12-227-cv
Basile v. Connolly
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT.
CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS
PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A
SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY
MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC
DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING
TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT
REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held
2 at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New
3 York, on the 11th day of March, two thousand thirteen.
4
5 PRESENT:
6 BARRINGTON D. PARKER,
7 RAYMOND J. LOHIER, JR.,
8 Circuit Judges,
9 JOHN G. KOELTL,*
10 District Judge.
11 _____________________________________
12
13 Christopher Basile,
14
15 Plaintiff-Appellant,
16
17 v. 12-227-cv
18
19 Francesca Connolly, in her official and
20 individual capacity, John Doe #1, in his
21 individual capacity, Jane Doe #1, in her
22
23
*
The Honorable John G. Koeltl, of the United States District Court for the
Southern District of New York, sitting by designation.
1 individual capacity, and Jane Doe #2, in her
2 individual capacity,
3 Defendants-Appellees.
4 _____________________________________
5
6 FOR PLAINTIFF-APPELLANT: CHRISTOPHER BASILE, pro se, Brooklyn,
7 NY.
8
9 FOR DEFENDANT-APPELLEE
10 JUSTICE CONNOLLY: SIMON HELLER, Assistant Solicitor
11 General (Barbara D. Underwood,
12 Solicitor General, and Michael S.
13 Belohlavek, Senior Counsel, on the
14 brief), for Eric T. Schneiderman,
15 Attorney General of the State of New
16 York, New York, NY.
17
18 Appeal from a judgment of the United States District Court for the Southern
19 District of New York (Vincent L. Briccetti, Judge).
20 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
21 AND DECREED that the judgment of the District Court is AFFIRMED.
22 Christopher Basile appeals from a judgment of the United States District Court for
23 the Southern District of New York sua sponte dismissing Basile’s federal and state law
24 claims for failure to state a claim and lack of supplemental jurisdiction. We assume the
25 parties’ familiarity with the facts and record of the prior proceedings, which we reference
26 only as necessary to explain our decision to affirm.
27 I. Section 1983 Claims
28 We review de novo the District Court’s sua sponte dismissal of the complaint for
29 failure to state a claim, see Rogers v. City of Troy, 148 F.3d 52, 58 (2d Cir. 1998),
30 accepting as true all factual allegations in the complaint and drawing all reasonable
1 inferences in Basile’s favor, see Forest Park Pictures v. Universal Television Network,
2 Inc., 683 F.3d 424, 429 (2d Cir. 2012). The complaint must contain “enough facts to
3 state a claim to relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S.
4 544, 570 (2007). Ordinarily pro se litigants are afforded special solicitude, but “a lawyer
5 representing himself,” as is the case here, “ordinarily receives no such solicitude at all.”
6 Tracy v. Freshwater, 623 F.3d 90, 102 (2d Cir. 2010).
7 A. Justice Connolly
8 The District Court properly dismissed Basile’s claims against Justice Connolly.
9 “It is well settled that judges generally have absolute immunity from suits for money
10 damages for their judicial actions” and “even allegations of bad faith or malice cannot
11 overcome judicial immunity.” Bliven v. Hunt, 579 F.3d 204, 209 (2d Cir. 2009). A
12 judge is immune “even if [the judge’s] exercise of authority is flawed by the commission
13 of grave procedural errors,” Stump v. Sparkman, 435 U.S. 349, 359 (1978), or if the
14 judge acted “in excess of his or her jurisdiction” or authority, Maestri v. Jutkofsky, 860
15 F.2d 50, 52 (2d Cir. 1988). Judicial immunity may not be invoked, however, when a
16 judge faces liability for non-judicial actions or for actions that were “taken in the
17 complete absence of all jurisdiction.” Mireles v. Waco, 502 U.S. 9, 11-12 (1991).
18 Basile asserts that Justice Connolly is not immune from suit because she knew that
19 she had no personal jurisdiction over him when she presided over certain legal
20 proceedings in which Basile was involved. Basile’s argument fails. Even if we accepted
21 his assertion that there was no personal jurisdiction over him in the proceedings in
22 question, Justice Connolly had subject matter jurisdiction over his matrimonial action,
3
1 see Higgins v. Higgins, 551 N.Y.S.2d 373, 374 (3d Dep’t 1990), and therefore did not act
2 in the absence of all jurisdiction, see Maestri, 860 F.2d at 52; Green v. Maraio, 722 F.2d
3 1013, 1017 (2d Cir. 1983) (“[I]t is apparent that a judge who possesses subject matter
4 jurisdiction is not within the ‘clear absence of all jurisdiction’ posture which would
5 deprive [the judge] of the use of the defense of judicial immunity.”) (quoting Stump, 435
6 U.S. at 357).
7 To the extent Basile alleges that Justice Connolly lacked jurisdiction because the
8 matter before her was not active at the time she presided over the allegedly improper
9 proceedings, his statements are conclusory and insufficient to establish that she acted in
10 the absence of all jurisdiction.
11 B. Doe Defendants
12 As the District Court noted, the complaint names three John and Jane Doe
13 defendants, but the body of the complaint indicates that Basile intended to assert claims
14 against Sherry Wiggs, John Guttridge, and Anne Mueller. Basile does not suggest
15 otherwise on appeal. The District Court properly dismissed the complaint as to these
16 defendants because there are no facts in the complaint suggesting that they worked for a
17 governmental body, acted under color of state law, or conspired or acted in concert with
18 Justice Connolly to violate Basile’s constitutional rights. See Ciambriello v. Cnty. of
19 Nassau, 292 F.3d 307, 323-24 (2d Cir. 2002).
20 II. State Law Claims
21 We also affirm the District Court’s dismissal of Basile’s state law claims, because
22 we see no abuse of discretion in the District Court’s refusal to exercise supplemental
4
1 jurisdiction over these claims. See Kolari v. N.Y.-Presbyterian Hosp., 455 F.3d 118, 122
2 (2d Cir. 2006).
3 We have considered Basile’s remaining arguments and conclude that they are
4 without merit. For the foregoing reasons, the judgment of the District Court is
5 AFFIRMED.
6 FOR THE COURT:
7 Catherine O’Hagan Wolfe, Clerk
8
5