[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
May 7, 2004
No. 03-11060 THOMAS K. KAHN
CLERK
D.C. Docket No. 02-00116-CR-CG
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
GERALD EUGENE BENNETT,
a.k.a. Woody,
Defendant-Appellant.
Appeal from the United States District Court
for the Southern District of Alabama
(May 7, 2004)
Before MARCUS and WILSON, Circuit Judges, and DUPLANTIER*, District
Judge.
DUPLANTIER, District Judge:
____________________
*Honorable Adrian G. Duplantier, United States District Judge for the Eastern District of Louisiana,
sitting by designation.
Gerald Eugene Bennett appeals from his convictions and sentence for drug
trafficking, unlawful firearms possession, and attempting to kill an official in the
performance of official duties with intent to interfere therewith. For the following
reasons we affirm his convictions and sentence.
BACKGROUND
On May 10, 2002, Leon Hicks attempted to pass a counterfeit $100 bill at a
retail store in Mobile County, Alabama. Suspecting that the bill was counterfeit, the
station clerk contacted the United States Secret Service and the Mobile County
Sheriff’s Office. After speaking with the station clerk, Secret Service Agent Joe Paul
identified the note as one involved in an ongoing counterfeiting investigation; he then
proceeded to the gas station to investigate further. When Paul arrived at the store,
deputies from the Mobile County Sheriff’s Office were questioning Hicks. They had
learned that Hicks had received the counterfeit bill from "Woody" at 8468 Dauphine
Island Parkway, in payment for providing "Woody" with anhydrous ammonia, a
necessary component in the manufacture of methamphetamine.
After confirming the location of the house where Hicks delivered the ammonia
and received the counterfeit bill, Deputy Marvin Walker of the Mobile County
Sheriff’s Office executed an affidavit in support of a search warrant for the house and
obtained a warrant authorizing a search for evidence of drug manufacturing and
2
counterfeiting. Agent Paul, along with several deputies from the Mobile County
Sheriff’s Office then went to the Dauphine Island Parkway location to execute the
warrant.
After various deputies and Agent Paul were in position to execute the warrant,
sheriff’s deputy Eddie Blackwell rapped on the door of the house with his metal
flashlight several times and announced the presence of deputies from the sheriff’s
office. Deputies Marvin Walker and Roy Cuthkelvin were equipped with a battering
ram to open the door, if necessary. After announcing their presence, Deputy Walker
noticed movement of a towel covering the glass portion of the door. Deputy
Blackwell knocked again on the door and again announced the presence of sheriff’s
personnel. Deputy Walker noticed the towel flutter once again. At that point the
deputies battered down the door and entered the house with Deputy Cuthkelvin
leading the way. Immediately upon entering the house, Deputy Cuthkelvin was shot
from behind a blanket hanging in an interior doorway of the house. While some
officers moved Deputy Cuthkelvin to safety, others entered the house. Once the
individuals behind the blanket indicated that they wanted to surrender, Deputy Walker
pulled down the blanket, revealing Gerald Bennett, Chris Brannon and Elrod Miller.
The law enforcement officers then searched the house, seizing guns and numerous
items used in the manufacture and distribution of methamphetamine.
3
A grand jury indicted Bennett, Miller and Brannon on one count each of
conspiracy to possess with intent to distribute and to manufacture 50 or more grams
of methamphetamine (21 U.S.C. §846)(Count 1), attempted manufacture of more than
50 grams of methamphetamine (21 U.S.C. §846, 18 U.S.C. §2) (Count 2), possession
with intent to distribute methamphetamine (21 U.S.C. §841(a)(1)) (Count 3), and
attempting to kill an official in the performance of official duties with intent to
interfere with such performance of official duties (18 U.S.C. §115) (Count 5).
Additionally, the grand jury indicted Bennett for one count of possession of a firearm
during drug trafficking crimes (18 U.S.C. §924(c)(1)) (Count 4), and later in a
superseding indictment added one count each of being a convicted felon in possession
of firearms (18 U.S.C. §922(g)(1)) (Count 6), being a drug addict in possession of
firearms (18 U.S.C. §933(g)(3)) (Count 7), and possessing an unregistered, sawed-off
shotgun (6 U.S.C. §5861(d)) (Count 8).
Brannon and Miller entered into plea agreements with the government. Bennett
proceeded to trial, and a jury convicted him on all counts. The district judge
sentenced Bennett to a 408-month term of imprisonment1 and a sixty-month term of
1
The district judge sentenced Bennett as follows: a 288 month term of imprisonment as
to Counts 1 and 2, a 240 month term of imprisonment as to Counts 3 and 5, a 120 month term of
imprisonment as to Counts 6, 7, and 8. The judge ordered each of those terms to run
concurrently. Additionally, the district judge sentenced Bennett to a 120 month term of
imprisonment on Count 4 to be served consecutive to the other sentences.
4
supervised release. Bennett appeals both his convictions and his sentence.
EVIDENTIARY ISSUES
A. Motion to Suppress
Bennett contends that the district court erred in denying his motion to suppress
the evidence seized from his home because the law enforcement officials who
executed the search warrant violated the "knock and announce" policy of 18 U.S.C.
§3109.2 Specifically, Bennett asserts that the officers failed to "announce" themselves
and the purpose of their visit before they breached the door of his home. In examining
the denial of a motion to suppress, we review the district court’s factual findings for
clear error and its application of the law to the facts de novo. United States v. Santa,
236 F.3d 662, 668 (11th Cir. 2000).
It is undisputed that the police knocked on the door of the house prior to
breaching the door. However, the record reveals that the testimony of the law
enforcement officers conflicted directly with the testimony of Bennett and the others
as to whether the police announced who they were prior to entering the house. When
evaluating the factual version of events "we should defer to the [fact finder’s]
2
Title 18 United States Code Section 3109 provides in pertinent part that:
The officer may break open any outer or inner door
or window of a house . . . to execute a search
warrant, if, after notice of his authority and purpose,
he is refused admittance. . . .
5
determinations unless his understanding of the facts appears to be ‘unbelievable.’"
United States v. Ramirez-Chilel, 289 F.3d 744, 749 (11th Cir. 2002) (quoting United
States v. Rivera, 775 F.2d 1559, 1561(11th Cir. 1985)), cert. denied, 537 U.S. 1114,
123 S.Ct. 850, 154 L.Ed.2d 789 (2003). The district judge credited the testimony of
the law enforcement witnesses that they knocked and announced their presence and
identity and that there was then movement in the house almost immediately. That
finding, based on facts which were not "unbelievable," is not clearly erroneous.
The warrant authorized a search for evidence of drug crimes. As we have
previously noted, "[g]uns and violence go hand-in-hand with illegal drug operations."
United States v. Hromada, 49 F.3d 685, 689 (11th Cir. 1995). Considering the close
relationship between guns and drug trafficking and the fact that, despite movement
in the house, no one answered the door after the knock, the officers acted reasonably
in breaching the door before it was opened. The district judge did not err in denying
the motion to suppress.
B. Motion in Limine
The district judge denied Bennett’s motion in limine seeking to exclude
testimony by Timothy Brown concerning his drug trafficking activities with Bennett
from December 2001 - January 27, 2002, concluding that the testimony was
6
admissible under Rule 404(b) of the Federal Rules of Civil Procedure.3 Bennett asserts
that the evidence was highly prejudicial and that, because it occurred approximately
four months prior to the unlawful conduct charged in the indictment, it is too remote
in time to be relevant. The indictment alleges that Bennett’s illegal activity occurred
"in or about early May, 2002, to and continuing through on or about May 10, 2002."
A district judge’s decision to admit evidence under Rule 404(b) of the Federal
Rules of Civil Procedure is reviewed for abuse of discretion. United States v.
Giordano, 261 F.3d 1134, 1140 (11th Cir. 2001). A tripartite test applies in analyzing
whether the district judge abused his discretion in admitting the challenged evidence:
First, the evidence must be relevant to an issue other than
the defendant’s character. Second, as part of the relevance
analysis, there must be sufficient proof so that a jury could
find that the defendant committed the extrinsic act. Third,
the evidence must possess probative value that is not
substantially outweighed by its undue prejudice, and the
evidence must meet the other requirements of Rule 403.
United States v. Miller, 959 F.2d 1535, 1538 (11th Cir. 1992) (en banc) (footnote and
internal citations omitted). Rule 403 of the Federal Rules of Evidence provides:
3
Rule 404(b) of the Federal Rules of Evidence provides in pertinent part that:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith. It
may, however, be admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identify, or absence of
mistake or accident, . . . .
7
"[a]lthough relevant, evidence may be excluded if its probative value is substantially
outweighed by the danger of unfair prejudice, confusion of the issues, or misleading
the jury, or by considerations of undue delay, waste of time, or needless presentation
of cumulative evidence."
Brown testified that at Bennett’s request he provided Bennett with anhydrous
ammonia to "cook" methamphetamine, that Bennett had a formula for creating the
drug, that he was present when Bennett "cooked" an ounce of methamphetamine at
Bennett’s house, that Bennett probably "cooked" methamphetamine two to three times
per week, and that he had seen Bennett use methamphetamine three to five times.
Brown also testified that Bennett had "about ten grams" of methamphetamine for him
which Brown never received because he was arrested prior to receiving it. Bennett’s
activities, as described by Brown, are the same type of conduct alleged in the
indictment, i.e., manufacturing methamphetamine.
Brown’s testimony is clearly probative of, and relevant to, establishing motive,
opportunity, intent, and knowledge. Moreover, activity occurring at most only four
months prior to the conduct charged in the indictment is not so remote from the
charged activity as to be irrelevant. Nor does the four-month lapse undercut the
probative value of the prior acts in establishing motive, opportunity, intent, and
knowledge. See United States v. Dickerson, 248 F.3d 1036, 1047 (11th Cir. 2001),
8
cert. denied, 536 U.S. 957, 122 S.Ct. 2659, 153 L.Ed.2d 835 (2002). The district
judge did not err in denying the motion in limine.
MOTION TO SEVER
Bennett moved to sever trial on the count charging him as a convicted felon in
possession of firearms from trial on the remaining counts of the indictment, urging that
proof of his felony conviction would prejudice him before the jury with respect to the
other counts. The district judge denied the motion.
The denial of a motion to sever is reviewed for abuse of discretion. United
States v. Walser, 3 F.3d 380, 385 (11th Cir. 1993). "We will not reverse the denial of
a severance motion absent a clear abuse of discretion resulting in compelling prejudice
against which the district court could offer no protection." Id.
Federal Rule of Criminal Procedure 14, as it read at the time of Bennett’s
motion, provided that [i]f it appears that a defendant or the government is prejudiced
by a joinder of offenses . . . the court may order an election or separate trials of counts,
. . . ." Bennett has failed to carry the heavy burden of establishing that the denial of
the motion resulted in "compelling prejudice against which the district court could
offer no protection." United States v. Walser, 3 F.3d at 385. Several factors mitigated
any prejudice resulting from the refusal to bifurcate the trial. Because the parties
stipulated to the prior felony, the jury did not hear any details about the prior bad act,
9
thereby minimizing the possibility that the jury would improperly consider the
evidence of the prior conviction when deliberating about the other felony charges. See
United States v. Miller, 255 F.3d 1282, 1289 (11th Cir. 2001). Additionally, the district
court reduced the potential for prejudice by instructing the jury:
The parties in this case have stipulated that the defendant is
a convicted felon. Therefore, it is not necessary for the
Government to offer additional proof on this element. You
are to consider that as a fact but only as to the charge in this
count of the indictment. You are not to consider this fact in
determining the guilt or innocence of the defendant in the
other counts of the indictment. You are to disregard that
fact in considering whether the defendant is guilty or not
guilty of the other counts.
We presume that a jury follows the instructions given to it by the district court. United
States v. Shenburg, 89 F.3d 1461, 1472 (11th Cir. 1996). There is no indication that
the jury failed to follow the quoted instruction.
In a related attack on his convictions, Bennett contends that the district judge
erred in refusing to allow his counsel to voir dire potential jurors as to whether they
could set aside their knowledge that he was a convicted felon in considering the
evidence on the counts in which that fact was not an element of the offense.
Specifically, Bennett sought to ask:
Can you, and each of you, when considering the evidence
on Counts One, Two, Three, Four, Five, Seven, and Eight
in this case, set aside your knowledge of the fact that the
10
defendant is a convicted felon and consider only the other
evidence presented tending to prove that he committed the
acts charged in Counts One, Two, Three, Four, Five, Seven,
and Eight, in determining his guilt or innocence on those
counts? The reason I am asking this question is that the fact
that the Defendant is a convicted felon has absolutely
nothing to do with his guilt or innocence on Counts One,
Two, Three, Four, Five, Seven, and Eight. You cannot
consider in any way his status as a convicted felon when
considering the evidence on those counts.
Bennett urges that the proposed question seeks information concerning possible bias
and prejudice of the potential jurors and is not designed solely to assess whether a
potential juror was willing to follow the law as instructed by the district judge.
As with the denial of a motion to sever, we review the refusal to ask a proposed
voir dire question for abuse of discretion. See United States v. Chastain, 198 F.3d
1338, 1348 (11th Cir. 1999). It is well established that "[t]he voir dire conducted by
the trial court need only provide reasonable assurance that prejudice will be
discovered if present." United States v. Vera, 701 F.2d 1349, 1355 (11th Cir. 1983)
(internal quotation and citation omitted). Although the district judge did not inquire
as to specific grounds for prejudice, the court did ask whether:
any of you know anything – have any reason to believe
based on your personal experiences, your personal
philosophy, or religious belief or something about your past
experiences good or bad which may have some bearing on
your ability to serve as a juror in this case? I’d ask you to
11
search your conscience and memory, and having done so, is
there anyone who knows of any reason whatsoever that
would cause you to question your ability to serve as a juror
in this case?
Prior to commencing the voir dire process, the district judge advised the jury venire
that Bennett was charged with, among other crimes, being a felon in possession of a
firearm. Because the prospective jurors were already aware that Bennett had a prior
felony conviction, the district judge’s general inquiry as to whether any of them had
any reason to question their ability to serve as jurors sufficed to provide "reasonable
assurance" that prejudice against the defendant based on his prior felony conviction
would be discovered if it was present. Id. Moreover, assuming arguendo that a juror
harbored prejudice against Bennett based on his prior conviction, as noted previously,
the district judge specifically instructed the jury to disregard Bennett’s prior felony
conviction in reaching a verdict on all counts of the indictment except the count
charging him as a convicted felon in possession of a firearm. Considering that
instruction, any error resulting from the district court’s failure to ask the requested voir
dire constitutes harmless error.
INSUFFICIENT EVIDENCE
Bennett contends that his conviction for violating 18 U.S.C. §115 must be
reversed because there is insufficient evidence to conclude that Deputy Cuthkelvin,
12
was a member of the class protected by the statute. Title 18 U.S.C. §115(a)(1)
provides in pertinent part:
(a)(1) Whoever–
(A) assaults, kidnaps, or murders, or attempts or conspires
to kidnap or murder, . . . a member of the immediate
family of a United States official, a United States judge, a
Federal law enforcement officer, or an official whose killing
would be a crime under section 1114 of this title; . . . .
...
with intent to impede, intimidate, or interfere with such
official, judge, or law enforcement officer while engaged
in the performance of official duties, or with intent to
retaliate against such official, judge, or law enforcement
officer on account of the performance of official duties
shall be punished . . . .
Title 28 U.S.C. §1114 makes it a crime to kill or attempt to kill:
any officer or employee of the United States or of any
agency in any branch of the United States Government
(including any member of the uniformed services) while
such officer or employee is engaged in or on account of the
performance of official duties, or any person assisting such
an officer or employee in the performance of such duties or
on account of that assistance. . . .
Bennett interprets §115(a)(1) to apply to acts directed against only members of
the family of the enumerated officials and not to acts against the officials themselves.
Taking the opposite view, the government interprets §115(a)(1) to include both the
13
immediate families of the designated officials as well as the officials themselves. The
proper interpretation of §115(a)(1) is a question of first impression in this circuit.
We review the district court’s interpretation of the statute de novo. United
States v. Ettinger, 344 F.3d 1149, 1153 (11th Cir. 2003). "In interpreting the meaning
of a statute, it is axiomatic that a court must begin with the plain language of the
statute." United States v. Prather, 205 F.3d 1265, 1269 (11th Cir. 2000). Congress
included only one "or" in the series defining the individuals protected by the act: "a
member of the immediate family of a United States official, a United States judge, a
Federal law enforcement officer or an official whose killing would be a crime under
section 1114 of this title. . . ." (emphasis added). The use of a single "or" indicates
that the enumerated official following the "or", i.e., "an official whose killing would
be crime under section 1114 of this title," is simply the last group in the list identifying
the class of people whose families are protected by the statute and not a distinct group
of officials protected under the statute. Had Congress inserted a second "or" before
"a Federal law enforcement officer"4 then not only families of officials but also
4
The statute would then read: "Whoever assaults, kidnaps, or murders, or attempts or
conspires to kidnap or murder, or threatens to assault, kidnap, or murder a member of the
immediate family of a United States official, a United States judge, or a Federal law enforcement,
or an official whose killing would be a crime under section 1114 . . . shall be punished . . . ."
14
officials themselves would be covered, as contended by the government.5
The government relies, in part, on the statute’s legislative history in urging that
the statute applies to the officials themselves. When a statute’s meaning is clear and
unambiguous, no further inquiry is necessary and "[t]he plain language is presumed
to express congressional intent and will control a court’s interpretation." United States
v. Fisher, 289 F.3d 1329, 1338 (11th Cir. 2002), cert. denied 537 U.S. 1112, 123 S.Ct.
903, 154 L.Ed.2d 786 (2003).
Because §115 protects only the families of the designated officials and not the
officials themselves, it is clear that there was insufficient evidence to support
Bennett’s conviction for violating §115. There is no evidence that Bennett engaged
in any prohibited behavior toward "a member of the immediate family" of any of the
designated officials. However, that conclusion does not mandate reversal of Bennett’s
conviction for attempting to murder Deputy Cuthkelvin.
Rule 7(c)(3) of the Federal Rules of Criminal Procedure provides that "[u]nless
the defendant was misled and thereby prejudiced, neither an error in a citation nor a
5
The Ninth Circuit utilized the same approach in concluding that §115(a) protected only
the family members of the enumerated federal officials. United States v. Gray, 809 F.2d 579,
582, vacated, 484 U.S. 807, 108 S. Ct. 54, 98 L.Ed.2d 18 (1987). Although the Supreme Court
granted certiorari in Gray and vacated the judgment on other grounds, we nonetheless find the
reasoning of the Ninth Circuit to be persuasive.
15
citation’s omission is a ground to dismiss the indictment or information or to reverse
a conviction." Although Rule 7(c)(3) is most frequently cited in connection with
clerical or inadvertent errors in statutory citations, the rule is not restricted to such
errors. Citing Williams v. United States, 168 U.S. 382, 18 S.Ct. 92, 42 L.Ed. 509
(1897), the Advisory Committee Notes for subsection (c)(3), state that "[a] conviction
may be sustained on the basis of a statute or regulation other than that cited." In
Williams the Supreme Court held:
It is wholly immaterial what statute was in the mind of the
district attorney when he drew the indictment, if the charges
made are embraced by somestatute [sic] in force. . . . We
must look to the indictment itself, and, if it properly charges
an offense under the laws of the United States, that is
sufficient to sustain it, although the representative of the
United States may have supposed that the offense was
covered by a different statute.
Id. at 389, 18 S.Ct. at 94; see also United States v. Massuet, 851 F.2d 111, 115 (7th Cir.
1988) (conviction upheld where prosecutor intentionally cited inappropriate statute but
a non-cited statute proscribed the acts charged in the indictment). Such is the situation
involved here. Apparently, the government misread the statute and mistakenly
concluded that §115(a)(1) criminalized Bennett’s attempt to kill Deputy Cuthkelvin,
and therefore cited that statute in the indictment. Despite that mistake, the indictment
unambiguously alleges facts which constitute a crime. The indictment charges that
16
Bennett:
with malice aforethought, did unlawfully, willfully,
deliberately, maliciously and with premeditation attempt to
kill an official whose killing would be a crime pursuant to
Title 18, United States Code, Section 1114, to-wit (sic) by
shooting Mobile County Sheriff’s Deputy Roy Cuthkelvin,
who was assisting a federal law enforcement officer . . . in
the performance of official duties, with intent to impede,
intimidate and interfere with such law enforcement officer
while engaged in the performance of official duties, to-wit
(sic), the execution of a search warrant. . . . .
Section 1114 criminalizes an attempt to kill any person "assisting an officer or
employee of the United States" in the performance of official duties or on account of
that assistance." The indictment charges each element required to prove a violation
of §1114, and makes it clear, despite the statute cited, that the illegal act for which
Bennett was being prosecuted is the attempt to kill Deputy Cuthkelvin while he was
assisting Agent Paul during the execution of the search warrant. Nothing in the record
indicates that Bennett was misled about what activity was alleged to be illegal; nor is
there any indication that Bennett was prejudiced by the incorrect citation to §115.
The jury instructions fully explained the elements of §1114 which the government was
required to prove beyond a reasonable doubt.
Having concluded that the erroneous citation to §115(a) in the indictment does
not per se require reversal of the attempted murder conviction, we now examine
17
whether there was sufficient evidence to convict Bennett of attempting to kill Deputy
Cuthkelvin in violation of §1114.6 We review a claim of insufficiency of the evidence
de novo. United States v. Delgado, 321 F.3d 1338, 1344 (11th Cir. 2003). In analyzing
a claim that the evidence was sufficient to support a conviction the "[e]vidence is
viewed in the light most favorable to the government, with all reasonable inferences
and credibility choices made in the government’s favor." Id. (internal quotation and
citation omitted).
Secret Service Agent Joseph Paul testified that he was conducting a federal
investigation into counterfeiting, that he was the only Secret Service agent in Mobile
available to execute the warrant, and that agency policy prohibited the execution of
warrant by an agent acting alone. In his official capacity Agent Paul participated in
executing the search warrant which authorized a search for, among other things,
"Items and Equipment used to Manufacture Counterfeit Currency." Bennett shot
Deputy Cuthkelvin while he, Agent Paul and other law enforcement officers were
attempting to execute the search warrant. The evidence is more than sufficient to
conclude that the government proved beyond a reasonable doubt that Deputy
6
Bennett’s brief specifically urges that there was insufficient evidence to prove that
Deputy Cuthkelvin was assisting a federal officer in the performance of his official duties as
required by 18 U.S.C. §115(a) and §1114.
18
Cuthkelvin was shot while assisting Agent Paul in the performance of his official
duties.
CALCULATION OF DRUG QUANTITY
The jury found that more than 50 grams of methamphetamine was involved in
each of Bennett’s drug trafficking convictions. Additionally, for purposes of
determining Bennett’s base offense level, the district judge attributed 403.8 grams of
methamphetamine to Bennett. Bennett challenges the drug quantity calculations on
several grounds:
• Monica Price, the government’s expert witness, was not qualified
to testify about the analysis of methamphetamine and theoretical
drug yield; and
• the district judge improperly considered the methamphetamine involved
in Bennett’s dealing with Timothy Brown to be relevant conduct for
purposes of determining Bennett’s total offense level.
A. Expert Witness
A district court’s decision to admit expert testimony is reviewed for abuse of
discretion. General Elec. Co. v. Joiner, 522 U.S. 136, 143,118 S.Ct.512, 517, 139
L.Ed.2d 508 (1997). Ms. Price earned a bachelor of science degree in
microbiology; that course of study included a number of courses in chemistry.
Additionally, after being hired by the Alabama Department of Forensics Ms. Price
19
received seven months of training, including training in how to calculate the
theoretical yield of methamphetamine. Ms. Price is certified to investigate clandestine
laboratories and has attended various seminars, including DEA and forensic seminars.
Bennett argues that Ms. Price’s brief period of employment by the Department
of Forensics, less than two years, and the fact that she had only several months
experience actually "reporting cases" are insufficient to warrant a finding that she was
an expert in the analysis of methamphetamine and theoretical drug yield. Experience
is not the sole method of establishing an expert’s qualifications. Rule 702 of the
Federal Rules of Evidence7 permits an individual to qualify as an "expert" based on
knowledge, skill, experience, training or education. Thus, although Ms. Price’s actual
experience was limited, the district judge did not abuse his discretion in concluding
that based on her education and training she was an expert entitled to state her
opinion.
B. Relevant Conduct
In determining Bennett’s base offense level for sentencing purposes, the district
7
Rule 702 provides in pertinent part that :
If scientific, technical, or other specialized knowledge will assist
the trier of fact to understand the evidence or to determine a fact in
issue, a witness qualified as an expert by knowledge, skill,
experience, training, or education, may testify thereto in the form
of an opinion or otherwise . . . ."
20
judge held Bennett responsible for 403.8 grams of methamphetamine. Included in that
amount was 340.2 grams involved in the extrinsic offense testified to by Timothy
Brown and attributed to Bennett under the "relevant conduct" portion of U.S.S.G.
§1B1.3. We review that finding of fact for clear error. United States v. Jackson, 276
F.3d 1231, 1233 (11th Cir. 2001). Bennett asserts that his extrinsic activities with
Brown are not properly considered to be "relevant conduct" because the events were
too remote in time from the offense of conviction and were not part of a common
scheme or plan with the offense of conviction. "Relevant conduct" includes:
(1) (A) all acts and omissions committed, aided, abetted,
counseled, commanded, induced, procured, or willfully
caused by the defendant
...
that occurred during the commission of the offense of
conviction, in preparation for that offense, or in the course
of attempting to avoid detection or responsibility for that
offense.
"Relevant conduct" includes "all acts and omissions ‘that were part of the same course
of conduct or common scheme or plan as the offense of conviction." United States v.
Maxwell, 34 F.3d 1006, 1010 (11th Cir. 1994) (quoting U.S.S.G. §1B1.3(a)(2)). The
commentary to §1B1.3 indicates that "relevant conduct" is designed to take account
of "a pattern of misconduct that cannot readily be broken into discrete, identifiable
units that are meaningful for purposes of sentencing." U.S.S.G. §1B1.3, comment.
21
(backg’d.).
In determining whether the drug quantities testified to by Brown are attributable
to Bennett as "relevant conduct" we examine the "similarity, regularity, and proximity"
between Bennett’s counts of conviction and the extrinsic offenses testified to by
Brown. Maxwell, 34 F.3d at 1011. We consider "whether there are distinctive
similarities between the offense of conviction and the remote conduct that signal that
they are part of a single course of conduct rather than isolated, unrelated events that
happen only to be similar in kind." Id. (internal quotation and citation omitted). All
of the offenses in question are similar not only in that they involve methamphetamine
but also because Bennett’s role in each was the same, i.e., to locate a supplier for the
anhydrous ammonia and to "cook" the methamphetamine. The consistency in both the
drug and Bennett’s role favors a conclusion that there are "distinctive similarities"
between the offenses.
The proximity of the offenses further supports a conclusion that the offenses are
part of the same course of conduct. Unlike Maxwell, where the drug sales at issue
occurred more than a year apart, here only four to five months separated the offenses.
The offenses of conviction and the extrinsic offense constitute a single course of
conduct. Thus, the quantities of methamphetamine testified to by Bennett were
22
properly considered to be relevant conduct for the purpose of calculating Bennett’s
base offense level.
Bennett also urges that Brown’s testimony is unreliable and therefore the
quantities testified to by Brown should not be counted in determining the base offense
level. The district judge credited Brown’s testimony, as he was entitled to do. That
factual finding is not clearly erroneous.
ADDITIONAL SENTENCING ISSUES
A. Enhancement for Obstruction of Justice
Bennett appeals the district judge’s decision to enhance his offense level by two
levels for obstruction of justice, pursuant to U.S.S.G. §3C1.1.8 The obstruction of
justice enhancement applies when a defendant commits, suborns, or attempts to suborn
perjury. U.S.S.G. § 3C1.1, comment. (n. 4(b)). "Perjury" is "false testimony
concerning a material matter with the willful intent to provide false testimony, rather
than as a result of confusion, mistake, or faulty memory." United States v. Dunnigan,
507 U.S. 87, 94, 113 S.Ct. 1111, 1116, 122 L.Ed.2d 445 (1993).
8
U.S.S.G. §3C1.1 (2003) provides in pertinent part that "[i]f (A) the defendant willfully
obstructed or impeded . . . the administration of justice during the course of the . . . prosecution
. . . of the instant offense of conviction, and (B) the obstructive conduct related to (i) the
defendant’s offense of conviction and any relevant conduct; . . . increase the offense level by 2
levels."
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We review for clear error the district court’s factual finding that Bennett offered
perjured testimony at the hearing on the motion to suppress. United States v. Gregg,
179 F.3d 1312, 1316 (11th Cir. 1999). Special deference is accorded to the credibility
determination made by the district court. United States v. Banks, 347 F.3d 1266, 1269
(11th Cir. 2003).
The district judge rejected Bennett’s testimony at the suppression hearing that
he heard a knock on the door but did not hear the police announce their presence.
Bennett concedes that his challenged testimony is material but contends that it was not
false and that he had no willful intent to provide false testimony.
The district judge specifically found the cited testimony to be false: "I find it
incredulous that those inside could hear the knock but could not hear the announcement
of who these officers were." He further stated that he believed "that the defendant
manipulated his testimony to avoid responsibility for any knowledge that law
enforcement was entering the house." That finding establishes Bennett’s "wilful intent
to provide false testimony." The district judge did not clearly err in concluding that
Bennett’s testimony concerning his failure to hear the police announce their presence
qualified as perjury for purposes of U.S.S.G. §3C1.1. Because that testimony in and
of itself warrants the two level enhancement for obstruction of justice, it is unnecessary
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to address Bennett’s challenge to the district court’s other findings of false testimony
by Bennett.
B. Role in the Offense
Bennett asserts that the district judge erred in enhancing his total offense level
by three levels because there were five or more participants in the offense conduct.
Bennett concedes that in addition to himself, Elrod Miller, Christopher Brannon, and
Loren Hicks participated in the offense, but he contends that neither Timothy Brown
nor Shannon Montgomery participated in the offense conduct.
We review the district court’s determination of defendant’s role in the offense
for clear error. United States v. Garrison, 133 F.3d 831, 843 (11th Cir. 1998). U.S.S.G.
§ 3B1.1(b) provides a three-level increase in the offense level "[i]f the defendant was
a manager or supervisor (but not an organizer or leader) and the criminal activity
involved five or more participants or was otherwise extensive. . . ." In assessing a
defendant’s role in the offense, the elements and acts in the counts of conviction are
considered as well as all "relevant conduct" as defined in U.S.S.G. § 1B1.3. U.S.S.G.
Ch. 3, Pt. B, intro. comment.; see also United States v. Holland, 22 F.3d 1040, 1045
(11th Cir. 1994). In determining the scope of a defendant’s "relevant conduct" "the
court must consider, in addition to the criminal act itself, the individuals’ involvement
25
in the events surrounding the criminal act." United States v. Holland, 22 F.3d at 1046
(internal quotation and citation omitted).
For the same reasons detailed previously, Timothy Brown’s activities in the
uncharged offenses are part of the same course of conduct as the offense of conviction
and therefore are properly considered to be "relevant conduct" in determining Bennett’s
role in the offense. That Brown was incarcerated throughout the period of the
conspiracy alleged in the indictment does not preclude his conduct from qualifying as
"relevant conduct." Because Brown’s activities constitute "relevant conduct," for the
purpose of determining Bennett’s role in the offense, Brown is properly considered to
be a participant in the offense of conviction. The district court did not err in
concluding that Bennett managed or supervised criminal activity involving five or more
participants.
C. Enhancement for Official Status
Bennett challenges the district judge’s application of U.S.S.G. § 3A1.2 in
calculating his offense level, contending that the evidence does not support the
conclusion that he knew Deputy Cuthkelvin’s official status prior to shooting him. As
already noted, the district court’s factual findings are reviewed for clear error. United
States v. Jackson, 276 F.3d at 1233.
26
U.S.S.G. § 3A1.2 provides: "[i]f (1) the victim was (A) a government officer
or employee . . . and (2) the offense of conviction was motivated by such status,
increase by 3 levels." No extensive analysis of this claim is necessary. The district
judge did not err in concluding that Bennett perjured himself in testifying that he did
not hear the police announce their presence prior to entering his home to execute the
search warrant. For that reason, the district judge did not err in concluding that
Bennett knew of Cuthkelvin’s official status prior to shooting him.
AFFIRMED.
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