[Cite as Johnson v. ContiTech USA, Inc., 2022-Ohio-1552.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
UNION COUNTY
DAWN L. JOHNSON,
PLAINTIFF-APPELLANT, CASE NO. 14-21-23
v.
CONTITECH USA, INC., ET AL., OPINION
DEFENDANTS-APPELLEES.
Appeal from Union County Common Pleas Court
Trial Court No. 2020-CV-0146
Judgment Reversed and Cause Remanded
Date of Decision: May 9, 2022
APPEARANCES:
Jennifer L. Lawther for Appellant
Jonathan D. Miller for Appellee, ContiTech USA, Inc.
Case No. 14-21-23
SHAW, J.
{¶1} Appellant, Dawn L. Johnson (“Johnson”), appeals from a decision and
entry of the Union County Court of Common Pleas, which granted summary
judgment to Appellee, ContiTech USA, Inc. (“ContiTech”), finding that there was
no genuine issue of material fact that Johnson was not entitled to participate in
workers' compensation benefits for the additional condition of posttraumatic stress
disorder after a workplace injury. For the following reasons, the judgment of the
trial court is reversed, and this matter is remanded to the trial court for further
proceedings.
Relevant Facts and Procedural History
{¶2} On June 23, 2016, Johnson sustained a work-related injury to her left
arm while employed with ContiTech as a laborer. Her workers’ compensation claim
was allowed for cervical strain, thoracic strain, left shoulder strain, fracture left
radius, and fracture left ulna.
{¶3} On September 4, 2018, Johnson filed a motion requesting additional
allowances for posttraumatic stress disorder (“PTSD”) and major depressive
disorder. After a hearing on December 12, 2018, a district hearing officer with the
Industrial Commission granted in part and denied in part Johnson’s motion, stating:
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In accordance with Armstrong v. John R. Jurgensen Company, 136
Ohio St.3d 58, District Hearing Officer finds that Injured Worker has
proved by a preponderance of the evidence that the additional
allowance of “MAJOR DEPRESSIVE DISORDER” is causally
related to the currently allowed physical conditions associated with
Injured Worker’s 06/23/2016 industrial accident with the Employer
and orders this condition is GRANTED based on the medical
examination report findings from Paul Deardorff, Ph.D. dated
10/10/2018.
However, in accordance with Armstrong v. John R. Jurgensen
Company, 136 Ohio St.3d 58, District Hearing Officer finds that
Injured Worker has failed to prove by a preponderance of the evidence
that the additional allowance of “POST TRAUMATIC STRESS
DISORDER” is causally related to the currently allowed physical
conditions associated with Injured Worker’s 06/23/2016 industrial
accident with the Employer and orders this condition is DENIED.
District Hearing Officer bases this decision on the 10/10/2018 medical
examination report from Dr. Deardorff, which states based on his
review of the medical evidence in file and his examination findings
that the requested psychological condition is related to Injured
Worker’s actual involvement with the mechanism of injury associated
with her 06/23/2016 accident rather than the allowed physical
conditions recognized in this claim.
(Emphasis sic.)
{¶4} Johnson appealed the district hearing officer’s decision to an Industrial
Commission staff hearing officer. On appeal, the staff hearing officer affirmed the
order of the district hearing officer. The staff hearing officer based his decision on
the same 2018 report of Paul Deardorff, Ph.D., “who opines that the major
depressive disorder is causally related to the allowed physical conditions but the
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post traumatic stress disorder was caused by the incident itself rather than the
allowed physical conditions and therefore is not compensable.”
{¶5} Johnson appealed. By order of February 26, 2019, the Industrial
Commission refused to hear a further appeal.
{¶6} After the Industrial Commission refused Johnson’s administrative
appeal, Johnson appealed to the Union County Court of Common Pleas pursuant to
R.C. 4123.512. See Petition and Complaint on Appeal, Doc. No. 2, at 3. Johnson
filed a notice of dismissal without prejudice on October 28, 2019 pursuant to Civ.R.
41(A). Id.
{¶7} On October 15, 2020, Johnson filed the Petition and Complaint on
Appeal in this case in the Union County Court of Common Pleas. ContiTech and
the Administrator of the Bureau of Worker’s Compensation each filed an answer.
{¶8} On May 5, 2021, ContiTech filed a motion for summary judgment on
Johnson’s claim that she was entitled to workers’ compensation for the additional
condition of PTSD. ContiTech asserted that there was no genuine issue of material
fact whether Johnson’s PTSD was causally related to her previously-allowed
physical conditions, and therefore ContiTech was entitled to judgment as a matter
of law. Johnson opposed the motion, relying on Johnson’s expert’s report which
stated that the “PTSD is, at least in part, due to her physical injury and not solely
due to the accident itself.” (12/10/18 Ward Report). ContiTech filed a reply.
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{¶9} The trial court, on October 29, 2021, filed a decision and entry granting
ContiTech’s motion for summary judgment, finding that: “[Johnson] suffered
compensable physical injuries and that her PTSD arose as a result of the accident.
Relying upon Armstrong [v. John R. Jurgensen Co., 136 Ohio St.3d 58, 2013-Ohio-
2237], the Court further finds that [Johnson] did not establish that her PTSD was
causally related to her compensable physical injuries. Accordingly, the Court finds
no genuine issues as to material facts remain.” (10/29/21 Decision and Entry at 3).
{¶10} Johnson timely appealed the trial court’s judgment and raises the
following assignment of error for review:
THE TRIAL COURT ERRED IN GRANTING APPELLEE
CONTITECH USA INC.’S MOTION FOR SUMMARY
JUDGMENT.
Summary Judgment Standard
{¶11} Pursuant to Civ.R. 56(C), summary judgment is proper if there is no
genuine issue as to any material fact and the moving party is entitled to judgment as
a matter of law. The party moving for summary judgment bears the initial burden
of demonstrating that no genuine issue of material fact remains to be litigated.
Dresher v. Burt, 75 Ohio St.3d 280, 292, 1996-Ohio-107. “[S]ummary judgment
shall not be rendered unless it appears from the evidence or stipulation * * * that
reasonable minds can come to but one conclusion and that conclusion is adverse to
the party against whom the motion for summary judgment is made, that party being
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entitled to have the evidence or stipulation construed most strongly in the party’s
favor.” Civ.R. 56(C). “When a motion for summary judgment is made and
supported as provided in this rule, an adverse party may not rest upon the mere
allegations or denials of the party’s pleadings, but the party’s response * * * must
set forth specific facts showing that there is a genuine issue for trial.” Civ.R. 56(E).
{¶12} This Court reviews a grant of summary judgment de novo. Grafton v.
Ohio Edison Co., 77 Ohio St.3d 102, 105, 1996-Ohio-336. Accordingly, this Court
applies the same standard for summary judgment as did the trial court. Weisenauer
v. Am. Standard, Inc., 3d Dist. Seneca No. 13-13-25, 2014-Ohio-1569, ¶ 20.
Compensability of Mental Condition Under Workers’ Compensation
{¶13} The purpose of Ohio’s workers’ compensation system is to provide
compensation to employees and their dependents for injuries or death that occur in
the course of employment. Tucker v. Michael’s Stores, Inc., 3d Dist. Allen No. 1-
02-94, 2003-Ohio-1538, ¶ 7, citing Section 35, Article II, Ohio Constitution. For
purposes of workers’ compensation claims, R.C. 4123.01(C) defines an “injury” as:
(C) * * * any injury, whether caused by external accidental
means or accidental in character and result, received in the course
of, and arising out of, the injured employee's employment.
“Injury” does not include:
(1) Psychiatric conditions except where the claimant’s
psychiatric conditions have arisen from an injury or occupational
disease sustained by that claimant[.]
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{¶14} To be compensable, a psychiatric condition must have arisen from an
injury and therefore, there must be a causal connection between a claimant’s
physical injury and the claimant’s mental condition. Armstrong v. John R.
Jurgensen Co., 136 Ohio St.3d 58, 2013-Ohio-2237, at ¶ 17.
Analysis
{¶15} In support of its motion for summary judgment, ContiTech argued that
Johnson’s PTSD was not causally related to the physical injuries allowed in her
2016 claim. Attached to ContiTech’s motion for summary judgment were the
January 2018 report of H. Owen Ward, Jr., Ph.D., Johnson’s expert, and the report
of Paul A. Deardorff, Ph.D. Concerning the diagnosis of PTSD, Dr. Ward noted
Johnson “was clearly exposed to a traumatic injury that left her inches away from
certain death” and “[t]he serious nature of her injury is such that she continues to
have flashbacks that are triggered by looking at her surgically repaired left arm that
is still deformed with the best result that surgery could provide.” (1/5/18 Ward
Report). Dr. Ward further noted that “[t]he recurrent and intrusive memories of the
traumatic event are also triggered by loud or shrill noises and the sound of heavy
equipment” and that “[s]he also suffers fairly intense psychological distress at
exposure to the stimuli that reminded her of the traumatic event.” In that report, Dr.
Ward concluded “[c]oncerning the issue of causality it is clear to me that her
condition of PTSD is the direct and proximate result of her workplace injury.”
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ContiTech also relied on the report of Dr. Deardorff who opined that Johnson’s
PTSD “was caused by her involvement in the accident in that she feared significant
injury or death.” And “[s]trains and fractures would not qualify as injuries capable
of leading to significant injury or death.”
{¶16} In her brief in opposition to ContiTech’s motion for summary
judgment, Johnson relied on the same January 2018 report of Dr. Ward and a
supplemental report dated December 10, 2018 of Dr. Ward. In his December 2018
report, Dr. Ward responded to Dr. Deardorff’s report stating, “he fails to recognize
the nature of her injury and its contribution to the condition of Posttraumatic Stress
Disorder.” Specifically referring to Dr. Deardorff’s reported triggers of Johnson’s
panic attacks, Dr. Ward stated:
These features demonstrate the gruesome nature of the crushing
injury that she suffered. Clearly, the thoughts “pop into my
head” reference intrusive memories of her traumatic injury.
Thus, it is clear that it is not just the accident, but also the injury
which acts as traumatic, precipitating the form of
psychopathology diagnosable as PTSD.
{¶17} Additionally, “because she has a dysphoric reaction to anyone looking
at her arm which has a long scar on her forearm” and “[s]he also feels that the arm
is slightly deformed as it is not perfectly straight,” “[t]hese features of her traumatic
reaction are clearly related to the effects of the injury itself and not the accident
alone.” Ultimately, Dr. Ward opined that “it is clear that the PTSD is, at least in
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part, due to her physical injury and not solely due to the accident itself, as Dr.
Deardorff has determined.” Dr. Ward thus opined that:
[I]t seems to me an incomplete statement that Dr. Deardorff
makes * * * where he states that “strains and fractures would not
qualify as injuries capable of leading to significant injury or
death.” In fact, the level of her injury was far more than a simple
strain or fracture. It involved a relatively gruesome sight when
she saw the flesh and bones of her mangled arm, and this intrusive
memory still haunts her to this day. Clearly, these features of her
psychopathology are the direct effect of her injury and not the
accident alone.
{¶18} Johnson points out that in discussing her diagnosis of PTSD in his
January 2018 report, Dr. Ward also included that she experiences flashbacks
“sometimes directly related to spikes of pain” and makes notes of the “intense
physical pain” that she feels.
{¶19} On appeal, ContiTech argues that, because “Johnson’s expert attempts
to illustrate that her PTSD stemmed from the allowed conditions in her claim, and
during his explanation explicably ties the PTSD back to her workplace incident
instead,” there was no genuine issue of material fact that her PTSD did not flow
from her physical injuries. (Appellee’s Brief at 9). However, Johnson contends that
a genuine issue of material fact exists as to whether she can support her claim of
PTSD under the case law within Armstrong v. John R. Jurgensen Co., 136 Ohio
St.3d 58, 2013-Ohio-2237. In its motion for summary judgment, ContiTech relied
on Armstrong in support of its position.
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{¶20} In Armstrong, the claimant Armstrong sought workers' compensation
for physical injuries that he suffered in a motor-vehicle accident in the course of his
employment, and subsequently requested an additional allowance for a psychiatric
injury (PTSD). The claims for his physical injuries and PTSD were allowed, but
Armstrong’s employer appealed the PTSD allowance to the court of common pleas.
The experts for both parties agreed that Armstrong suffered from PTSD, but they
disagreed about whether his physical injuries were causal factors in the development
of his PTSD. After a bench trial, the trial court credited the employer's expert's
testimony in concluding that the PTSD did not arise from Armstrong's physical
injuries, but rather from witnessing the accident and his mental observations of the
severity of its injury to others and the fact that it could have been life-threatening to
him at some point.
{¶21} Ultimately, the case was affirmed by the Ohio Supreme Court. The
Court stated:
Armstrong undisputedly suffered compensable physical injuries
as a result of the accident, and his PTSD undisputedly arose
contemporaneously as a result of the accident. For Armstrong’s
PTSD to qualify as a compensable injury under R.C.
4123.01(C)(1), however, more is required; he must establish that
his PTSD was causally related to his compensable physical
injuries and not simply to his involvement in the accident. The
record contains contradictory evidence of whether Armstrong’s
physical injuries were a contributing cause of his PTSD. Dr.
Howard testified that Armstrong’s physical injuries did not cause
his PTSD, while Dr. Stoeckel testified that Armstrong’s physical
injuries were causal factors in his development of PTSD. The trial
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court, having heard all the evidence, found Dr. Howard’s
testimony more credible. The court of appeals appropriately
determined that the record contains competent, credible evidence
supporting the trial court’s finding that Armstrong’s physical
injuries did not cause his PTSD and that Armstrong’s PTSD is,
therefore, not a compensable injury under R.C. 4123.01(C)(1).
Armstrong at ¶ 29.
{¶22} In Johnson’s case, Dr. Ward was specific in opining that the PTSD she
is now experiencing can be at least partially attributed to the physical conditions
allowed in her 2016 workers’ compensation claim. Consequently, the presence of
contradictory evidence stating a causal or contributing factor does create a genuine
issue of material fact. See id. at ¶ 6 (claimant’s expert testified that claimant
“developed PTSD as a result of the accident and that his physical injuries
contributed to and were causal factors in his development of PTSD”). Viewing the
facts in the light most favorable to Johnson, we conclude the evidentiary reports
ContiTech relied upon in obtaining summary judgment raise credibility issues that
should have resulted in the denial of its motion. As such, summary judgment was
not appropriate. Accord Hoelscher v. KBO, Inc., 2d Dist. Clark No. 2017-CA-25,
2017-Ohio-5756, ¶ 8-9 (where experts disagree about cause of employee's
psychiatric conditions, and claimant's expert connects those conditions to a physical
at-work injury, eligibility for workers' compensation may not be resolved by
summary judgment). Accordingly, the trial court erred in granting summary
judgment to ContiTech.
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{¶23} For these reasons, the assignment of error is sustained and the
judgment of the Union County Court of Common Pleas is reversed and the cause
remanded for further proceedings.
Judgment Reversed and
Cause Remanded
MILLER and WILLAMOWSKI, J.J., concur.
/jlr
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