IN THE SUPREME COURT OF MISSISSIPPI
NO. 2007-CA-00232-SCT
PATRICIA JONES SPANN, INDIVIDUALLY AND
ON BEHALF OF ALL WRONGFUL DEATH
B E N E F IC IA R I E S O F T I M O T H Y S P A N N ,
DECEASED
v.
GERALD J. DIAZ, JR., P.A., FORMERLY d/b/a
CHERRY, GIVENS, PETERS, LOCKETT & DIAZ
AND/OR DIAZ, LEWIS & GIDDENS, PLLC
DATE OF JUDGMENT: 11/15/2006
TRIAL JUDGE: HON. BOBBY BURT DELAUGHTER
COURT FROM WHICH APPEALED: HINDS COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: PHILIP W. THOMAS
ATTORNEY FOR APPELLEE: J. ROBERT RAMSAY
NATURE OF THE CASE: CIVIL - LEGAL MALPRACTICE
DISPOSITION: AFFIRMED - 07/31/2008
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE SMITH, C.J., CARLSON AND GRAVES, JJ.
CARLSON, JUSTICE, FOR THE COURT:
¶1. Patricia Jones Spann filed this legal malpractice action against Gerald J. Diaz, Jr.,
P.A., formerly d/b/a/ Cherry, Givens, Peters, Lockett & Diaz and/or Diaz, Lewis & Giddens,
PLLC (Diaz) in the Circuit Court for the First Judicial District of Hinds County. Diaz filed
a motion for summary judgment which was granted by the trial court. Aggrieved, Spann
appeals to us. Finding from the record that the circuit court did not err, this Court affirms the
trial court’s grant of summary judgment and judgment of dismissal in favor of Diaz.
FACTS AND PROCEEDINGS IN THE TRIAL COURT
¶2. On April 8, 1994, Timothy Spann, Jr., died in the nursery at Methodist Medical Center
after suffering “bronchopneumonia . . . [which] appears to be associated with meconium
aspiration.” That same year, Patricia Spann, Timothy’s mother, contacted attorney Arnold
Dyre about filing a medical malpractice lawsuit. On November 30, 1994, Dyre sent a letter
containing Timothy’s medical records to Gerald J. (Joey) Diaz, Jr. to explore the possibility
of the two of them working together on this case on an associated basis. After receiving the
letter, Diaz opened a file, assigned the case a file number, and, placed the statute of
limitations on the firm’s “tickler” system. Eventually the case was assigned to Kenny
Womack.
¶3. In order to preserve Spann’s claim, on April 8, 1996, Womack filed a one-page
complaint asserting wrongful death and medical malpractice in the Circuit Court for the First
Judicial District of Hinds County against Methodist Medical Center, Jackson-Hinds Birth
Center, Dr. Carl Reddix,1 and John Does 1 through 10. At this particular time, neither
Womack nor Diaz had made contact with Spann. On April 11, 1996, Womack amended his
complaint, further detailing the alleged negligent actions. Womack’s amended complaint
1
Dr. Reddix was Spann’s obstetrician/gynecologist. Dr. Reddix was later voluntarily
dismissed from the underlying lawsuit.
2
named the same defendants as the first complaint filed. Neither complaint named Dr. John
E. Rawson as a defendant, even though Dr. Rawson was Timothy’s treating neonatologist.
¶4. After receiving an expert opinion from Dr. Corinne A. Walentik that Dr. Rawson was
allegedly negligent, Womack filed a Motion for Leave to File Second Amended Complaint
to add Dr. Rawson as a defendant. On July 8, 1997, the motion was granted. On July 10,
1997, Dr. Rawson was added to the case in Spann’s Second Amended Complaint. In his
answer, Dr. Rawson asserted that the statute of limitations had expired in this particular
matter, prior to his being added as a defendant.
¶5. On October 9, 1998, a Hinds County Circuit Court jury returned a verdict in favor of
Spann in the amount of $1,000,000. Spann’s judgment of $1,000,000 was offset by $400,000
due to a settlement with Methodist Medical Hospital; therefore, judgment was entered in
Spann’s favor in the amount of $600,000. Dr. Rawson appealed this adverse judgment to this
Court again, asserting his statute-of-limitations defense. On June 28, 2001, this Court
reversed the trial court judgment and rendered judgment in Dr. Rawson’s favor on the
grounds that the statute of limitations had expired. Rawson v. Jones, 816 So. 2d 367 (Miss.
2001).2 Subsequently, Spann filed a Motion for Rehearing which was ultimately denied on
May 23, 2002. Id.
¶6. Sometime in May 2005, Spann again contacted Diaz to represent her in a chancery
court matter. Diaz informed Spann that his case load was too heavy and he would not be able
2
In the underlying lawsuit, Patricia Spann was Patricia Jones. Sometime prior to
today’s case, Patricia married and assumed the last name Spann.
3
to represent her, but he gave her the contact information for John Giddens, an attorney with
whom Spann had previously dealt while pursuing her wrongful death/medical malpractice
claim. When Spann contacted Giddens on May 25, 2005, Giddens informed Spann that Diaz
had been negligent in untimely adding Dr. Rawson as a defendant. Thus, on May 26, 2005,
Spann commenced an action against Gerald Diaz, Jr., P.A., formerly d/b/a Cherry, Givens,
Peters, Lockett & Diaz, and/or Diaz, Lewis & Giddens, P.L.L.C. in the Circuit Court for the
First Judicial District of Hinds County, asserting negligence/legal malpractice, fraudulent
concealment, breach of contract, breach of fiduciary duty, and breach of duty of good faith
and fair dealing. The basis of Spann’s claim was that Diaz committed legal malpractice by
failing to name certain defendants, particularly Dr. Rawson and the Newborn Group, in her
wrongful death/medical malpractice action, relating to the death of Timothy, before the
applicable statute of limitations had run.
¶7. On August 15, 2005, Diaz filed an Answer including the affirmative defense that the
action was time-barred by the statute of limitations. On November 14, 2005, the circuit court
entered a scheduling order in which both parties agreed that “[a]ll motions with the exception
of motions in limine shall be filed with this Court on or before October 2, 2006” and that
“[t]his matter shall be peremptorily set for trial on Monday, November 27, 2006.”
(Emphasis added). On February 8, 2006, Spann filed a Motion to Allow Filing of First
Amended Complaint, which was granted, and Spann filed her First Amended Complaint on
April 12, 2006.
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¶8. On May 9, 2006, Diaz filed his Answer to First Amended Complaint, again asserting
the statute-of-limitations defense. On July 19, 2006, Diaz filed a Motion for Judgment on
the Pleadings and/or Motion for Summary Judgment, asserting, inter alia, that Spann’s legal
malpractice lawsuit was likewise barred by the statute of limitations and that no attorney-
client relationship existed between Spann and Diaz at the time the alleged legal malpractice
occurred. Based on Diaz’s Motion for Summary Judgment, Judge Bobby B. DeLaughter
reviewed various submissions from the parties and heard oral argument. On November 16,
2006, Judge DeLaughter granted Diaz’s Motion for Summary Judgment, agreeing that
Spann’s legal malpractice claim was time-barred because the statute of limitations had run.
From this judgment, Spann appeals to us, asserting two issues: (1) whether this Court’s
decision in MS Credit Ctr., Inc. v. Horton, 926 So. 2d 167 (Miss. 2006), applies so as to
result in a waiver of the statute-of-limitations affirmative defense asserted by Diaz, and (2)
whether the trial court erred by not tolling the applicable statute of limitations based on the
fraudulent concealment doctrine. We restate these issues for the sake of today’s discussion.
DISCUSSION
I. WHETHER THE TRIAL COURT ERRED BY NOT APPLYING
THIS COURT’S DECISION IN HORTON.
¶9. As the trial court succinctly stated, cases setting out the appellate standard of review
on a trial court’s grant or denial of a motion for summary judgment are legion. In Grisham
v. John Q. Long V.F.W. Post, No. 4057, Inc., 519 So. 2d 413, 415-16 (Miss. 1988), this
Court stated:
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Miss. R. Civ. P. 56(c) provides, in pertinent part, that summary judgment is
appropriate “if the pleadings, depositions, answers to interrogatories and
admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law.”
The motion for summary judgment is the functional equivalent of the motion
for directed verdict made at the close of all the evidence, the difference being
that the motion for summary judgment occurs at an earlier stage. In deciding
the motion, the trial court should view all the evidence – pleadings,
depositions, answers to interrogatories, admissions, and affidavits, if any – in
the light most favorable to the non-moving party. If, when the evidence is
viewed in this light, it is apparent that the moving party is entitled to judgment
as a matter of law, the motion should be granted. If not, it should be denied.
...
In spite of this requirement of caution in granting summary judgment, this
Court has held that the non-moving party must be diligent in opposing the
motion for summary judgment. Moreover, in order for summary judgment to
be inappropriate, there must be genuine issues of material fact; the existence
of a hundred contested issues of fact will not thwart summary judgment where
none of them is material. A fact issue is material if it tends to resolve any of
the issues properly raised by the parties.
We have addressed one particular procedural setting in which summary
judgment is often an issue. Where a party opposes summary judgment on a
claim or defense as to which that party will bear the burden of proof at trial,
and when the moving party can show a complete failure of proof on an
essential element of the claim or defense, then all other issues become
immaterial, and the moving party is entitled to judgment as a matter of law.
519 So. 2d at 415-16 (emphasis in original) (citations omitted). See also Richardson v.
Norfolk S. Ry., 923 So. 2d 1002, 1007 (Miss. 2006). Furthermore, “[t]his Court reviews a
motion for summary judgment under a de novo standard, and a motion for summary
judgment is granted only when the trial court finds that the plaintiff would be unable to prove
any facts to support his claim.” Rawson, 816 So. 2d at 368 (citing Robinson v. Singing
River Hosp. Sys., 732 So. 2d 204, 207 (Miss. 1999)).
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¶10. The trial court granted Diaz’s Motion for Summary Judgment; thus dismissing the
legal malpractice action against Diaz as being time-barred pursuant to Mississippi Code
Annotated Section 15-1-49 (Rev. 2003). Mississippi Code Annotated Section 15-1-49 (Rev.
2003) governs legal malpractice claims. Section 15-1-49 states in pertinent part:
(1) All actions for which no other period of limitation is prescribed shall be
commenced within three (3) years next after the cause of action accrued, and
not after.
(2) In actions for which no other period of limitation is prescribed and which
involve latent injury or disease, the cause of action does not accrue until the
plaintiff has discovered, or by reasonable diligence should have discovered,
the injury.
Therefore, in order for Spann to pursue her legal malpractice claim against Diaz, Spann must
show to this Court that she filed her claim within the applicable three-year statute of
limitations, or that Diaz waived his statute-of-limitations defense.
¶11. Spann asserts that this Court’s decision in Horton applies to support her contention
that Diaz waived his statute-of-limitations defense. In Horton, this Court stated:
A defendant’s failure to timely and reasonably raise and pursue the
enforcement of any affirmative defense or other affirmative matter or right
which would serve to terminate or stay the litigation, coupled with active
participation in the litigation process, will ordinarily serve as a waiver.
Horton, 926 So. 2d at 180 (n. 8 omitted). Spann thus claims that because Diaz did not raise
his statute-of-limitations defense in a motion for summary judgment until July 19, 2006,
more than a year after Spann commenced this action, and that because Diaz actively
participated in litigation by deposing Spann, Diaz waived his affirmative defense. On the
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other hand, Diaz asserted, and the trial court concluded, that the procedural history in the
case at bar is very different from Horton.
¶12. In Horton, the plaintiff filed an amended complaint on May 5, 2003. Id. The various
defendants filed their answers to the plaintiff’s amended complaint on May 23, 2003, and
July 7, 2003, respectively, asserting their right to compel arbitration. Id. However, the
defendants did not file a motion to compel arbitration or otherwise pursue their right to
arbitrate until March 22, 2004, eight months following the filing of their amended answers.
Id. Additionally, during those eight months, the defendants actively participated in the
litigation process by engaging in written discovery and also deposed the plaintiff. Id. This
Court ultimately concluded:
We decline today to set a minimum number of days which will constitute
unreasonable delay in every case, but rather we defer such findings for the trial
court on a case by case basis. We do hold however that – absent extreme and
unusual circumstances – an eight month unjustified delay in the assertion and
pursuit of any affirmative defense or other right which, if timely pursued,
could serve to terminate the litigation, coupled with active participation in the
litigation process, constitutes waiver as a matter of law.
Id. at 181 (n. 9 omitted).
¶13. Diaz initially raised the statute-of-limitations affirmative defense in his answer to
Spann’s original complaint on August 15, 2005. The trial court entered a scheduling order
on November 14, 2005, to which both parties agreed, setting the deadline for the filing of any
motions, with the exclusion of motions in limine, as October 2, 2006. Diaz claims that, since
he filed his motion for summary judgment on July 19, 2006, his motion was timely filed
within the appropriate deadline for motions set by the trial court and agreed to by the parties.
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¶14. Moreover, on April 12, 2006, Spann filed her First Amended Complaint, after seeking
permission from the trial court. On May 9, 2006, Diaz answered Spann’s amended complaint
again asserting the statute of limitations as an affirmative defense. Seventy-one days later,
on July 19, 2006, Diaz filed his motion for summary judgment with the trial court.
Therefore, Diaz asserts that his motion for summary judgment was timely and that he did not
waive his affirmative defense.
¶15. Based on the record before us, we agree with Diaz. While substantial and
unreasonable delay in pursuing a particular right, coupled with active participation in the
litigation process, could constitute a waiver, a delay of seventy-one days in this case did not
constitute a substantial and unreasonable delay. As such, we affirm the trial court’s finding
that Diaz did not waive his right to raise the statute of limitations as an affirmative defense.
II. WHETHER THE TRIAL COURT ERRED BY NOT TOLLING
THE APPLICABLE STATUTE OF LIMITATIONS BASED ON
THE FRAUDULENT CONCEALMENT DOCTRINE.
¶16. A legal malpractice action accrues when the alleged wrongful act or omission occurs
or when “the plaintiff has discovered, or by reasonable diligence should have discovered, the
injury.” Miss. Code Ann. § 15-1-49 (Rev. 2003). Once a legal malpractice cause of action
has accrued, the plaintiff has three years from that date to file his or her lawsuit. Today’s
lawsuit was originally filed on May 26, 2005. Therefore, if Spann learned or by reasonable
diligence should have learned of her cause of action before May 26, 2002, her claim is barred
by the statute of limitations.
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¶17. Spann alleges that the statute of limitations did not begin to run until May 25, 2005,
the date that Diaz’s former law partner, Giddens, told Spann that Diaz had been negligent in
failing to timely name Dr. Rawson and the Newborn Group as defendants in the underlying
suit. She claims that Diaz fraudulently concealed material facts from her which prevented her
from discovering the negligent acts of Diaz. However, Diaz asserts that Spann’s fraudulent-
concealment theory fails for three reasons: (1) the doctrine of fraudulent-concealment does
not apply to claims, such as the instant claim, that are based on matters of public record; (2)
Spann cannot satisfy her burden of proving that Diaz engaged in an affirmative act of
concealment or that Spann acted with due diligence in attempting to discover the alleged
negligence but was unable to do so; and (3) Spann had all of the information she needed to
bring this legal malpractice action prior to her conversations with Giddens; i.e., a non-latent
injury.3
¶18. Recently, in Windham v. Latco of Miss., Inc., 972 So. 2d 608 (Miss. 2008), we
reiterated that when a cause of action has been fraudulently concealed, the applicable statute
of limitations is tolled. Id. at 613 (citing Robinson v. Cobb, 763 So. 2d 883, 887 (Miss.
2000)). Any party who asserts a claim of fraudulent concealment must prove that “(1) some
affirmative act or conduct was done and prevented discovery of a claim, and (2) due
3
Additionally, Diaz repeatedly asserts that there was no attorney-client relationship
between Spann and himself at the time the statute of limitations expired against Dr. Rawson
and the Newborn Group. For the sake of today’s discussion, we are going to assume an
attorney-client relationship did exist so we may adequately address Spann’s cause of action.
However, there is no need for us to determine whether there was, in fact, an attorney-client
relationship.
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diligence was performed on [the party’s] part to discover it.” Channel v. Loyacono, 954 So.
2d 415, 423 (Miss. 2007) (quoting Stephens v. Equitable Life Assur. Soc’y of U. S., 850 So.
2d 78, 84 (Miss. 2003)). With this law in mind, we return to the facts of today’s case.
¶19. It is undisputed that this Court handed down Rawson on June 28, 2001, holding that
Spann’s claims against Dr. Rawson were time-barred, and later denied Spann’s motion for
rehearing on May 23, 2002. This Court explicitly stated numerous times that Dr. Rawson
should have been added at the outset of the litigation. Specifically, this Court stated:
Jones did have all of the facts she needed to institute legal proceedings against
Dr. Rawson shortly after the death of the baby. In Bean v. Broussard, 587 So.
2d 908 (Miss. 1991), we stated that a medical expert is not necessary merely
to institute legal proceedings. . . .
Thus, while Jones may have preferred to have a medical expert prior to filing
a lawsuit against Dr. Rawson, it was not necessary based on these particular
facts. . . .
The supposed fictitious party unknown to the plaintiffs was the only doctor
known from day one. . . .
The expert opinion added nothing new to her complaint. She already knew,
or with reasonable diligence should have known, the identity of the parties
who rendered medical services to her son. The only thing Jones lacked was
the will to sue Dr. Rawson.[4 ]
Rawson, 816 So. 2d at 370-71 (emphasis in original). Thus, Spann had a known injury as
of May 23, 2002, when the motion for rehearing in Rawson was denied by this Court. “The
would-be plaintiff need not have become absolutely certain that he had a cause of action; he
4
Rawson was handed down prior to the Legislature’s enactment of Chapter 2, Section
6, Laws, 2002, 3rd Extraordinary Session, effective from and after Jan. 1, 2003 (codified as
Mississippi Code Annotated Section 11-1-58).
11
need merely be on notice – or should be – that he should carefully investigate the materials
that suggest that a cause of action probably or potentially exists.” First Trust Nat’l Ass’n
v. First Nat’l Bank of Commerce, 220 F.3d 331, 336-37 (5th Cir. 2000) (emphasis in
original). While another lawyer had not specifically told Spann that Diaz was negligent, such
was not required, based on the facts Spann knew or reasonably shown have known.
¶20. Therefore, because this Court’s opinion and denial of a motion for rehearing are
public record and Spann had all the information necessary to pursue her claim without being
directly told that Diaz was negligent, we find this issue has no merit.
CONCLUSION
¶21. For the reasons stated, we affirm the Hinds County Circuit Court’s grant of summary
judgment and entry of judgment in favor of Gerald J. Diaz, Jr., P. A., formerly d/b/a Cherry,
Givens, Peters, Lockett & Diaz and/or Diaz, Lewis & Giddens, PLLC, thus dismissing with
prejudice all claims and causes of action asserted by Patricia Jones Spann, Individually and
on Behalf of All Wrongful Death Beneficiaries of Timothy Spann, Deceased.
¶22. AFFIRMED.
SMITH, C.J., WALLER, P.J., EASLEY, GRAVES, DICKINSON, RANDOLPH
AND LAMAR, JJ., CONCUR. DIAZ, P.J., NOT PARTICIPATING.
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