FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT May 7, 2013
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 13-5021
(D.C. No. 4:12-CR-00133-CVE-1)
DON E. OSBY, JR., (N.D. Okla.)
Defendant-Appellant.
ORDER AND JUDGMENT*
Before HARTZ, HOLMES, and MATHESON, Circuit Judges.
This matter is before the court on the government’s motion to enforce the
appeal waiver contained in defendant Don E. Osby, Jr.’s plea agreement. The
defendant pleaded guilty to one count of making a false statement to a financial
institution, in violation of 18 U.S.C. § 1014. The maximum statutory sentence for
this offense is 30 years’ imprisonment or a fine of not more than $1,000,000, or both.
*
This panel has determined that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The
case is therefore ordered submitted without oral argument. This order and judgment
is not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
See id. After calculating defendant’s applicable advisory guidelines sentencing range
as 12 to 18 months’ imprisonment, the district court sentenced him to a term of
imprisonment of 12 months and one day, five years of supervised release, restitution
in the amount of $100,088.08, and a $100 special assessment. In exchange for
defendant’s guilty plea, the government dismissed 17 additional counts in the
indictment.
In his plea agreement, the defendant “knowingly and voluntarily agree[d]
to . . . waive[] the right to directly appeal the conviction and sentence pursuant to
28 U.S.C. § 1291 and/or 18 U.S.C. § 3742(a),” except that he “reserve[d] the right to
appeal from a sentence which exceeds the statutory maximum.” Mot. to Enforce,
Attach. 1 (Plea Agreement) at 3. The defendant further agreed to “waive[] the right
to appeal the District Court’s determination of the amount of restitution and the
Court’s subsequent order.” Id. The defendant signed his name directly beneath the
appellate waiver language, stating, “The defendant expressly acknowledges that
counsel has explained his appellate and post-conviction rights; that defendant
understands his rights; and that defendant knowingly and voluntarily waives those
rights as set forth above.” Id. at 4. The defendant also initialed each page of the plea
agreement, signed the final page, and executed a separate acknowledgment stating
that he had read the plea agreement, he understood it, and he voluntarily agreed to it.
The government filed a motion to enforce the plea agreement under United
States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (en banc) (per curiam). In evaluating
-2-
a motion to enforce a waiver, we consider: “(1) whether the disputed appeal falls
within the scope of the waiver of appellate rights; (2) whether the defendant
knowingly and voluntarily waived his appellate rights; and (3) whether enforcing the
waiver would result in a miscarriage of justice.” Id. at 1325. The defendant’s
counsel filed a response stating that no valid issue exists for appeal.
Our independent review confirms that the requirements for enforcing the plea
waiver have been satisfied. Accordingly, we grant the motion to enforce and dismiss
the appeal.
Entered for the Court
Per Curiam
-3-