United States Court of Appeals,
Fifth Circuit.
No. 94-30433
Summary Calendar.
Claude E. WOODS, Plaintiff-Appellant,
v.
Edwin W. EDWARDS, et al., Defendants-Appellees.
Claude E. WOODS, Plaintiff-Appellant,
v.
Andrew J. DUNN, Corrections Major and Chairman of Lockdown Review
Board, et al., Defendants-Appellees.
May 10, 1995.
Appeal from the United States District Court for the Middle
District of Louisiana.
Before WISDOM, KING and GARWOOD, Circuit Judges.
PER CURIAM:
Claude Woods, incarcerated in the Louisiana State Penitentiary
at Angola, brought this § 1983 action alleging that his current
status at the prison in "extended lockdown",1 a form of
disciplinary isolation, was motivated by racial animus or was in
1
The Disciplinary Rules and Procedures for Adult Inmates
defines extended lockdown as:
An indeterminate period of lockdown characterized by
routine 90 day classification reviews to determine
eligibility/suitability for release from this status.
This type of segregation is used primarily after a
Disciplinary Hearing for an inmate found guilty of
violating one or more serious rules, or of being
dangerous to himself or others, or of being a serious
escape risk, or of posing a clear threat to the
security of the facility.
1
retaliation for his resorting to the courts for relief. Further,
Woods contended that his continued confinement was wrongful, that
some conditions of his confinement were unconstitutional, and that
his due process rights were violated. The district court concluded
that the plaintiff's claims lacked sufficient evidentiary support
and granted the defendants' motion for summary judgment. Because
we agree with the conclusions of the district court, we AFFIRM.
I
On July 23, 1991, Woods was placed in "extended lockdown"
after a prison disciplinary board concluded that he had written
threatening letters to individuals outside the prison and forged
the name of another prisoner as the author. According to prison
guidelines, the plaintiff's status is reviewed every 90 days and,
until now, the board has decided to leave Woods in extended
lockdown citing the serious nature of his offenses.
Woods filed this § 1983 action alleging that the prison now
refuses to release him from extended lockdown because of his race
or, alternatively, in retaliation for his prosecution of this case
and several grievances he pursued through internal prison
procedures. The plaintiff also alleges that his continued
confinement is wrongful, that he has been subjected to
unconstitutional conditions during his time in extended lockdown,
and that his due process rights2 have been violated.
2
The plaintiff argues that his due process rights were
violated in two ways. First, he alleges that the disciplinary
board is biased against him. Second, he contends that the prison
has violated the consent decree rendered in Ralph v. Dees, CA-71-
94 (M.D.La.1975).
2
Both the plaintiff and the defendants made motions for summary
judgment. The magistrate recommended that the defendants' motion
be granted and, after dismissing the plaintiff's objections to the
magistrate's report, the district court accepted this
recommendation. In his report, the magistrate concluded that there
is no evidence that the prison authorities' on-going decision to
keep the plaintiff in extended lockdown is motivated by the
plaintiff's race or is in retaliation for his resorting to relief
in the courts and to availing himself of the prison's grievance
procedures. Also, the magistrate held that a remedial order is not
a basis for § 1983 liability. Further, the magistrate found that
the plaintiff's due process rights have not been violated by either
his continued confinement or by the action of a biased disciplinary
board. Finally, the magistrate dismissed four defendants3 because
the plaintiff had alleged no act by them that was causally
connected to any alleged violation of his constitutional rights.
The plaintiff contends on appeal that these decisions were
erroneous and argues that the judgment in favor of the defendants
should be reversed. This Court granted the plaintiff's motion to
proceed in forma pauperis on appeal.
II
A. Equal protection
3
The four defendants include Edwin Edwards, the governor of
Louisiana, and Tillery, Vannoy, and Butler, three officials of
the Louisiana Corrections Department. None of these officials
had any direct contact with Woods or his case. Rather, Woods
alleged that they were responsible for the acts of their
subordinates.
3
The plaintiff alleges that prison officials have maintained
his status in extended lockdown while releasing similarly situated
white prisoners in violation of his equal protection rights.4 To
prove a cause of action under § 1983, the plaintiff must
demonstrate that prison officials acted with a discriminatory
purpose.5 "Discriminatory purpose in an equal protection context
implies that the decisionmaker selected a particular course of
action at least in part because of, and not simply in spite of, the
adverse impact it would have on an identifiable group".6
The defendants, in moving for summary judgment, presented
summaries of Wood's review hearings which indicate that his status
in extended lockdown has been maintained because of the seriousness
of his actions in writing threatening letters and forging the name
of another prisoner. The plaintiff has alleged no specific act of
discrimination nor has he offered proof of discriminatory intent on
the part of prison officials. Rather, the plaintiff rests his
claim on only his personal belief that discrimination played a part
in his continued residency in extended lockdown.
We review the district court's grant of summary judgment
4
As the district court noted, the plaintiff does not
identify his own race, which is presumably black, nor does he
point to any specific incident where a white prisoner was treated
more favorably.
5
Firefighters Local Union No. 1784 v. Stotts, 467 U.S. 561,
583 n. 16, 104 S.Ct. 2576, 2590 n. 16, 81 L.Ed.2d 483 (1984);
National Association of Government Employees v. City Public
Service Board of San Antonio, Texas, et al., 40 F.3d 698, 715
(5th Cir.1994); United States v. Galloway, 951 F.2d 64, 65 (5th
Cir.1992).
6
Galloway, 951 F.2d at 65.
4
under the same standard applied by the district court and in the
light most favorable to the non-moving party. If the party moving
for summary judgment has shown that no genuine issue of material
fact remains and that he is entitled to judgment as a matter of
law, "the non-movant must go beyond the pleadings and designate the
specific facts showing that there is a genuine issue for trial".7
Woods has failed to respond to the defendant's evidence and
indicate a material issue that is unresolved. And, as concluded by
the district court, Woods has failed to present evidence of
discriminatory intent on the part of prison officials. The
district court, therefore, did not err when it granted the
defendants' motion for summary judgment.
B. Retaliation for accessing the courts
Woods also alleges that his status in extended lockdown has
been maintained in retaliation for pressing this case and for
pursuing grievances within the prison. It is settled that prison
officials cannot act against a prisoner for availing himself of the
courts and attempting to defend his constitutional rights.8 As
with his equal protection claim, however, Woods has offered no
evidence, other than a personal belief that he is the victim of
retaliation. The defendants, in response, have presented summaries
of the review board's conclusions. Their stated reason for
maintaining the defendant's status in extended lockdown is the
7
Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th
Cir.1994) (en banc).
8
Hale v. Towney, 19 F.3d 1068, 1072-73 (5th Cir.1994).
5
seriousness of his original violation of the rules. The defendant
has offered no evidence to oppose the prison's characterization of
his treatment as fair and according to the guidelines of the
prison. Woods has failed to respond to the defendant's evidence
and indicate a material issue that is unresolved. In the light of
the record, the district court did not err when it granted the
summary judgment motion of the defendants.
C. Unconstitutional conditions of confinement
"The Constitution "does not mandate comfortable prisons' ...
but neither does it permit inhumane ones, and it is now settled
that "the treatment a prisoner receives in prison and the
conditions under which he is confined are subject to scrutiny under
the Eighth Amendment' ".9 The Eighth Amendment's prohibition
against cruel and unusual punishment imposes minimum requirements
on prison officials in the treatment received by and facilities
available to prisoners.10
A constitutional violation, however, occurs only when two
9
Farmer v. Brennan, --- U.S. ----, ----, 114 S.Ct. 1970,
1976, 128 L.Ed.2d 811 (1994).
10
Id. The Supreme Court noted that:
In its prohibition of "cruel and unusual punishments,"
the Eighth Amendment places restraints on prison
officials, who may not, for example, use excessive
physical force against prisoners. The Amendment also
imposes duties on these officials, who must provide
humane conditions of confinement; prison officials
must ensure that inmates receive adequate food,
clothing, shelter, and medical care, and must "take
reasonable measures to guarantee the safety of the
inmates."
Id. (citations omitted).
6
requirements are met. First, there is an objective requirement
that the condition "must be so serious as to "deprive prisoners of
the minimal civilized measure of life's necessities,' as when it
denies the prisoner some basic human need".11 Second, under a
subjective standard, we must determine whether the prison official
responsible was " "deliberately indifferent' to inmate health or
safety".12 The deliberate indifference standard can be
appropriately applied to the plaintiff's allegations regarding the
conditions of confinement as well as to his allegations regarding
the failure of the prison to provide him adequate medical care.13
In this case, the plaintiff contends that the conditions of
his confinement in extended lockdown at Angola violate the Eighth
Amendment. Wood alleges that his cell was inadequately cooled and
that the high temperature, while uncomfortable in itself, also
contributed to the plaintiff's health problems. Specifically, the
plaintiff contends that his sinus condition was aggravated by the
cell's high temperature. The defendants, in response, presented
evidence that the portion of the jail housing prisoners in extended
lockdown is equipped with fans used to circulate the air.
The plaintiff argues that the district court erroneously
granted the defendants' motion for summary judgment on this claim.
11
Harris v. Angelina County, Texas, 31 F.3d 331, 334 (5th
Cir.1994) (citing Wilson v. Seiter, 501 U.S. 294, 111 S.Ct. 2321,
115 L.Ed.2d 271 (1991)).
12
Farmer, --- U.S. at ----, 114 S.Ct. at 1977; see e.g.,
Harris, 31 F.3d at 334-36.
13
Wilson, 501 U.S. at 303-05, 111 S.Ct. at 2327.
7
Woods, however, has failed to present medical evidence of any
significance nor has he identified a basic human need that the
prison has failed to meet. While the temperature in extended
lockdown may be uncomfortable, that alone cannot support a finding
that the plaintiff was subjected to cruel and unusual punishment in
violation of the Eighth Amendment. Therefore, we affirm the
district court's grant of the defendants' motion for summary
judgment.
D. Wrongful confinement
The plaintiff argues that his continued residency in extended
lockdown is wrongful and that the prison has no valid reason for
maintaining his current status. "Classification of inmates in
Louisiana is a duty of the Louisiana Department of Corrections and
an inmate has no right to a particular classification under state
law".14 Generally, prison officials are given broad discretion in
administering prisons and prisoners are seen to "retain only a
narrow range of protected liberty interests".15
In Hewitt v. Helms, the Supreme Court held that the Due
Process Clause alone does not grant inmates a protectable interest
in being in the general population of the prison.16 The Supreme
Court, however, further held that a liberty interest may be created
by state law which places mandatory limitations on prison officials
14
Wilkerson v. Maggio, 703 F.2d 909, 911 (5th Cir.1983).
15
Hewitt v. Helms, 459 U.S. 460, 467, 103 S.Ct. 864, 869, 74
L.Ed.2d 675 (1983).
16
Id. at 467-70, 103 S.Ct. at 869-71.
8
in determining a prisoner's status.17 In Louisiana, a manual, "The
Disciplinary Rules and Procedures for Adult Inmates" governs the
administration of prisons. This manual does place limits on when
a prisoner may be placed in extended lockdown.18 The protectable
interest based on these rules, however, requires only that a
prisoner be afforded appropriate process before being placed in
extended lockdown.19
In this case, the plaintiff was afforded the full process
required by the Disciplinary Rules, including notice, a hearing,
17
Id. at 469-70, 103 S.Ct. at 870-71; see e.g., McCrae v.
Hankins, 720 F.2d 863, 866-68 (5th Cir.1983) (holding that the
Disciplinary Rules and Procedures for Adult Inmates places
procedural limitations on a Louisiana prison's ability to place a
prisoner in extended lockdown); Green v. Ferrell, 801 F.2d 765
(5th Cir.1986) (examining limitations created by Mississippi
law); Jackson v. Cain, 864 F.2d 1235 (5th Cir.1989) (examining
limitations created by Texas law).
18
The Disciplinary Rules provide:
No prisoner can be placed in extended lockdown for any
reason unless he has been afforded a full hearing
before the Disciplinary Board and was found guilty of
violating one or more serious rules, or being dangerous
to himself or others, or of being a serious escape
risk, or of being in need of protection, or of posing a
clear threat to the security of the facility, or of
being the subject of an investigation conducted by
non-institutional authorities into a serious felony.
No Disciplinary Board hearing is necessary when a
prisoner has signed a written request for protection
and is transferred there by the Disciplinary Officer or
a prisoner is initially classified as maximum security.
Prisoners in extended lockdown will be reviewed by an
appropriate review board for possible release to a
lesser custody status at least every ninety (90) days.
19
Hewitt, 459 U.S. at 471-73, 103 S.Ct. at 871-72 (holding
that the prison was "obligated to engage only in an informal,
nonadversary review of the information supporting ... [the
prisoners] administrative confinement ...").
9
and regular review of his status. This process represents more
than the Due Process clause, in conjunction with Louisiana state
law, requires of prison officials.20 Accordingly, the plaintiff has
no basis upon which to argue that his confinement was or is
wrongful. The district court did not err when it granted the
defendants' summary judgment motion.
E. Due process
The plaintiff attempts to rely on the consent decree issued
in Ralph v. Dees to argue that his due process rights have been
violated.21 As noted by the district court, however, a remedial
court order, standing alone, does not serve as a basis for section
1983 liability.22 Thus, the district court was not in error when
it dismissed this portion of the plaintiff's complaint.
Woods also argues that his due process rights were violated
when the prison allowed the formation of an allegedly biased review
board. It is true that the plaintiff is entitled to have his
review hearings "conducted before a tribunal having at least "an
apparent impartiality towards the charges' ".23 Woods, however, has
offered no evidence of any bias. The defendants Dunn and Meredith
are the board members who are the focus of Wood's allegations
20
Id. (holding that the prison was "obligated to engage only
in an informal, nonadversary review of the information supporting
... [the prisoners] administrative confinement ...").
21
CA-71-94 (M.D.La.1975).
22
Green v. McKaskle, 788 F.2d 1116, 1124 (5th Cir.1986).
23
Collins v. King, 743 F.2d 248, 253 (5th Cir.1984) (quoting
Ferguson v. Thomas, 430 F.2d 852 (5th Cir.1970)).
10
regarding bias. The record shows that one of them did not, as the
plaintiff contended, always act as the chairperson of the review
board. In the face of the defendants' evidence showing the
plaintiff was accorded a hearing and that the plaintiff's status is
reviewed every 90 days by boards whose membership varies, the
plaintiff's claim of bias in violation of due process was
appropriately dismissed.
F. Dismissal of Edwards, Tillery, Vannoy, and Butler
Finally, the plaintiff challenges the dismissal of four
defendants, including Edwin Edwards, governor of Louisiana.24 The
plaintiff, however, has failed to allege any act on the part of
these defendants which contributed to the violation of his
constitutional rights. Rather, Woods argues that as officials of
the Louisiana state government and the Louisiana Department of
Corrections, these four defendants are responsible for the acts of
all the officials below them that directly affected Woods.
In order to state a cause of action under section 1983, the
plaintiff must identify defendants who were either personally
involved in the constitutional violation or whose acts are causally
connected to the constitutional violation alleged.25 Woods failed
to make such allegations as to these four defendants and,
24
The four defendants include Edwin Edwards, the governor of
Louisiana, and Tillery, Vannoy, and Butler, three officials of
the Louisiana Corrections Department. None of these officials
had any direct contact with Woods or his case. Rather, Woods
alleged that they were responsible for the acts of their
subordinates.
25
Lozano v. Smith, 718 F.2d 756, 768 (5th Cir.1983) (citing
Douthit v. Jones, 641 F.2d 345 (5th Cir.1981)).
11
therefore, their dismissal was proper.
III
The district court correctly determined that the plaintiff's
claims lacked merit. While Woods has stated recognizable claims,
he has not advanced evidence to support his allegations.
Accordingly, we AFFIRM the district court's grant of summary
judgment in favor of the defendants. Nevertheless, the Court
points out that Woods has been in extended lockdown for almost four
years and that it would be appropriate for the review board and the
magistrate to give especially careful attention to the need for
continuing to keep Woods in that status.
12