State v. Hayes

EDMONDS, J.,

dissenting.

In a trial to the court, the trial judge found that defendant had knowingly made a false statement under oath. The majority reverses defendant’s conviction, because “a perjury prosecution may not be based on an inference that a defendant meant one thing when he said another, if the defendant’s response could have been clarified with more precise questioning.” 116 Or App at 290. Because that holding renders the legislature’s definition of “statement” meaningless and ignores our standard of review, I dissent.

A statement of fact or a statement of belief can be the subject of a perjury charge.1 Defendant’s testimony in his sodomy trial that he had not been “mean” to any of his children or grandchildren meets the statutory definition, because it can properly be categorized as a representation of fact or belief about his conduct regarding those individuals.

The majority wrongly departs from the statutory definition by concluding that defendant’s response was not a statement within the meaning of ORS 162.005(3). To reach that conclusion, it circumvents the express language of the statute and announces a new rule of law that is not based on a statutory analysis. There is no claim that ORS 162.055(3) is unconstitutionally vague. We are not authorized to rewrite a statute or ignore the plain meaning of unambiguous words. ORS 174.010. It is apparent that the legislature intended that representations of belief could be the subject of perjury, even in the light of their inherent subjectivity. Obviously, the legislature did not intend that a witness could knowingly lie under oath about a belief and avoid a perjury charge on the basis of an interpretation that was contrived at a later time.

Instead of applying a statutory analysis, the majority relies on the Commentary to the Model Penal Code (MPC) and on Bronston v. United States, 409 US 352, 93 S Ct 595, 34 *292L Ed 2d 568 (1973). Its reliance on those authorities is misplaced. The MPC commentary does discuss the need for definite questioning in order to avoid ambiguous responses. See MPC § 241.1, comment (b) at 97-98 (1980). However, it recognizes that no statute can specify how definite a statement must be, because “[i]t is not possible to define in the abstract the degree of specificity required.” MPC § 241.1, comment (b) at 98. Furthermore, the commentary says that some words in a question or response may be “ subject to some misunderstanding but may be sufficiently definite to be tested for truth; in such a case, the defendant should be allowed to raise a defense of mistake as to the meaning of the question to the jury.” MPC § 241.1, comment (b) at 99.

The majority accurately quotes the Bronston opinion’s statement that precise questioning is imperative to a charge of perjury. That language, however, was merely dictum in view of the fact that the court did not even reach an issue of ambiguity of the question. Bronston v. United States, supra, 409 US at 356. Moreover, the federal perjury statute involved in Bronston differs from ORS 162.065 in that it does not explicitly include statements of belief or opinion.2

The majority is wrong in concluding that the state failed to prove perjury because it “presented no evidence that even remotely suggested that defendant did not sincerely believe that he was not mean.” 116 Or App at 290. That conclusion fails to recognize how a subjective fact or belief can be proven to be false.3 Whether a defendant knew that his statement was false must be proven by circumstantial evidence because, generally, there will be no witnesses available who can testify as to the defendant’s subjective knowledge. See State v. Shoemaker, 277 Or 55, 559 P2d 498 (1977).

*293Announcing the verdict, the trial judge said:

“[E]ven though the word [mean] is a little imprecise* * * it’s clear that, in these circumstances, whát we’re talking about is ‘Did you ever do anything hurtful, harmful, malicious to these * * * people?’ And his answer was he’d never done that with any of them.
“And I think, based upon the testimony that we’ve heard this morning, it’s clear that that statement was false and that the defendant knew that it was false. And so I’m going to find the defendant guilty of perjury on that basis.”

On review, we view the evidence in the light most favorable to the state to determine whether any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. State v. Harris, 288 Or 703, 721, 609 P2d 798 (1980). “Our decision is not whether we believe defendant is guilty beyond a reasonable doubt, but whether the evidence is sufficient for [the trier of fact] to so find.” State v. Krummacher, 269 Or 125, 138, 523 P2d 1009 (1974). The majority fails to abide by that standard of review.

The testimony supports the trial court’s finding. The focus of the testimony at the sodomy trial, leading up to defendant’s testimony, shows the context for the state’s questions it later asked defendant. As the first witness, defendant’s granddaughter testified that defendant had sodomized her in his bedroom. Another grandchild then testified that she had observed defendant take the victim into his bedroom on several occasions and noted that she was distraught when she came out of the room. Defendant testified that the sodomy did not occur and that he was never alone in his bedroom with the victim. On cross-examination, this occurred:

“Q. Were there times when you took [your granddaughter] into the bedroom?
“A. Absolutely not.
“Q. Never happened?
“A. Absolutely not.
>}c jj: jjí í{í
“Q. She never set a foot in your bedroom, ever?
“A. I guess she had been in there, sure. But not with me alone, no sir.
*294“Q. Did you ever take any of the other children into the bedroom alone?
“A. No sir.”

Defendant was then asked if he had ever been mean to the victim and gave the response that is the basis of the perjury allegation.

In addition to the context of the question, the state presented other circumstantial evidence from which a rational trier of fact could reasonably find that defendant understood the question at the time it was asked and knowingly responded falsely. All of the other victims who testified at the perjury trial said that they had been sexually abused by defendant before the sodomy charge and that they had verbally and physically resisted defendant’s sexual advances. Some victims said that they had exhibited pain and were reduced to tears while they were being abused. Viewing that evidence in the light most favorable to the state, I would find the evidence sufficient for the trial judge to find defendant guilty of perjury.

By announcing a rule of law contrary to the express language of the statute, the majority must think that it is a branch of the legislature. I dissent.

A person is guilty of perjury if he ‘ ‘makes a false sworn statement in regard toa material issue, knowing it to be false.” ORS 162.065. A “statement” is

“any representation of fact and includes a representation of opinion, belief or other state of mind where the representation clearly relates to state of mind apart from or in addition to any facts which are the subject of the representation.” ORS 162.055(3).

The federal perjury statute, 18 USC § 1621, provides, in part:

“Whoever, having taken an oath * * * wilfully and contrary to such oath states or subscribes any material matter which he does not believe to be true, is guilty of perjury.”

First, a factual finding must be made as to a defendant’s subjective interpretation of the question. Then, on the basis of that finding, it can be determined if he responded falsely. See State v. Carothers, 69 Or 382, 138 P 1077 (1914); State v. Hyde, 28 Or App 809, 561 P2d 659 (1977); United States v. Bonacorsa, 528 F2d 1218 (2d Cir 1976); United States v. Chapin, 515 F2d 1274 (DC Cir 1975); Seymour v. United States, 77 F2d 577 (8th Cir 1935).