IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
April 23, 2009
No. 07-20409 Charles R. Fulbruge III
Clerk
CAROL SEVERANCE
Plaintiff-Appellant
v.
JERRY PATTERSON, Commissioner of the Texas General Land Office;
GREG ABBOTT, Attorney General for the State of Texas;
KURT SISTRUNK, District Attorney for the County of Galveston, Texas
Defendants-Appellees
Appeal from the United States District Court
for the Southern District of Texas
Before JONES, Chief Judge, and WIENER and CLEMENT, Circuit Judges.
EDITH H. JONES, Chief Judge:
Carol Severance filed suit against Texas Attorney General Greg Abbott,
Commissioner of the Texas General Land Office Jerry Patterson, and Galveston
County District Attorney Kurt Sistrunk (the “Officials”), seeking declaratory and
injunctive relief to prevent them from enforcing a public easement under the
Texas Open Beaches Act, T EX. N AT. R ES. C ODE A NN. § 61.011(a) et seq.
Severance contends that because the beach boundary of her property migrated
landward after Hurricane Rita, taking in land not previously encumbered by a
public access easement, the enforcement of the easement on her beachfront
properties constitutes a seizure in violation of the Fourth Amendment and a
No. 07-20409
taking without just compensation in violation of the Fifth Amendment. The
district court dismissed the action, ruling that Severance failed to state a claim
for relief because Texas law recognizes a “rolling” beachfront easement; this type
of easement predated Severance’s purchase of her beachfront properties; the
State may enforce the easement as natural changes occur in its location; and no
constitutional violation results from an uncompensated change in the easement’s
location on Severance’s property. We affirm dismissal of the takings claim and
certify state law issues to the Texas Supreme court in regard to the claim of
unreasonable seizure.1
I.
To clarify the constitutional questions this case presents, a brief sketch of
Texas’s property law as it relates to the State’s coastal areas is necessary. In
Luttes v. State, the Texas Supreme Court ruled for the first time that the State
owned only the coastal land seaward of the mean high tide, or the “wet beach.”
324 S.W.2d 167, 187 (Tex. 1958). One year later, the Texas legislature enacted
the Open Beaches Act (“OBA”), T EX. N AT. R ES. C ODE A NN. § 61.011(a). The OBA
provides that
if the public has acquired a right of use or easement to or over an
area by prescription, dedication, or has retained a right by virtue of
continuous right in the public, the public shall have the free and
unrestricted right of ingress and egress to the larger area extending
from the line of mean low tide to the line of vegetation bordering on
the Gulf of Mexico [i.e. both the “wet beach” and “dry beach”].
Id.
To enforce the OBA, various state and local officials may seek declaratory
or injunctive relief, including orders to remove “any improvement, maintenance,
1
Notwithstanding the hyperbolic and unsupported assertions in Part I of the dissent
(“Context”), the judges of the court endeavor not to decide appeals based on who the litigants
are, who their lawyers are, or what we may believe their motives to be. Whether that rule is
observed in light of Part I of the dissent, however, the reader must determine.
2
No. 07-20409
obstruction, barrier, or other encroachment on a public beach . . . .”
Id. § 61.018(a). A landowner may not exclude the public from a beach covered
by the OBA. Id. § 61.014(b).
Following passage of the OBA, Texas courts have found that the public has
acquired easements by prescription or implied dedication or custom on the dry
beach along portions of the Texas Gulf Coast. See, e.g., Seaway Co. v. Att’y Gen.,
375 S.W.2d 923, 936-37 (Tex.Civ.App.—Houston 1964, writ ref’d n.r.e.); Matcha
v. Mattox, 711 S.W.2d 95, 101 (Tex. Civ. App.—Austin 1986, writ denied);
Feinman v. State, 717 S.W.2d 106, 113 (Tex. App.—Houston [1st Dist.] 1986,
writ ref’d n.r.e.). Although the OBA is silent about the effect of erosion on the
boundaries of public beachfront easements, Texas courts have also held that,
once an easement is established, its boundaries shift with the vegetation line
and the line of mean low tide. Feinman, 717 S.W.2d at 110-11. Under this
“rolling easement doctrine,” the State is not required to establish a new
easement via prescription, dedication or continuous right as the shoreline
migrates landward. Id. Migration of the shoreline frequently accompanies
hurricanes or tropical storms.2
II.
Carol Severance, a California resident, purchased two beachfront
properties along Bermuda Beach Drive and Kennedy Drive on West Galveston
Island in April 2005. Each parcel was improved with a single-family home that
Severance has used as rental properties. No easement has ever been established
on either parcel via prescription, implied dedication, or continuous right.
2
In 1985, the legislature amended the OBA to require disclosures to potential
beachfront property owners of the presence of a public access easement over the public beach
and the ensuing OBA consequences. Act 1985, 69th Leg., Ch. 350, § 1 eff. August 26, 1985.
The Officials do not contend that the disclosures alone affected Severance’s rights but only
that they provided notice of the State’s position under the OBA.
3
No. 07-20409
However, in 1975, the State obtained a judgment in another case that an
easement existed on a strip of beach seaward of Severance’s land.
The parties disagree as to whether any part of Severance’s properties was
subject to a rolling easement before Severance purchased the properties.3 It is
undisputed that after the purchase erosion caused by Hurricane Rita in
September 2005 shifted the vegetation line farther landward, causing a large
segment of Severance’s properties, including both homes, to be located on the dry
beach. On June 7, 2006, a temporary moratorium on the removal of houses
located on the public beach expired, and the Commissioner informed Severance
that her houses were subject to a removal order at any time. The State offered
Severance approximately $40,000 assistance to relocate or remove the two
houses. She refused the offer.
Severance promptly filed this suit for declaratory and injunctive relief
against the Officials. She alleged that enforcement of the rolling easement
pursuant to the OBA would effect an illegal seizure under the Fourth
Amendment and an impermissible taking without just compensation under the
Fifth Amendment. She also alleged that the enforcement would violate her
substantive due process rights. The State moved to dismiss under Federal Rule
of Civil Procedure 12(b)(1) and 12(b)(6), arguing that her constitutional
challenges were barred on jurisdictional grounds, including sovereign immunity
and ripeness, and were in any event meritless.
After determining that the Officials were not immune from suit, the
district court drew a distinction between Severance’s challenges to (a) the
Officials’ ability to bring a future action to have her homes removed under the
3
The Officials assert that both of Severance’s properties were on an official list,
published in 1999, including over 100 homes that were “seaward of the vegetation line” and
hence “on the public beach easement.” Further, Severance received a notice when she
purchased the properties warning that structures existing seaward of the vegetation line are
subject to OBA removal lawsuits by the State of Texas.
4
No. 07-20409
OBA and (b) the imposition of the rolling easement in general, which prevents
Severance from excluding others on the dry beach portion of her properties. The
district court dismissed both challenges, finding the house removal claims not
ripe and the rolling easement claims “arguably ripe” but deficient on the merits.
As was noted at the outset, the district court held that Severance could not
assert a claim for violation of state or constitutional law arising from the State’s
enforcement of a rolling public beachfront access easement on her properties.
Severance timely filed this appeal. She has abandoned her substantive
due process challenge, and does not contest the dismissal of her house removal
claims.4 On appeal, she asserts that, as applied to her properties, the migration
of the rolling easement without a finding of prescription, dedication or custom,
and without compensation, effects an unconstitutional taking and seizure.
III.
Before reaching Severance’s arguments on the merits, we must consider
the Officials’ contention that her suit is barred on jurisdictional grounds. The
Officials maintain that sovereign immunity precludes the suit, that Severance
lacks standing to pursue her claims, and that her claims are unripe. We review
the issue of Eleventh Amendment immunity, like other jurisdictional issues,
de novo. United States ex rel. Barron v. Deloitte & Touche, 381 F.3d 438, 439
(5th Cir. 2004).
A. Sovereign Immunity
The Officials contend that Eleventh Amendment sovereign immunity bars
Severance’s suit. The district court disagreed, holding that the suit fit within
Ex Parte Young, which allows suits against state officials for prospective relief.
See 209 U.S. 123, 28 S. Ct. 441 (1908).
4
To the extent that Severance brought a generalized “facial” challenge in the district
court, she has abandoned that challenge on appeal as well.
5
No. 07-20409
The Officials do not dispute that Severance is seeking prospective
equitable relief. Rather, relying on the Supreme Court’s decision in Coeur
d’Alene and this court’s decision in Mauro, they argue that the Ex Parte Young
exception is inapplicable. See Idaho v. Coeur d’Alene, 521 U.S. 261, 117 S. Ct.
2028 (1997); John G. & Marie Stella Kenedy Mem’l Found. v. Mauro, 21 F.3d 667
(5th Cir. 1994). In Coeur d’Alene, the Supreme Court held that an Indian Tribe’s
suit was barred by the Eleventh Amendment because the Tribe’s claims were the
“functional equivalent of quiet title in that substantially all benefits of
ownership and control would shift from the State to the Tribe” should the Tribe
prevail. 521 U.S. at 282, 117 S. Ct. at 2040. The Court held that “[u]nder these
particular and special circumstances,” the Ex Parte Young exception to Eleventh
Amendment sovereign immunity did not apply. Id. at 287, 117 S. Ct. at 2042-43.
Mauro likewise arose from a quiet title action in which the parties disputed
ownership of the property. 21 F.3d at 671-72.
In contrast to Coeur d’Alene and Mauro, Severance’s suit is not the
functional equivalent of a quiet-title action: Title to the properties at issue rests
with Severance, not the State. The Officials do not claim title, nor could they
under the OBA. See T EX . N AT. R ES. C ODE A NN. § 61.023 (OBA “shall not be
construed as affecting in any way the title of the owners of land adjacent to any
state-owned beach bordering on the seaward shore of the Gulf of Mexico”). The
issue is whether the State may constitutionally impose an easement, or an
encumbrance, on her fee simple estate. Thus, the “particular and special
circumstances” of Coeur d’Alene and Mauro are not present in this case. See
Coeur d’Alene, 521 U.S. at 287, 117 S. Ct. at 2042-43. Ex Parte Young applies,
and Severance’s suit is not barred by sovereign immunity.
B. Standing
The Officials contend that Severance lacks standing because any taking
or seizure took place before she acquired the properties at issue. The Officials
6
No. 07-20409
assert, and Severance disputes, that the easement attached to her properties no
later than 1999, well before she bought them.
In the case of an alleged physical taking, like this one,5 “any award goes
to the owner at the time of the taking, and [ ] the right to compensation is not
passed to a subsequent purchaser.” Palazzolo v. Rhode Island, 533 U.S. 606,
628, 121 S. Ct. 2448, 2463 (2001). However, even if the easement had attached
to some portion of Severance’s properties before the purchase, the vegetation line
shifted farther inland after the purchase. Because the State seeks to impose an
easement on a different (and larger) segment of her properties than was covered
at the time of her purchase, Severance has suffered an injury distinct from that
of the previous owner.
In arguing otherwise, the Officials contend that a property owner suffers
but a single injury at the time the easement initially rolls onto the property.
Under this logic, if a state informs a property owner that it has imposed an
easement on a particular parcel of land, and the owner then transfers the
property to a new owner, the state could assert an easement on different and
larger portions of the parcel without effecting a new constitutional injury. The
Officials offer no support for this proposition. Indeed, a physical occupation of
a property may constitute a taking despite an alleged preexisting easement of
a smaller scope. See, e.g., Owen v. United States, 851 F.2d 1404, 1415 (Fed. Cir.
1988). We, therefore, reject the Officials’ argument that Severance lacks
standing.
C. Ripeness
The Officials contend that Severance’s claims are premature. As
explained, Severance brings two separate constitutional challenges: a Fifth
5
The parties agree that if the imposition of the easement effectuates a taking, it is a
physical taking. See Nollan v. Cal. Coastal Comm’n, 483 U.S. 825, 832, 107 S. Ct. 3141, 3146
(1987); Kaiser Aetna v. United States, 444 U.S. 164, 179-80, 100 S. Ct. 383, 393 (1979).
7
No. 07-20409
Amendment takings claim and a Fourth Amendment seizure claim. Because
distinct ripeness inquiries apply to these claims, we address each in turn.
Ripeness is a question of law, which we review de novo. Urban Developers LLC
v. City of Jackson, 468 F.3d 281, 292 (5th Cir. 2006).
1. Ripeness of Takings Claims
The district court relied exclusively on the traditional case-and-
controversy analysis in determining whether Severance’s claims are ripe. The
Supreme Court, however, has adopted a special, two-prong test for evaluating
ripeness under the Takings Clause. See Williamson County Reg’l Planning
Comm’n v. Hamilton Bank, 473 U.S. 172, 186, 194, 105 S. Ct. 3108, 3116, 3120-
21 (1985). A takings claim is not ripe until (1) the relevant governmental unit
has reached a final decision as to how the regulation will be applied to the
landowner, and (2) the plaintiff has sought compensation for the alleged taking
through whatever adequate procedures the state provides. Id. At issue here is
only the second prong, the adequacy of the state procedures to compensate
landowners for their property taken by the government.
The Officials contend that Severance’s takings claims are not ripe under
the state procedures prong because Severance failed to seek just compensation
in state court. Severance counters with several arguments. She first asserts
that Williamson County’s state procedures rule is inapplicable to her suit
because this case involves a physical taking, whereas Williamson County
involved a regulatory taking, and because she seeks injunctive rather than
compensatory relief. Neither distinction renders Williamson County
inapplicable.
Severance’s argument that the state procedures rule does not apply to a
physical takings claim is foreclosed in this circuit. In Urban Developers LLC v.
City of Jackson, this court applied the Williamson County ripeness inquiry to an
“ordinary,” “non-regulatory” physical takings claim, and found the claim unripe
8
No. 07-20409
under the test’s second prong. 468 F.3d at 294-95; accord Peters v. Village of
Clifton, 498 F.3d 727, 733 (7th Cir. 2007) (applying Williamson County’s second
prong to a physical takings claim); Pascoag Reservoir & Dam, LLC v. Rhode
Island, 337 F.3d 87, 91 (1st Cir. 2003) (same); Daniel v. County of Santa
Barbara, 288 F.3d 375, 382 (9th Cir. 2002) (same); Arnett v. Myers, 281 F.3d 552,
563 (6th Cir. 2002) (same).
Severance also contends that Williamson County’s state procedure rule is
inapplicable because she seeks only injunctive and declaratory relief, whereas
the claimant in Williamson County sought compensatory damages. Severance
does not explain why this distinction should be of consequence, nor does she cite
any authority to support her position. Several other circuits have held to the
contrary by applying Williamson County to claims seeking injunctive or
declaratory relief. See Peters, 498 F.3d at 730; Von Kerssenbrock-Praschma v.
Saunders, 121 F.3d 373, 379 (8th Cir. 1997); Daniel, 288 F.3d at 384-85;
Bickerstaff Clay Prods. Co. v. Harris County, 89 F.3d 1481, 1490 (11th Cir.
1996). Moreover, in crafting the state procedures requirement in Williamson
County, the Supreme Court relied on Ruckelshaus v. Monsanto Co., 467 U.S. 986,
1018 n.21, 104 S. Ct. 2862, 2881 n.21 (1984), a case in which the plaintiff sought
only injunctive and declaratory relief. We must reject her proffered distinction.
Severance next asserts that even if Williamson County’s state procedures
requirement applies to all takings claims, the requirement is satisfied here.
Under Williamson County, a property owner need not avail himself of state
procedures before pursuing a takings claim in federal court if he can
demonstrate that the state’s procedures for seeking compensation are
“unavailable or inadequate.” 473 U.S. at 197, 105 S. Ct. at 3122.
Severance maintains that Williamson County should be construed only to
require pursuit of administrative compensation procedures, not state-court
litigation. Because neither the OBA nor any administrative rule prescribes an
9
No. 07-20409
administrative procedure for seeking compensation from the state, Severance
contends that state procedures are unavailable and her claims are ripe. This
argument is irreconcilable with Williamson County itself, which held a takings
claim “premature” because the parties failed to use Tennessee’s judicial inverse
condemnation procedure. It is also at odds with multiple decisions of this court
that found takings claims unripe when the claimant failed to seek compensation
in state courts before filing a federal claim. See, e.g., Urban Developers, 468 F.3d
at 295; Bryan v. City of Madison, 213 F.3d 267, 276 n.16 (5th Cir. 2000).
Nonetheless, Severance asserts that requiring her first to litigate in state
court would, through the principles of res judicata, claim and issue preclusion,
effectively bar her from ever litigating her takings claim in federal court. We are
not blind to this potential effect. See San Remo Hotel, L.P. v. City & County of
San Francisco, 545 U.S. 323, 351, 125 S. Ct. 2491, 2509 (2005) (Rehnquist, C.J.,
concurring) (stating that the court should reconsider the state-litigation
requirement, as “Williamson County all but guarantees that claimants will be
unable to utilize the federal courts to enforce the Fifth Amendment’s just
compensation guarantee”). However, a majority of the Supreme Court in San
Remo were unconcerned by this result, observing that “[i]t is hardly a radical
notion to recognize that, as a practical matter, a significant number of plaintiffs
will necessarily litigate their federal takings claims in state courts.” Id. at 346,
125 S. Ct. at 2506. The Court explained that “[s]tate courts are fully competent
to adjudicate constitutional challenges to local land-use decisions,” and “[i]ndeed,
state courts undoubtedly have more experience than federal courts do in
resolving the complex factual, technical, and legal questions” implicated by
property regulation. Id. at 347, 125 S. Ct. at 2507. Thus, unless the Supreme
Court overrules the state procedures requirement, we are bound to give effect to
it.
10
No. 07-20409
Severance next argues that Texas’s procedures are inadequate because
state courts would undoubtedly deny compensation if she were to seek it. The
Officials counter that the inadequacy exception to the state procedures rule
applies only when a state court claim does not exist at all, i.e., there is no state
court vehicle for asserting the relevant claim, not when the plaintiff believes an
available procedure will be unsuccessful. Some circuits subscribe to the state’s
construction,6 but this court has adopted a less restrictive definition of
“inadequate.” In Samaad v. City of Dallas, we found merit in Williamson
County’s “implicit conclusion that the mere existence of some compensation
mechanism does not necessarily render those procedures adequate.” 940 F.2d
925, 934 (5th Cir. 1991). Rather, “inadequate procedures are those that almost
certainly will not justly compensate the claimant.” Id. (internal quotation marks
omitted). Our cases have therefore examined state law to determine whether
available courts “unquestionably would afford [the plaintiff] no remedy.” Id. at
935; see also Rolf v. City of San Antonio, 77 F.3d 823, 827 (5th Cir. 1996).7
Turning to that inquiry, Severance, who bears the burden of proof, asserts
that Texas courts have uniformly held that no taking results when state officials
conclude that an OBA beach access easement has rolled over private property.
But the Texas Supreme Court has not yet addressed whether imposition of the
6
See Holliday Amusement Co. of Charleston, Inc. v. South Carolina, 493 F.3d 404, 408
(4th Cir. 2007); Rockstead v. City of Crystal Lake, 486 F.3d 963, 965-66 (7th Cir. 2007); SGB
Fin. Servs., Inc. v. Consol. City of Indianapolis-Marion County, 235 F.3d 1036, 1039 (7th Cir.
2000).
7
Other courts have indicated that state procedures, though “available,” may be
inadequate if the plaintiff is certain to lose in state court. See Littlefield v. City of Afton,
785 F.2d 596, 609 (8th Cir. 1986) (overruled on other grounds) (“Until the Minnesota courts
have ruled that an inverse condemnation action may not be brought or denies damages in such
an action, appellants’ claim of taking without just compensation is not ripe for decision by a
federal court.” (emphasis added)); Schnuck v. City of Santa Monica, 935 F.2d 171, 174 (9th Cir.
1991) (examining whether state courts had made clear that they would reject any taking claim
based on the rent control law the plaintiff challenged).
11
No. 07-20409
rolling easement is consistent with state law or whether compensation must be
awarded when the easement moves onto previously unencumbered property.
Indeed, the state Supreme Court appears to have avoided ruling on these issues
whose resolution is vital to the rights of thousands of Texas beachfront property
owners.
While three intermediate appellate courts have upheld the imposition of
a rolling easement and concluded that it does not effect a taking, the decisions
offered little to no analysis of the takings issue. See Arrington v. Mattox,
767 S.W.2d 957, 958-59 (Tex. App.—Austin 1989); Matcha v. Mattox, 711 S.W.2d
95, 101 (Tex. App.—Austin 1986); Moody v. White, 593 S.W.2d 372, 379-80 (Tex.
Civ. App.—Corpus Christi 1979).8 In addition, two assumptions on which these
courts found no taking are open to debate. One assumption of these courts is
that the “rolling easement doctrine” inheres in longstanding principles of Texas
common law and is not a construction of the OBA. See Arrington, 767 S.W.2d at
958; Matcha, 711 S.W. 2d at 101. In the seminal case establishing that
easements shift as the natural shoreline shifts, the court stated that “[c]ourts
8
Moody held, incorrectly, that the takings issue raised by the landowners was
“resolved” in Seaway, 375 S.W. 2d 923 (Tex. Civ. App.—Houston 1964, writ ref’d n.r.e.)
evidently because the Texas Supreme Court denied review “n.r.e.,” i.e., “no reversible error.”
The “n.r.e.” designation, however, bespoke no comment on the merits by the state supreme
court at that time. Commercial Standard Ins. Co. v. Marin, 488 S.W.2d 861, 864 (Tex. Civ.
App. —San Antonio 1972, writ ref’d n.r.e.) (cited with approval in Ulico Cas. Co. v. Allied
Pilots Ass’n., 262 S.W.3d 773, 781 n.3 (Tex. 2008)). Matcha, alone among Texas courts,
adopted the common law doctrine of “custom” to support public beach access and a rolling
easement, and then declared conclusionally that its novel doctrine eliminated any takings
issue. Arrington relied on Matcha, but also erroneously cited Feinman (in which the takings
issue was waived), and Seaway (which did not involve a rolling easement and is otherwise
distinguishable). These decisions furnish no compelling explanation why, when a rolling
easement claims land that was behind the vegetation line before a storm and therefore subject
to the landowners’ right to exclude the public, the shifted boundary has not been “taken” and
the government is not required to pay just compensation. Indubitably, no “fixed” background
principles of state law are articulated, only mutually inconsistent post hoc rationales. The
state Supreme Court must sort out the confusion. See generally Neal E. Pirkle, Note,
Maintaining Public Access to Texas Coastal Beaches: The Past and The Future, 46 BAYLOR L.
REV . 1093 (1994).
12
No. 07-20409
have upheld the concept of a rolling easement along rivers and the sea for many
years,” suggesting it was deciding whether the rolling easement was a product
of common law. Feinman, 717 S.W.2d at 110-11. Feinman, however, ultimately
characterized the rolling easement as “implicit in the Act.” Id. at 111. Whether
the public’s beach access easement arises by virtue of common law and under
what theory — prescription, implied dedication, custom or the OBA itself — is
a critical component of takings analysis, yet the state courts’ decisions are
utterly inconsistent.9
The second arguable assumption is that the rolling easement may
obliterate the landowner’s improvements, e.g., by requiring removal of entire
houses that when built were on the landward side of the vegetation line. The
Seaway case, which first carefully construed the OBA’s reach in regard to
Galveston’s West Beach, held only that a public easement had existed over the
dry beach by implied dedication or prescription. In so holding, the court noted
more than once that the beach’s tide and vegetation boundaries had remained
essentially stable for two hundred years or more, the stability interrupted only
by occasional, temporary changes caused by storms. Seaway, 375 S.W.2d at 931.
See also Moody, 593 S.W.2d at 379 (citing Seaway to support the proposition that
“there is considerable testimony in the record which establishes the stability of
the beach in question”). Seaway, in fact, declined to consider the
constitutionality of the OBA precisely because the state’s easement in that case
9
Because of certain systemic flaws, it is hard to respond to the dissent, which asserts
that Texas law is utterly clear. For instance, the dissent does not deign to interpret the OBA’s
language; to respond to this opinion’s analysis of lower Texas cases; to note the law review
articles that have discussed the OBA; or to engage in a historical survey of Texas land title law
to support its position. See, e.g., Luttes v. State, 324 S.W.2d 167 (Tex. 1958) (analyzing
ownership of Texas beach land based on Spanish land grants). Moreover, it is not even clear
that the dissent has read the majority opinion, which does not “declare that with each shift
of the vegetation line, a new easement is born.” That is an issue the Texas Supreme Court
must address. Nor does this opinion hold that Severance’s claim “will ripen in the future.”
That depends on what Texas courts do in this or other cases.
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No. 07-20409
was proved with findings, inter alia, that a “beach” “had remained in
substantially the same geographical position since the time of the Jones [and]
Hall grant”; that the “mean high water line has not advanced landward since
July 31, 1931”; that “since November 28, 1840[,] there has been no landward
advance of the mean high tide in the area used as a public way”; and “[t]here has
been no net erosion along the shore of the Gulf of Mexico.” Seaway, 375 S.W.2d
at 927.
Given the uncertainty and ambiguity of Texas law concerning rolling
easements and the takings consequences thereof, the Texas Supreme Court
might award relief under the facts Severance has alleged. See Rolf, 77 F.3d 823,
827 (dismissing a takings claim as unripe where the Texas Supreme Court had
not yet addressed the plaintiff’s exact claim). Because we cannot say with
certainty that Severance would be denied compensation if she were to bring her
claims in state court, her takings claim is premature in this court.10
2. Ripeness of Seizure Claim
Unlike her takings claim, Severance’s Fourth Amendment seizure claim,
which is not governed by the Williamson County framework, is ripe. See Abbott
Laboratories v. Gardner, 387 U.S. 136, 149-55, 87 S. Ct. 1507, 1515-18 (1967)
(outlining as relevant factors (1) whether the issues are purely legal; (2) whether
the issues are based on final agency action; (3) whether the controversy has a
10
It is possible, as the dissent assumes, that the easement, once it attaches to private
property, automatically creates or destroys a right of public access as the vegetation line shifts
landward or seaward, respectively. It is also possible that the language of the Open Beaches
Act means no more than what it says: The public only obtains a right to ingress and egress
on land between the mean low tide and the vegetation line "if the public has acquired a right
of use or easement to or over an area by prescription, dedication, or has retained a right by
virtue of continuous right in the public." TEX . NAT . RES . CODE § 61.011(a). Absent
prescription, dedication or continuous right, the public does not automatically have a "right
of ingress and egress to the larger area extending from the mean low tide to the line of
vegetation." Id. The dissent's insistence that this potential scheme is cumbersome does not
change the statute's meaning, nor does it clarify the ambiguity in Texas caselaw.
14
No. 07-20409
direct and immediate impact on the plaintiff; and (4) whether the litigation will
expedite, rather than delay or impede, effective enforcement by the agency).
The Officials do not contest that these factors all support finding
Severance’s seizure claim ripe. The issues are purely legal. The district court
determined that Severance’s claims turn on whether the rolling easement
doctrine is an aspect of Texas common law or a creature of the OBA. Further
factual development is unnecessary. Second, the Officials have adopted the final
agency position that the landward movement of the vegetation line onto
Severance’s property burdens that property with a public access easement,
without proof of the elements of common law prescription, dedication, or
customary right on the new area and without any provision of just
compensation. Third, the controversy has a direct and immediate impact on
Severance. The Officials’ enforcement of a public easement prevents her from
lawfully excluding the public from her land, T EX . N AT. R ES. C ODE A NN.
§ 61.014(b), and subjects her to stiff financial penalties if she violates these
restrictions, T EX. N AT. R ES. C ODE A NN. § 61.018(c). Fourth, resolving the issue
now would facilitate OBA enforcement and eliminate uncertainty as to the
constitutionality of the rolling easement doctrine for numerous Texas
landowners. Accordingly, the district court erred in holding that this claim is
merely “arguably ripe.”
IV.
Because we reject the Officials’ justiciability attacks on Severance’s
seizure claim, we must consider whether the district court properly dismissed
this claim under Rule 12(b)(6). The grant of a motion to dismiss under
Rule 12(b)(6) is reviewed de novo. Kennedy v. Chase Manhattan Bank USA, NA,
369 F.3d 833, 839 (5th Cir. 2004). We construe the complaint in the light most
favorable to the plaintiff and draw all reasonable inferences in the plaintiff's
favor. See Lovick v. Ritemoney Ltd., 378 F.3d 433, 437 (5th Cir. 2004). To
15
No. 07-20409
survive a Rule 12(b)(6) motion to dismiss, the plaintiff must plead “enough facts
to state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly,
127 S. Ct. 1955, 1974 (2007).
The Fourth Amendment, made applicable to the States by the Fourteenth
Amendment, Ker v. California, 374 U.S. 23, 30, 83 S. Ct. 1623, 1628 (1963),
provides in relevant part that the “right of the people to be secure in their
persons, houses, papers, and effects, against unreasonable searches and
seizures, shall not be violated . . . .” A “seizure” of property occurs when “there
is some meaningful interference with an individual’s possessory interests in that
property.” United States v. Jacobsen, 466 U.S. 109, 113, 104 S. Ct. 1652, (1984);
Soldal v. Cook County, 506 U.S. 56, 61, 113 S. Ct. 538, 543 (1992).
The Officials preliminarily contend that any Fourth Amendment claim
here is fully subsumed by Severance's takings claim and is therefore not
separately cognizable. We reject this contention. The Fourth Amendment
applies to civil as well as criminal seizures, Freeman v. City of Dallas, 242 F.3d
642, 647 n.5 (5th Cir. 2001) (en banc), and the Supreme Court holds that an
interference with individual property rights may be found to breach more than
one provision of the Constitution. United States v. James Daniel Good Real
Property, 510 U.S. 43, 49-50, 114 S. Ct. 492, 499 (1993). The Court has not
specifically ruled that separate claims for constitutionally unreasonable seizure
and taking of property may coexist, but the Fourth Circuit has so held. Presley
v. City of Charlottesville, 464 F.3d 480, 487 (4th Cir. 2006). Further, this court
has ruled more than once that substantive due process, procedural due process,
equal protection and takings claims may be implicated simultaneously in various
types of governmental actions that interfere with individual property rights.
Simi Inv. Co.. v. Harris County, 236 F.3d 240, 248-49 (5th Cir. 2000); John Corp.
v. City of Houston, 214 F.3d 573, 584-85 (5th Cir. 2000). This court cautioned
that substantive due process is not the “appropriate avenue of relief” for most
16
No. 07-20409
landowner complaints, and that, with rare exceptions, takings clause
“jurisprudence cannot be circumvented by artful pleading of substantive due
process claims.” Simi Inv. Co. v. Harris County, 256 F.3d 323 (5th Cir. 2001)
(per curiam), denying reh’g to 236 F.3d 240 (5th Cir. 2000). The reason for such
expressed caution must be that a specific constitutional protection ought
generally to control over claims made under the rubric of substantive due
process. The Fourth and Fifth Amendments, however, both provide specific
constitutional commands. That they may have evolved through caselaw to
overlap in providing remedies for some deprivations of property interests does
not authorize this court to fail to apply one or the other provision. Indeed, as
Presley noted, the elements of a violation of the two amendments differ, with the
touchstone of a takings claim being lack of just compensation and that of a
seizure claim being its unreasonableness. 464 F.3d at 485. Further, § 1983
authorizes different damage measures for the claims.
This is not to say that, as the Officials fear, “every ordinary taking of
property for public use is to be hereafter actionable as a seizure.” In the
ordinary case, public authorities condemn private property according to fixed
rules and regulations; the process that occurs and the compensation paid could
hardly be challenged as "unreasonable." See Freeman, 242 F.3d at 654 (finding
no unreasonable seizure where private property was properly condemned and
demolished under local police power). Nor would many regulatory takings
implicate the Fourth Amendment, for, as Presley notes, they may not involve
sufficient interference with possessory interests to constitute a seizure. 464 F.3d
at 485 (citing Lucas v. S.C. Coastal Comm., 505 U.S. 1003, 1014, 112 S. Ct.
2886, 2892-93 (1992)).
Here, however, Severance sufficiently asserts the elements of a Fourth
Amendment claim, i.e., (a) a meaningful interference with her possessory
interests in her property, which is (b) unreasonable because the interference is
17
No. 07-20409
unjustified by state law or, if justified, then uncompensated. See Presley,
464 F.3d at 487-88. The State asserts the appropriation of an easement over
beachfront land not previously so encumbered, and the consequence of the
easement, according to the State, is that Severance may neither repair her
damaged houses nor rebuild on that segment of her property nor exclude the
public from using the new dry beach even though they were previously excluded.
Not only has the State thus appropriated an easement over her property, but it
denies owing any compensation. These facts state a potential claim under the
Fourth as well as Fifth Amendments.
Unfortunately, for reasons noted above, a clearcut resolution of the
respective property rights of Severance and the State is impossible. Texas
caselaw fails to afford a consistent rationale for the creation or sustaining of a
rolling beachfront easement. Various authorities cited by lower Texas courts in
support of a common law “background principle” involve accretion and avulsion
occurring at the boundaries of real property and do not address whether an
easement’s boundaries may change automatically with changes to the
shoreline.11 Moreover, there are obvious conceptual difficulties in concluding
that an easement is established by implied dedication or prescription, for
example, over areas on which the public has never set foot. Consequently, it is
conceivable that a definitive state court ruling could result in any of several
possibilities. The Texas Supreme Court might conclude that (a) no rolling
easement is recognized by Texas law; (b) a rolling easement cannot be allowed
to displace structures that a landowner placed on the property before the
boundary shifted; (c) any significant shift in the rolling easement's boundary due
11
See, e.g., Feinman, 717 S.W.2d at 110 (citing Barney v. City of Keokuk, 94 U.S. 324,
339-340(1876); Luttes v. State, 324 S.W.2d 167 (Tex. 1958); County of Hawaii v. Sotomura,
517 P.2d 57, 61 (Hawaii 1973); Horgan v. Town Council, 80 A. 271 (R.I. 1911); City of Chicago
v. Ward, 48 N.E. 927 (Ill. 1897); Godfrey v. City of Alton, 12 Ill. 29, 36 (1850)).
18
No. 07-20409
to a natural shoreline movement must be accompanied by compensation of the
landowner; or (d) Texas recognizes a rolling easement and its enforcement as
provided in the OBA, but no landowner compensation is required.12 Whether a
"reasonable" seizure has been accomplished by the Officials here depends on a
definitive construction of Texas law as to which there is no state Supreme Court
precedent, much less controlling precedent. Consequently, the prudent course
is for this court to certify to the Texas Supreme Court the important and
determinative, but unresolved, questions of Texas law that underlie resolution
of the seizure claim in this case.13
CERTIFICATION FROM THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT TO THE SUPREME COURT
OF TEXAS, PURSUANT TO ARTICLE 5, SECTION 3-C OF THE
TEXAS CONSTITUTION AND RULE 58 OF THE TEXAS RULES
OF APPELLATE PROCEDURE. TO THE SUPREME COURT OF
TEXAS AND THE HONORABLE JUSTICES THEREOF:
STYLE OF THE CASE
The style of the case in which certification is made is
Severance v. Patterson, No. 07-20409, in the United States Court of
Appeals for the Fifth Circuit, on appeal from the United States
District Court for the Southern District of Texas. Federal
jurisdiction is based on violation of federal constitutional rights.
12
In Coastal Indust. Water Auth. v. York, 532 S.W.2d 949 (Tex. 1976), the Supreme
Court’s analysis of questions involving subsidence and submergence of property along a non-
tidally-influenced part of the Houston Ship Channel cited with apparent approval cases
holding that title does not pass by avulsion, i.e., sudden deposits or removals of land along a
water boundary. Id. at 952. Nor is there a different rule depending on whether artificial or
natural causes produced the change. Id. See generally Dinkins, Texas Seashore Boundary
Law: The Effect of Natural and Artificial Modifications, 10 Hous. L. Rev. 43 (1972). York
furnishes hints but no real guidance on the issues before us.
13
The dissent’s discussion of reasonableness is premature. The reasonableness of the
interference with Severance's possessory interest must be analyzed in light of Texas law, as
the state courts ultimately construe it. While accusing the majority of rushing to allow the
Fourth Amendment claim to proceed, the dissent rushes to judgment on the merits, without
waiting for clarification of the relevant law.
19
No. 07-20409
The Fifth Circuit, on its own motion, has decided to certify these
questions to the Justices of the Supreme Court of Texas.
STATEMENT OF CASE
The preceding discussion in this opinion articulates the facts
relevant to the questions certified.
LEGAL ISSUES
The preceding discussion of Texas authorities and the Texas
Open Beaches Act, T EX. N AT. R ES. C ODE A NN. § 61.011(a) et seq,
(“OBA”), explains that there is no controlling Texas Supreme Court
authority for the certified questions and no consistent rationale for
lower courts’ decisions on these questions.
QUESTIONS CERTIFIED
We certify the following questions, which are essential to
determining the constitutional reasonableness of the seizure of a
rolling easement over portions of Severance’s beachfront properties,
to the Supreme Court of Texas:
1. Does Texas recognize a “rolling” public beachfront
access easement, i.e., an easement in favor of the public
that allows access to and use of the beaches on the Gulf
of Mexico, the boundary of which easement migrates
solely according to naturally caused changes in the
location of the vegetation line, without proof of
prescription, dedication or customary rights in the
property so occupied?
2. If Texas recognizes such an easement, is it
derived from common law doctrines or from a
construction of the OBA?
3. To what extent, if any, would a landowner be
entitled to receive compensation (other than the
amount already offered for removal of the houses)
under Texas’s law or Constitution for the limitations on
use of her property effected by the landward migration
20
No. 07-20409
of a rolling easement onto property on which no public
easement has been found by dedication, prescription, or
custom?
We disclaim any intention or desire that the Supreme Court of Texas
confine its reply to the precise form or scope of the questions certified.
V.
For the foregoing reasons, we conclude that Severance's takings claim is
premature and was properly dismissed by the district court, but the propriety
of the dismissal of her seizure claim depends on the state law basis for the
seizure, implicating issues that we must certify to the Texas Supreme Court.
AFFIRMED IN PART, QUESTIONS CERTIFIED IN PART.
21
No. 07-20409
WIENER, Circuit Judge, dissenting:
With genuine regard and respect for my colleagues of the panel majority,
I must dissent.
I. CONTEXT
Although undoubtedly unintentionally, the panel majority today aids and
abets the quixotic adventure of a California resident who is here represented by
counsel furnished gratis by the Pacific Legal Foundation. (That non-profit’s
published mission statement declares that its raison d’être includes “defend[ing]
the fundamental human right of private property,” noting that such defense is
part of each generation’s obligation to guard “against government
encroachment.”) The real alignment between Severance and the Pacific Legal
Foundation is not discernable from the record on appeal, but the real object of
these Californians’ Cervantian tilting at Texas’s Open Beaches Act (“OBA”) is
clearly not to obtain reasonable compensation for a taking of properties either
actually or nominally purchased by Severance, but is to eviscerate the OBA,
precisely the kind of legislation that, by its own declaration, the Foundation
targets. And it matters not whether Ms. Severance’s role in this litigation is
genuinely that of the fair Dulcinea whose distress the Foundation cum knight
errant would alleviate or, instead, is truly that of squire Sancho Panza assisting
the Foundation cum Don Quixote to achieve its goal: Either way, the panel
majority’s reversal of the district court (whose rulings against Severance I would
affirm) has the unintentional effect of enlisting the federal courts and, via
certification, the Supreme Court of Texas, as unwitting foot-soldiers in this
thinly veiled Libertarian crusade. It is within this framework that I shall seek
to demonstrate how the panel majority misses the mark and why Severance’s
action should be dismissed, once and for all, for her lack of standing to assert
either a Fifth Amendment takings claim for reasonable compensation (because
No. 07-20409
Severance has had nothing taken by the State) or a Fourth Amendment
unreasonable seizure claim (because that which was putatively seized did not
belong to Severance at the time; and even if it had, there was nothing
unreasonable about the purported seizure).1
II. OVERVIEW
The panel majority unnecessarily approbates a new avenue of attack
against the State’s power of eminent domain; for not only is the analysis in
today’s majority opinion fundamentally flawed, but the panel majority needlessly
takes on a question of constitutional significance despite the availability of
prudential grounds on which to decide this appeal. At bottom, there is but one
easement, albeit one whose boundaries could shift and have shifted. Thus, if
there ever was a taking, there was but one — and it occurred long before
Severance acquired title to the properties. Refusing to accept this truism, the
majority opinion proceeds to misinterpret both the Texas statute at issue and
Texas case law. As a result, it incorrectly holds that Severance has standing to
assert her takings claim, when and if it should ever ripen, as well as her
putative seizure claim. Compounding that error, the majority blurs the
boundaries and conflates the elements of a Fourth Amendment seizure claim
and those of a Fifth Amendment takings claim, then ignores our precedent and
prolongs this meritless litigation by unnecessarily certifying questions to the
Texas Supreme Court. I can concur in neither the reasoning of the majority
opinion nor its outcome, which permits Severance to seek a benefit based on
prior state action to which she has not only acceded and thereby forfeited or
1
The district court dismissed Severance’s action pursuant to FED . R. CIV . P. 12(b)(6).
In my opinion, Severance has no standing to bring her claims whether ripe or not.
Nevertheless, were she to be found to have standing, I would affirm the substantive decision
of the district court, because she has indeed failed to state any claim on which relief can be
granted.
23
No. 07-20409
waived any related claim, but for which she has presumably been remunerated
through an intrinsic diminution in the purchase price that she paid when she
bought the already burdened beachfront land.
III. FIFTH AMENDMENT TAKINGS CLAIM
In the half century since the Texas Legislature enacted the OBA in 1959,
the State has recognized the public’s ability to acquire — through prescription,
dedication or retained right — an easement over portions of the dry beach,
whether or not privately owned, along the Texas Gulf Coast. And, it is
undisputed that the public acquired such an easement over the beach on which
sit properties subsequently acquired by Severance. The OBA states in relevant
part:
(a) It is declared and affirmed to be the public policy of
this state that the public, individually and collectively,
shall have the free and unrestricted right of ingress and
egress to and from the state-owned beaches bordering
on the seaward shore of the Gulf of Mexico, or if the
public has acquired a right of use or easement to or over
an area by prescription, dedication, or has retained a
right by virtue of continuous right in the public, the
public shall have the free and unrestricted right of
ingress and egress to the larger area extending from the
line of mean low tide to the line of vegetation bordering
on the Gulf of Mexico.2
The language makes clear (and any doubt that might have lingered has been
removed by later legislation and the consistent holdings of the Texas
intermediate appellate courts) that the landward border of this easement is not
and cannot be permanently fixed.3 That boundary is identified as the “line of
2
TEX . NAT . RES . CODE § 61.011(a) (Vernon 2009) (emphasis added).
3
This is not a novel concept. Courts have long recognized that boundaries of property
abutting waterways may shift with the movement of the water. See, e.g., Louisiana v.
24
No. 07-20409
vegetation,” which, given the vagaries of nature, will always be in a state of
intermittent flux.
The practical and legal effect of this shifting boundary is that there is and
remains only a single easement of public access to the beach. Shifts in the
vegetation line do not create new easements; rather they expand (or, in the case
of seaward shifts, reduce) the size and reach of that one dynamic easement. To
construe the vegetation line as ever having been a fixed point ignores (1) the
plainest interpretation of the unambiguous statutory language, (2) later
legislation that reasserts this principle,4 (3) the ease with which the Texas
Legislature could have, had it wanted to, fixed the easement’s boundary
permanently by specifying a fixed date at which to set the line, (4)
interpretations of the Texas courts,5 and (5) our own prior acknowledgment of
Mississippi, 516 U.S. 22, 25, 116 S. Ct. 290 (1995) (referring to the rule of “thalweg,” which
holds that a river boundary between states lies along the main downstream navigation
channel and “moves as the channel changes with the gradual processes of erosion and
accretion”); Georgia v. South Carolina, 497 U.S. 376, 403-04, 110 S. Ct. 2903 (1990) (“When
the bed is changed by the natural and gradual processes known as erosion and accretion, the
boundary follows the varying course of the stream.”); Nebraska v. Iowa, 143 U.S. 359, 360, 12
S. Ct. 396 (1892) (“It is settled law that when grants of land border on running water, and the
banks are changed by that [gradual] process known as ‘accretion,’ the riparian owner’s
boundary line still remains the stream, although, during the years, by this accretion, the
actual area of his possessions may vary”; contrasting “accretion” with “avulsion,” which holds
that the boundary does not shift if the water channel shifts course suddenly.). That the line
contemplated in the Texas OBA should likewise shift, albeit based on nature’s relocation of
the vegetation line rather than a shifting watercourse, is a difference without distinction.
4
Act of May 24, 1985, 69th Leg., R.S., ch. 350, § 1, 1985 Tex. Gen. Laws 1419 (codified
as TEX . NAT . RES . CODE § 61.025 (Vernon 2009)).
5
See, e.g., Arrington v. Mattox, 767 S.W.2d 957 (Tex. App.—Austin 1989, writ denied)
(“public right of use or easement migrates and moves landward or seaward with the natural
movements of the natural line of vegetation and the line of mean low tide”); Feinman v. State,
717 S.W.2d 106, 111 (Tex. App.—Houston[1st Dist.] 1986, writ ref’d n.r.e.) (“we concluded that
the vegetation line is not stationary and that a rolling easement is implicit in the Act”);
Matcha v. Mattox, 711 S.W.2d 95, 99 (Tex. App.—Austin 1986, writ ref’d n.r.e.) (“Although
these boundaries do tend to shift occasionally, they can be determined at any given point in
25
No. 07-20409
this phenomenon.6 Despite all of this, the majority declares that with each shift
of the vegetation line, a new easement is born. I cannot agree. There is and
always has been one and only one easement; and that easement already
encumbered the entirety of Severance’s land at the time she bought it, even
though the easement’s maximum effect and coverage remained inchoate while
the vegetation line lay seaward of her property.7
Severance has conceded that the easement was established over the dry
beach on which her property sits prior to her purchase. But even if she had not,
that fact is beyond debate: (1) The property was identified for condemnation as
early as 1999 because it had encroached on the dry beach some six years before
her purchase, (2) she had to sign a statement when she took title to the land
acknowledging the easement and its full potential effect,8 and (3) at least one
Texas court had found there to be an easement across that exact stretch of beach
time. The rule has been established that easements may shift from time to time.”); Moody v.
White, 593 S.W.2d 372, 379 (Tex. Civ. App.—Corpus Christi 1979, no writ) (same); cf. Seaway
Co. v. Attorney General, 375 S.W.2d 923, 939 (Tex. Civ. App.—Houston 1964, writ ref’d n.r.e.)
(evidence demonstrates vegetation line has been stable for 200 years and can be easily
determined).
6
We have twice stated this rule. In Mikeska v. City of Galveston, we said, with
reference to the OBA, “[d]ue to shifts of the vegetation line and the erosion of the shoreline,
the natural demarcation lines are not static . . . the legal boundaries of the public easement
change with their physical counterparts.” 451 F.3d 376, 378 (5th Cir. 2006) (citing Feinman,
717 S.W.2d at 110-11). And, in Hirtz v. State, we stated that because of the OBA’s definition
of the landward boundary of a beach easement as “the line of vegetation” “the location of the
easement shifts as the vegetation line shifts.” 974 F.2d 663, 664 (5th Cir. 1992).
7
Severance appeals only the disposition of her claims as to the effect of the easement
itself on her land qua land. She does not appeal the rulings on her claims as to the
condemnation of the improvements on the properties.
8
Severance is a real estate broker licensed in Texas; she would have difficulty claiming
that she did not know the import of what she was signing.
26
No. 07-20409
pursuant to the OBA.9 Severance cannot dispute that when she bought the land,
she did not acquire any right to exclude the public from any portion that is dry
beach. Although she could exclude the public from those parts of her properties
that at any given time lay landward of the vegetation line, she could do so only
until that line shifted further inland.10
I agree with the majority that the property right at issue here is the “right
to exclude” members of the public from the dry beach portion of Severance’s
land. But Severance never owned this right,11 so she obviously cannot now claim
that what she never owned has been taken from her. The State had taken this
“stick” from the bundle of rights comprising ownership of the land long before
Severance ever acquired title to the properties.12 Severance’s legal right to
exclude the public from her land pertained only until the vegetation line shifted
landward; the Hurricane Rita-related shift merely gave a new footprint to a
taking that had occurred long before her ownership commenced.13
9
Feinman, 717 S.W.2d at 112-13.
10
Likewise, the public retains only the right of access until the vegetation line might
again roll seaward and off of Severance’s property.
11
See, e.g., Daniel v. County of Santa Barbara, 288 F.3d 375, 383 (9th Cir. 2002)
(“Under established federal law, a taking occurs when an option to take an easement is
granted, not when the option is exercised.”).
12
See, e.g., Kaiser Aetna v. United States, 444 U.S. 164, 176, 100 S. Ct. 383 (1979) (a
landowner’s right to exclude others from his land is “one of the most essential sticks in the
bundle of rights that are commonly characterized as property.”). Severance retains title to and
dominion over her property.
13
See, e.g., Palazzolo v. Rhode Island, 533 U.S. 606, 628, 121 S. Ct. 2448 (2001). In
Palazzolo, the Supreme Court stated that notice at the time of acquisition does not alone strip
a property owner of the ability to contest an easement’s effect on his property rights. 533 U.S.
at 627-28. But the easement across Severance’s property is distinct from the land-use
27
No. 07-20409
The majority’s approach perceives the birth of a brand new easement every
time the vegetation line shifts,14 a result I view as a legal impossibility. The line
of vegetation, even though relatively stable perhaps, is always subject to flux, as
nature is wont to be.15 Furthermore, the vegetation line can move either
landward or seaward from time to time. The majority’s analysis, which sees the
possibility of infinite mini-takings implicit in the statutory language, appears to
assume that the vegetation line moves only landward, for it fails to account for
how a property owner may reclaim his land as a result of a seaward shift.16
Rather than interpreting the plainly worded statute at face value, the majority
opts for a more convoluted reading, one that, if accurate, would mire the State
in the absurdity of endless litigation over an infinite number of infinitesimal
accretions to the dry beach.
restriction in Palazzolo. In that case the effect, if any, of the land-use restriction on the
property owner’s rights could not be known until the property owner attempted to develop his
land and the governing board, in that case, denied his application. Id. at 614-15, 618-19, 627-
28. In the instant case, the effect of the easement encumbering Severance’s property is and
always has been clear: She cannot exclude the public from the dry beach portion of her land,
an area that shifts over time. She knew the possessory effect of the easement at the time she
purchased the properties.
14
The majority would bolster its approach by seeing confusion in the Texas case law.
But it is the majority that appears to confuse the question of the effect of the easement’s
“rolling” boundary with the question of how many easements are at work: Texas courts might
disagree about the former, but not about the latter.
15
Indeed, this court has considered claims similar to Severance’s after previous major
storms caused dramatic shifts in the vegetation line along the Texas Gulf Coast. Mikeska v.
City of Galveston, 451 F.3d 376, 378 (5th Cir. 2006) (Tropical Storm Frances in 1998); Hirtz
v. State, 974 F.2d 663, 664 (5th Cir. 1992) ( Hurricane Alicia in 1983 and “fierce spring storms”
in 1988).
16
The panel majority ignores the obvious implication of its holding: If the State must
pay for a new taking with each landward shift, surely the property owner must pay reasonable
compensation to the State to buy back his right to exclude the public with each seaward shift.
28
No. 07-20409
Had the Texas Legislature intended such a result, it easily could have
fixed the extreme of the landward boundary of the easement. Instead, the State
borrowed from the familiar common law approach to property lines expected to
fluctuate over time. Were there any remaining doubt as to the result originally
intended by the Legislature, the lawmakers put it to rest in 1985 when they
passed legislation (the “1985 Act”) mandating that sellers of beachfront property
inform buyers of the OBA’s easement.17 The 1985 Act states: “Structures erected
seaward of the vegetation line (or other applicable easement boundary) or that
become seaward of the vegetation line as a result of natural processes are subject
to a lawsuit by the state of Texas to remove the structures.” 18 The 1985 Act
makes pellucid that once an easement on the dry beach is established, its
landward boundary may therefore “roll,” including over private property.
A correct determination whether there was one easement or many is the
key to the standing analysis in this case. Under the Palazzolo v. Rhode Island
physical-taking analysis — which the majority purports to employ — Severance
lacks standing to bring a Fifth Amendment claim because any taking occurred
prior to her 2005 purchase of the property.19 The majority nevertheless reasons
that the rule of Palazzolo does not deprive Severance of standing because, when
17
Act of May 24, 1985, 69th Leg., R.S., ch. 350, § 1, 1985 Tex. Gen. Laws 1419 (codified
as TEX . NAT . RES . CODE § 61.025 (Vernon 2009)).
18
Id. (all capital letters-emphasis removed; emphasis added).
19
533 U.S. 606, 628, 121 S. Ct. 2448 (2001) (injury occurs at the time the taking is
effected). At any rate, Severance did not pay for the property interest, the taking of which
would have been reflected in an intrinsic discount on the purchase price, which she, as a
willing buyer, paid her willing seller, both being fully informed of the OBA by virtue of the
1985 Act. See infra note 21. She took a calculated risk when she bought the property, paying
less in the knowledge that her legal right to exclude the public from the land was limited.
29
No. 07-20409
she bought the land, the easement had not attached to the portion of the land
that was later affected by Hurricane Rita. As explained above, this simply is not
so: Severance’s entire property was encumbered by the easement’s very real
potentiality — and predictability — that the vegetation line would shift.20
Simply put, a pre-existing restriction such as this cannot be a new taking.21
In sum, the majority’s flawed multiple-easement analysis infectiously
pervades its entire disposition of this case. Severance does not have standing to
assert a claim for reasonable compensation under the Fifth Amendment because
she has suffered no injury, any taking having occurred before she ever owned the
land. The State asserts only a right that it had already acquired. Not only does
the panel majority follow this primrose flaw to the erroneous conclusion that
Severance has standing; it also relies thereon to conclude that even though
Severance’s claim is unripe now, it will ripen in the future, at which point she
20
The litany of storms that have hammered and at times totally inundated Galveston
Island, from “Isaac’s Storm” in 1901 through Hurricane Ike in 2008, three years after Rita,
leaves no doubt. See, e.g., Erik Larson, Isaac’s Storm (Random House 1999); see also
supra note 15.
21
Lucas v. S. Car. Coastal Council, 505 U.S. 1003, 1028-29, 112 S. Ct. 2886 (1992)
(severe limitations on land use must “inhere in the title itself,” addressing regulatory taking);
see also Daniel v. County of Santa Barbara, 288 F.3d 375, 383 (9th Cir. 2002); United States
v. 30.54 Acres of Land, 90 F.3d 790, 792 (3d Cir. 1996) (pre-existing limitation on landowner’s
title was not a taking when the government chose to exercise its right). Even if I could agree
that a property owner might be able to contend that there is a new taking when he could not
have known of an easement’s potential effect on his land, Severance can make no such claim.
Six years before she bought her properties, the State had condemned them for encroaching on
the public beach easement.
Furthermore, Severance has been compensated for the missing “right to exclude”
through an intrinsic diminution in her purchase price, and therefore has suffered no injury.
Carson Harbor Village Ltd. v. City of Carson, 37 F.3d 468, 476 (9th Cir. 1994) (“The price paid
for the property presumably reflected the market value of the property minus the interests
taken.” ), overruled on other grounds by WMX Tech., Inc. v. Miller, 104 F.3d 1133 (9th Cir.
1997) (en banc); see also Daniel, 288 F.3d at 383.
30
No. 07-20409
may return with a valid Fifth Amendment claim. But Severance’s own personal
takings claim never was ripe and can never be ripe because the only OBA
takings claim related to the land she now owns ripened long before she bought
it and was allowed to shrivel on the vine by the one who owned the property at
the time the easement took effect on the land. By the time Severance purchased
the properties, any takings claim had long since ceased to exist and thus could
no longer be acquired by her or anyone else. It would be perverse to allow
Severance back into court on her proffered takings claim, now or in the future.
IV. FOURTH AMENDMENT SEIZURE
In permitting Severance’s Fourth Amendment claim to proceed and then
putting it on hold by certifying questions about it to the Texas Supreme Court,
the majority violates one important aspect of the venerable principle of judicial
restraint, viz., deciding a case on constitutional grounds when the same result
is available on non-constitutional grounds. Although in my view, the Fourth
Amendment is wholly inapplicable to Severance’s claim, we need not and should
not reach this question of constitutional magnitude. It is elemental that we
must neither “anticipate a question of constitutional law in advance of the
necessity of deciding it; [nor] formulate a rule of constitutional law broader than
is required by the precise facts to which it is to be applied.” 22 In opening the
22
Liverpool, N.Y. & P.S.S. Co. v. Emigration Com’rs, 113 U.S. 33, 39, 5 S. Ct. 352
(1885); see also Greater New Orleans Broad. Ass’n, Inc. v. United States, 527 U.S. 173, 184, 119
S. Ct. 1923 (1999) (“It is, however, an established part of our constitutional jurisprudence that
we do not ordinarily reach out to make novel or unnecessarily broad pronouncements on
constitutional issues when a case can be fully resolved on a narrower ground.”); Wood v.
Georgia, 450 U.S. 261, 265-66, 101 S. Ct. 1097 (1981) (citing Spector Motor Serv., Inc. v.
McLaughlin, 323 U.S. 101, 105, 65 S. Ct. 152 (1944)); United States v. Raines, 362 U.S. 17, 21,
80 S. Ct. 519 (1960).
31
No. 07-20409
courts’ doors to Fourth Amendment relief for previously frustrated Fifth
Amendment takings claimants, the majority today contravenes both of these
maxims of limited scope. Its erroneous analysis of the easement, supra, forces
it to overlook the obvious conclusion that Severance lacks standing to bring a
Fourth Amendment claim, just as she does to bring a Fifth Amendment claim.
Additionally, the majority ignores that even if we were to assume arguendo that
the Fourth Amendment could somehow provide relief under these circumstances,
Severance’s claim would fail on the merits and the district court’s dismissal
would have to be affirmed. Ultimately, however, the majority’s Fourth
Amendment analysis just goes too far, improperly countenancing the application
of the Fourth Amendment in this textbook Fifth Amendment takings case. After
all, the Fourth and Fifth amendments are complementary, not duplicative.
A. Standing
As an initial matter that should end all this, Severance’s putative Fourth
Amendment seizure claim, like her takings claim under the Fifth Amendment,
must be rejected for lack of standing. The Supreme Court in United States v.
Jacobsen defined a “seizure” for purposes of the Fourth Amendment as a
“meaningful interference with an individual’s possessory interests in his
property.” 23 This definition alone is sufficient to defeat Severance’s seizure
claim, for there can have been no meaningful interference with a property right
that has never belonged to Severance. Unlike her predecessor in title who
owned the properties when the public’s easement attached, Severance has never
23
United States v. Jacobsen, 466 U.S. 109, 113, 104 S. Ct. 1652 (1984) (emphasis
added). The majority relies heavily on Jacobsen’s definition of seizure, yet refuses to see that
the case cannot support the majority’s Fourth Amendment-related holding.
32
No. 07-20409
held the “right to exclude” members of the public from any part of her property
that constitutes dry beach. Thus the State’s enforcement of the public’s access
to the beach does not interfere with or even diminish — does not “seize” — any
possessory interest belonging to Severance. Never having had the right to
exclude the public from the dry beach, Severance has suffered no injury and thus
has no standing — a quintessential example of “no harm, no foul.”
B. Applicability of the Fourth Amendment
We must at all times remain mindful that it is the Fifth Amendment, not
the Fourth, that protects an individual’s right to own property while
acknowledging the State’s concomitant right to acquire private property, albeit
under carefully curtailed conditions: (1) The intended use must be public, and
(2) the owner must be justly compensated.24 “The Takings Clause largely
‘operates as a conditional limitation, permitting the government to do what it
wants so long as it pays the charge.’” 25 In contrast, the Fourth Amendment
protects, inter alia, an individual’s right to possess property that he continues to
24
The Takings Clause states: “. . . nor shall private property be taken for public use,
without just compensation.” U.S. CONST . amend. V. First English Evangelical Lutheran
Church of Glendale v. Los Angeles County, Cal., 482 U.S. 304, 314, 107 S. Ct. 2378 (1987).
25
Kelo v. City of New London, Conn., 545 U.S. 469, 487 n.19, 125 S. Ct. 2655 (2005)
(quoting E. Enters. v. Apfel, 524 U.S. 498, 545, 118 S. Ct. 2131 (1998) (Kennedy, J., concurring
in judgment and dissenting in part)). In analyzing the propriety of a taking, the courts are
deferential to the “legislative judgments” at issue. Id. at 480.
33
No. 07-20409
own.26 The State may not interfere with possession of private property unless
its manner of doing so is reasonable.
Even though some aspects of the Fourth and Fifth amendments might
overlap, they provide distinct protections and impose distinct requirements on
the government. The seizure clause of the Fourth Amendment protects against
unreasonable interference with possession, requiring neither compensation nor
public use, while the Takings Clause of the Fifth Amendment protects against
physical occupation, transfer of title, and the elimination of all economically
beneficial use but does not contain the language of reasonableness. Rather, the
Takings Clause implies that if just compensation is paid and the purpose of the
taking is public use, then it follows that the taking is reasonable per se.27
Conversely, the Fourth Amendment requires only reasonableness when the
State interferes with possession. The State may justify a seizure as reasonable
in a number of ways,28 nearly all of which have been identified within the
26
U.S. CONST . amend. IV; see also Jacobsen, 466 U.S. at 113. The Fourth Amendment
reads, in relevant part: “The right of the people to be secure in their persons, houses, papers
and effects, against unreasonable searches and seizures . . . .” The Fourth and the Fifth
Amendment were made applicable to the states through the Fourteenth Amendment. See, e.g.,
Kelo, 545 U.S. at 472 n.1 (Fifth Amendment); Mapp v. Ohio, 367 U.S. 643, 655, 81 S. Ct. 1684
(1961) (Fourth Amendment).
27
First English Evangelical Lutheran Church, 482 U.S. at 314-15; see also Kelo, 545
U.S. at 489-90; Kelo, 545 U.S. at 497 (O’Connor, J., dissenting). This is a trade-off the
Framers’ sanctioned. Monongahela Nav. Co. v. United States, 148 U.S. 312, 325, 13 S. Ct. 622
(1893) (“it prevents the public from loading upon one individual more than his just share of
the burdens of government”).
28
Obviously, the existence of a warrant based on probable cause will be sufficient. U.S.
CONST . amend. IV.
34
No. 07-20409
criminal justice context — public safety,29 contraband,30 border security,31 public
health 32 — but none requires that the State put the property to a particular use
or pay the owner! In essence, the Fourth Amendment provides no compensatory
protection to the property owner like Severance, for once the State has satisfied
the reasonableness requirement, its obligation is fulfilled. It is the Fifth
Amendment, then, construed here through the lens of the Fourteenth
Amendment, that ensures that the State must respect private property by
curtailing the purpose for which the State may take (be it title, physical
possession, or some crucial stick from the bundle of property rights), and
requiring that when the State does take, it pay for the privilege. For the
majority to say that the Fourth Amendment affords protection when the State
takes a stick from the property-rights bundle is tantamount to permitting the
29
Terry v. Ohio, 392 U.S. 1, 20-22, 24, 88 S. Ct. 1868 (1968); see also Gates v. Tex. Dep’t
of Protective & Regulatory Servs., 537 F.3d 404, 429 (5th Cir. 2008) (exigent circumstances
such as imminent danger of physical or sexual abuse may justify seizing a child from his
parents without a warrant); United States v. Shannon, 21 F.3d 77, 82 (1994) (“The exigent
circumstances that must exist include: hot pursuit of a suspected felon; the possibility that
evidence may be removed or destroyed; and danger to the lives of officers or others.”).
30
Minnesota v. Dickerson, 508 U.S. 366, 375-76, 113 S. Ct. 2130 (1993) (“if the object
is contraband, its warrantless seizure would be justified by the same practical considerations
that inhere in the plain-view context”); Carroll v. United States, 267 U.S. 132, 149, 45 S. Ct.
280 (1925) (search and seizure of vehicle valid if reasonable belief that it contains contraband).
31
United States v. Ramsey, 431 U.S. 606, 616, 97 S. Ct. 1972 (1977) (inspections of
persons entering the country are “reasonable simply by virtue of the fact that they occur at the
border”).
32
Hodel v. Va. Surface Min. & Reclamation Ass’n, Inc., 452 U.S. 264, 300, 101 S. Ct.
2352 (1981) (“deprivation of property to protect the public health and safety is ‘one of the
oldest examples’ of permissible summary action”) (quoting Ewing v. Mytinger & Casselberry,
Inc., 339 U.S. 594, 599, 70 S. Ct. 870 (1950)); Norman Bridge Drug Co. v. Banner, 529 F.2d
822, 828 (5th Cir. 1976) (seizure without notice can be invoked “only to avoid imminent danger
to the public health and safety”).
35
No. 07-20409
State to take without public purpose or without providing just compensation, or
both.
Severance’s argument thus leads her to a result that is diametrically
opposed to the one she seeks: Less protection of property rights rather than
more. In a case like this, in which Severance alleges nothing more than that the
reason or purpose of the taking was erroneous, the Fourth Amendment does no
“work” for her.33 As I shall demonstrate in detail below, the State’s action was
unquestionably reasonable, leaving Severance uncompensated under the Fourth
Amendment for the chimeric loss she now claims. In my judgment, this deftly
illustrates why the Fourth Amendment simply does not apply to a takings claim
masquerading as a seizure. It offers no quarter, and clearly explains why the
Framers added the Fifth Amendment’s Takings Clause, to define — that is, to
confine — what is permissible when the State takes private property.34
Yet, in countenancing Severance’s Fourth Amendment claim, the majority
impermissibly opens the door to judicial cognizance of run-of-the-mill Fifth
Amendment takings claims gussied up as seizure claims. Further, in a case like
this that will now be heard sequentially to her Fifth Amendment claim (to say
33
The majority protests that this court, as well as others have held, that claims may
implicate multiple constitutional protections. See John Corp. v. City of Houston, 214 F.3d 573,
582 (5th Cir. 2000) (considering the interplay of the Fifth Amendment and substantive due
process). I do not disagree. I contend only that the wrong Severance asserts has been inflicted
on her has no remedy in the Fourth Amendment.
34
First English Evangelical Lutheran Church of Glendale v. Los Angeles County, Cal.,
482 U.S. 304, 314, 107 S. Ct. 2378 (1987). (“As its language indicates, and as the Court has
frequently noted, [the Takings Clause] does not prohibit the taking of private property, but
instead places a condition on the exercise of that power.”). As a result, the Takings Clause
subsumes the Fourth Amendment protections Severance seeks: We cannot know if a taking
is reasonable until we know whether public use and just compensation are satisfied.
36
No. 07-20409
nothing of unnecessarily dragging the Texas Supreme Court into the fray), the
majority opinion squanders judicial resources. The panel majority permits this
takings claimant to don the trappings of a seizure claimant for a second bite at
the constitutional apple.
I foresee additional problems, including that this permits Severance and
future similar claimants to head off what might otherwise be deemed a valid
taking by bringing a seizure claim before the takings claim ripens. Indeed, the
State need not act pursuant to an easement to effect a taking. The taking would
be valid so long as the intended use was public and the landowner justly
compensated. The majority’s holding turns the Fifth Amendment on its head,
enabling what might be a valid taking to be an impermissible seizure (the
takings claimant has not yet sought compensation so none has been paid), an
impossible outcome.
C. Reasonableness
In its rush to conclude that Severance’s Fourth Amendment claim may
proceed, the panel majority ignores the obvious, viz., that her claim as pleaded
is entirely without merit — a prudential basis of decision that would enable us
to avoid the constitutional question altogether. Although Severance claims that
she has suffered both a taking and a seizure, all she has really done is to clone
her takings claim into a seizure claim. Her sole basis for alleging a violation of
the Fourth Amendment’s reasonableness requirement is that, despite all law
and evidence to the contrary, the public previously had no right of access to the
portion of her property affected by Rita. But this legal conclusion is not
talismanic, merely relevant. Fourth Amendment claims are analyzed under a
37
No. 07-20409
standard of objective reasonableness 35 viewed through the lens of the totality of
the circumstances, including the interests at stake.36 Here, that calculus would
entail balancing the interest of the public in continued access to beaches that the
people have enjoyed for decades if not centuries, against a private landowner’s
interest in excluding members of the public — in the face of a 50-year-old, well-
noticed statute, the risk of which Severance acknowledged, accepted, and
presumably employed in negotiating her purchase price.37
Severance’s seizure claim simply cannot survive this analysis on her sole
asserted allegation that the easement had not attached. She does not argue that
the State acted in bad faith because she cannot: The Texas courts have
repeatedly upheld the statute and recognized its applicability to Severance’s
swath of Galveston’s dry beach. At best, she could assert that the State’s
assumption that the easement applied was mistaken; yet, as the Supreme Court
has recently reminded us, in the context of the Fourth Amendment, mistake
alone is insufficient to demonstrate a constitutional violation.38
35
Graham v. Connor, 490 U.S. 386, 388, 109 S. Ct. 1865 (1989).
36
See, e.g., Collins v. Ainsworth, 382 F.3d 529, 538 (5th Cir. 2004) (quoting Brown v.
Texas, 443 U.S. 47, 50-51, 99 S. Ct. 2637 (1979)).
37
Indeed, the Court in Soldal v. Cook County, Ill., made clear that a claim like
Severance’s is unlikely to succeed. 506 U.S. 56, 71, 113 S. Ct. 538 (1992). In seeking to allay
fears that its holding would open the floodgate to frivolous civil seizure claims — just as we
now face — the Court pointed out that “reasonableness is still the ultimate standard under
the Fourth Amendment, . . . the reasonableness determination will reflect a careful balancing
of governmental and private interests. Assuming, for example, that the officers were acting
pursuant to a court order[,] . . . a showing of unreasonableness on these facts would be a
laborious task indeed.” Id. (internal citations omitted).
38
Herring v. United States, ___ U.S. ___, 129 S. Ct. 695, 699 (2009) (“When a probable-
cause determination was based on reasonable but mistaken assumptions, the person subjected
to a search or seizure has not necessarily been the victim of a constitutional violation.”); see
38
No. 07-20409
The majority makes much of the Fourth Circuit’s decision in Presley v. City
of Charlottesville, the lone circuit case countenancing simultaneous claims of
taking and seizure.39 But even assuming arguendo that Presley was correctly
decided, it is factually distinguishable. Ms. Presley alleged that the City
repeatedly encouraged public trespass onto her land by promulgating an
erroneous printed trail-map (the trail did not actually cross Presley’s land).
When Presley complained, the City repeatedly refused to fix the error and
ameliorate the illegal trespassing.40 Instead, the City passed an ordinance
authorizing it to prosecute Presley for defending her property.41 Presley asserted
actions of City misconduct, viz., unreasonableness, that occurred in isolation
from — and in addition to — the fact of the taking; Severance alleges no discrete
facts that would render Texas’s action unreasonable and distinct from the
claimed taking.
D. Consent
Finally, even if Severance were to manage the unlikely feat of
demonstrating that the State’s alleged “seizure” was unreasonable, she still
could never overcome the fact that she forfeited any such right by consent when
she purchased the properties with full and formal knowledge of the rolling
easement and its very real potential for rolling. With rare exception, seizures
also Illinois v. Rodriguez, 497 U.S. 177, 185, 110 S. Ct. 2793 (1990) (“[S]ufficient probability,
not certainty, is the touchstone of reasonableness under the Fourth Amendment”).
39
Presley v. City of Charlottesville, 464 F.3d 480 (4th Cir. 2006).
40
Id. at 482.
41
Id. at 483.
39
No. 07-20409
following valid consent are constitutional.42 By acknowledging and accepting the
encumbrance on the properties at the time of her purchase, Severance consented
to their effect ad infinitum, waived or forfeited any possible right to contest that
encumbrance or to seek payment for it, and even accepted a form of
compensation for this diminution in the value of the property by an intrinsic
downward adjustment in the purchase price.43 Her assent validated the
encumbrance cum “seizure” the same way that consent to the inspection of one’s
vehicle typically validates a search and any ensuing seizure of the vehicle’s
contents that might otherwise have been deemed unreasonable.44 As such, her
consent constituted a waiver of the right to complain when the very easement
to which she had expressly acceded in her purchase physically rolled further
onto her already legally burdened property.
The majority ignores the arguments that counsel against its holding,
instead expanding (erroneously) our interpretation of a constitutional provision
that need not and should not even be directly addressed. I am convinced that
today’s holding needlessly obscures the line between the Fourth and the Fifth
Amendments as carefully constructed by the Framers and spuriously opens the
Fourth Amendment as an avenue for property-rights activists to attack the
exercise of constitutionally permissible powers of eminent domain — a classic
example of using a shield as a sword.
42
United States v. Hernandez-Zuñiga, 215 F.3d 483, 487 (5th Cir. 2000) (citing United
States v. Woodrum, 202 F.3d 1, 11 (1st Cir. 2000)); see also Mason v. Pulliam, 557 F.2d 426,
428 (5th Cir. 1977) (relying on Schneckloth v. Bustamonte, 412 U.S. 218, 93 S. Ct. 2041 (1973)).
43
United States v. Dow, 357 U.S. 17, 27, 78 S. Ct. 1039 (1958) (discussing contractual
and other remedies available to a private party who knowingly purchases encumbered land).
44
See, e.g., United States v. Kelley, 981 F.2d 1464, 1470 (5th Cir. 1993).
40
No. 07-20409
V. CERTIFICATION
It is not enough that the majority here countenances an argument that
melds the Fourth and Fifth amendments; it then upends our policy on
certification in furtherance of this course. Although the decision whether to
certify questions to a state supreme court lies within our sound discretion,45 we
must remain chary to exercise that discretion absent a “compelling reason.”46
The majority’s explanation — that certification is required because the Texas
Supreme Court has remained silent on this issue — is insufficient.47 The Texas
intermediate courts are nearly unanimous.48 And this question is not so complex
or difficult a matter of state law that we must refrain from entering the fray —
although even if it were, “we do not use certification as a panacea for resolution
of complex or difficult state law questions which have not been answered by the
highest court of the state.” 49 We should decide the issues before us by affirming
the district court’s dismissals on the prudential ground of lack of standing and
failure to state a claim without venturing unnecessarily into the Constitutional
bog. I respectfully dissent.
45
Patterson v. Mobil Oil Corp., 335 F.3d 476, 487 (5th Cir. 2003).
46
Jefferson v. Lead Inds. Ass’n, Inc., 106 F.3d 1245, 1247 (5th Cir. 1997).
47
Id. (“Alone, the absence of a definitive answer from the state supreme court on a
particular question is not sufficient to warrant certification.”)
48
Compass Bank v. King, Griffin & Adamson P.C., 388 F.3d 504, 505 n.1 (5th Cir.
2004).
49
Id. at 505.
41