Filed 3/20/13 Solis v. Griego CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
DANIEL SOLIS,
F064554
Plaintiff and Appellant,
(Super. Ct. No. 95C2003)
v.
MARY (SOLIS) GRIEGO, OPINION
Defendant and Respondent.
DEPARTMENT OF CHILD SUPPORT
SERVICES OF KINGS COUNTY,
Intervenor and Respondent.
THE COURT*
APPEAL from an order of the Superior Court of Kings County. Jeremias F.
DeMelo, Jr., Commissioner.
Daniel Solis, in propria persona, for Plaintiff and Appellant.
No appearance for Defendant and Respondent.
Kamala D. Harris, Attorney General, Julie Weng-Gutierrez, Senior Assistant
Attorney General, Linda M. Gonzalez and Mary Dahlberg, Deputy Attorneys General,
for Intervenor and Respondent.
-ooOoo-
* Before Levy, Acting P.J., Gomes, J. and Franson, J.
Daniel Solis appeals, in propria persona, from an order that established his child
support arrears and ordered a monthly payment toward those arrears. He contends:
(1) the trial court erred in refusing to consider evidence regarding circumstances prior to
June 1996; (2) the trial court erred by ordering payment toward the arrears of $77 per
month; and (3) the Kings County Department of Child Support Services (Department) did
not have authority to send a notice to withhold income directly to the Social Security
Administration (SSA) without a court order. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Solis and respondent Mary Griego have two children, Daniel Jr., born August 22,
1977, and Victorio, born May 28, 1979. A dissolution judgment was filed on August 6,
1982, ordering Solis to pay child support to Griego. On May 16, 1996, an uncontested
hearing was held in Kings County Superior Court with respect to child support. On
June 17, 1996, the court issued an order which modified the child support order by
reducing the amount of monthly support paid, set Solis’s child support arrears at
$15,763.75 as of March 31, 1996, and ordered him to pay $150 per month towards the
arrears. Solis was notified of the amount of the arrears prior to the court hearing. The
order also states “a wage and earnings assignment shall issue.”
On September 15, 2011, Solis filed a request for a hearing regarding an earnings
assignment in propria persona, in which he requested the earnings assignment be
modified because child support had terminated when his sons turned 18 in August 1995
and May 1997, and the monthly arrearage payment stated in the earnings assignment
created an undue hardship. Solis asserted that his social security income of $1,198 per
month was less than his expenditures; that from June 2006 to August 2009, he tried to
obtain work but had difficulty maintaining a job due to his “debilitating medical
conditions” for which he was receiving medical treatment, and he was unable to do any
type of meaningful work; the recent income withholding asked that his garnishment from
his SSA benefit increase from $77 per month to $157 per month; and the increase would
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make his situation worse, as he was already living below the poverty level. He also
submitted an income and expense declaration, in which he stated he was 67 years old, he
was receiving social security retirement benefits of $1,198 per month, and his monthly
expenses were $1,335.16.
At the November 14, 2011 hearing, Solis requested a contested hearing on the
issue of whether his payments should be suspended totally because Griego and his sons
had received “SSI” benefits. The court ordered the repayment plan remain at $77 per
month, based on Solis’s age and expenses. The court set a contested hearing on the
amount Solis owed for January 17, 2012, and ordered Solis to submit a declaration by
December 31, 2011. The court explained to Solis that it would be reviewing the amount
of the arrearage owed and whether anything needed to be credited toward any arrearage
from October 1, 2011, but it would not go back 20 years if Solis had been paying the $77
and never complained, and would not consider evidence that had nothing to do with what
Solis owed.
On December 28, 2011, Solis filed a declaration with attachments.1 In his
declaration, Solis related events that occurred before the June 1996 order on arrears, and
attached documents relating to the dissolution judgment, child support orders and the
1996 calculation of arrears. Solis asserted that Griego was not entitled to any further
reimbursement from his benefits because she did not provide financially for the boys and
the unique circumstances of his case, including the withholding of large portions of his
child support payments by the Kings County district attorney from August 1982 to
December 1994, caused inaccuracies in the audit. He asked the court to exercise its
equitable powers and “expunge[]” all the money he purportedly owed.
1 On September 10, 2012, Solis filed a motion to augment the record to include a
legible copy of his December 28, 2011 declaration, as the copy in the clerk’s transcript is
illegible. By an October 1, 2012 order, we deferred ruling on the motion, which we now
grant.
3.
The Department filed a responsive declaration on January 17, 2012, stating that as
of December 31, 2011, Solis owed child support arrears of $33,963.60, and requesting he
be ordered to pay $100 per month toward the arrears. Attached to the declaration was an
audit report which listed by month the charges, amounts paid, principal and interest on
Solis’s child support obligation from April 1996, when the principal due was $15,528.90,
through January 2012. The declaration and report were served on Solis by mail on
January 13, 2012.
At the January 17 hearing, at which Solis appeared telephonically, the court stated
it had read Solis’s declaration, which addressed periods prior to the June 1996 order that
set the arrears at $15,763.75, and explained that those portions of the declaration were
“not available to heard” that day because the 1996 order was final and could not be
contested. The court further explained it did not see anything in the declaration that
addressed periods subsequent to the 1996 order that would cause the arrears calculation
to be incorrect, which states that the amount of principal owed was $15,303.40, on which
$27,000 in interest had accumulated, making the balance due $33,886.60. Solis
responded that he is not an attorney, he did not know what his appeals rights were in
1996 or how the arrears balance was calculated, and he was too disabled to assert his
rights at that time.
While Solis stated he had not received the Department’s responsive declaration,
the court confirmed with Solis that he had a copy of the Department’s accounting, which
the court explained to Solis was the only information contained in the Department’s
declaration, and discussed it with him. The court then addressed the amount being
withheld towards the arrears and asked Solis what he could afford to pay. Solis
responded that he could not afford to pay anything, which is why his income and expense
declaration showed his expenses to be higher than his income. The court found the
calculation the Department provided was supported by the June 1996 finding on what the
arrears amount was effective March 31, 1996; the printout from the Department showed
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support was reduced from $350 to $278, and beginning January 1, 1998, child support
ended; and the total amount due as of December 31, 2011 was $33,886.60, which
continued to bear interest at the rate of 10 percent per year. The court considered Solis’s
income, that interest on the arrears of $33,886.60 would be $282 per month and a
payment order covering the interest would place him below the poverty level. The court
ordered continuation of $77 per month by wage withholding, as his remaining income
would leave him above the poverty level, and set arrears of $33,886.60 as of
December 31, 2011.
DISCUSSION
The June 1996 Order
Solis contends there is no evidence to support the trial court’s determination that a
June 1996 order was issued that set arrears at $15,763.75. He asserts the only evidence
the Department submitted in opposition to his motion was the report attached to its
responsive declaration, which is incomplete because it begins in April 1996 instead of
May 1982, when the divorce proceeding began. He reasons that since the report is
flawed, it is not sufficient evidence to support the trial court’s determination of the
amount of arrears and its order to pay $77 toward the arrears.
At the hearing, the trial court referenced the June 1996 order of Commissioner
James LaPorte in the case file that set the arrears at $15,763.75 as of March 31, 1996. A
trial court is bound to take judicial notice of its own records in the same action. (Dillard
v. McKnight (1949) 34 Cal.2d 209, 218; see Evid. Code, § 452, subd. (d).) As the 1996
order was part of the case file, it was properly before the court and considered by it, and
the Department did not need to supply a copy of it with its responsive declaration. The
1996 order provided evidence of the arrears owed as of March 31, 1996, which the
Department properly could use as a starting point for determining the arrears balance as
of December 31, 2011, in the current proceeding.
5.
The June 17, 1996 order shows that, in addition to ordering Solis to pay $350 per
month to support Victorio beginning June 1, 1996, the court ordered that Solis owed child
support arrears as of March 31, 1996 of $15,763.75, payable at $150 per month. This
final order is conclusive as to Solis’s arrears balance as of March 31, 1996. (See, Code of
Civ. Proc., § 1908, subd. (a)(2); Wodicka v. Wodicka (1976) 17 Cal.3d 181, 188-189
(Wodicka).) While Solis asserts the arrearage determination was an incidental issue to
the modification of child support, the June 17, 1996 “Order After Hearing” shows it was
not, as the court issued an order after an uncontested hearing on May 16, 1996, setting
arrears as of March 31, 1996 at $15,763.75. For this same reason, Solis’s contention that
there was never a judicial determination of arrearages fails, as does his claim that the
Department failed to prove the amount of arrearages due from May 1982 to March 31,
1996.
Solis contends he was deprived of his due process rights when the trial court
refused to hear the issues he raised in his declaration. He claims his declaration raised
issues concerning Griego’s entitlement to “reimbursement” and mistakes and fraud
committed by the district attorney’s office. Specifically, Solis argues (1) Griego cannot
ask for “reimbursement” for child support because she did not contribute to their sons’
support from 1984 to 1997, (2) the district attorney made mistakes when it diverted large
portions of child support payments to the welfare department to pay off “non-existent”
welfare arrears, and (3) the district attorney committed “fraud” when it sought
modification of support payments. Solis asserts these circumstances entitle him to
equitable relief from the arrearages.
Solis’s contentions are all based on conduct that occurred before the 1996 order
was issued. To the extent he is claiming the arrears listed on the 1996 order is inaccurate
or should not have been ordered, his claim is barred by res judicata. “The doctrine of res
judicata gives certain conclusive effect to a former judgment in subsequent litigation
involving the same controversy.” (7 Witkin, Cal. Procedure (5th ed. 2008) Judgment,
6.
§ 334, p. 938, italics omitted.) “If an order is appealable, . . . and no timely appeal is
taken therefrom, the issues determined by the order are res judicata.” (In re Matthew C.
(1993) 6 Cal.4th 386, 393 (Matthew C.); In re Marriage of Murray (2002) 101
Cal.App.4th 581, 599.) Res judicata applies to final adjudications rendered in the course
of a divorce proceeding over which a court may have continuing jurisdiction. (Wodicka,
supra, 17 Cal.3d at p. 188.) Here, having failed to appeal the 1996 order, Solis is
precluded from relitigating the amount of arrears he owed as of March 31, 1996. (Ibid.;
see also Moffat v. Moffat (1980) 27 Cal.3d 645, 656-659 [holding an erroneous child
support order bound the parties for purposes of res judicata even when court issued it in
error].)
Solis asserts he is entitled to relief from the arrearages on equitable grounds.
However, Family Code section 3692, which provides that “a support order may not be set
aside simply because the court finds that it was inequitable when made, nor simply
because subsequent circumstances caused the support ordered to become excessive or
inadequate[,]” expressly disallows those challenges. To the extent trial courts have the
equitable power to modify or set aside prior orders (see 8 Witkin, Cal. Procedure (5th ed.
2008) Attack on Judgment in Trial Court, § 215, p. 823 [equitable relief may be allowed
in cases of extrinsic fraud or extrinsic mistake]), section 3692 expressly precludes courts
from exercising that power in cases of support orders. The Legislature has “determined
equity is not served by retroactive modification of support orders, where simplified
procedures are available for prospective modification.” (In re Marriage of Tavares
(2007) 151 Cal.App.4th 620, 628.) “[A] trial court has no discretion to absolve an
obligor of support arrearages, or interest thereon.” (Id. at p. 626.)
Because Solis did not timely challenge, either in the trial court or the appellate
courts, the 1996 arrearages order, that order became final and, as the trial court correctly
concluded below, the doctrine of res judicata now bars him from challenging that order.
Solis does not assert, or show, the 1996 order was not appealable. His instant untimely
7.
challenge to those orders is barred by res judicata. (Matthew C., supra, 6 Cal.4th at
p. 393; In re Marriage of Padilla (1995) 38 Cal.App.4th 1212, 1216; cf. Frank v. Frank
(1969) 275 Cal.App.2d 717, 723 [husband failed to challenge spousal support order on
direct appeal and therefore was barred from later collaterally attacking it]; In re Cicely L.
(1994) 28 Cal.App.4th 1697.)
The Garnishment Order
Solis contends the trial court abused its discretion in continuing the withholding
from his social security benefits to pay arrearages because he presented a prima facie case
of inability to pay, as his income and expense declaration shows his income was less than
his expenses, and he is disabled.
Pursuant to Family Code section 5246, subdivision (e)(2), when a child support
obligor objects to a notice to withhold on the ground payment of arrearages at the rate
sought is excessive, and it is determined that payment of the arrearages at the rate
specified by that section creates an undue hardship on the obligor, the rate of payment of
arrearages “shall be reduced to a rate that is fair and reasonable considering the
circumstances of the parties and the best interest of the child.” Here, the trial court, after
reviewing the parties’ incomes and expenses, ordered Solis to pay on the arrearages at a
rate of $77 per month. We review the trial court’s order for abuse of discretion. (In re
Marriage of Dancy (2000) 82 Cal.App.4th 1142, 1148-1149, superseded by statute on
other grounds as stated in In re Marriage of Fellows (2006) 39 Cal.4th 179, 185 & fn. 6.)
There was no abuse. The trial court considered the total amount of Solis’s arrears
(over $33,000) and the interest accruing on the arrears each month ($282). While the
trial court acknowledged Solis could not keep up with the interest without being below
the poverty level, it noted that if withholding was left at $77 per month, Solis’s income
would be almost $200 above the poverty level in California. Accordingly, the trial court
left the $77 withholding order in place, recognizing that the amounts Solis may be asked
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to pay in reimbursement can vary based on the amounts he received and the respondent’s
needs.
Solis argues the trial court failed to consider his inability to pay, as shown by his
income and expense declaration. But the record reveals that, before ordering payments of
$77 per month, the trial court considered his papers and his argument on this point. That
a different order may have issued does not authorize this court to substitute our judgment
for that of the trial court. (In re Marriage of Rosevear (1998) 65 Cal.App.4th 673, 682.)
Instead, “[t]he trial court’s exercise of discretion will not be disturbed on appeal in the
absence of a clear showing of abuse, resulting in injury sufficiently grave as to amount to
a manifest miscarriage of justice.” (Ibid.) On this record, we cannot say the trial court
abused its discretion to order Solis to pay $77 per month.
The Department’s Authority to Garnish Wages
For the first time, Solis asserts the Department did not follow the Code of Civil
Procedure process to obtain a court order to garnish his social security benefits, thereby
voiding the garnishment of his benefits since January 1, 2001. Having failed to raise this
issue in the trial court, he may not raise it here for the first time on appeal. (Holmes v.
California Nat. Guard (2001) 90 Cal.App.4th 297, 313.) In any event, his contention
fails.
Here, the Department followed Family Code section 5246, which provides that
where support enforcement services are being provided by the local child support agency,
that agency may serve on the employer a notice of assignment in lieu of an earnings
assignment order signed by a judicial officer, and that an order/notice to withhold income
for child support has the same force and effect as an earnings assignment order signed by
a judicial officer. (Fam. Code, § 5246, subd. (a) & (b).) Family Code section 5246,
subdivision (f), specifically provides that the Department may issue a notice of wage
withholding for child support arrears.
9.
Social security retirement benefits are subject to assignment or garnishment to
enforce support obligations, as provided in 42 United States Code section 659 and 5 Code
of Federal Regulations section 581.103(c)(1)(ii). (See Hogoboom & King, Cal. Prac.
Guide: Family Law (The Rutter Group 2012) 18:343.1, p. 18-118.) Federal regulations
provide that legal process includes a child support order submitted by a child support
agency using the standard order/notice to withhold income for child support when issued
by a state agency authorized to issue income withholding notices pursuant to state or
local law. (5 C.F.R. § 581.102(f)(1)(iv).)
The record shows Solis received notice that a wage assignment would issue
through the statement in the June 17, 1996 order that “a wage and earnings assignment
shall issue.” This conforms to Family Code section 5230, subdivision (a), which requires
all support orders to include an earnings assignment order. When an assignment order or
an order/notice to withhold income for child support is served on an employer, the
employer is required to deliver a copy to the employee. (Fam. Code, § 5234.) Service of
an assignment order creates a lien on the employee’s earnings and employer’s property to
the same extent as the service of an earnings withholding order provided in Code of Civil
Procedure section 706.029. (Fam. Code, § 5242.) After the initial child support order
has been entered, the court does not need to issue an arrears order before the
Department’s collection efforts, as each missed monthly installment becomes a judgment
by operation of law and is enforceable like any other judgment. (In re Marriage of
Lamoure (2011) 198 Cal.App.4th 807, 818-819.) A judgment for child support is
enforceable until paid in full or otherwise satisfied. (Fam. Code, § 391, subd. (a).)
Here, the Department had the authority under Family Code section 5246 to issue a
notice to withhold income and properly did so in this case.
10.
DISPOSITION
The trial court’s January 17, 2012 orders are affirmed. Solis’s “Motion to
Augment Record on Appeal … Re: Declaration of Daniel G. Solis, 12/28/2011,” filed
September 10, 2012, is granted.
11.