Guy v. State

Attorneys for Appellant                            Attorneys for Appellee

Robert W. Hammerle     Steve Carter
Joseph M. Cleary Attorney General of Indiana
Indianapolis, IN
      Justin F. Roebel
      Deputy Attorney General
      Indianapolis, IN

      Attorneys for Amicus Curiae
      Micah J. Cox
      Indiana Criminal Justice Institute
      Indianapolis, IN


                                   In the
                            Indiana Supreme Court
                      _________________________________

                           No. 49S04-0407-CR-00301

Brenna Guy,
                                             Appellant (Defendant below),

                                     v.

State of Indiana,
                                             Appellee (Plaintiff below).
                      _________________________________

   Interlocutory Appeal from the Marion Superior Court, No. 49F08-0108-CM-
                                   173167
                    The Honorable Barbara Collins, Judge
                      _________________________________

 On Petition To Transfer from the Indiana Court of Appeals, No. 49A04-0206-
                                  CR-00267
                      _________________________________

                                March 2, 2005

Shepard, Chief Justice.

      The trial court denied Brenna Guy’s motion to suppress the results  of
her breath test, administered to assess  intoxication.   This  interlocutory
appeal presents the question whether a tongue stud  inserted  in  her  mouth
more than twenty minutes before the test renders the  results  of  the  test
inadmissible.  We conclude that it does not, and affirm.


                        Facts and Procedural History

      Indianapolis Police Officer Corey Shaffer observed Brenna Guy  driving
on the wrong side of the street in downtown Indianapolis  during  the  early
morning hours of August 24, 2001.  He pulled Guy over  and  conducted  three
field  sobriety  tests,  all  of  which  Guy  failed.   Shaffer  decided  to
administer a breath test.  He observed Guy at least  twenty  minutes  before
the test to make sure that she did not eat, drink, smoke, or place  anything
in her mouth during that period.   He inspected Guy’s mouth before the  test
and noticed her tongue stud piercing but did not ask her to remove it.   Guy
submitted to the test, which returned an alcohol  concentration  reading  of
.11 grams of alcohol per 210 liters of breath.  Shaffer  arrested  Guy,  and
the State charged her with operating while intoxicated and operating with  a
blood alcohol content between .08 and .15.

      Guy moved to suppress the breath test results.   Concluding  that  the
tongue stud was not a foreign substance under Ind. Admin. Code tit. 260,  r.
1.1-4-8(1) (2004), the trial court denied her motion.  The Court of  Appeals
reversed, holding that under the regulation a person to be tested  must  not
have had any foreign substance in his or her mouth and that  a  tongue  stud
is a foreign substance.  Guy v. State, 805  N.E.2d  835,  840-42  (Ind.  Ct.
App. 2004) vacated.


             I.  Results Admissible Only if Techniques Followed

      Guy correctly observes that breath test results are admissible  in  an
operating while intoxicated case only if the techniques employed  have  been
approved by the director of the department  of  toxicology  at  the  Indiana
University School of Medicine.  Ind. Code  Ann.  §  9-30-6-5(a),  (d)  (West
2004).  The department’s approved techniques  for  conducting  the  test  in
question here (a B.A.C. Datamaster with  keyboard)  appear  at  Ind.  Admin.
Code tit. 260, r.  1.1-4-8(1)  (2004).   The  regulation  specifies,  “[t]he
person to be tested must have had nothing to eat or  drink,  must  not  have
put any foreign substance in his or her  mouth  or  respiratory  tract,  and
must not smoke within twenty (20) minutes  prior  to  the  time  the  breath
sample is taken.”  Id.  (emphasis added).

      Guy acknowledges that the tongue stud was not put in her mouth  during
the  twenty  minute  waiting   period,   but   contends   that   a   correct
interpretation of the regulation is that the person must not  have  had  any
foreign substance in his or her mouth during the waiting  period.   (Br.  in
Opposition to Pet. to Trans. at 3-5).

                       II.  The Regulation Says “Put”

      The primary rule in statutory construction is to  determine  and  give
effect to the intent of the legislature.  Hendrix v. State, 759 N.E.2d  1045
(Ind. 2001).  The best evidence of legislative intent  is  the  language  of
the statute itself, and all words must be given  their  plain  and  ordinary
meaning unless otherwise indicated by  statute.   Chambliss  v.  State,  746
N.E.2d 73 (Ind. 2001).  These principles  apply  equally  to  administrative
regulations.  Indiana Port Comm'n v. Consolidated Grain and Barge  Co.,  701
N.E.2d 882, 890 (Ind. Ct. App. 1998).

      The instant regulation, of course, uses the word “put” when  referring
to foreign substances.  The ordinary meaning of “put” is “to place or  cause
to be placed in a specified position or relationship.”  Webster’s Third  New
International Dictionary 1849 (1993).

      The legislative history of the rule suggests that  the  department  of
toxicology chose the language purposefully.  The  proposed  version  of  the
rule read, “The person to be  tested  .  .  .  must  not  have  any  foreign
substance in his/her mouth or respiratory tract . . .”   6  Ind.  Reg.  2440
(1983).  In adopting the final regulation,  the  department  inserted  “put”
after “have.”  7 Ind. Reg. 340, 389 (1984).   Guy’s  interpretation  of  the
regulation (namely that no foreign substance can be in the mouth for  twenty
minutes prior to the test) is contrary to the apparently conscious  decision
of the department’s experts.

      We come to this conclusion despite our decision in State v.  Albright,
632 N.E.2d 725 (Ind. 1994).   We  noted  in  Albright  that  the  regulation
requires a twenty-minute waiting period, and said that “the subject may  not
have had any foreign substance in his mouth” during this time.  Id. at  725.
 The main issue in Albright was whether the police officer  actually  waited
the required twenty minutes.  Id. at 725-26.  There was no discussion  about
the meaning of “put.”  Albright’s precedential value on the point  at  issue
in this case is zero.


             III.  Guy’s Arguments Are Presented Without Science

      The logical conclusion to draw from the department of toxicology’s use
of the word “put” is that any foreign substance placed in a  person’s  mouth
more than twenty minutes prior to a breath test poses  no  problem  for  the
reliability of the results.  Guy argues  that  if  “put”  means  “put,”  the
regulation produces an absurdity in that it would allow admission of  breath
test results despite a person  putting  anything  in  her  mouth  more  than
twenty minutes prior to the test.  (Appellant’s Br. in Opp. to  Transfer  at
3).[1]

      While one could imagine a Brandeis brief on this  topic,  Guy  neither
submitted to the trial court nor referred us to any scientific  evidence  in
support of her contention about absurd results.[2]

      In fact, the science available in the  public  domain  points  in  the
opposite direction.  The concern  over  foreign  substances  in  a  person’s
mouth is the potential for the substances to absorb and  retain  alcohol  in
the mouth, which could falsely elevate  the  breath  alcohol  concentration.
See Patrick M. Harding et al., The Effect of Dentures and Denture  Adhesives
on Mouth Alcohol Retention, 37 J. Forensic Sci.  999,  999-1000  (1992).   A
number of studies have shown, though, that a fifteen to  twenty-five  minute
waiting period during which nothing is placed in  a  person’s  mouth  allows
sufficient time for any mouth alcohol to dissipate.  See, e.g., Id. at  999;
Barry K. Logan & Rodney G. Gullberg, Lack of Effect of  Tongue  Piercing  on
an Evidential Breath Alcohol Test, 43 J. Forensic Sci. 239,  239-40  (1998);
Ronald L. Moore & J. Guillen, The Effect of Breath Freshener Strips  on  Two
Types of Breath Alcohol Testing Instruments, 49  J.  Forensic  Sci.  1,  1-3
(2004).  These studies support the department of  toxicology’s  decision  to
require that nothing be “put” in a person’s mouth within twenty  minutes  of
a breath test.


      To be sure, the department and the State could be  obliged  to  defend
the validity  of  the  regulations  should  a  defendant  submit  admissible
scientific studies or expert testimony to a trial  court  in  support  of  a
motion to suppress.  That has not occurred here.


                               IV.  Conclusion

      We affirm the trial court’s denial of the motion to suppress.

Dickson, Sullivan, and Rucker, JJ., concur.
Boehm, J., concurs in result, concluding that some substances  could  retain
alcohol even if “put” in the mouth more than twenty minutes before  testing,
but studs, dentures, etc. are not  “foreign”  if  ordinarily  found  in  the
person’s mouth.
-----------------------
[1] Our holding renders moot the question of whether  a  tongue  stud  is  a
foreign substance.  Suffice it  to  say  that  distinctions  between  tongue
studs and other substances that can be inserted into a person’s mouth,  i.e.
dental  devices,  pennies,  etc.,  based  on  removability  or  volume   are
unavailing by  themselves.   The  key  consideration  is  what  affect  that
substance has on the accuracy of the test.
[2] Named after former U.S. Supreme  Court  Justice  Louis  D.  Brandeis,  a
“Brandeis brief” is one that uses social and  economic  studies  to  support
legal arguments.  Black’s Law Dictionary  200  (8th  ed.  2004).   The  term
became popular after Justice Brandeis, as an advocate,  persuaded  the  U.S.
Supreme Court to uphold a statute capping the length of  a  woman’s  workday
with a brief citing such studies in Muller v. Oregon, 208 U.S.  412  (1908).
Id.