See Nixon v.
City & Cty. of Denver, 784 F.3d 1364, 1366 (10th Cir. 2015) (stating that
the appellant must “explain what was wrong with the reasoning that the
district court relied on in reaching its decision”); see also Garrett v. Selby
Connor Maddux & Janer, 425 F.3d 836, 840–41 (10th Cir. 2005) (stating
14
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 15
that even unrepresented litigants must present an argument citing the
record and providing legal authority).
E. Denial of Access to a Law Library or Persons Trained in the
Law
Mr. Sperry also alleges denial of court access from his inability to
use the law library or consult individuals trained in the law. 10 But these
denials would have crossed a constitutional line only if they had hindered
Mr. Sperry’s effort to litigate a nonfrivolous claim. Penrod v. Zavaras, 94
F.3d 1399, 1403 (10th Cir. 1996) (per curiam). The district court reasoned
that Mr. Sperry had failed to explain how better legal access would have
allowed him to pursue another claim.
He points to a state court’s rejection of his motion attacking a
criminal sentence. See Kan. Stat. Ann. § 60–1507. Under Kansas law,
however, this statute imposes a strict deadline and restricts the filing of
second or subsequent motions. Id. § 60–1507(c), (f). Based on these
restrictions, the Kansas Court of Appeals upheld the dismissal of his
motion as both untimely and successive. Sperry v. State, No. 112,143, 2016
WL 2942280 (Kan. Ct. App. 2016) (unpublished; per curiam).
10
In district court, Mr. Sperry also claimed that this denial of court
access had constituted retaliation, deprivation of due process, and denial of
equal protection. On appeal, however, Mr. Sperry doesn’t reassert these
claims.
15
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 16
In reviewing the constitutional claim for denial of court access, the
district court reasoned that Mr. Sperry hadn’t said how better legal access
would have changed the outcome in state court. On appeal, Mr. Sperry
doesn’t address this reasoning. So we must affirm this ruling. See Nixon v.
City & Cty. of Denver, 784 F.3d 1364, 1366 (10th Cir. 2015) (stating that
the appellant must “explain what was wrong with the reasoning that the
district court relied on in reaching its decision”); see also Garrett v. Selby
Connor Maddux & Janer, 425 F.3d 836, 840–41 (10th Cir. 2005) (stating
that even unrepresented litigants must present an argument citing the
record and providing legal authority).
F. Seizure of Personal Property
The prison restricted every inmate’s personal belongings, stating that
they had to fit in two small boxes. Based on this restriction, the defendants
allegedly seized Mr. Sperry’s belongings, including his legal materials.
Based on these alleged seizures, Mr. Sperry claimed violations of the First
Amendment, the Fourteenth Amendment’s Due Process Clause, 11 a
conspiracy to violate these amendments, and violation of the Racketeering
Influenced and Corrupt Organizations Act.
11
In the complaint, Mr. Sperry also claimed a denial of the Fourteenth
Amendment’s Equal Protection Clause. But on appeal, he doesn’t reassert
this claim.
16
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 17
The district court didn’t address the First Amendment claim. We’d
ordinarily remand for consideration of this claim, see Tabor v. Hilti, Inc.,
703 F.3d 1206, 1227 (10th Cir. 2013), but a remand is unnecessary because
the claim was facially deficient, see Fogle v. Pierson, 435 F.3d 1252, 1262
(10th Cir. 2006).
As noted above, the First Amendment was violated if the seizure had
hindered Mr. Sperry’s effort to litigate a nonfrivolous claim. Penrod v.
Zavaras, 94 F.3d 1399, 1403 (10th Cir. 1996) (per curiam). And on this
claim, Mr. Sperry referred only to the state appellate court’s rejection of
his motion attacking a criminal sentence. See Sperry v. State, No. 112,143,
2016 WL 2942280 (Kan. Ct. App. 2016) (unpublished; per curiam). But
again, Mr. Sperry hasn’t shown how the seized materials would have
helped him obtain a better outcome in that state-court appeal. We thus
reject Mr. Sperry’s reliance on the First Amendment. See Part II(E), above.
On the Fourteenth Amendment claim, the district court reasoned that
the defendants had supplied due process by allowing Mr. Sperry to tell
authorities where to send the seized items. Mr. Sperry doesn’t question this
reasoning, so we must affirm the ruling. See Nixon v. City & Cty. of
Denver, 784 F.3d 1364, 1366 (10th Cir. 2015) (stating that the appellant
must “explain what was wrong with the reasoning that the district court
relied on in reaching its decision”); see also Garrett v. Selby Connor
Maddux & Janer, 425 F.3d 836, 840–41 (10th Cir. 2005) (stating that even
17
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 18
unrepresented litigants must present an argument citing the record and
providing legal authority).
On the claims involving conspiracy and violation of the Racketeering
Influenced and Corrupt Organizations Act, Mr. Sperry says only that the
seizure of his property “states a claim upon which relief could be had for
. . . conspiracy to violate his rights by targeting his legal files for suits
against [the Kansas Department of Corrections] and its agents, and RICO
under 18 U.S.C. § 1964.” Appellant’s Opening Br. at 9. 12
For a conspiracy claim, Mr. Sperry had to “allege specific facts
showing an agreement and concerted action amongst the defendants.”
Frasier v. Evans, 992 F.3d 1003, 1024 (10th Cir. 2021) (quoting Tonkovich
v. Kan. Bd. of Regents, 159 F.3d 504, 533 (10th Cir. 1998)). The district
court regarded the conspiracy allegations as conclusory, and his appellate
argument is no more specific. The same is true of the claim involving
violation of the Racketeering Influenced and Corrupt Organizations Act.
We thus uphold the rulings on the claims involving a conspiracy and
violation of the Racketeering Influenced and Corrupt Organizations Act.
See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (“Threadbare recitals of
12
Mr. Sperry also pleaded conspiracy claims in connection with his
other constitutional theories. But in his appeal brief, he refers to the
conspiracy claim only in connection with his placement in administrative
segregation and the seizure of his belongings. Appellant’s Opening Br. at
5, 9.
18
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 19
the elements of a cause of action, supported by mere conclusory
statements, do not suffice.”); Khalik v. United Air Lines, 671 F.3d 1188,
1191 (10th Cir. 2012) (“[I]n examining a complaint under Rule 12(b)(6),
we will disregard conclusory statements and look only to whether the
remaining, factual allegations plausibly suggest the defendant is liable.”);
Cummings v. Dean, 913 F.3d 1227, 1235–36 (10th Cir. 2019) (declining to
consider an argument consisting of “single conclusory sentence”); Birch v.
Polaris Indus., Inc., 812 F.3d 1238, 1249 (10th Cir. 2015) (declining to
consider an argument that was “inadequately briefed” because it was
“vague, confusing, conclusory, and unsupported by record evidence”).
G. Loss of Belongings after Their Seizure
Mr. Sperry also claims that authorities lost his belongings, violating
the Fourteenth Amendment’s Due Process Clause. 13 The district court
rejected this claim, reasoning that Mr. Sperry had adequate post-
deprivation remedies. Mr. Sperry doesn’t challenge this reasoning, so we
affirm this ruling. See Nixon v. City & Cty. of Denver, 784 F.3d 1364, 1366
(10th Cir. 2015) (stating that the appellant must “explain what was wrong
with the reasoning that the district court relied on in reaching its
decision”); see also Garrett v. Selby Connor Maddux & Janer, 425 F.3d
13
In the complaint, Mr. Sperry also claimed a denial of equal
protection. But on appeal, he doesn’t reassert this claim.
19
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 20
836, 840–41 (10th Cir. 2005) (stating that even unrepresented litigants
must present an argument citing the record and supporting legal authority).
H. Lack of Fairness in Disciplinary Proceedings
Mr. Sperry also claims that his disciplinary proceedings were unfair.
The district court rejected the claim, reasoning that the proceedings hadn’t
affected the duration of the sentence. Mr. Sperry again fails to address the
district court’s reasoning, so we must uphold the ruling. See Nixon v. City
& Cty. of Denver, 784 F.3d 1364, 1366 (10th Cir. 2015) (stating that the
appellant must “explain what was wrong with the reasoning that the district
court relied on in reaching its decision”); see also Garrett v. Selby Connor
Maddux & Janer, 425 F.3d 836, 840–41 (10th Cir. 2005) (stating that even
unrepresented litigants must present an argument citing the record and
providing legal authority).
I. Deficiencies in the Prison’s Grievance System
In the complaint, Mr. Sperry also alleges that prison authorities made
a mockery of the grievance system. The district court rejected these
allegations, concluding that Mr. Sperry had failed to show hindrance to a
nonfrivolous claim or a constitutional right to a grievance system. Mr.
Sperry again fails to address the district court’s reasoning, so we affirm
the ruling. See Nixon v. City & Cty. of Denver, 784 F.3d 1364, 1366 (10th
Cir. 2015) (stating that the appellant must “explain what was wrong with
the reasoning that the district court relied on in reaching its decision”); see
20
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 21
also Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840–41 (10th
Cir. 2005) (stating that even unrepresented litigants must present an
argument citing the record and providing legal authority).
III. State-Law Claims
In his appeal brief, Mr. Sperry invokes the Kansas Tort Claims Act
and asserts claims for battery, breach of fiduciary duty, negligence, and
outrage. These claims were properly dismissed.
A. Battery
In Kansas, a battery takes place only if the defendant makes contact
or puts another in apprehension of contact. Wilson v. Meeks, 98 F.3d 1247,
1253 (10th Cir. 1996). But the complaint lacks any allegations of a
touching or threatened touching by any of the defendants. So the district
court properly dismissed this claim.
Mr. Sperry argues on appeal that he was touched by the roaches and
likens the roaches to dogs, insisting that a dog owner can incur liability for
a battery when a dog attacks someone. But a dog owner owns and controls
the dog, and the prison doesn’t own or control the roaches. Given this
difference, the district court properly dismissed the battery claim.
B. Other State–Law Claims
In his appeal brief, Mr. Sperry also sprinkles references to various
other causes of action under Kansas law:
21
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 22
“If mistreatment of a confined person is a crime, it certainly
constitutes a violation of the Prison officials[’] fiduciary duty
to protect Plaintiff from criminal abuse, and a jury could
certainly find that torturing prisoners with roaches for 2½
months constitutes outrageous conduct.” Appellant’s Opening
Br. at 6.
“For the same reasons as the roach infestation, sleep
deprivation constitutes the torts of battery, breach of fiduciary
duty, outrageous conduct and negligence.” Id. at 7.
“[Seizure of his belongings] clearly states a claim upon which
relief could be had for . . . state torts . . . .” Id. at 9.
“He is also protected from loss by [Kansas Department of
Corrections] and its agents due to intentional or negligent
seizure, damage or loss of his property by [the Kansas
Department of Corrections’] agents. K.S.A. 75–6101 et seq.”
Id.
“[T]he Kansas Tort Claims Act protects him from these corrupt
disciplinary proceedings as this is a diversity jurisdiction case.
75–6101 et seq.” Id. at 10.
“These privileges and rights [available to inmates in general
population and denied to inmates in administrative segregation]
are protected by the Kansas Tort Claims Act under K.S.A. 75–
6101 et seq.” Id. at 11.
In these statements, Mr. Sperry does not adequately develop an argument
involving the Kansas Tort Claims Act or a cause of action for breach of
fiduciary duty, negligence, or outrage. We thus do not consider these
references as distinct arguments. See Adler v. Wal-Mart Stores, Inc., 144
22
Appellate Case: 21-3009 Document: 010110664499 Date Filed: 03/30/2022 Page: 23
F.3d 664, 679 (10th Cir. 1998) (“Arguments inadequately briefed in the
opening brief are waived . . . .”). 14
IV. Conclusion
We reverse and remand on (1) the First Amendment retaliation claim
against defendants Wildermuth and Lucht and (2) the First Amendment
claim against defendants Lee, Shipman, Booth, and Sapien for withholding
of his mail. On the remaining dismissals, we affirm. 15
Entered for the Court
Robert E. Bacharach
Circuit Judge
14
Though Mr. Sperry is pro se, he must comply with the same
procedural rules governing other litigants. Garrett v. Selby Connor Maddux
& Janer, 425 F.3d 836, 840 (10th Cir. 2005).
15
The defendants have not argued for affirmance on any alternative
ground, so we express no opinion on the availability of summary judgment.
Because the district court did not rule on the defendants’ alternative
argument for summary judgment, the court should consider that argument
on remand, if appropriate, as to the claims involving (1) retaliation against
defendants Wildermuth and Lucht and (2) censorship of a photograph, the
book The Target, and the magazines Us Weekly and Wired Magazine.
23