FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
TENTH CIRCUIT January 2, 2013
Elisabeth A. Shumaker
Clerk of Court
TOMMIE SMITH,
Plaintiff-Appellant, No. 12-1029
(D.C. No. 1:09-CV-01139-MSK-BNB)
v. (D. Colo.)
SERGEANT VIRGIL NICHOLS,
Defendant-Appellee.
ORDER AND JUDGMENT*
Before MURPHY, EBEL and HARTZ, Circuit Judges.
Plaintiff-Appellant Tommie Smith, an inmate in the custody of the Colorado
Department of Corrections (“CDOC”), appeals a jury verdict denying his claims under 42
U.S.C. § 1983 against Defendant-Appellee Sergeant Virgil Nichols, a CDOC correctional
* After examining appellant=s brief and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is not
binding precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed.
R. App. P. 32.1 and 10th Cir. R. 32.1.
officer.1 The jury concluded after a four-day trial that Smith had not proved by a
preponderance of the evidence that Sgt. Nichols violated Smith’s Eighth Amendment
rights by using excessive force against Smith. Construing Smith’s pro se brief liberally
as we must, Smith v. United States, 561 F.3d 1090, 1096 (10th Cir. 2009), we identify
four issues Smith raises on appeal: (1) that there was insufficient evidence to support the
jury’s verdict in favor of Sgt. Nichols; (2) that the court improperly instructed the jury
regarding the law under the Eighth Amendment; (3) that pictures of his injuries were
improperly excluded from evidence; and (4) that the jury should have received an
adverse-inference instruction on spoliation of the evidence.2 We have jurisdiction under
28 U.S.C. § 1291, and we AFFIRM.
First, Smith argues that the jury’s verdict is not supported by the evidence
presented at trial.3 “[T]he verdict must stand unless it is clearly, decidedly, or
overwhelmingly against the weight of the evidence.” Anaeme v. Diagnostek, Inc., 164
1
The district court granted Smith’s Prisoner's Motion and Affidavit for Leave to
Proceed on Appeal Pursuant to 28 U.S.C. § 1915 and Fed. R. App. P. 24 (motion to
proceed in forma pauperis).
2
Smith also complains that his counsel failed to adequately investigate all of
Smith’s grievances against Sgt. Nichols. Liberally construing Smith’s pro se brief, we
understand this claim to be one for ineffective assistance of counsel. However, in a civil
case there is no constitutional right to counsel under the Sixth Amendment; the
appropriate remedy for such a claim is a malpractice suit. MacCuish v. United States,
844 F.2d 733, 735-36 (10th Cir. 1988). Accordingly, we reject this claim.
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Smith argues variously that the officers who testified against him had motive to lie
and testified untruthfully, that the testimony against him was inconsistent, and that the
jury was unfairly influenced by the officers’ positions of authority. We construe these
claims as challenges to the sufficiency of the evidence supporting the jury’s verdict.
2
F.3d 1275, 1284 (10th Cir. 1999) (internal quotation marks omitted). This is because
“[t]he jury . . . has the exclusive function of appraising credibility, determining the weight
to be given to the testimony, drawing inferences from the facts established, resolving
conflicts in the evidence, and reaching ultimate conclusions of fact.” United
Phosphorous, Ltd. V. Midland Fumigant, Inc., 205 F.3d 1219, 1226 (10th Cir. 2000).
“The ‘core inquiry’ for an Eighth Amendment excessive force claim is ‘whether force
was applied in a good-faith effort to maintain or restore discipline, or maliciously and
sadistically to cause harm.’” Serna v. Colorado Dept. of Corr., 455 F.3d 1146, 1152
(10th Cir. 2006) (quoting Hudson v. McMillian, 503 U.S. 1, 7 (1992)).
Ample evidence introduced at trial supports the jury’s verdict. The teacher of
Smith’s GED course testified that on the day of the incident, Smith had been so
disruptive that she had him removed from class. The removing officer testified that he
called for backup after Smith, “a rather large guy,” refused to comply with orders. The
backup officer testified that after a momentary period of acquiescence, Smith again
became agitated, causing the shift commander to order Smith’s removal from population.
In addition to Sgt. Nichols, five correctional officers who witnessed the incident testified
that Smith refused to submit voluntarily to the routine strip search accompanying removal
from population; that restraints were employed because of Smith’s refusal to cooperate;
and that the force applied by Nichols to restrain Smith was necessary and not excessive.
Finally, the nurse who examined Smith following the incident testified that she was only
able to verify an abrasion on Smith’s head and a cut on his upper lip. Smith contests this
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version of the events,4 but we cannot say the jury’s decision was “overwhelmingly
against the weight of the evidence.” Anaeme, 164 F.3d at 1284. Accordingly, we reject
this claim.
Second, Smith argues that the jury “did not understand [] the meaning of
unnecessary and wanton infliction of pain.” Aplt. Br. at 4. We construe this as a
contention that the jury was not properly instructed as to one of the elements of Smith’s
Eighth Amendment claim. Because Smith did not object to the instructions at trial, we
review the instructions the jury received for plain error, United States v. Fabiano, 169
F.3d 1299, 1302 (10th Cir. 1999), which means that we will not reverse on this ground
unless the instructions given were “patently plainly erroneous and prejudicial.”
Zimmerman v. First Fed. Sav. & Loan Ass’n, 848 F.2d 1047, 1054 (10th Cir. 1988).
We find no plain error on the ground Smith asserts. “A judge has substantial
discretion in formulating the instructions, so long as they are correct statements of the
law and adequately cover the issues presented.” United States v. Heckard, 238 F.3d
1222, 1231 (10th Cir. 2001) (internal quotation marks omitted); United States v. Hoffner,
777 F.2d 1423, 1426 (10th Cir. 1985). The jury received the following instruction on the
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Smith acknowledges his initial noncompliance, but he claims that once he was
cuffed and secured with restraint chains he began to cooperate and informed the officers
about several medical conditions, including prior head trauma and breathing problems.
He claims that in spite of his cooperation, Sgt. Nichols slammed him into the ground,
drove a knee into his back, and hit him in the ribs, which caused Smith to lose a tooth
cap, bleed from his mouth, urinate on himself, lose consciousness, and have a seizure.
The nurse’s report only verified Smith’s superficial injuries, and none of the other
witnesses corroborated this version of the events.
4
meaning of “unnecessary and wanton”:
To determine whether a prison official’s use of force was unnecessary and
wanton—that is, the use of force was malicious and sadistic rather than
used in good faith to maintain or restore discipline—you may consider the
following factors:
(1) What was the need for the use of force?
(2) What was the relationship between the need and the amount of
force used?
(3) What was the threat to the safety of staff or prisoners as
reasonably perceived by the responsible officials?
(4) Were any efforts made to temper the severity of a forceful
response?”
Doc. 195 (Trial Transcript) at 689-90. These instructions were proper and consistent
with the law. See Hudson, 503 U.S. at 7; Whitley v. Albers, 475 U.S. 312, 320-21
(1986); United States v. LaVallee, 439 F.3d 670, 684-86 (10th Cir. 2006); see also United
States v. Almaraz, 306 F.3d 1031, 1037 (10th Cir. 2002) (“We presume jurors attend
closely to the language of the instructions in a criminal case and follow the instructions
given them.”). Thus, we reject Smith’s claim that the jury was improperly instructed.
Third, Smith alleges that photographs of his injuries, which he claims were taken
by a correctional officer following the incident, were improperly excluded from evidence.
Smith sought in several discovery motions to obtain these photographs, but Sgt. Nichols
maintained that no such photographs were taken. D. Ct. Doc. 104 (Response to
Plaintiff’s Motion to Compel) at 1-2 (“Defendant provided in discovery the photographs
in existence which relate to the alleged incident.”). The magistrate denied Smith’s
requests, noting that “[t]he defendant cannot be compelled to produce photographs that
do not exist.” D. Ct. Doc. 106 at 3. At trial, the officer who Smith alleges took the
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photos testified under oath that he did not take any pictures after the incident.
Accordingly, we reject this claim.
Finally, Smith argues that two items of evidence—his bloody clothes and the
chain used to restrain him—“should [have] be[en] save[d], and use[d] for court.” Aplt.
Br. at 2. We construe this liberally as a claim that the district court erred when it denied
Smith’s request, based on Nichols’s inability to produce that evidence, for a jury
instruction on spoliation. “[C]ourts require evidence of intentional destruction or bad
faith before a litigant is entitled to a spoliation instruction.” Henning v. Union Pac. R.
Co., 530 F.3d 1206, 1220 (10th Cir. 2008). We review a district court’s finding on bad
faith for clear error, Turner v. Pub. Serv. Co. of Colorado, 563 F.3d 1136, 1149-50 (10th
Cir. 2009), and its decision to give or refuse an adverse-inference instruction for an abuse
of discretion. Gilbert v. Cosco Inc., 989 F.2d 399, 406 (10th Cir. 1993).
We find no abuse of the court’s discretion in its refusal to instruct the jury on
spoliation. The district court ruled at the charge conference that “the evidence [was]
insufficient to show bad faith” by Sgt. Nichols, Doc. 195 at 671, because it did not show
that Nichols was aware that “there was going to be a lawsuit brought against him in his
individual capacity as compared to a lawsuit brought against the [CDOC].” Doc. 195 at
671. Smith’s counsel pointed to a single piece of evidence, that “Smith . . . specifically
says that he had contacted the Logan County District Court Clerk to place and file a
restraining order against Sergeant Nichols specifically,” but the court responded that a
restraining order, which is a “prospective request, not a retrospective claim,” was
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insufficient to put Nichols on notice of a future § 1983 suit against him. Doc. 195 at 672-
73. Smith points to no additional evidence in the record that would show Sgt. Nichols
acted in bad faith, and though we construe his pro se brief liberally, we “cannot take on
the responsibility of serving as the litigant's attorney in constructing arguments and
searching the record.” See Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840
(10th Cir. 2005). Accordingly, we reject Smith’s final claim.
AFFIRMED.
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
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