Michigan Supreme Court
Lansing, Michigan
Chief Justice: Justices:
Opinion Marilyn Kelly Michael F. Cavanagh
Elizabeth A. Weaver
Maura D. Corrigan
Robert P. Young, Jr.
Stephen J. Markman
Diane M. Hathaway
FILED April 30, 2010
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellee,
v No. 136648
EDWIN DEWAYNE RICHMOND,
Defendant-Appellant.
BEFORE THE ENTIRE BENCH
CAVANAGH, J.
We granted leave to appeal to address whether the dismissal of the charges against
defendant on the prosecution’s motion rendered moot the prosecution’s subsequent
appeal in the Court of Appeals. People v Richmond, 483 Mich 1115 (2009). We hold
that the prosecution’s voluntary dismissal of the charges rendered its appeal moot and, as
a result, the Court of Appeals erred by reaching the substantive issues of the
prosecution’s appeal. Accordingly, we vacate the judgment of the Court of Appeals.
I. FACTS AND PROCEDURAL HISTORY
After receiving an anonymous tip, the police seized a bag of garbage that was left
at a curb in front of defendant’s home. The bag contained a plant stem that tested
positive for marijuana and mail that was addressed to defendant. The police then
obtained a search warrant from a magistrate to search defendant’s home. On the basis of
evidence gathered during the execution of the search warrant, defendant was
subsequently charged with manufacturing 5 kilograms or more but less than 45 kilograms
of marijuana, MCL 333.7401(2)(d)(ii), possession with intent to deliver marijuana, MCL
333.7401(2)(d)(iii), and possession of a firearm during the commission of a felony, MCL
750.227b. After defendant was charged and bound over to the circuit court for trial, he
moved to quash the bindover and suppress the evidence, arguing, among other things,
that the affidavit supporting the warrant was insufficient to establish probable cause and
the search was therefore illegal.
The circuit court suppressed the evidence, ruling that the examining magistrate
had abused her discretion in issuing the warrant. The circuit court’s ruling excluded all
the evidence against defendant. The prosecutor then moved to voluntarily dismiss the
case without prejudice, stating that “[g]iven the Court’s decision, it would make more
sense for me to dismiss this case at this time since we are not able to go forward since the
evidence has been suppressed.”1 As a result, the court signed an order of
acquittal/dismissal, which indicated that the case was dismissed without prejudice “on the
motion of the People.” The prosecution appealed the circuit court’s decision to suppress
the evidence to the Court of Appeals.
1
There is a dispute about whether the prosecution’s voluntary dismissal of the
charges was a nolle prosequi under MCL 767.29. We need not, however, address that
dispute because it does not affect our analysis of the issue that is currently before this
Court.
2
The Court of Appeals reversed the circuit court’s suppression order and remanded
the case for reinstatement of the charges against defendant. People v Richmond,
unpublished opinion per curiam of the Court of Appeals, issued April 22, 2008 (Docket
Nos. 277012 and 277015). Defendant appealed in this Court, arguing that the Court of
Appeals erred by reversing the circuit court on the merits. Defendant also argued, for the
first time, that the prosecution could not appeal the circuit court’s ruling in the Court of
Appeals because the issue was moot after the prosecution voluntarily obtained dismissal
of the case. After initially denying defendant’s application for leave to appeal, People v
Richmond, 482 Mich 1041 (2008), we granted defendant’s application on
reconsideration, limited to the consideration of the mootness issue, Richmond, 483 Mich
at 1115.
II. ANALYSIS
In this case, we must determine whether the dismissal of the charges on the
prosecution’s motion rendered moot the prosecution’s subsequent appeal in the Court of
Appeals and, if so, whether the issue was nevertheless justiciable. We hold that the
prosecution’s voluntary dismissal of the charges rendered its appeal moot and, because a
court should not hear moot issues except in circumstances that are not applicable under
the facts of this case, the Court of Appeals erred by reaching the substantive issues of the
prosecution’s appeal.
A. OVERVIEW OF THE MOOTNESS DOCTRINE
It is well established that a court will not decide moot issues. This is because it is
the “principal duty of this Court . . . to decide actual cases and controversies.” Federated
3
Publications, Inc v City of Lansing, 467 Mich 98, 112; 649 NW2d 383 (2002), citing
Anway v Grand Rapids R Co, 211 Mich 592, 610; 179 NW 350 (1920). That is, “‘[t]he
judicial power . . . is the right to determine actual controversies arising between adverse
litigants, duly instituted in courts of proper jurisdiction.’” Anway, 211 Mich at 616
(citation omitted). As a result, “this Court does not reach moot questions or declare
principles or rules of law that have no practical legal effect in the case before” it.
Federated Publications, 467 Mich at 112. Although an issue is moot, however, it is
nevertheless justiciable if “the issue is one of public significance that is likely to recur,
yet evade judicial review.” Id. It is “‘universally understood . . . that a moot case is one
which seeks to get a judgment on a pretended controversy, when in reality there is
none, . . . or a judgment upon some matter which, when rendered, for any reason, cannot
have any practical legal effect upon a then existing controversy.’” Anway, 211 Mich at
610, quoting Ex parte Steele, 162 F 694, 701 (ND Ala, 1908). Accordingly, a case is
moot when it presents “nothing but abstract questions of law which do not rest upon
existing facts or rights.” Gildemeister v Lindsay, 212 Mich 299, 302; 180 NW 633
(1920).
In general, because reviewing a moot question would be a “‘purposeless
proceeding,’” Stern v Stern, 327 Mich 531, 534; 42 NW2d 737 (1950) (citation omitted),
appellate courts will sua sponte refuse to hear cases that they do not have the power to
decide, including cases that are moot, In re MCI Telecom Complaint, 460 Mich 396, 434
n 13; 596 NW2d 164 (1999), citing Ideal Furnace Co v Int’l Molders’ Union of North
4
America, 204 Mich 311; 169 NW 946 (1918).2 Whether a case is moot is a threshold
issue that a court addresses before it reaches the substantive issues of the case itself. In re
MCI, 460 Mich at 435 n 13.
B. APPLICATION OF THE MOOTNESS DOCTRINE
In this case, the prosecution’s own action clearly rendered its subsequent appeal
moot. After the circuit court suppressed the evidence, the prosecution moved to dismiss
the charges against defendant. As a result of the prosecution’s voluntarily seeking
dismissal of the charges, the circuit court dismissed the charges without prejudice and
any existing controversy between the parties was rendered moot. Once the charges were
dismissed, an action no longer existed, and, thus, there was no longer any controversy left
for the Court of Appeals to consider. Accordingly, because all the charges against
defendant had been dismissed at the time of the prosecution’s appeal, the Court of
Appeals judgment was based on a “‘pretended controversy,’” Anway, 211 Mich at 610
(citation omitted), that did not “rest upon existing facts or rights,” Gildemeister, 212
Mich at 302. Because a court cannot “tender advice” on matters that are no longer in
litigation, see Anway, 211 Mich at 611-612, quoting Snell v Welch, 28 Mont 482, 482; 72
P 988 (1903) (quotation marks omitted), the Court of Appeals made a determination on a
“‘mere barren right—a purely moot question,’” which, under this Court’s precedent, it
2
Indeed, because a court should, on its own motion, recognize and reject claims
that it does not have the power to decide, defendant’s failure to raise the mootness
argument at the Court of Appeals is irrelevant to this Court’s analysis. See In re MCI,
460 Mich at 434-435 n 13.
5
did not have the power to decide, Anway, 211 Mich at 605, quoting Tregea v Modesto
Irrigation Dist, 164 US 179, 186; 17 S Ct 52; 41 L Ed 395 (1896).3
Although the prosecution does not have a constitutional right to appeal, the dissent
argues that the prosecution may nevertheless appeal because the dismissal was a “final
order” and the prosecution has a statutory right under MCL 770.12(1) and MCR
7.202(6)(b) to appeal a final order. The “final order” that the prosecution appealed in this
case, however, was the order of acquittal/dismissal that was granted at the prosecution’s
request. This dismissal rendered the other issues in the case moot,4 including the
evidentiary issue, and the prosecution’s statutory right to appeal does not give courts the
power to review an otherwise moot issue.5 Thus, in this case, the prosecution, not this
3
Additionally, under the facts of this case, the Court of Appeals may have
encroached on an executive function in violation of the doctrine of separation of powers
by remanding for reinstatement of the charges. If the prosecution’s voluntary dismissal
was a nolle prosequi under MCL 767.29, the prosecution could have reinstated the
“original charge on the basis of obtaining a new indictment . . . .” People v Curtis, 389
Mich 698, 706; 209 NW2d 243 (1973). Because the case was dismissed without
prejudice, however, the prosecution retained the executive power to reinstate the charges
regardless of whether the prosecution’s voluntary dismissal was a nolle prosequi.
4
As one jurisdiction has noted:
An order to dismiss without prejudice entered at the request of the
State is different from an order to dismiss entered on the court’s own
volition or at the request of the defendant, because the State is actually
withdrawing the case as opposed to the court’s rendering a decision on its
own motion or at the request of the defendant, either of which would
vacate, annul, or void the prosecution. [State v Grager, 713 NW2d 531,
534 (ND, 2006).]
5
Given this reasoning, we respectfully disagree with the dissent’s assertion that
we have failed to provide an answer to its claim that this Court’s decision impermissibly
6
Court, denied itself appellate review by obtaining dismissal of its own case and,
therefore, rendering its appeal moot.6
When the issues raised by a party on appeal are clearly moot, an appellate court
should ordinarily decline to address the substantive issues raised in the appeal unless an
exception to the mootness doctrine applies. As noted, this Court has held that even
though an issue is moot, it is nevertheless justiciable if the issue is one of public
significance that is likely to recur, yet may evade judicial review. Federated
Publications, 467 Mich at 112. The facts of this case, however, do not meet this
exception.
This Court has declined to apply this exception when the party seeking review of
an issue on appeal has rendered the issue moot by that party’s own volitional conduct and
the party could have avoided mooting the issue by seeking an appeal. For example, in
Federated Publications, the city denied a newspaper’s Freedom of Information Act
(FOIA) request. Id. at 103. The newspaper subsequently sued for disclosure under
FOIA. The circuit court granted, in part, the newspaper’s motion for summary
disposition and ordered the release of certain documents. The city filed an emergency
motion in the Court of Appeals to stay the circuit court proceedings. Id. at 104. The
prevents the prosecution from pursuing a statutory right to appeal. Contrary to the
dissent’s assertion, MCL 770.12(1) does not give this Court the power to review an
otherwise moot issue.
6
Moreover, because the prosecution appealed the dismissal order that it had
requested, the prosecution was not an aggrieved party and likely lacked standing. See
Richmond, 482 Mich at 1041 (KELLY, J., dissenting).
7
Court of Appeals initially granted the city’s emergency motion to stay, but later vacated
its order. Id. at 104-105. After the Court of Appeals vacated its order, the city released
the documents that were subject to the circuit court’s order to the newspaper without
taking any additional action. Id. at 105. The city later appealed the circuit court’s motion
for partial summary disposition as of right, and the Court of Appeals affirmed the circuit
court’s decision in part. Federated Publications, Inc v City of Lansing, unpublished
opinion per curiam, issued November 14, 2000 (Docket Nos. 218331 and 218332). The
city appealed in this Court. After this Court determined that the city’s release of the
documents to the newspaper rendered moot any claimed exemptions for those records,
we reasoned that the case did not present an issue that was likely to recur yet regularly
evade judicial review because “[q]uite simply, all that the city would have had to do . . .
to secure review of [the] issue was to appeal the disclosure order to this Court.”
Federated Publications, 467 Mich at 112-113. Thus, because the city released the
documents, this Court determined that the issue would not otherwise have evaded review
because it had been rendered moot only by the city’s own conduct. See id. at 101, 113.7
Like the city’s action in Federated Publications, the issue in this case is not likely
to recur yet evade judicial review because the prosecution’s own conduct rendered the
issue moot. The prosecution could have obtained judicial review of the circuit court’s
7
Similarly, in Ideal Furnace, this Court declined to reach the substantive issues of
an appeal after a defendant was adjudicated guilty of contempt of court and paid a fine.
This Court held that the questions on appeal were “purely academic” because the
defendant, by his own act of paying the fine, had “discharged the order entered by the
court below.” Ideal Furnace, 204 Mich at 312-313.
8
decision by simply seeking an interlocutory appeal of the suppression order, rather than
voluntarily obtaining dismissal of the charges.8 Therefore, by opting to dismiss the
charges, the prosecution voluntarily removed from its claim the controversy that would
generally have allowed it to seek appellate review.9 As in Federated Publications, we
decline to extend the mootness exception on the basis of mere speculation that the issue
“could” recur but evade judicial review because of the prosecution’s own procedural
misstep.10
8
Notably, the dissent fails to recognize that the prosecution did not pursue this
potential avenue for relief and instead opted to dismiss its own case and therefore render
its appeal moot.
9
Although interlocutory appeals are granted by leave of the Court of Appeals, see
MCR 7.205, we note that the prosecution should be able to meet the requirements of the
court rule in cases such as this with little difficulty. While granting an interlocutory
appeal is reviewed on a case-by-case basis, when an order to suppress evidence
effectively eliminates the prosecution’s case, the prosecution should be able to show that
it “would suffer substantial harm by awaiting final judgment before taking an appeal”
because requiring the prosecution to proceed to trial without the suppressed evidence
could preclude appellate review given that the prohibition against double jeopardy, see
Const 1963, art 1, § 15, and US Const, Am V, could prevent the prosecution from trying
the defendant a second time. MCR 7.205(B)(1). Accord State v Meeks, 262 SW3d 710,
720 (Tenn, 2008) (observing that “the State should be able to carry its burden of
persuasion [for obtaining an interlocutory appeal] with little difficulty” given that “the
State could not obtain meaningful appellate review of the suppression order because the
Double Jeopardy Clauses of the federal and state constitutions would prevent the State
from trying the accused a second time”).
Allowing the prosecution to appeal after it chooses to dismiss its case would not
only allow the prosecution to circumvent caselaw from this Court regarding the mootness
doctrine, but it would also allow the prosecution to circumvent the rules pertaining to
interlocutory appeals by permitting the prosecution to simply move to dismiss its case
without prejudice anytime it is dissatisfied with an adverse evidentiary ruling.
10
We decline to address how hypothetical situations that are not currently before
this Court, such as if a trial court refuses to dismiss a case after it suppresses evidence or
9
Notably, the facts of this case are distinguishable from cases in which this Court
has decided to address an otherwise moot issue because it was one of public significance
that was likely to recur yet evade judicial review. In general, this Court has applied the
doctrine to cases in which the transitory nature of a particular controversy would render
the issue moot before a party could obtain appellate review. See, e.g., Socialist Workers
Party v Secretary of State, 412 Mich 571, 582 n 11; 317 NW2d 1 (1982) (stating that the
fact that an election had taken place presented the “classic situation where a controversy
is ‘capable of repetition, yet evading review’” because the parties would seldom obtain
appellate review of the issue before an election takes place); see, also, People v
Kaczmarek, 464 Mich 478, 481; 628 NW2d 484 (2001), and In re Midland Publications
Co, Inc, 420 Mich 148, 151 n 2; 362 NW2d 580 (1984). This Court has also applied the
doctrine when an opposing party could, by its own conduct, render an issue moot to
preclude an aggrieved party from seeking appellate review of the issue. See, e.g., Detroit
v Ambassador Bridge Co, 481 Mich 29, 50-51; 748 NW2d 221 (2008). Neither of these
situations is present in this case. Although there may be other instances in which a court
will nevertheless decide the merits of an otherwise moot issue, to the extent that this
Court has considered them, they are not applicable here.11 And, as in Federated
refuses to stay the proceedings to allow a prosecutor to seek leave to appeal, would affect
this appeal. We have, however, opened an administrative file, ADM 2008-36, to consider
whether this Court should adopt a court rule to address the issue presented in this case.
11
See, e.g., Mead v Batchlor, 435 Mich 480, 486; 460 NW2d 493 (1990) (stating
that “[w]here a court’s adverse judgment may have collateral legal consequences for a
defendant, the issue is not necessarily moot”).
10
Publications, we decline to address an otherwise moot issue when it is not likely that the
issue will recur but evade judicial review because the party seeking relief voluntarily
rendered the issue moot. As a result, the Court of Appeals erred by reaching the
substantive issues of the prosecution’s otherwise moot appeal.12
III. CONCLUSION
The prosecution rendered moot its appeal in the Court of Appeals by voluntarily
obtaining dismissal of the charges. Because a court should not hear moot issues except
under circumstances that are not applicable under the facts of this case, the Court of
Appeals erred by reaching the substantive issues in the prosecution’s appeal.
Accordingly, we vacate the judgment of the Court of Appeals.
Michael F. Cavanagh
Marilyn Kelly
Stephen J. Markman
Diane M. Hathaway
12
We reject the prosecution’s and the dissent’s suggestion that this Court should
extend Dybata v Kistler, 140 Mich App 65; 362 NW2d 891 (1985), to the facts of this
case. To begin with, Dybata is factually inapposite to this case because it was a civil case
in which the parties stipulated a dismissal. In this case, the parties did not stipulate a
dismissal. Further, extending Dybata to the factual situation here would require this
Court to recognize another exception to the mootness doctrine, which we decline to do
for the reasons stated in this opinion.
Moreover, contrary to the dissent’s assertion that “the prosecution obtained
dismissal of the charges not because it wished to abandon the case, but for the purpose of
pursuing it at the appellate level,” the prosecution did not indicate on the record that it
intended to appeal.
11
STATE OF MICHIGAN
SUPREME COURT
PEOPLE OF THE STATE OF MICHIGAN,
Plaintiff-Appellee,
v No. 136648
EDWIN DEWAYNE RICHMOND,
Defendant-Appellant.
CORRIGAN, J. (dissenting).
I would hold that the dismissal on the prosecutor’s motion did not render the
subsequent appeal moot. The circuit court’s decision to suppress the evidence aggrieved
the prosecution and necessitated the dismissal because the prosecutor was unable to
proceed without the evidence. Accordingly, the Court of Appeals did not err by reaching
the substance of the prosecution’s appeal.
Except when double jeopardy bars further proceedings, the prosecution may take
an appeal of right from a final judgment or a final order of a circuit court in a criminal
case. MCL 770.12(1). In a criminal case, a “final judgment” or “final order” includes
“an order dismissing the case[.]” MCR 7.202(6)(b)(i). “[T]he people have a right to
raise issues related to earlier interlocutory orders in an appeal of right from the final
order.” People v Torres, 452 Mich 43, 59; 549 NW2d 540 (1996). “The [Court of
Appeals] has jurisdiction of an appeal of right filed by an aggrieved party from . . . [a]
final judgment or final order of the circuit court . . . .” MCR 7.203(A)(1). In this case,
the prosecution was aggrieved by the circuit court’s suppression ruling, which effectively
ended its case. It had an appeal of right from the dismissal order, in which it was
permitted to raise the suppression issue, and the Court of Appeals had jurisdiction over
that appeal.
The majority concludes that the prosecution’s “voluntary” dismissal of the charges
rendered the subsequent appeal moot, thus depriving the Court of Appeals of jurisdiction.
“This ‘Court does not reach moot questions or declare principles or rules of law that have
no practical legal effect in the case before us unless the issue is one of public significance
that is likely to recur, yet evade judicial review.’” Detroit v Ambassador Bridge Co, 481
Mich 29, 50; 748 NW2d 221 (2008), quoting Federated Publications, Inc v City of
Lansing, 467 Mich 98, 112; 649 NW2d 383 (2002), overruled in part on other grounds by
Herald Co Inc v Eastern Mich Univ Bd of Regents, 475 Mich 463; 719 NW2d 19 (2006).
“[A] moot case is one which seeks to get a judgment on a pretended controversy . . . or a
judgment upon some matter which, when rendered, for any reason, cannot have any
practical legal effect upon a then existing controversy.” Anway v Grand Rapids R Co,
211 Mich 592, 610; 179 NW 350 (1920), quoting Ex parte Steele, 162 F 694, 701 (ND
Ala, 1908). A case is moot if it presents questions that are “purely academic,” Ideal
Furnace Co v Int’l Molders’ Union of North America, 204 Mich 311, 312; 169 NW 946
(1918), or “abstract questions of law which do not rest upon existing facts or rights,”
Gildemeister v Lindsay, 212 Mich 299, 302; 180 NW 633 (1920).
The majority acknowledges that the suppression ruling created a controversy, but
concludes that “by opting to dismiss the charges, the prosecution voluntarily removed
2
from its claim the controversy that would generally have allowed it to seek appellate
review.” I respectfully disagree. The prosecutor’s “voluntary” dismissal of the charges
did not render the questions on appeal “abstract” or “purely academic” because it did not
end the controversy regarding the circuit court’s suppression ruling. The prosecution
retained a legally cognizable interest in the outcome of the case: the prosecution could
only pursue its case against defendant after an appellate court’s review and reversal of the
circuit court’s (erroneous) evidentiary determination that suppressed crucial evidence.
Indeed, the prosecution obtained dismissal of the charges not because it wished to
abandon the case, but for the purpose of pursuing it at the appellate level. The dismissal
permitted the prosecution to present to the Court of Appeals through an appeal of right
the live controversy surrounding the suppression ruling. The mootness doctrine
precludes adjudication of a claim that seeks a judgment that “‘cannot have any practical
legal effect upon a then existing controversy.’” Anway, 211 Mich at 610 (citation
omitted). Here, the prosecution sought enforcement of our decision in People v Keller,
479 Mich 467; 739 NW2d 505 (2007), which would have the practical legal effect of
permitting reinstatement of the charges.
The majority’s decision in this case deprives the prosecution of its statutory right
to appeal a final order, MCL 770.12(1), for the sole reason that the circuit court dismissed
the charges against defendant on the prosecution’s motion rather than on the defendant’s
motion or the court’s own motion. Its decision means that the circuit court’s suppression
ruling, which was based on People v Keller, 270 Mich App 446; 716 NW2d 311 (2006),
is allowed to stand even though this Court reversed the Court of Appeals’ decision in
3
Keller.1 The majority’s decision overturns the Court of Appeals’ decision in this case,
which corrected the circuit court’s ruling in light of our decision in Keller.2 It also
frustrates the purpose of MCL 770.12(1), which was designed to ensure that the
prosecution has the same right to appeal that a defendant has, within constitutional limits.
Torres, 452 Mich at 59. The majority has no answer to the justified criticism that its
opinion prevents the pursuit of a statutorily provided right to appeal created explicitly for
prosecutors. That this right was created in direct response to prior decisions by this Court
1
In Keller, 479 Mich at 478-479, we concluded that the Court of Appeals erred by
holding that the affidavit in support of a search warrant was insufficient:
[T]here is a “multiple-step analysis to determine whether
severability is applicable.” First the court must divide the warrant into
categories. Then, the court must evaluate the constitutionality of each
category. If only some categories are constitutional, the court must
determine if the valid categories are distinguishable from the invalid ones
and whether the valid categories “make up the great part of the warrant.”
Here, the warrant authorizes the seizure of three categories of evidence:
marijuana; distribution evidence, such as currency and packaging
paraphernalia; and possession evidence, such as proof of residency. Of
these three categories, the only one that is arguably invalid is the
distribution evidence. If it were invalid, that category would be severable
from the others. [Citations omitted.]
2
In this case, the Court of Appeals concluded, under our decision in Keller, that
the circuit court erred by concluding that the information in the affidavit was insufficient
to establish probable cause to issue a warrant because the discovery of a marijuana stem
in the trash taken from defendant’s home provided a sufficient basis to conclude that
there was probable cause to search the home. People v Richmond, unpublished opinion
per curiam of the Court of Appeals, issued April 22, 2008 (Docket Nos. 277012 and
277015), p 3. Although that discovery did not provide a substantial basis for concluding
that there was probable cause to search for evidence of cultivation, the valid part of the
warrant formed the greater portion of the warrant, so that the portion of the warrant
pertaining to cultivation was severable. Id.
4
that disadvantaged prosecutors makes the majority’s decision all the more ironic and
mistaken.3
The majority’s suggestion that the prosecution voluntarily mooted its own case by
obtaining dismissal of the charges is problematic because it implies that the prosecution
could have simply “unmooted” the case at any time by reinstating the charges. This is
simply not true. MRPC 3.1 provides that “[a] lawyer shall not bring or defend a
proceeding, or assert or controvert an issue therein, unless there is a basis for doing so
that is not frivolous.” In light of the circuit court’s ruling suppressing the evidence on
which it sought to try case, the prosecution could not ethically reissue the charges.4
Instead, it properly filed a claim of appeal in the Court of Appeals on March 20, 2007.
On July 25, 2007, while the appeal was pending, we issued Keller.
Moreover, there is absolutely no difference between a prosecutor who moves to
dismiss a case for the purpose of pursuing an appeal and a prosecutor who agrees to a
3
MCL 770.12 was amended by 1988 PA 66 to provide for this right of appeal.
The source of the public act was HB 4719. Senate Legislative Analysis, HB 4719, March
1, 1988, explained that HB 4719 was introduced to address the disadvantage to the
prosecution created by the combination of two Michigan Supreme Court decisions,
People v Cooke, 419 Mich 420; 355 NW2d 88 (1984), which held that prosecutor appeals
are only permitted in limited instances set forth in Code of Criminal Procedure, and
People v Coles, 417 Mich 523; 339 NW2d 440 (1983), which ruled that, upon a
defendant’s request in an appeal of right or by leave granted, an appellate court must
review a trial court’s exercise of discretion in sentencing, but may grant the defendant
relief only if the sentencing court abused its discretion to the extent that it shocks the
conscience of the appellate court.
4
The majority has no answer to this ethical quandary.
5
dismissal by the circuit court in order to pursue an appeal. The majority fails to explain
why the fact that the circuit court dismissed the case on the prosecutor’s motion rather
than on defendant’s motion or the court’s own motion justifies depriving the prosecution
of its appeal of right. In either case, dismissal of the charges is a recognition that the
prosecution’s case cannot proceed given the court’s evidentiary ruling and permits the
prosecution to appeal that evidentiary ruling. Caselaw from our Court of Appeals
recognizes this. In Dybata v Kistler, 140 Mich App 65; 362 NW2d 891 (1985), a medical
malpractice case, the trial court barred testimony from the plaintiff’s expert witness
regarding the standard of care applicable to a general practitioner. In light of that ruling,
the plaintiff stipulated to an order dismissing her claim against a doctor of osteopathy in
general practice. Id. at 67-68. After the case proceeded to trial against a second doctor,
the plaintiff appealed the dismissal order. Id. at 68. The Court of Appeals rejected the
defendant’s argument that the court lacked jurisdiction given the plaintiff’s stipulation of
the dismissal:
As a threshold matter, defendant argues that plaintiff cannot appeal
from a stipulated order dismissing her claim. Although we agree with the
proposition that one may not appeal from a consent judgment, order or
decree, Dora v Lesinski, 351 Mich 579; 88 NW2d 592 (1958), we do not
believe a dismissal expressly necessitated by and premised upon a
dispositive evidentiary ruling is a “consent” judgment or order. To require
plaintiff to present proofs as a mere prelude to a certain directed verdict in
order to preserve the issue would serve no one's interest. The question is
properly before us. [Id.]5
5
The majority dismisses Dybata as “factually inapposite to this case because it
was a civil case in which the parties stipulated a dismissal.” The majority observes that
here “the parties did not stipulate a dismissal.” There is no functional difference between
the stipulated dismissal order “‘in light of the court’s ruling’ on the motion in limine” in
6
Similarly, in Fairley v Andrews, 578 F3d 518, 521 (CA 7, 2009), Judge Frank H.
Easterbrook explained that the “only prerequisites to appellate jurisdiction are a final
judgment and a timely notice of appeal.”
That said, if plaintiffs consented to the entry of judgment against
them, we must affirm. Litigants aren’t aggrieved when the judge does what
they want. Plaintiffs contend that they accepted dismissal as inevitable
only after the district court gutted their case. This matches the district
judge’s description. Acknowledging that a case is hopeless, given a prior
ruling (which the party believes to be unsound), is a far cry from
abandoning the suit. . . . [A] party who asks for a final judgment in order to
appeal an antecedent ruling is entitled to contest the merits of that issue on
appeal. [Id. at 521-522 (citations omitted).]
Dybata and Fairley recognized what the majority in this case ignores: an
acknowledgment “that a case is hopeless, given a prior ruling,” id. at 522, does not
extinguish the controversy concerning that prior ruling. On the contrary, agreement to a
dismissal order permits the aggrieved party to avail itself of an appeal of right while
avoiding the certain directed verdict that would result from proceeding with a hopeless
case. This analysis is even more compelling in a criminal case, in which a directed
verdict or acquittal bars any appeal under double jeopardy principles.6
Dybata, 140 Mich App at 67-68, and the prosecution’s motion to dismiss the charges
after the circuit court’s dispositive evidentiary ruling on defendant’s motion to suppress
in this case. Dybata is thus most certainly not “factually inapposite.”
6
Statutes in several jurisdictions address this problem directly by expressly
permitting prosecutor appeals from suppression orders. In Delaware, when a trial court
enters an order suppressing evidence and the attorney general certifies that the suppressed
evidence is essential to the prosecution of the case, the court “shall dismiss” the charges,
and the prosecution has an appeal of right from the dismissal order. Del Code Ann tit 10,
7
Because I would hold that “a party who asks for a final judgment in order to
appeal an antecedent ruling is entitled to contest the merits of that issue on appeal,” id., I
respectfully dissent.7
Maura D. Corrigan
Elizabeth A. Weaver
Robert P. Young, Jr.
§ 9902(b) and (c). In New York, under NY Crim Proc L 450.20(8), the prosecution may
take an appeal of right from a pretrial order suppressing evidence, provided that it files
a statement asserting that the deprivation of the use of the evidence ordered
suppressed has rendered the sum of the proof available to the people with
respect to a criminal charge which has been filed in the court either (a)
insufficient as a matter of law, or (b) so weak in its entirety that any
reasonable possibility of prosecuting such charge to a conviction has been
effectively destroyed. [NY Crim Proc L 450.20(1).]
See also Ohio R Crim P 12(K).
7
The majority suggests that the Court of Appeals “may have encroached on an
executive function in violation of the doctrine of separation of powers by remanding for
reinstatement of the charges.” While I agree with the majority that it was for the
prosecutor to decide whether to reinstate the charges, this does not undermine the
conclusion that the Court of Appeals properly exercised jurisdiction over the
prosecution’s appeal. Moreover, the Court of Appeals’ remanding for reinstatement of
the charges merely recognized that the prosecution moved for dismissal of the charges
only because of the circuit court’s suppression ruling, which the Court of Appeals
properly reversed.
8