[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 08-16737 July 31, 2009
Non-Argument Calendar THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 08-14014-CR-JEM
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
CLARENCE EDGAR ALEXANDER, III,
a.k.a. Lance Alexander,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(July 31, 2009)
Before BIRCH, HULL and MARCUS, Circuit Judges.
PER CURIAM:
Clarence Edgar Alexander, III, appeals from his 262-month sentence for
crimes stemming from his manufacture and distribution of methamphetamine. On
appeal, Alexander argues that: (1) the district court plainly erred in classifying him
as a career offender; and (2) his sentence was procedurally and substantively
unreasonable. After thorough review, we affirm.
We typically review the district court’s application of the sentencing
guidelines to the facts de novo. United States v. McGuinness, 451 F.3d 1302, 1304
(11th Cir. 2006). However, if a sentencing issue is raised for the first time on
appeal, we review that issue only for plain error. United States v. Aguillard, 217
F.3d 1319, 1320 (11th Cir. 2000). Under plain error review, there must be (1) an
error, (2) that is plain, and (3) that affects substantial rights. Id. When these three
factors are met, we may then exercise our discretion and correct the error if it
seriously affects the fairness, integrity, or public reputation of the judicial
proceedings. United States v. Olano, 507 U.S. 725, 732 (1993). An error
constitutes invited error and cannot serve as grounds for reversal if the appealing
party “induces or invites the district court into making [the] error.” United States
v. Stone, 139 F.3d 822, 838 (11th Cir. 1998) (emphasis in the original). We review
the ultimate sentence a district court imposes for “reasonableness,” which “merely
asks whether the trial court abused its discretion.” United States v. Pugh, 515 F.3d
1179, 1189 (11th Cir. 2008) (quoting Rita v. United States, 127 S. Ct. 2456, 2465
(2007)).
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The relevant procedural history is as follows. At the sentencing hearing,
Alexander asked the district court to review whether the career offender sentencing
enhancement “overstates his entry level of 37 as a career offender and [to]
downward depart.” The following exchange then took place:
THE COURT: Is that an option for me?
[ALEXANDER’S COUNSEL]: I believe it is. That you have the
discretion under Booker to find that the criminal history overstates – I
mean, that the classification –
THE COURT: I don’t think there’s any question that I can do that
when it is a question of guideline provisions. My question is can I do
that when it becomes a minimum mandatory based on I don’t know . .
. Let me – Mr. Cooley what’s your position on that?
PROBATION OFFICER: Your Honor, you can vary downward as
long as you don’t go below the minimum mandatory sentence.
THE COURT: The statutory minimum mandatory.
PROBATION OFFICER: Right, which is ten years.
Later in the hearing, the district court analyzed Alexander’s predicate offenses, and
found that those offenses made Alexander a career criminal. Alexander’s counsel
responded that “No, I would agree with the court. Technically he is [a career
criminal].” The court then said:
Then I think that if he is [a career criminal], then I think I would have
to find some compelling reasons to go under, and you have not told
me about all of his good deeds with Mother Theresa and the – you
know, whatever else he has done to compensate for his less than
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stellar background where, you know, perhaps if the state jail had more
room and he had gotten five years or ten years on something that he
had done before, he might have gotten the point. But I don’t think
that he’s gotten the point at this time. He keeps getting [lenient
sentences] . . . as an adult. Now, none of them are heinous, they sure
don’t strike me as canonization material, and they sure don’t strike me
as a reason to take him outside the category that he technically fits in.
The court added that:
I haven’t heard any reason why I should take the big step of saying,
you know, Booker permits me to go under and I’m going to do that
because . . . fill in the blank. Give me the because. Because I haven’t
heard it yet.
The court then sentenced Alexander to 262 months’ imprisonment, which was the
low end of his guideline range. The court explained its sentence by stating that it
had considered “the statutory factors,” and “[b]ecause a sentence at the low end of
the advisory range is sufficiently punitive to deter the defendant from further
criminal conduct, a sentence will be imposed within and at the bottom of the
advisory guideline range.”
First, we reject Alexander’s claim -- raised for the first time on appeal -- that
the district court plainly erred by imposing the career offender enhancement.
During the district court proceedings, Alexander twice conceded that he was a
career offender, arguing that even though he was a career offender, the district
court should use its discretion to impose a reduced sentence. Because Alexander
told the district court that he was a career offender, the invited error doctrine bars
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him from taking a contrary position on appeal. See Stone, 139 F.3d at 838.
Moreover, Alexander’s argument that he did not make a career offender concession
until after the district court had already ruled on that issue is meritless because
Alexander also conceded his career offender status in his objections to the
presentence investigation report -- which were filed prior to the district court’s
ruling on the career offender issue. Accordingly, we can find no error in the
district court’s imposition of the career offender enhancement.
We are similarly unpersuaded by Alexander’s arguments that his sentence
was unreasonable. In reviewing sentences for reasonableness, we perform two
steps. Pugh, 515 F.3d at 1190. First, we must “‘ensure that the district court
committed no significant procedural error, such as failing to calculate (or
improperly calculating) the Guidelines range, treating the Guidelines as mandatory,
failing to consider the § 3553(a) factors, selecting a sentence based on clearly
erroneous facts, or failing to adequately explain the chosen sentence -- including an
explanation for any deviation from the Guidelines range.’” Id. (quoting Gall v.
United States, 128 S.Ct. 586, 597 (2007)).1 If we conclude that the district court
1
The § 3553(a) factors include: (1) the nature and circumstances of the offense and the
history and characteristics of the defendant; (2) the need for the sentence imposed to reflect the
seriousness of the offense, to promote respect for the law, and to provide just punishment for the
offense; (3) the need for the sentence imposed to afford adequate deterrence; (4) the need to protect
the public; (5) the need to provide the defendant with educational or vocational training or medical
care; (6) the kinds of sentences available; (7) the Sentencing Guidelines range; (8) the pertinent
policy statements of the Sentencing Commission; (9) the need to avoid unwanted sentencing
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did not procedurally err, we must consider the “‘substantive reasonableness of the
sentence imposed under an abuse-of-discretion standard,’” based on the “‘totality
of the circumstances.’” Id. (quoting Gall, 128 S. Ct. at 597). “[T]he party who
challenges the sentence bears the burden of establishing that the sentence is
unreasonable in the light of both th[e] record and the factors in section 3553(a).”
United States v. Thomas, 446 F.3d 1348, 1351 (11th Cir. 2006) (internal quotation
omitted).
The Supreme Court has recently made clear that the district courts are not
permitted to presume that within-guideline sentences are reasonable. See Nelson
v. United States, 129 S. Ct. 890, 892 (2009). In Nelson, the district court made the
following statement during sentencing: “the Guidelines are considered
presumptively reasonable,” and so “unless there’s a good reason in the [statutory
sentencing] factors . . ., the Guideline sentence is the reasonable sentence.” Id. at
891. In evaluating this statement, the Supreme Court emphasized that:
Our cases do not allow a sentencing court to presume that a sentence
within the applicable Guidelines range is reasonable. In Rita we said
as much, in fairly explicit terms: We repeat that the presumption
before us is an appellate court presumption. . . . [T]he sentencing court
does not enjoy the benefit of a legal presumption that the Guidelines
sentence should apply.
disparities; and (10) the need to provide restitution to victims. 18 U.S.C. § 3553(a).
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Id. at 892 (internal citations and quotation marks omitted). The Supreme Court
found that even though the district court had viewed the Sentencing Guidelines as
advisory, because the court presumed that a within-guideline sentence was
reasonable, the resulting sentence was erroneous. Id.
As the record here shows, the district court did not go as far as the Nelson
court in explicitly declaring the guidelines “presumptively reasonable.” The most
that Alexander can point to in support of his argument of procedural
unreasonableness is that the district court concluded that the defendant had not
offered “a compelling reason” for the court to take the “big step” of imposing a
reduced sentence. However, the district court also expressly recognized that there
was no “question that [the court] can [depart] when it is a question of guideline
provisions,” and that “Booker permits [the court] to go under.” Moreover, after
considering the parties’ arguments, the district court determined “that a sentence at
the low end of the advisory range is sufficiently punitive to deter the defendant
from further criminal conduct.” Thus, in context, the district court’s use of the
phrases “big step” and “compelling reason” does not indicate that it considered the
guidelines presumptively reasonable, but rather, that the district court was, on this
record, unwilling to go below the sentence it believed to be appropriate under the
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circumstances. Without more, we cannot conclude that the district court
procedurally erred in imposing Alexander’s sentence.2
As for Alexander’s other argument regarding procedural reasonableness, we
do not agree that the district court failed to adequately explain the chosen sentence
by not discussing the mitigating factors or why a lower sentence was inadequate.
We recognize that the district court “must adequately explain the chosen sentence
to allow for meaningful appellate review and to promote the perception of fair
sentencing.” Gall, 128 S. Ct. at 597. In this case, the district court observed that
Alexander had been sentenced too lightly in the past, and this lenient treatment
resulted in his continuing life of crime. It further said that it was choosing a
harsher sentence to deter and incapacitate Alexander from future criminal conduct
-- an explanation that fully sets forth the court’s reasons for selecting Alexander’s
sentence, and allows for meaningful appellate review. Therefore, the district court
did not procedurally err in the manner in which it explained its chosen sentence.
Alexander has likewise failed to show that his sentence was substantively
unreasonable. As we have held before, “ordinarily we would expect a sentence
2
Cf. United States v. Layton, 564 F.3d 330, 337 (4th Cir. 2009) (upholding a sentence under
Nelson where the district judge explained that while he “does not always agree with the Guidelines
. . . in this case, I find no particularly persuasive treatises or argument or comment that would
indicate that the ninety-seven or one hundred twenty months range is inappropriate”) (emphasis
added).
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within the Guidelines range to be reasonable.” United States v. Talley, 431 F.3d
784, 788 (11th Cir. 2005). Moreover, the district court found that Alexander was
treated leniently with regard to his prior offenses, and that this lenient treatment
failed to discourage him from committing further crimes. As a result, the
following § 3553(a) factors favored a longer sentence to discourage Alexander
from committing further crimes: (1) history and characteristics of the defendant;
(2) need for adequate deterrence to criminal conduct; and (3) protection of the
public from further crimes of the defendant. See 18 U.S.C. § 3553(a). In light of
this record, Alexander’s sentence was not substantively unreasonable.
AFFIRMED.
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