2022 IL App (5th) 190519-U
NOTICE
NOTICE
Decision filed 09/08/22. The
This order was filed under
text of this decision may be NO. 5-19-0519
Supreme Court Rule 23 and is
changed or corrected prior to
not precedent except in the
the filing of a Peti ion for IN THE limited circumstances allowed
Rehearing or the disposition of
under Rule 23(e)(1).
the same.
APPELLATE COURT OF ILLINOIS
FIFTH DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Williamson County.
)
v. ) No. 18-CF-85
)
ALAN SHIELDS, ) Honorable
) Brian D. Lewis,
Defendant-Appellant. ) Judge, presiding.
______________________________________________________________________________
JUSTICE VAUGHAN delivered the judgment of the court.
Justices Moore and Wharton concurred in the judgment.
ORDER
¶1 Held: The trial court’s judgment is affirmed where defendant failed to establish
ineffective assistance of trial counsel, and the trial court’s sentence is affirmed
where the court did not improperly consider a factor inherent in the offense.
¶2 Defendant, Alan Shields, appeals arguing that his trial counsel provided ineffective
assistance and the trial court erroneously considered a factor inherent in the offense during his
sentencing. We disagree.
¶3 I. BACKGROUND
¶4 Following incidents occurring on February 18, 2018, defendant was charged with six
counts by information: (1) aggravated battery of a child in violation of section 12-3.05(b)(2) of the
Criminal Code of 2012 (Code) (720 ILCS 5/12-3.05(b)(2) (West 2018)); (2) aggravated battery in
violation of section 12-3.05(d)(4) of the Code (id. § 12-3.05(d)(4)) due to biting correctional
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officer Rick Burgrabe in the execution of his duties; (3) threatening Marion police officer Noah
Warren in the performance of his official duties by stating, “I’m going to spit on you and hurt you”
and “As soon as I get out of jail I am going to put a hit out to have you killed” in violation of
section 12-9(a) of the Code (id. § 12-9(a)); (4) criminal trespass to real property in violation of
section 21-3(a)(3) of the Code (id. § 21-3(a)(3)); (5) disorderly conduct in violation of section 26-
1(a)(1) of the Code (id. § 26-1(a)(1)); and (6) aggravated battery in violation of section 12-
3.05(d)(4) of the Code (id. § 12-3.05(d)(4)) due to spitting on arresting officer Doug Schrock.
¶5 On June 5, 2018, defendant presented three motions in limine. The first alleged Rule 412(a)
and (b) (Ill. S. Ct. R. 412(a), (b) (eff. Mar. 1, 2001)) violations, claiming the State failed to disclose
the content of expected witness testimony from Officer Schrock, Officer Burgrabe, and Martha
Jennings. The motion requested an order prohibiting the State from introducing evidence or
testimony from these witnesses. In response, the State indicated that all three witnesses would be
testifying as to what took place based on Officer Warren’s report and affidavit.
¶6 After reviewing the relevant documents, the trial court stated,
“Regarding Officers Burgrabe and Schrock, it does not appear that there are any
statements attributed to them that have been disclosed. *** I believe then they can testify
about the incident that allegedly occurred between themselves and the defendant as to what
happened because I think that is spelled out pretty clearly in the police report, but I don’t
believe they should be allowed to testify as to any statements they made or any statements
the defendant made. They can testify as to what happened [and] why they were there ***
but not any other narrative statement or *** anything they said, [or] anything anybody else
said at that point.”
With regard to Ms. Jennings, the State was ordered to make the witness available to defendant.
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¶7 Defendant’s second motion in limine requested an order prohibiting the State from
introducing evidence or testimony about the number of times or reasons for the police being at
defendant’s residence. Defense counsel argued that the motion was based on hearsay and was
related to the dispatch message provided to Officer Warren regarding a complaint by the mother
of one of the children. The State advised that it was filing a motion to dismiss counts I, IV, and V
and stated that “would take care of that.” In response the court dismissed counts I, IV, and V, and
stated, “I think we’ll just *** wait and see what happens. If the dispatcher doesn’t testify, I don’t
think it really comes into play.”
¶8 Defendant’s third motion in limine requested the State be prohibited from presenting any
evidence or testimony regarding the dismissed charges. The State asked if it would be able to
discuss why the officers were originally dispatched, and the court responded,
“I think perhaps what *** might be appropriate and a way to resolve the issue would be
*** [to] say they were dispatched there regarding an incident or regarding a disturbance,
that as a result of that disturbance, they were placing the defendant under arrest. *** [T]hat
gets everybody why they were there and what was going on without stating any specific
crimes or incidents that occurred *** so you would not be influencing the jury ***. So I
think if you can get your witnesses to go along those lines, that should take care of that.
Very general, in other words.”
¶9 The State agreed to proceed in this manner. After determining no other issues needed to be
addressed, jury selection was completed, and the court recessed for the day.
¶ 10 On June 6, 2018, prior to the start of the trial, the State addressed the motions in limine and
asked whether defendant’s outstanding warrant from Jackson County could be mentioned. The
defense objected after it was determined the warrant was for resisting arrest and obstruction. In
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response, the trial court stated that no mention of the warrant could be made. Thereafter, the
defense advised the court that it interviewed Ms. Jennings and stated that if the State did not call
her as a witness, defense wanted to call her as a witness for the defense.
¶ 11 Following opening arguments, the State called Ms. Jennings to testify. Ms. Jennings
admitted making a 911 call on February 18, 2018, related to a disturbance outside her home. She
stated that she saw the police respond to the street outside her home and that a man in a wheelchair
was in the middle of the street when police arrived. She stated that she watched “off and on” and
eventually noticed the man had a thing over his head, so she assumed he spit on the police. She
stated the man was cussing the police and saying bad things to the police officers. She identified
the man in the wheelchair as defendant. She stated the incident lasted between 25 and 35 minutes.
She also agreed she called the police due to concerns for defendant’s safety.
¶ 12 On cross-examination, Ms. Jennings confirmed she did not wear glasses or contacts and
admitted having recent eye surgery for cataracts. When asked if she was inside or outside the home,
Ms. Jennings stated, “Well, my daughter lives right around the corner from me. We were walking
home; and we walked past them, and they were fighting in the yard.” She said she was in the house
when the police arrived. She confirmed seeing defendant in his wheelchair and later on the other
side of the police car on the ground. She stated she did not see the police touch defendant, but
again stated she was only looking “off and on” and did not see the whole process. She stated she
did not see defendant spit on any officer, only the spit hood. She also confirmed that defendant
was cussing “a very, very lot.” She then stated she heard defendant tell the officers that he was
“going to get their paycheck and that he was a veteran and was going to sue the town and all that
stuff.” She confirmed she only heard a threat of financial harm. She further testified that she did
not see any guns or tasers drawn and did not see defendant tased.
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¶ 13 Following Ms. Jennings’s testimony, the State requested a side bar at which time it advised
the court that defense counsel opened the door as to the incident for which the officers were
dispatched. Defense counsel stated he referred to the incident as a disturbance. The trial court
stated, “Yeah, I don’t think we need to go into it” and the trial resumed.
¶ 14 The State next called Officer Warren, who confirmed the Marion police were responding
to a disturbance on February 18, 2018. When he arrived, he saw Officer Schrock talking to a black
male in a wheelchair in the middle of the road. He identified defendant as the man in the
wheelchair. He testified that he witnessed defendant spit in the face of Officer Schrock. Thereafter,
a spit hood was placed over defendant’s head to prevent him from spitting on anyone else.
Defendant asked for an ambulance, and one was called.
¶ 15 Officer Warren testified that he was in the room with defendant at the hospital. When it
was just the two of them, defendant made various statements including: “I can do whatever I want
to the police, they can’t touch me”; “I won’t be prosecuted for anything. I even set a police
department on fire, and they let me go because they are bitches”; “As soon as I get to jail, I will
do something outrageous so they will have to let me go”; “As soon as you let me, I will spit on
you and hurt you”; and “As soon as I get out of jail, I’m going to put out a hit and have you killed.”
The officer confirmed he was on duty at that time and stated the threat was serious enough to relay
the message to the Williamson County Sheriff’s Department.
¶ 16 Officer Warren testified that after defendant was released from the hospital, he was
transported by ambulance to the jail. He stated that defendant remained in a wheelchair and
continued to be aggressive towards police presence. He advised the correctional officers at the jail
that defendant threatened to bite, spit, or do something to harm them.
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¶ 17 On cross-examination, Officer Warren confirmed that defendant remained in his
wheelchair until he and another officer removed him by each taking a wrist and guiding him to the
ground. He stated that defendant was struggling and agreed that defendant’s face touched the
ground at some point when he was being detained and placed in handcuffs. Officer Warren
explained that defendant was asked to put his hands behind his back but instead defendant clenched
his fists, tightened up, and refused the officers’ efforts. The officer testified that a taser was
deployed twice but only made contact once. The officer stated defendant was extremely
uncooperative. He stated that defendant spit on Officer Schrock after defendant was handcuffed
and was being placed back in his wheelchair. He agreed that when defendant spit he had blood in
his mouth and stated no threat of being spit upon was issued prior to the incident. The officer stated
defendant just “hocked up a loogie” and spit in Office Schrock’s face. Thereafter a spit hood was
placed on defendant. He stated that he did not believe defendant was intoxicated. As soon as
defendant was placed in handcuffs, defendant requested an ambulance.
¶ 18 Officer Warren testified that prior to trying to cuff defendant, defendant had a cut on his
right ear and was bleeding from his mouth. He testified that defendant did not sustain these injuries
from police contact. Officer Warren stated that defendant did not want to talk about his mouth
injury. He agreed there was blood on defendant’s mouth but did not see any dirt.
¶ 19 Officer Warren testified that when he was in the hospital room, defendant was turned away
from him. He agreed that when defendant made the threats, he did not mention the officer by name
or description. He further agreed that defendant did not mention where the officer lived, how he
would find the officer, or anything along those lines. Officer Warren confirmed there was no one
else in the room so he did not know who defendant was speaking to if he was not speaking to him.
The officer stated it was possible, but unlikely, that defendant was speaking the threats to himself.
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Officer Warren did not see defendant injure Officer Burgrabe. He only witnessed the injury later
and took a picture of the injury. He stated the skin was broken and the officer was bleeding. He
did not know if the officer required stitches, although he did know the officer later sought treatment
at the hospital.
¶ 20 The State next called Officer Schrock, who agreed that he was responding to a disturbance
on the day of the incident. When he arrived, he observed a male in a wheelchair around the middle
of the intersection. When asked what he said to the male, Officer Schrock stated, “Well at that
point Marion dispatch had advised that there was an active fight in the roadway. I pulled up,
observed only the defen[dant], no one else. He was sweating, dirty. His mouth was bleeding.” He
testified that he asked defendant if someone had attacked him and asked what happened, but
defendant did not want to speak with him. The officer told defendant that he wanted to help him
and catch the individuals who did that to him, but the entire time defendant stated he did not wish
to pursue charges. Officer Schrock stated at that time, he did not know if defendant was the main
aggressor, he was just investigating the disturbance in the roadway. The remainder of Officer
Schrock’s testimony was consistent with that of Officer Warren except that Officer Schrock
believed defendant was intoxicated based on his aggressiveness. Officer Schrock also testified
about his own follow up treatment following defendant spitting in his mouth and eye which
consisted of three blood draws with one more scheduled in July 2018 to ensure that everything
was clear. As to Officer Burgrabe’s injury, Officer Schrock testified that he did not see how the
injury occurred, but he did see the injury following the incident.
¶ 21 On cross-examination, Officer Schrock confirmed that defendant’s mouth was already
bloody when he came upon defendant at the scene. The officer also confirmed his belief that
defendant was intoxicated, both by smell and defendant’s demeanor. The officer clarified that
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defendant was not put down in the dirt but was put down on the road that had gravel. Counsel
asked the officer if defendant threatened physical violence against him. The officer stated, “I don’t
recall the exact statements, but yes. *** [H]e was screaming obscenities the entire time, threatening
both myself and Officer Warren.” When asked what defendant threatened him with, the officer
stated, “I don’t recall.” After describing the spitting incident, which involved defendant spitting a
mixture of phlegm and blood in his eye that ran down the left side of his face into his mouth, the
officer confirmed that when defendant reared back, he did not try to head butt the officer. The
officer also confirmed that he was in the hospital room with defendant, although not the entire
time. Counsel asked if defendant made any threats to the officer, and the officer responded in the
affirmative. When asked what defendant said, the officer responded, “I don’t recall the *** exact
threats *** just—still obscenities ***.” The officer also confirmed that he prepared a report
regarding the incident.
¶ 22 The State’s final witness was Rick Burgrabe, a correctional officer at the Williamson
County jail. Officer Burgrabe stated that when defendant was coming to the jail, they received a
call from the Marion Police Department advising that they were bringing in a combative arrestee.
He went outside to wait for his arrival. Two Marion squad cars pulled in followed by the
ambulance. He stated defendant was wearing a spit hood at that time and was strapped face down
on the ambulance gurney. After defendant arrived, it was decided that the best way to get him into
the jail was to wheel him in on the gurney. Therefore, defendant was wheeled through the booking
area and into the corridor that was just outside the medical isolation cells. The officer stated that
defendant was going to be placed in a restraint chair and housed in that area until he calmed down.
The officer believed the spit hood was removed when they stopped in the corridor before they
attempted to move defendant into the chair. When defendant was uncuffed to be moved, defendant
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wedged his left hand underneath the chair and got leverage where his hand could not be pulled out.
Officer Burgrabe stated it took a couple of them to get defendant’s hand out because defendant
was very strong with a lot of upper body strength. He testified that defendant continued to be
uncooperative and said he was not going to cooperate and was going to hurt somebody. Officer
Burgrabe testified that while he was helping the guy on the left get defendant’s arm, defendant bit
the back of Officer Burgrabe’s arm just above the elbow. He stated that once they had defendant
secured, the officer washed his arm and saw that he needed to go to the emergency room. Officer
Burgrabe confirmed that he received medical attention for the injury that included dressing the
wound, three blood draws, and visiting an infectious disease physician. He stated a fourth blood
draw was scheduled in the future.
¶ 23 On cross-examination, Officer Burgrabe confirmed the jail had multiple video cameras
throughout the facility, including the medical isolation cells. Thereafter, he reiterated the events
that transpired at the jail. Counsel asked the officer if defendant made any threats of bodily harm
toward him, and the officer stated, “Not specifically toward me. On the way in, he threatened to
hurt somebody. He didn’t really say who.” The officer did not recall whether defendant smelled
of alcohol. When asked if there were other witnesses, Officer Burgrabe stated there were three
correctional officers and the ambulance staff in the corridor, and “I think actually, one of the
ambulance staff was the one that pointed out that he just bit you.” Defense counsel responded by
saying, “So you didn’t know you were bit. You just know that there was an injury to your arm,
and then the ambulance—” Officer Burgrabe interrupted and said, “I just felt the sting. I didn’t
realize the extent of it.” Counsel asked if the officer prepared a report regarding the incident and
the officer confirmed that he did prepare a report. Thereafter, counsel confirmed the officer just
felt a sting and that was how the officer knew he was injured. Officer Burgrabe responded by
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stating, “Well, it’s on the back of my arm. I felt the sting, and I knew something happened; but as
soon as it happed, the ambulance technician said, ‘He bit you.’ But I couldn’t see so far behind my
arm.” Counsel then stated, “Okay. No further questions, Your Honor.”
¶ 24 Thereafter the State rested, and the court took a recess. After the jury was sent to lunch, the
defense moved for a directed verdict, which was denied. The jury returned and the defense rested.
After the jury was removed, the defense again moved for a directed verdict, which was denied.
The defense also moved for a mistrial based on the State’s failure to provide the underlying reports
for Officers Schrock and Burgrabe prior to trial. The trial court noted that it was determined during
the trial that the State was unaware of the reports and did not receive copies of either report.
Thereafter, the court denied the motion.
¶ 25 Following closing arguments, the jury instructions were read, and the jury was sent to
deliberate. After a half hour, the jury requested a copy of the State’s photograph of Officer
Burgrabe’s bite wound. The request was denied because the State only published the picture and
did not place the photograph in evidence. Thirty minutes later, the jury reached a verdict finding
defendant guilty on all three counts.
¶ 26 The sentencing hearing was held on August 17, 2018. The presentence investigation report
(PSI) was admitted with one clarification by defendant. The PSI revealed prior criminal cases in
Cook and Jackson Counties involving aggravated vehicle hijacking, domestic battery, violation of
an order of protection, possession of cannabis, obstruction of justice, and battery. The PSI also
noted defendant was paralyzed from the waist down in 1997 when he was in the eighth grade
following a hospitalization for asthma in which he was provided the wrong medicine. No witnesses
were called by either side, and defendant declined to provide a statement in allocution.
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¶ 27 In closing argument, the State relied on three aggravating factors. The first was whether
defendant’s conduct caused or threatened serious harm. The State noted the guilty verdict for
aggravated battery to a police officer based on the spitting and stated the action “caused [Officer
Douglas Schrock] to have to *** be tested over a course of six months, blood draws to test him
for communicable diseases.” The State also addressed Officer Burgrabe’s bite and the “serious
injury to his arm [for] which [he] also had to receive testing for the next six months for
communicable diseases and caused a permanent scar on his arm.” The State also addressed the
threat to a public official in which defendant “threatened the life of Officer Noah Warren ***
which is threatening serious harm to the officer.” The State also addressed defendant’s criminal
history and reiterated defendant’s prior convictions. The State’s final aggravating factor was
deterrence and addressed the lack of respect for officers, stating a harsher sentence would deter
people from committing these types of crimes. The State asked for seven years on count II, five
years on court III, and seven years on count VI.
¶ 28 In response, the defense stated defendant had a medical condition that may inhibit some of
the sentencing and requested a sentence of three years on the counts with one-year mandatory
supervised release (MSR) on all counts. The court took the matter under advisement.
¶ 29 The parties returned for the court’s sentencing ruling on August 21, 2018. The court noted
that counts II and IV of defendant’s convictions were Class II felonies and count III was a Class
III felony. Thereafter, the court stated:
“The Court has considered the evidence in this case, the pre-sentence investigation report;
history, character, and attitude of the Defendant; arguments; and the statutory matters of
aggravation and mitigation. Aggravating factors, there is One, Three and Seven. One is,
Defendant’s conduct caused or threatened serious harm. Three, Defendant has a history of
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prior delinquency of a criminal activity. Seven, the sentence is necessary to deter others
from committing the same crime. In reviewing the factors in mitigation, quite frankly, I do
not find any. From the presentence investigation, Defendant’s prior history is a Class X
conviction in 2004, Class IV conviction in 2009, Class IV conviction in 2013, and the
convictions here in 2018. So roughly, about every four to five years, Defendant is found
guilty of another felony. Based upon all of that, I’m going to sentence the Defendant to
seven years on Count II *** that will run consecutive the sentences on Counts III and IV.
And I’ll sentence him to five years in the Department of Corrections on Count III, seven
years on Count VI ***.”
¶ 30 The court explained that the sentences were consecutive pursuant to section 5-8-4(d)(8) of
the Unified Code of Corrections (730 ILCS 5/5-8-4(d)(8) (West 2018)) and further stated it was
not all one course of action, but separate crimes. The court advised that the sentences would be
served at 50% with two years’ MSR. Thereafter, the court advised defendant of his appeal rights.
¶ 31 On August 28, 2018, defendant filed a motion to reconsider sentence claiming the sentence
was excessive and an abuse of discretion. On October 3, 2018, the court issued a docket entry
order stating, “The court has reviewed the motion to reconsider sentence, reviewed the transcript
of the sentencing hearing, reviewed the case file and denies the motion to reconsider.”
¶ 32 On October 16, 2018, the defense filed a second motion to reconsider stating that new
evidence came to light after receipt of the August 21, 2018, transcript. Defense counsel also moved
to withdraw. On February 1, 2019, the trial court granted counsel’s request to withdraw and
appointed new counsel. The second attorney moved to withdraw approximately two months later,
at defendant’s request. The request to withdraw was found to be moot because the attorney was no
longer with the public defender’s office. The court appointed a third attorney, who filed a motion
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for a new trial on October 4, 2019. The State filed a response on October 15, 2019, stating the
motion was untimely pursuant to section 116-1(b) of the Code of Criminal Procedure of 1963 (725
ILCS 5/116-1(b) (West 2018)), and the court lacked jurisdiction to consider the motion. On
November 13, 2019, the trial court issued a docket entry order denying both motions. Defendant
appealed on December 10, 2019.
¶ 33 On February 9, 2021, defendant moved the Illinois Supreme Court for a supervisory order
related to lack of any timely appeal from the October 3, 2018, judgment, as well as the proceedings
that occurred thereafter. On February 9, 2021, the Illinois Supreme Court issued an order directing
this court to treat the December 10, 2019, notice of appeal as being a properly perfected appeal
from the October 3, 2018, judgment. The case has now been fully briefed, and heeding the supreme
court’s order, we now consider defendant’s arguments.
¶ 34 II. ANALYSIS
¶ 35 On appeal, defendant contends that his constitutional right to effective assistance of counsel
was denied where his counsel repeatedly failed to object to “prejudicial hearsay” and “actively
solicited prohibited information from a witness during cross[-]examination.” Defendant further
contends that the trial court erred by considering elements inherent in the crimes for which he was
convicted during sentencing.
¶ 36 Ineffective Assistance of Counsel
¶ 37 Both the United States and Illinois Constitutions guarantee criminal defendants the right to
effective assistance of counsel. U.S. Const., amends. VI, XIV; Ill. Const. 1970, art. I, § 8. “To
establish ineffective assistance of counsel ***, a defendant must demonstrate that (1) counsel’s
performance was objectively unreasonable compared to prevailing professional standards and
(2) there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the
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proceeding would have been different.” People v. Cherry, 2016 IL 118728, ¶ 30 (citing Strickland
v. Washington, 466 U.S. 668, 688, 694 (1984)). To succeed on a claim of ineffective assistance of
counsel, a “defendant must overcome the strong presumption that the challenged action or inaction
may have been the product of sound trial strategy.” (Internal quotation marks omitted.) People v.
Manning, 241 Ill. 2d 319, 327 (2011).
¶ 38 “[T]rial strategy encompasses decisions such as what matters to object to and when to
object.” People v. Pecoraro, 144 Ill. 2d 1, 13 (1991). Similarly, “[t]he manner in which to cross-
examine a particular witness involves the exercise of professional judgment which is entitled to
substantial deference from a reviewing court.” People v. Pecoraro, 175 Ill. 2d 294, 326-27 (1997).
“Defendant can only prevail on an ineffectiveness claim by showing that counsel’s approach to
cross-examination was objectively unreasonable.” Id. at 327.
¶ 39 Defendant contends that trial counsel’s performance was defective because his counsel
violated the court’s orders in limine, failed to object when the State violated the orders in limine,
and failed to request curative instructions following the violations. In support, defendant lists seven
violations that occurred regarding the orders in limine.
¶ 40 Defendant claims five violations related to the first motion in limine, which limited Officer
Schrock and Officer Burgrabe’s testimony as to what happened and prohibited testimony regarding
any statements they made, defendant’s statements, or statements by anyone else. The defense
alleged the violations of the first motion in limine occurred when (1) defense counsel inquired of
Officer Schrock as to whether defendant threatened physical violence against him during the arrest
and the officer responded in the affirmative; (2) defense counsel inquired of Officer Schrock as to
whether defendant threatened physical violence against him at the hospital; (3) the State asked
Officer Burgrabe about defendant’s attitude, and in response that officer testified as to statements
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made by defendant regarding his lack of cooperation; (4) defense counsel inquired of Officer
Burgrabe as to whether defendant made any threats toward the officer and the response provided
a statement made by defendant; and (5) defense counsel inquired about witnesses to Officer
Burgrabe’s injury at which time Officer Burgrabe provided a statement made by the ambulance
staff following his injury and later when counsel referenced this remark.
¶ 41 We first note that the basis of the first motion in limine was the State’s failure to provide
the expected testimony for its witnesses pursuant to Illinois Supreme Court Rule 412(a) and (b)
(eff. Mar. 1, 2001). While framed as a motion in limine, the motion was actually a motion for
sanctions pursuant to Illinois Supreme Court Rule 415 (eff. Oct. 1, 1971). Based on the alleged
violations, defendant’s written motion requested “the State *** be limited in its evidence at trial
to information already disclosed *** and no new or undisclosed evidence should be admissible.”
(Emphasis added.) Further, defendant’s prayer for relief requested “an Order prohibiting the State
from introducing evidence or testimony from any witness” (emphasis added) which was not
previously disclosed to defense counsel.
¶ 42 By granting defendant’s motion, the resulting order in limine sanctioned the State for its
discovery violation and prohibited the State from procuring any testimony from Officer Schrock
or Officer Burgrabe related to anything other than the events that occurred. More specifically, the
State was not allowed to elicit testimony from the officers regarding anything defendant stated,
anything the officers stated, or anything anyone else stated.
¶ 43 “The purpose of discovery sanctions is not to punish but to ensure fair discovery and a trial
on the merits.” Phillips v. Gannotti, 327 Ill. App. 3d 512, 518 (2002). As the court’s order was a
sanction for the State’s Rule 412 discovery violation, no such preclusion was applicable to
defendant. Therefore, if defense counsel believed he could procure testimony during cross-
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examination regarding statements made by the officers, defendant, or any other person, that would
benefit his client, such decision falls squarely in the realm of trial strategy.
¶ 44 While defendant claims there “was no strategic reasoning to engage in this line of
questioning, and no world exists in which this testimony could possibly be viewed as beneficial to
[defendant],” we disagree. Whether we believe the questions were inartfully posed or were
intended as provided, no prejudice from the statements can be shown. The responses reveal that
counsel was effective in procuring testimony that resulted in one officer twice testifying that he
was unable to remember the exact threat posed and a second officer to testify that he did not know
who the threats were directed toward. Finally, as to the final inquiry, it is clear defense counsel
was trying to elicit testimony to support the fact that Officer Burgrabe did not personally see
defendant bite him or know that he had been bitten, because he only “felt a sting.” As such, we
find defense counsel’s permissible inquiries were trial strategy and decline to find such inquiries
evidence of ineffective assistance of counsel.
¶ 45 This leaves only defense counsel’s failure to object to the State’s violation of the first order
in limine. The violation occurred with the following exchange between the prosecutor and Officer
Burgrabe:
State: “[W]hat was [defendant’s] attitude at that time?
Officer: He was uncooperative. And he said he wasn’t gonna cooperate, and he said
he was gonna hurt somebody. And he maintained that until—
State: And then what happened.”
¶ 46 Once again, defendant argues that no basis for his counsel’s failure to object can be found.
However, “[i]ncompetency of trial counsel is not established by the mere failure to object to
evidence.” People v. Fields, 202 Ill. App. 3d 910, 915 (1990). This is so, even when the evidence
16
is inadmissible. People v. Murphy, 72 Ill. 2d 421, 438 (1978). The decision of when to object is
purely a matter of trial strategy. People v. Clark, 160 Ill. App. 3d 877, 883 (1987). Here, it is
possible counsel did not want the officer’s testimony stricken because counsel believed he could
develop the testimony to his client’s benefit during cross-examination, which was exactly how
counsel handled the matter here, quite effectively, as noted above. As such, even assuming
counsel’s failure to object was improper, defendant cannot show that he suffered prejudice as a
result, and therefore, his claim of ineffective assistance of counsel fails.
¶ 47 The remaining two violations stemmed from the third order in limine and included one by
defense counsel and one by the State. The first occurred during cross-examination of Ms. Jennings.
After confirming that Ms. Jennings was the person who called 911 for the disturbance, defense
counsel asked if she was inside or outside at that time. The witness responded, “Well, my daughter
lives right around the corner from me. We were walking home; and we walked past them, and they
were fighting in the yard.” Following Ms. Jennings’s testimony, the State advised the trial court
that defendant “opened the door” as to the incident. Defense counsel disagreed and the trial court
stated, “I don’t think we need to go into it.”
¶ 48 The second claimed violation occurred when the State questioned Officer Schrock as to
what occurred when he arrived on scene. Officer Schrock stated, “Well, at that point Marion
dispatch had advised that there was a[n] active fight in the roadway. I had pulled up, observed only
the defen[dant], no one else. He was—he was sweating, dirty. His mouth was bleeding. *** At
that point I didn’t know if that male, the defendant, was the main aggressor. I was investigating,
you know, a disturbance in the—in the roadway.”
¶ 49 On appeal, defendant claims his counsel was ineffective because he elicited testimony from
Ms. Jennings that she observed fighting and failed to object to the State’s examination of Officer
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Schrock because it “allowed the jury to infer that [defendant] had been involved in some sort of
altercation.” Defendant further claims the remainder of Officer Schrock’s testimony lent “further
credence to this inference by intimating that not only had [defendant] been involved in an
altercation, but that he may have also instigated a fight.” We disagree.
¶ 50 While there is no dispute that both witnesses testified to a fight, Ms. Jennings did not testify
that defendant was involved in the fight. Further Officer Schrock’s testimony was noncommittal
as to defendant’s involvement. His testimony did not name defendant as the aggressor and his
follow up testimony revealed that defendant was potentially the victim of the original altercation
as defendant was described as being in a wheelchair with injuries about his face.
¶ 51 Defendant again claims no reasonable argument can be made for defense counsel’s
disregard of the order in limine and failure to object to the State’s violation of the order in limine.
However, this court need only review the defense’s closing argument to determine, both a
reasonable and effective, basis for defense counsel’s strategy as to count IV, which involved
defendant spitting on Officer Schrock. Counsel did not want to ignore that his client was in a fight.
Instead, he wanted to use his client’s physical condition stemming from that incident, along with
being placed down in a dirty road as the reason his client needed to spit: to remove the blood and
dirt from his mouth. Counsel’s closing argument contended that defendant’s action was a response
to the “road debris,” blood, and phlegm in his mouth and that defendant did not intend to spit in
Officer Schrock’s mouth and eye, he just wanted to expel the dirt and blood from his mouth, which
could only be done by spitting because defendant was handcuffed at that time. Counsel then stated,
“[Defendant] was clearing his throat after being face down, struggling to breathe.” As defense
counsel’s actions, and inaction, were clearly trial strategy, they do not support a claim for
ineffective assistance of counsel.
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¶ 52 Double Enhancement
¶ 53 Defendant also contends the trial court erred by considering elements inherent in his crimes
during sentencing. As this issue was not raised before the trial court, defendant requests plain-error
review. Our supreme court has explained that
“the plain-error doctrine allows a reviewing court to consider unpreserved error when (1) a
clear or obvious error occurred and the evidence is so closely balanced that the error alone
threatened to tip the scales of justice against the defendant, regardless of the seriousness of
the error, or (2) a clear or obvious error occurred and that error is so serious that it affected
the fairness of the defendant’s trial and challenged the integrity of the judicial process,
regardless of the closeness of the evidence.” People v. Piatkowski, 225 Ill. 2d 551, 565
(2007)
¶ 54 For plain-error review, this court must first determine if there was error. People v. Walker,
232 Ill. 2d 113, 124 (2009). If error is found, the court completes the inquiry by determining if
defendant has proven either the closeness of evidence prong or the error affecting fairness of the
hearing prong required by the doctrine, either of which would serve as reversible error. People v.
Naylor, 229 Ill. 2d 584, 602-03 (2008). “The burden of persuasion remains with the defendant
under both prongs of the plain-error test.” People v. Lewis, 234 Ill. 2d 32, 43 (2009). “If a defendant
fails to satisfy this burden, the result is that the ‘procedural default must be honored.’ ” Walker,
232 Ill. 2d at 124 (quoting People v. Keene, 169 Ill. 2d 1, 17 (1995)).
¶ 55 “The legislature has the power to declare and define conduct constituting a crime and to
determine the nature and extent of punishment for it.” People v. Taylor, 102 Ill. 2d 201, 205 (1984).
Double enhancement occurs when a single factor is “used both as an element of an offense and as
a basis for imposing ‘a harsher sentence than might otherwise have been imposed.’ ” People v.
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Phelps, 211 Ill. 2d 1, 12 (2004) (quoting People v. Gonzalez, 151 Ill. 2d 79, 83-84 (1992)). “The
prohibition against double enhancements is based on the assumption that, in designating the
appropriate range of punishment for a criminal offense, the legislature necessarily considered the
factors inherent in the offense.” Id.
¶ 56 The rule, however, is not to be rigidly applied, as the trial court’s sentence is determined
after consideration of “ ‘many relevant factors, including the defendant’s demeanor, habits, age,
mentality, credibility, general moral character, and social environment [citations], as well as “the
nature and circumstances of the offense ***.” ’ ” (Emphasis in original.) People v. Thomas, 171
Ill. 2d 207, 226-27 (1996) (quoting People v. Saldivar, 113 Ill. 2d 256, 268 (1986), quoting People
v. Hunter, 101 Ill. App. 3d 692, 694 (1981)). Mere reference to the existence of an aggravating
factor during sentencing is not reversible error. People v. Brown, 2018 IL App (1st) 160924, ¶ 22
(citing People v. Andrews, 2013 IL App (1st) 121623, ¶ 15). As noted by our supreme court:
“While the classification of a crime determines the sentencing range, the severity of the
sentence depends upon the degree of harm caused to the victim and as such may be
considered as an aggravating factor in determining the exact length of a particular sentence,
even in cases where serious bodily harm is arguably implicit in the offense for which a
defendant is convicted.” (Emphases in original.) Saldivar, 113 Ill. 2d at 269.
Further, one isolated comment may be insignificant when the court’s focus was primarily on
something else. See People v. Newlin, 2014 IL App (5th) 120518, ¶ 25; People v. Bourke, 96 Ill.
2d 327, 332 (1983).
¶ 57 Here, the trial court found that defendant’s offenses were serious, restated the three
aggravating factors argued by the State, and found no mitigating factors. Thereafter, the court
solely addressed defendant’s past criminal history, the second factor in aggravation. The court
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made no statement regarding either the first or third aggravating factor. The trial court’s recitation
of the State’s argument does not indicate reliance on that factor and defendant provides no
evidence to the contrary.
¶ 58 However, even if the trial court relied on the State’s argument regarding the first factor in
aggravation, we would not reach a different conclusion. Here, the State’s sentencing argument
regarding the first aggravating factor addressed the officers’ post-incident testing required due to
the transmission of bodily fluids. Defendant’s counsel conceded during oral argument that it was
proper for the court to consider degrees of harm including post-incident harm, which here,
consisted of extensive testing for several months after the bite occurred. Equally evident is the fact
that the State’s argument regarding the threat to Officer Warren involved the level of threat
directed to the officer by the severity of words used by defendant, which included hiring a hit man
to kill the officer.
¶ 59 Here, the trial court’s reference to the first factor in aggravation merely recited arguments
presented by the State. As such, no reliance can be shown. However, based on the arguments
presented by the State regarding the aggravating factor, even if the trial court had considered the
factor, we do not find the consideration to fall within the concerns associated with double
enhancement. As such, we affirm the trial court’s sentence.
¶ 60 III. CONCLUSION
¶ 61 For the foregoing reasons, we deny defendant’s request for a new trial based on his claim
that his trial counsel failed to provide effective assistance and affirm the trial court’s sentence.
¶ 62 Affirmed.
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People v. Shields
Court: Appellate Court of Illinois
Date filed: 2022-09-08
Citations: 2022 IL App (5th) 190519-U
Copy CitationsCombined Opinion