P. v. Ortiz CA4/2

Filed 3/11/13 P. v. Ortiz CA4/2

NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION TWO

THE PEOPLE,

Plaintiff and Respondent, E055511

v. (Super.Ct.No. FVI1002165)

SANTIAGO GABRIEL ORTIZ, OPINION

Defendant and Appellant.

APPEAL from the Superior Court of San Bernardino County. John M. Tomberlin,

Judge. Affirmed in part; reversed in part.

John L. Dodd, under appointment by the Court of Appeal, for Defendant and

Appellant.

Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney

General, Julie L. Garland, Assistant Attorney General, Melissa Mandel and Marissa

Bejarano, Deputy Attorneys General, for Plaintiff and Respondent.

A jury found defendant and appellant Santiago Gabriel Ortiz guilty of possession

of marijuana for sale (Health & Saf. Code, § 11359, count 1), carrying a loaded firearm
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by a gang member (Pen. Code, § 12031, subd. (a)(2)(C), count 2), street terrorism (Pen.

Code, § 186.22, subd. (a), count 3), and being a felon in possession of a firearm (former

Pen. Code, § 12021, subd. (a)(1), count 4).1 The jury found true the allegations that

counts 1, 2, and 4 were committed for the benefit of a criminal street gang, within the

meaning of Penal Code section 186.22, subdivision (b)(1)(A).2 Defendant stipulated to

the fact that he had been previously convicted of two felonies. He also admitted that he

had a prior strike conviction. (§§ 667, subds. (b)-(i), 1170.12, subds. (a)-(d).) The trial

court sentenced him to the upper term of three years on count 1, doubled pursuant to the

strike, plus four years on the section 186.22, subdivision (b)(1)(A) enhancement. For

count 2, the court imposed a consecutive one year four months. The court sentenced

defendant to six years each on counts 3 and 4, plus one year four months on the gang

enhancement on count 4, but stayed those terms under section 654. Thus, the total term

imposed was 11 years four months in state prison. The court gave defendant credit for

time served of 422 days (282 actual plus 140 conduct).

On appeal, defendant contends that the conviction on count 4 for being a felon in

possession of a firearm (§ 12021, subd. (a)(1)) must be reversed because his predicate

felony conviction had been reduced to a misdemeanor. We agree and reverse.

1
Former Penal Code section 12021 is now Penal Code section 29800. Section
29800, subdivision (a), continues former Penal Code section 12021, subdivision (a),
without substantive change. For the sake of clarity, we will continue to refer to former
section 12021, and we will refer to it simply as section 12021.

2 All further statutory references will be to the Penal Code, unless otherwise
noted.

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 PROCEDURAL BACKGROUND3

On February 7, 2011, the district attorney filed an information alleging possession

of marijuana for sale (Health & Saf. Code, § 11359, count 1), carrying a loaded firearm

by a gang member (Pen. Code, § 12031, subd. (a)(2)(C), count 2), street terrorism (Pen.

Code, § 186.22, subd. (a), count 3), and being a felon in possession of a firearm (Pen.

Code, § 12021, subd. (a)(1), count 4). The allegation in count 4 was predicated on a 2008

conviction in case No. FVI800345, for a violation of Penal Code section 186.22,

subdivision (a), participation in a criminal street gang.

At the close of the prosecution‟s case at trial, the parties stipulated that in 2008,

defendant pled guilty to two felonies (§§ 186.22, subd. (a), 594, subd. (b)(1)) in case

No. FVI800345. The record actually shows that defendant pled no contest to those two

charges and, in exchange, received 270 days in county jail and three years of probation.

The record also shows that on February 26, 2010, defendant moved to reduce those two

felony convictions to misdemeanors, pursuant to section 17, subdivision (b). The court

granted the motion, and it ordered defendant‟s probation terminated as successfully

completed. The court then ordered a plea of not guilty entered and dismissed the case

pursuant to section 1203.4. The court advised defendant that a strike conviction would

remain on his record.

The defense relied on the state of the evidence at the close of the prosecution‟s

case and rested. Defense counsel then made a section 1118.1 motion that there was

3 The facts of this case are not particularly relevant to the issue on appeal. Thus,
we will not include a statement of the facts.

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insufficient evidence to support count 4. Defense counsel moved to dismiss the charge

for being a felon in possession of a firearm, arguing that defendant was not a felon within

the meaning of section 12021 because his 2008 convictions had been reduced to

misdemeanors, prior to the arrest in the instant case. The court denied the motion and

stated the following: “Court believes that it‟s clear that the law requires the restoration of

civil rights and a pardon in order for him to have the right to possess a firearm once he

has been convicted of a felony, so reducing it to a misdemeanor does not have the effect

of . . . him not being a felon, a felon for the possessing a firearm.”

ANALYSIS

The Court Erred in Denying Defendant‟s Motion to Dismiss Count 4

Defendant argues that the court erred in denying his motion to dismiss count 4 for

being a felon in possession of a firearm (§ 12021, subd. (a)), since the prior felony

conviction that qualified him for that charge was reduced to a misdemeanor upon his

successful completion of probation. In other words, he contends that he was no longer a

felon for purposes of section 12021; thus, his conviction on count 4 must be reversed.

We agree that reduction of his earlier offense to a misdemeanor pursuant to section 17

precluded it from being used as the predicate offense to the charge that defendant was a

felon in possession of a firearm.

Section 12021, subdivision (a)(1) provides: “Any person who has been convicted

of a felony . . . and who owns, purchases, receives, or has in possession or under custody

or control any firearm is guilty of a felony.”

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 Section 17, subdivision (b), provides that “[w]hen a crime is punishable, in the

discretion of the court, either by imprisonment in the state prison or imprisonment in a

county jail under the provisions of subdivision (h) of Section 1170, . . . it is a

misdemeanor for all purposes under the following circumstances: [¶] . . . [¶] (3) When

the court grants probation to a defendant without imposition of sentence and at the time

of granting probation, or on application of the defendant or probation officer thereafter,

the court declares the offense to be a misdemeanor.” (Italics added.) In other words,

“[w]hen a defendant is convicted (whether by a guilty plea or a no contest plea, or at a

trial) of a wobbler offense, and is granted probation without the imposition of a sentence,

his or her offense is „deemed a felony‟ unless subsequently „reduced to a misdemeanor by

the sentencing court‟ pursuant to section 17, subdivision (b). [Citations.]” (People v.

Feyrer (2010) 48 Cal.4th 426, 438-439 (Feyrer), italics added.)

“A grant of probation is intended to afford the defendant an opportunity to

demonstrate over the prescribed probationary term that his or her conduct has reformed to

the degree that punishment for the offense may be mitigated or waived. Thus, under

favorable circumstances, when punishment has not been imposed, the offense (with

certain exceptions) may be reclassified or nullified. [Citations.] When a trial court grants

probation without imposing a sentence, sections 17 and 1203.4, read together, express the

legislative purpose „that an alternatively punishable offense remains a felony . . . until the

statutory rehabilitation procedure has been had, at which time the defendant is restored‟

to his or her former legal status in society, subject to use of the felony for limited

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purposes in any subsequent criminal proceeding. [Citation.]” (Feyrer, supra, 48 Cal.4th

at pp. 439-440, italics added.)

The exact issue in the instant case was decided in People v. Gilbreth (2007) 156

Cal.App.4th 53 (Gilbreth). In that case, the defendant appealed his conviction for

possession of a firearm by a felon, arguing that his predicate felony conviction had been

reduced to a misdemeanor upon his successful completion of probation. (Id. at p. 57.)

The defendant‟s conviction for possession of a firearm by a felon was predicated on a

1999 conviction for evading an officer. (Veh. Code, § 2800.2, subd. (a).) The

defendant‟s sentence of 30 days in county jail for that offense was stayed, and he was

placed on three years‟ probation. Then, in June 2001, on the motion of the district

attorney, the defendant‟s conviction for evading an officer was reduced to a misdemeanor

under section 17 because he successfully completed probation. (Gilbreth, at p. 57.)

The First District reversed the defendant‟s conviction for being a felon in

possession of a firearm. In doing so, it cited Gebremicael v. California Com. on Teacher

Credentialing (2004) 118 Cal.App.4th 1477, 1483 (Gebremicael), to say that “„once a

court has reduced a wobbler to a misdemeanor pursuant to . . . section 17, the crime is

thereafter regarded as a misdemeanor “for all purposes.” This unambiguous language

means what it says, and unless the Legislature states otherwise, a person such as

[defendant] stands convicted of a misdemeanor, not a felony, for all purposes upon the

court so declaring.‟ [Citation.]” (Gilbreth, supra, 156 Cal.App.4th at pp. 57-58, italics

added.) Thus, the Gilbreth court held that, “[a]t the time [the defendant] was charged in

this case, [he] had a prior misdemeanor conviction . . . and that conviction could not be

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considered a felony to serve as the basis for a charge that defendant had violated section

12021.” (Id. at p. 58, italics added.)

The same is true in the instant case. At the time defendant was charged in this

case, his two previous felony convictions had been reduced to misdemeanors, pursuant to

section 17, subdivision (b), upon successful completion of his probation. Thus, his prior

misdemeanor convictions could not be considered felonies to serve as the basis for a

charge that he was a felon in possession of a firearm. (§12021, subd. (a)(1).) (Gilbreth,

supra, 156 Cal.App.4th at p. 58; see also People v. Lewis (2008) 164 Cal.App.4th 533,

536.)

The Attorney General contends that defendant was a felon for purposes of section

12021, subdivision (a)(1), notwithstanding the reduction of his convictions to

misdemeanors. The Attorney General points to the language in section 12021, which

states that “[a]ny person who has been convicted of a felony . . . and who owns,

purchases, receives, or has in possession or under custody or control any firearm is guilty

of a felony.” (Italics added.) The Attorney General asserts “under the plain language of

the statute [defendant] „has been convicted of a felony,‟” and therefore, his conviction for

violating section 12021, subdivision (a)(1), should be affirmed. The Attorney General

similarly argues that we should find that Gilbreth was wrongly decided because the court

there neglected to apply the plain language of section 12021, subdivision (a)(1).

The problem with the Attorney General‟s argument is that it virtually ignores the

plain language of section 17, subdivision (b), which states that a wobbler offense is “a

misdemeanor for all purposes . . . [¶] . . . [¶] [w]hen the court grants probation to a

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defendant without imposition of sentence and . . . on application of the defendant . . .

thereafter, the court declares the offense to be a misdemeanor.” (See Gebremicael,

supra, 118 Cal.App.4th at p. 1483 [“[O]nce a court has reduced a wobbler to a

misdemeanor pursuant to Penal Code section 17, the crime is thereafter regarded as a

misdemeanor „for all purposes.‟ This unambiguous language means what it says . . . .”].)

The Attorney General asserts that “despite the language set forth in Penal Code

section 17, at least one court has observed that a felony mitigated to a misdemeanor per

Penal Code section 17, subdivision (b)(3), may still be treated as a felony.” Curiously,

the Attorney General then cites to Gebremicael for examples of when a felony reduced to

a misdemeanor is still treated as a felony. However, Gebremicael does not aid its

position. We initially note that Gebremicael is one of the authorities upon which

Gilbreth was decided. (See Gilbreth, supra, 156 Cal.App.4th at pp. 57-58.)

Furthermore, the court in Gebremicael explained that the Legislature can exempt specific

crimes from the effect of section 17, subdivision (b). The court stated that “when the

Legislature wants to continue treating a felony reduced to a misdemeanor under Penal

Code section 17 as a felony, it expressly says so, and the court will treat the person as

such only upon those occasions.” (Gebremicael, supra, 118 Cal.App.4th at p. 1486.)

The Gebremicael court gave two examples. First, Business and Professions Code section

6102, subdivision (b), provides that a felony later reduced to a misdemeanor under Penal

Code section 17, subdivision (b)(3), is still treated as a felony for purposes of the

immediate suspension of an attorney from practicing law, if the attorney is convicted of a

felony. (Gebremicael, at p. 1486.) Second, “for purposes of the „Three Strikes‟ law, the

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Legislature has declared a prior felony conviction proven by the prosecution as a prior

strike retains its status as a felony even if it had been reduced after initial sentencing to a

misdemeanor under Penal Code section 17. (Pen. Code, §§ 667, subd. (d)(1), 1170.12,

subd. (b)(1).)”4 (Gebremicael, at p. 1486.) Here, unlike the examples in Gebremicael,

the Legislature did not include any such exception to section 17 with regard to section

12021.

Finally, the Attorney General argues that defendant should still be considered a

felon as a matter of public policy, since the policy behind section 12021 was to minimize

the danger to public safety arising from the free access to firearms, especially by those

who have previously been convicted of a felony. The Attorney General asserts that there

was “a heightened danger to the public” here, as defendant was with other gang members

who had two loaded firearms and over 80 grams of marijuana. The Attorney General

posits that, if the situation would have arisen, defendant would have used a firearm to

protect himself or the drugs. Despite the public policy behind section 12021, defendant

demonstrated over his previous term of probation that his conduct had reformed to the

degree that punishment for his prior offenses could be waived or mitigated. (Feyrer,

supra, 48 Cal.4th at p. 439.) Thus, the felony conviction that was alleged as the predicate

conviction for the charge in count 4 was properly reclassified under section 17 as a

misdemeanor. (Ibid.)

4
We note that, in the instant case, the court advised defendant that a strike
conviction would remain on his record, after it reduced his felony conviction for a
violation of section 186.22, subdivision (a), to a misdemeanor.

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 The People have given us no reason to depart from Gilbreth and other established

case law. We conclude that, because defendant was not a felon for purposes of section

12021, subdivision (a), the conviction on count 4 must be reversed.

DISPOSITION

The conviction on count 4 for being a felon in possession of a firearm (§ 12021,

subd. (a)) is reversed. In all other respects, we affirm the judgment.

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

HOLLENHORST
Acting P. J.

We concur:

RICHLI
J.

KING
J.

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