Filed 3/14/13 P. v. Castleman CA1/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE,
Plaintiff and Respondent,
A131730
v.
RICHARD D. CASTLEMAN, (Humboldt County
Super. Ct. No. CR1003911)
Defendant and Appellant.
Defendant was convicted of sale or transportation of heroin, possession of
methamphetamine, and providing false information to a police officer after he was found
to be storing a significant quantity of narcotics in his pants and jacket. As a result of
three prior convictions for robbery, defendant was sentenced under the “Three Strikes”
law (Pen. Code, § 667, subds. (b)–(i)) to a term of 25 years to life imprisonment.
Defendant contends the trial court erred in denying his requests to represent himself at
trial and to appoint substitute counsel and in granting his request for a mistrial. He also
contends his sentence constituted cruel and unusual punishment and asserts the court
should have stricken his prior robbery convictions. We affirm.
I. BACKGROUND
Defendant was charged in an amended information, filed December 15, 2010, with
possession for sale of heroin (Health & Saf. Code, § 11351), sale or transportation of
heroin (Health & Saf. Code, § 11352, subd. (a)), possession of methamphetamine (Health
& Saf. Code, § 11377, subd. (a)), and providing false information to a police officer (Pen.
Code, § 148.9, subd. (a)). Each of the drug-related counts also alleged three prior serious
felony convictions (Pen. Code, § 667, subds. (b)–(i)) and five prior prison terms (Pen.
Code, § 667.5, subd. (b)). All three prior serious felony convictions were for robbery
(Pen. Code, § 211; Pen. Code, former § 213.5; see People v. Colbert (1988)
198 Cal.App.3d 924, 926 & fn. 1), one dating from 1986 and the two others from 1992.
The drugs were found on defendant’s person during searches conducted after he
was detained on suspicion of a probation violation and placed in the back seat of a police
car. Defendant’s defense was based on the testimony of his girlfriend, who claimed she
had placed the drugs on him when she was permitted by police to embrace him in the
police car.
When the parties first appeared for trial on December 13, 2010, defense counsel
made an oral motion for a continuance, asking for additional time to locate a witness who
might have observed the girlfriend’s planting of evidence. The court denied the motion
for lack of diligence in pursuing the witness.
Soon after, defendant moved for leave to discharge his appointed attorney and
represent himself at trial. Defendant noted he had already made three unsuccessful
motions to replace his appointed counsel (People v. Marsden (1970) 2 Cal.3d 118
(Marsden)) and told the court he believed he had a better chance of success if able to
conduct the defense in his own way.1 The prosecution opposed the motion as untimely,
having been made on the day set for trial, and defendant conceded he was not prepared to
proceed to trial if his request was granted. Expressing the belief defendant’s motion was
made as a response to the denial of his most recent Marsden motion, the court told
defendant it was “not inclined” to grant a continuance. The court asked defendant for his
preference, assuming a continuance was unavailable. Under those circumstances,
defendant responded, he would prefer to continue with new counsel and requested
another Marsden hearing.
1
The most recent Marsden motion had been denied after a hearing four days
earlier.
2
The court conducted the fourth Marsden hearing the same day. Explaining his
dissatisfaction with appointed counsel, defendant told the court he wanted to call as
witnesses three persons who had been present at the time of his arrest. Defendant insisted
all three witnesses were “personal snitches” of the arresting police officer and all three
were represented by the office of conflict counsel, the same office that employed his
attorney. Defendant believed those representations and the representation of his
girlfriend created a conflict of interest for counsel. Defendant also believed the warrant
on which he had been detained should be challenged because it was based on false
information.
Defense counsel told the court he was employed as a public defender in the office
of conflict counsel and had been practicing as a criminal defense attorney in Humboldt
County for six years. Addressing the three potential witnesses, counsel explained one of
them was the owner of the vehicle in which defendant was sitting at the time of his
detention. Once the vehicle was determined not to have been stolen, that person had been
cleared by police of any further involvement in the case. The other two were men who
had been present at the scene of the arrest when police first arrived but left prior to
defendant’s detention. Counsel believed, based on the police report, none of the three
could give relevant testimony and noted defendant had never before mentioned to him the
two witnesses who left the scene prior to the detention. Further, counsel had no
information to suggest the witnesses were informants for the police. Counsel
acknowledged representing the driver, but said he was unaware of any representation by
his office of the other two persons. He believed there was no conflict with respect to
defendant’s girlfriend because her case had been closed. Regarding a challenge to the
warrant, counsel said it would not invalidate the detention even if successful, since
defendant was known to the arresting officer as a parolee who could be searched without
probable cause.
The court denied the motion, telling defendant, “[J]ust because an attorney doesn’t
do what you say doesn’t mean that they aren’t prepared to represent you fully and
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completely in regard to the case. . . . [¶] . . . [¶] . . . [Defense counsel] is prepared, looking
out for your best interests, despite your concerns otherwise.”
On the day designated for commencement of jury selection, an unfamiliar attorney
appeared with defense counsel, telling the court, “I’ve been asked by [defendant] to
substitute in today.” When the court learned the attorney was not prepared to proceed,
having not reviewed any trial materials, it pressed her for a commitment to see the case
through, saying, “I’m not saying I’m going to grant a continuance based on that, but I
need your personal representations on the record that you are—have been retained for
trial and that you would not be asking to be relieved as counsel because of lack of
compensation as it relates to going to trial.” When the attorney conceded she had not yet
been paid, the court responded, “I guess what I would tell you is that if the Court allows
you in as counsel today and continues the matter, the Court is stating now that you will
most likely not be able to ask the Court to be relieved if you are not fully compensated
for that.” After discussing the matter privately with defendant, the new attorney declined
the representation.
Defendant then asked the court about its decision not to grant him a continuance to
prepare to represent himself, implicitly contrasting his situation with that of the new
attorney. The court responded, “I don’t think your request to be self-represented was
made based on the statutory requirements that are there and that it was simply a result of
your dissatisfaction with counsel.” The court explained it was willing to give more time
to new counsel because she might have been able to provide defendant with effective
representation.
When, a short time later, defendant renewed his request for leave to represent
himself and a continuance to prepare, the court clarified its ruling. It noted defendant
was entitled to represent himself as a matter of constitutional right, but only if “the
request [is made] within a reasonable time before trial. [¶] . . . [T]he defendant’s technical
legal knowledge is irrelevant to the Court’s assessment of the defendant’s knowingly
exercising a right to self-representation.” The court said its denial was based on
defendant’s failure to make a timely request.
4
On the morning following jury selection, December 22, defense counsel informed
the court he had just been provided with seven hours of recordings of jailhouse visits
between defendant and his girlfriend, who was to be the primary defense witness. While
not contending the late disclosure constituted misconduct by the prosecution, defense
counsel told the court he would require a continuance to review the materials or, in the
alternative, exclusion of the tapes or a mistrial. Counsel estimated he would need 10
court days to review the materials fully and discuss them with defendant. The prosecutor
told the court he had a “prepaid vacation” scheduled for the second week of January.
In ruling on the request, the court recognized it might not be possible to resume
trial at the end of the continuance, depending on the content of the tapes. Defense
counsel confirmed he could not “assure” the court that trial could resume after a 10-day
break. The court granted a continuance until December 28, intending on that day to
entertain a further request for time, if necessary.
Upon hearing the court’s ruling, defense counsel, concerned he would not be
prepared to resume trial that quickly, requested a mistrial and offered defendant’s waiver
of double jeopardy rights. The court confirmed the waiver with defendant. Noting the
late disclosure could be unduly prejudicial to defendant, the court granted the motion. A
new trial was scheduled for slightly over a month later, on January 24, 2011.
Jury selection ultimately began on February 14. Defendant was convicted on three
of the counts, transportation, simple possession, and providing false information. A
mistrial was declared as to the charge of possession for sale after the jury was unable to
agree on a verdict. At a later court trial, the enhancement allegations were found true.
At sentencing, the trial court granted defendant’s motion to strike the prior prison
term allegations as to all counts, but it declined to strike the prior serious felony
conviction allegations as to the transportation count. Accordingly, defendant was
sentenced on that count to a term of 25 years to life. In explaining its decision not to
strike the prior strike convictions, the court noted that although the convictions occurred
“a long time ago” in 1986 and 1992, defendant had three convictions in those two years,
with another felony conviction between them. In addition, he had other convictions since
5
1992, including several felony and misdemeanor convictions in 1998. As a result, the
court concluded, “[T]here has been very little time that [defendant] has not been
committing offenses, except for the time that he’s in prison, although he does have the
escape conviction even related to that.” His performance on parole had been consistently
poor. The present offense involved “a large amount” of heroin that was individually
packaged, and defendant exhibited no acceptance of responsibility for his criminal
conduct. Given his life circumstances, the court concluded, his “prospects are poor for a
stable, law-abiding life.”
II. DISCUSSION
A. Defendant’s Faretta Motion
Defendant first contends the trial court abused its discretion in denying his motion
for self-representation, generally referred to as a Faretta motion. (Faretta v. California
(1975) 422 U.S. 806 (Faretta).)
“A trial court must grant a defendant’s request for self-representation if the
defendant unequivocally asserts that right within a reasonable time prior to the
commencement of trial, and makes his request voluntarily, knowingly, and intelligently.
[Citations.] As the high court has stated, however, ‘Faretta itself and later cases have
made clear that the right of self-representation is not absolute.’ [Citations.] Thus, a
Faretta motion may be denied if the defendant is not competent to represent himself
[citation], is disruptive in the courtroom or engages in misconduct outside the courtroom
that ‘seriously threatens the core integrity of the trial.’ [Citations.] [¶] Likewise, we have
long held that a self-representation motion may be denied if untimely. [Citation.] . . .
‘[O]nce a defendant has chosen to proceed to trial represented by counsel,’ a defendant’s
motion for self-representation is ‘addressed to the sound discretion of the court.’ ”
(People v. Lynch (2010) 50 Cal.4th 693, 721–722, fn. omitted, disapproved on other
grounds in People v. McKinnon (2011) 52 Cal.4th 610, 637–638, 643.)
This case is controlled by People v. Horton (1995) 11 Cal.4th 1068 (Horton), the
circumstances of which are indistinguishable from those presented here. In Horton, the
defendant made a Faretta motion on the day of trial, immediately after his Marsden
6
motion was denied. The trial court concluded defendant was attempting to obstruct the
prosecution and delay trial, and it denied the motion as untimely. (Horton, at p. 1110.)
The Supreme Court affirmed, holding, “In order to invoke the constitutionally mandated
unconditional right of self-representation, a defendant must assert that right within a
reasonable time prior to trial. The latter requirement serves to prevent a defendant from
misusing the motion to delay unjustifiably the trial or to obstruct the orderly
administration of justice. [Citation.] If the motion is untimely—i.e., not asserted within
a reasonable time prior to trial—the defendant has the burden of justifying the delay.
[Citation.] ‘[A] defendant should not be permitted to wait until the day preceding trial
before he moves to represent himself and requests a continuance in order to prepare for
trial without some showing of reasonable cause for the lateness of the request. In such a
case the motion for self-representation is addressed to the sound discretion of the trial
court . . . .’ [Citation.] [¶] The record amply supports the trial court’s action in denying
defendant’s untimely request after finding a lack of any justification for the delay.” (Id.
at pp. 1110–1111.)
Defendant similarly failed to justify his delay in making the Faretta motion. No
explanation for the delay was offered, and the circumstances tended to confirm the trial
court’s intuition that defendant made the motion to unburden himself of appointed
counsel rather than from a sincere desire to serve as his own attorney. While, as
defendant points out, there was no finding he intended to disrupt or delay the
proceedings, as in Horton, the Supreme Court did not rely on the finding of dilatory
intent to affirm that case. Granting the request would have the effect of delay, and, in the
absence of any justification, this was sufficient under Horton. Accordingly, the trial
court properly exercised its discretion to deny the Faretta motion as untimely.
Defendant first contends his motion would have been considered timely under the
interpretation of Faretta applied in certain federal appellate courts. In the event of any
discrepancy in the application of the United States Supreme Court’s precedents regarding
self-representation, however, we are bound to follow our own high court’s rulings. As
7
discussed above, the trial court’s ruling was a proper exercise of discretion under those
rulings.
Citing the trial court’s purported willingness to grant additional time to permit
defendant to retain a new lawyer, he next contends allowing him time to prepare his own
representation would not have unduly disrupted the proceedings. Contrary to defendant’s
contention, the trial court did not offer to grant a continuance to accommodate new
counsel. The court merely asked whether the attorney would commit firmly to
representation assuming a continuance would be granted. Yet even if the court had been
willing to tolerate a trial delay to accommodate defendant’s choice of counsel, that
willingness would not retrospectively justify defendant’s own delay in asserting his
Faretta rights. Further, granting defendant’s motion not only would have required
delaying the scheduled trial for a longer period than would be necessary for experienced
counsel, but also would have risked causing additional delay if defendant found himself
unequal to the task and requested reappointment of counsel. The longer continuance and
the potential for disruption in the event defendant requested reappointment of counsel
justified different treatment of defendant’s request to represent himself and any request
for time by newly retained counsel.
Defendant also argues the trial court based its ruling on improper considerations,
such as defendant’s lack of legal experience. On the contrary, while the trial court
initially expressed concern about defendant’s lack of training, it ultimately denied the
motion on grounds of untimeliness, recognizing “[t]he defendant’s technical legal
knowledge is irrelevant to the Court’s assessment of the defendant’s knowingly
exercising a right to self-representation.” The court also cited its suspicion defendant’s
motion was made in response to the denial of his Marsden motion rather than a genuine
desire to serve as his own attorney. This, too, would have been a proper reason to deny
the motion because the request for self-representation was “not unequivocal.” (People v.
Scott (2001) 91 Cal.App.4th 1197, 1205–1206.) Even if the trial court’s reasoning had
been flawed, however, “ ‘ “we review the ruling, not the court’s reasoning and, if the
8
ruling was correct on any ground, we affirm.” ’ ” (People v. Rogers (2009) 46 Cal.4th
1136, 1162, fn. 14.)
Finally, defendant argues the court abused its discretion in “conditioning
[defendant’s] right to represent himself on the court’s granting of a continuance.” The
argument badly misstates the record. In fact, the court initially informed defendant it
would not be inclined to grant a continuance if he insisted on assuming his own defense.
Upon hearing he would not be granted more time, defendant withdrew his request. Later,
when defendant reasserted his desire to represent himself, the court denied the request as
untimely. At no point did the court condition the grant of defendant’s Faretta motion on
a continuance.2
B. Defendant’s Marsden Motion
Defendant next contends the trial court abused its discretion in denying his fourth
Marsden motion, discussed above.
“ ‘When a defendant seeks substitution of appointed counsel pursuant to
[Marsden], “the trial court must permit the defendant to explain the basis of his
contention and to relate specific instances of inadequate performance. A defendant is
entitled to relief if the record clearly shows that the appointed counsel is not providing
adequate representation or that defendant and counsel have become embroiled in such an
irreconcilable conflict that ineffective representation is likely to result.” ’ [Citation.] ‘A
trial court should grant a defendant’s Marsden motion only when the defendant has made
“a substantial showing that failure to order substitution is likely to result in
constitutionally inadequate representation.” ’ [Citation.] [¶] ‘We review the denial of a
Marsden motion for abuse of discretion.’ [Citation.] ‘Denial is not an abuse of
discretion “unless the defendant has shown that a failure to replace counsel would
2
The case cited by defendant as authority for his argument, People v. Sherrod
(1997) 59 Cal.App.4th 1168, merely holds that, if a Faretta motion is granted on the day
set for trial, the defendant must be given a fair opportunity to prepare for trial. (Sherrod,
at p. 1174.) It does not hold that an untimely motion must be granted when a continuance
would be necessary to permit such preparation.
9
substantially impair the defendant’s right to assistance of counsel.” ’ ” (People v.
Streeter (2012) 54 Cal.4th 205, 230.)
The presentations at the Marsden hearing provided no indication either that
defense counsel’s representation was inadequate or that defendant and counsel had an
irreconcilable conflict. Defendant’s primary concern at the hearing was his attorney did
not intend to call as witnesses certain persons defendant believed to have relevant and
exculpatory information. It has long been held that a difference over trial tactics does not
constitute an irreconcilable conflict. (People v. Myles (2012) 53 Cal.4th 1181, 1207.)
While defendant argues the record demonstrates “such an extensive disagreement over
procedural and substantive tactics as signaled a virtual standstill in any ‘assistance of
counsel,’ ” the contrary is true. The record demonstrates counsel was well aware of
defendant’s views, had taken them seriously enough to investigate them thoroughly, and
had concluded they were unsupported. This is the very opposite of a broken relationship.
Defendant also contends the hearing demonstrated defendant’s “trust and
relationship with appointed counsel had irremediably broken down.” Lack of trust by a
defendant in his attorney does not alone justify a substitution of appointed counsel. “ ‘If
a defendant’s claimed lack of trust in, or inability to get along with, an appointed attorney
were sufficient to compel appointment of substitute counsel, defendants effectively
would have a veto power over any appointment, and by a process of elimination could
obtain appointment of their preferred attorneys, which is certainly not the law.’ ” (People
v. Myles, supra, 53 Cal.4th at p. 1207.)
In any event, defendant has not demonstrated the failure to appoint substitute
counsel “substantially impair[ed]” his Sixth Amendment right to counsel. (People v.
Streeter, supra, 54 Cal.4th at p. 230.) Defendant cites no impairment at all of counsel’s
performance at trial as a result of the purported conflict. He argues only that he might
have accepted a favorable plea offer if he had been given replacement counsel, but there
is nothing in the record to support such speculation.
10
C. The Mistrial
Defendant argues the trial court erred in “declaring a mistrial in order to effectuate
a longer continuance than it was willing to grant.” Although couched as a challenge to
the trial court’s grant of his motion for a mistrial, defendant’s argument is, at best, a
challenge to the trial court’s refusal to grant his attorney’s request for a 10-court-day
continuance.
“ ‘ “ ‘The granting or denial of a motion for continuance in the midst of a trial
traditionally rests within the sound discretion of the trial judge who must consider not
only the benefit which the moving party anticipates but also the likelihood that such
benefit will result, the burden on other witnesses, jurors and the court and, above all,
whether substantial justice will be accomplished or defeated by a granting of the
motion.’ ” [Citation.] In the absence of a showing of an abuse of discretion and
prejudice to the defendant, a denial of a motion for a continuance does not require
reversal of a conviction. [Citation.]’ [Citations.] Defendant bears the burden of
establishing that denial of a continuance request was an abuse of discretion.” (People v.
Panah (2005) 35 Cal.4th 395, 423.)
We find no abuse of discretion in the court’s decision to grant a tentative
continuance of six calendar days, rather than the full 10-court-day continuance requested
by defense counsel. Importantly, the court did not suggest the six-day continuance was
final; its plan was to hold a further conference at the expiration of the continuance to
determine the appropriate steps once defense counsel had reviewed the tapes. The court
expressly mentioned the possibility of entertaining a request for a further continuance at
that time.
There is nothing unreasonable about this ruling. Defense counsel was faced with
reviewing seven hours of audio tape. That was, literally, a day’s work. If the results of
the review dictated a substantial change in trial strategy for the defense, requiring further
time, counsel was given the option of requesting further time when the parties
reconvened. The trial court’s continuance of six calendar days was not dramatically
different from counsel’s request for 10 court days, and any hardship was mitigated by the
11
court’s expressed willingness to consider a further continuance if justified. There is no
reason to believe, as defendant contends, the trial court imposed the shorter continuance
for the purpose of forcing defense counsel to request a mistrial.3
As noted above, defendant contends the trial court erred in granting the motion for
a mistrial, but we conclude he waived the right to challenge this ruling by expressly
consenting to the court’s grant of the motion. The general rule is that a defendant waives
any double jeopardy claim by consenting to a motion for mistrial. (E.g., People v. Batts
(2003) 30 Cal.4th 660, 679–680.) By the same reasoning, the consent waives any claim
for other relief resulting from the grant of the motion.
In addition, defendant cites no prejudice from the grant of a mistrial. At less than
two months, the delay in his trial was brief, and he does not contend there was any
adverse impact on his trial as a result. While defendant claims a denial of his “ ‘valued
right to have his trial completed by a particular tribunal’ ” (Renico v. Lett (2010)
559 U.S. 766, ___ [130 S.Ct. 1855, 1867]), this particular tribunal had not even heard
opening arguments, let alone evidence. The present situation is simply not comparable to
the typical double jeopardy case, in which a mistrial is declared in the midst, or after the
completion, of testimony. In any event, the right he cites is protected by the prohibition
against double jeopardy. (Ibid.) Because defendant makes no claim of a violation of his
right against double jeopardy, this right could not have been wrongfully denied.4
3
In the case on which defendant primarily relies, People v. Gatlin (1989)
209 Cal.App.3d 31, the court adopted a virtually identical approach to the late disclosure
of discovery materials, allowing counsel to review the materials over a weekend. The
trial court thereafter denied a continuance and motion for mistrial, rulings that were
affirmed on appeal. (Id. at pp. 38–41.) It therefore provides no support for his
argument.
4
Because there was no prejudice, defendant cannot prevail on a claim of
ineffective assistance of counsel based on the motion for a mistrial. (People v.
Hernandez (2012) 53 Cal.4th 1095, 1104–1105.)
12
D. Refusal to Strike Defendant’s Prior Convictions
Defendant contends the trial court abused its discretion in denying his Romero
motion to strike his prior serious felony convictions. (People v. Superior Court (Romero)
(1996) 13 Cal.4th 497 (Romero).)
The narrow range of our task in reviewing the denial of a Romero motion was
defined in People v. Carmony (2004) 33 Cal.4th 367: “ ‘[T]he Three Strikes initiative, as
well as the legislative act embodying its terms, was intended to restrict courts’ discretion
in sentencing repeat offenders.’ [Citation.] To achieve this end, ‘the Three Strikes law
does not offer a discretionary sentencing choice, as do other sentencing laws, but
establishes a sentencing requirement to be applied in every case where the defendant has
at least one qualifying strike, unless the sentencing court “conclud[es] that an exception
to the scheme should be made because, for articulable reasons which can withstand
scrutiny for abuse, this defendant should be treated as though he actually fell outside the
Three Strikes scheme.” ’ [Citation.]
“Consistent with the language of and the legislative intent behind the three strikes
law, we have established stringent standards that sentencing courts must follow in order
to find such an exception. ‘[I]n ruling whether to strike or vacate a prior serious and/or
violent felony conviction allegation or finding under the Three Strikes law, on its own
motion, “in furtherance of justice” pursuant to Penal Code section 1385(a), or in
reviewing such a ruling, the court in question must consider whether, in light of the
nature and circumstances of his present felonies and prior serious and/or violent felony
convictions, and the particulars of his background, character, and prospects, the
defendant may be deemed outside the scheme’s spirit, in whole or in part, and hence
should be treated as though he had not previously been convicted of one or more serious
and/or violent felonies.’ [Citation.]
“Thus, the three strikes law not only establishes a sentencing norm, it carefully
circumscribes the trial court’s power to depart from this norm and requires the court to
explicitly justify its decision to do so. In doing so, the law creates a strong presumption
that any sentence that conforms to these sentencing norms is both rational and proper.
13
“In light of this presumption, a trial court will only abuse its discretion in failing to
strike a prior felony conviction allegation in limited circumstances. For example, an
abuse of discretion occurs where the trial court was not ‘aware of its discretion’ to
dismiss [citation], or where the court considered impermissible factors in declining to
dismiss [citation]. Moreover, ‘the sentencing norms [established by the Three Strikes law
may, as a matter of law,] produce[] an “arbitrary, capricious or patently absurd” result’
under the specific facts of a particular case. [Citation.]
“But ‘[i]t is not enough to show that reasonable people might disagree about
whether to strike one or more’ prior conviction allegations. [Citation.] Where the record
is silent [citation], or ‘[w]here the record demonstrates that the trial court balanced the
relevant facts and reached an impartial decision in conformity with the spirit of the law,
we shall affirm the trial court’s ruling, even if we might have ruled differently in the first
instance’ [citation]. Because the circumstances must be ‘extraordinary . . . by which a
career criminal can be deemed to fall outside the spirit of the very scheme within which
he squarely falls once he commits a strike as part of a long and continuous criminal
record, the continuation of which the law was meant to attack’ [citation], the
circumstances where no reasonable people could disagree that the criminal falls outside
the spirit of the three strikes scheme must be even more extraordinary. Of course, in such
an extraordinary case—where the relevant factors described in [People v. Williams
(1998) 17 Cal.4th 148 (Williams)], manifestly support the striking of a prior conviction
and no reasonable minds could differ—the failure to strike would constitute an abuse of
discretion.” (People v. Carmony, supra, 33 Cal.4th at pp. 377–378.)
This is not an extraordinary case. The trial court was clearly aware of the scope of
its discretion and the factors guiding that discretion. The court found, in essence, that
defendant’s prior serious felony convictions, his other convictions, and “the particulars of
his background, character, and prospects” (Williams, supra, 17 Cal.4th at p. 161), suggest
he is the type of repeat offender intended to be covered by the Three Strikes law.
Defendant argues his convictions should have been stricken because they occurred many
years ago, but the nature and timing of the prior strikes is only one factor to be considered
14
under Romero. As the trial court noted, defendant not only suffered the strike convictions
but has spent substantial time in prison in the interim years as a result of other offenses,
consistently failing to succeed on parole. There is no basis for reversing the court’s
decision not to strike the prior serious felony convictions.
E. Cruel and Unusual Punishment
Defendant contends his 25-year-to-life sentence violates the Eighth Amendment
proscription against cruel and unusual punishment. Defendant waived this challenge
when he failed to raise it in the trial court. (People v. Norman (2003) 109 Cal.App.4th
221, 229.) Even if there were no waiver, however, we would find no merit in the claim.
“The Eighth Amendment prohibits imposition of a sentence that is ‘grossly
disproportionate’ to the severity of the crime. [Citations.] In a noncapital case, however,
successful proportionality challenges are ‘ “exceedingly rare.” ’ [Citation.] In the rare
case where gross disproportionality can be inferred from (1) the gravity of the offense
and harshness of the penalty, the court will consider (2) sentences imposed for other
offenses in the same jurisdiction and (3) sentences imposed for commission of the same
crimes in other jurisdictions. [Citation.] ‘[I]t is only in the rare case where a comparison
of the crime committed and the sentence imposed leads to an inference of gross
disproportionality that the second and third criteria come into play.’ ” (People v. Haller
(2009) 174 Cal.App.4th 1080, 1087–1088.)
Eighth Amendment challenges to Three Strikes sentences have been upheld in
nearly all cases. In the leading case of Ewing v. California (2003) 538 U.S. 11, 20–21,
for example, the Supreme Court upheld against constitutional challenge an indeterminate
life sentence for a theft of golf clubs, supported by prior serious felony convictions for
robbery and burglary. Our own Supreme Court’s most recent consideration of the issue,
In re Coley (2012) 55 Cal.4th 524, concerned a triggering conviction for the failure to
register as sex offender. Holding that “in determining the gravity of petitioner’s conduct
in evaluating an Eighth Amendment challenge to a sentence imposed under a recidivist
sentencing statute, we must consider not only petitioner’s triggering offense but also the
nature and extent of petitioner’s criminal history,” the court affirmed an indeterminate
15
life sentence for a defendant who had refused to register and whose prior offenses were
“particularly heinous.” (Id. at p. 562.) The court suggested a life sentence for failure to
register under the Three Strikes law is unconstitutional only if the failure was “a
negligent oversight” in the course of a pattern of compliance. (Id. at p. 551.)
Measured against these precedents, there is no basis for defendant’s claim of cruel
and unusual punishment. His triggering offense, the transportation of commercial
quantities of heroin, was serious. It was in no sense a “negligent oversight.” (In re
Coley, supra, 55 Cal.4th at p. 551.) His past conduct involved three convictions for
robbery and a series of lesser crimes, such as drug possession, jail escape, and burglary,
which occurred periodically throughout his life. While the sentence imposed might be
disproportionate if the triggering offense were considered in isolation, in reviewing a
conviction under the Three Strikes law we view the conviction in the context of the
defendant’s past conduct. From that perspective, we find no gross disproportionality.
(See People v. Mantanez (2002) 98 Cal.App.4th 354, 366–367 [no Eighth Amendment
violation when Three Strikes sentence imposed for possession of heroin and receiving
stolen property when defendant had long history of burglary and narcotics offenses].)
F. Proposition 36
In a letter brief filed November 9, 2012, defendant requested his sentence be
vacated and the matter remanded to the trial court for resentencing pursuant to recently
approved Proposition 36, the Three Strikes Reform Act of 2012 (the Act). While not
necessarily disputing defendant’s entitlement to relief under the Act, the Attorney
General contends defendant is required to follow the procedure set out in the Act for
existing prison inmates. We agree and decline to vacate his sentence.
As explained in People v. Yearwood (2013) 213 Cal.App.4th 161 (Yearwood),
“[t]he Act changes the requirements for sentencing a third strike offender to an
indeterminate term of 25 years to life imprisonment. Under the original version of the
three strikes law a recidivist with two or more prior strikes who is convicted of any new
felony is subject to an indeterminate life sentence. The Act diluted the three strikes law
by reserving the life sentence for cases where the current crime is a serious or violent
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felony or the prosecution has pled and proved an enumerated disqualifying factor. In all
other cases, the recidivist will be sentenced as a second strike offender. [Citations.] The
Act also created a postconviction release proceeding whereby a prisoner who is serving
an indeterminate life sentence imposed pursuant to the three strikes law for a crime that is
not a serious or violent felony and who is not disqualified, may have his or her sentence
recalled and be sentenced as a second strike offender unless the court determines that
resentencing would pose an unreasonable risk of danger to public safety.” (Id. at
pp. 167–168.)
Like defendant here, the defendant in Yearwood was convicted and sentenced to
an indeterminate life sentence under the Three Strikes law prior to the approval of the
Act. On direct appeal from his conviction, he requested the court vacate his sentence and
remand for resentencing under the Act. (Yearwood, supra, 213 Cal.App.4th at p. 168.)
In declining and requiring the defendant to pursue a petition for recall of sentence in the
trial court under new section 1170.126, Yearwood explained the issue turns on whether
the Act “appl[ies] retroactively to prisoners who were sentenced prior to the Act’s
effective date but whose judgments were not final as of that date.” (Yearwood, at p. 168.)
Following an extensive analysis under In re Estrada (1965) 63 Cal.2d 740, Yearwood
concluded the Act was not intended to apply retroactively to such persons. (Yearwood, at
pp. 171–178.) As a result, these defendants must seek relief through a petition for recall,
the specified postconviction remedy. We find no basis for disagreeing with Yearwood’s
analysis or its result and, solely on this basis, decline to vacate defendant’s sentence
under the Act. We express no opinion on the proper disposition of any petition for recall
he might file in the trial court pursuant to section 1170.126.
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III. DISPOSITION
The judgment of the trial court is affirmed.
_________________________
Margulies, J.
We concur:
_________________________
Marchiano, P.J.
_________________________
Banke, J.
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