SUPREME COURT OF ARIZONA
En Banc
STATE OF ARIZONA, ) Arizona Supreme Court
) No. CR-07-0048-AP
Appellee, )
) Maricopa County
v. ) Superior Court
) No. CR2003-024938-001
PATRICK WADE BEARUP, )
)
Appellant. ) O P I N I O N
_________________________________ )
Appeal from the Superior Court in Maricopa County
The Honorable Warren J. Granville, Judge
AFFIRMED
________________________________________________________________
TERRY GODDARD, ARIZONA ATTORNEY GENERAL Phoenix
By Kent E. Cattani, Chief Counsel
Criminal Appeals, Capital Litigation Section
Deborah A. Bigbee, Assistant Attorney General
Attorneys for State of Arizona
MICHAEL J. DEW ATTORNEY AT LAW Phoenix
By Michael J. Dew
Attorneys for Patrick Wade Bearup
________________________________________________________________
B E R C H, Chief Justice
¶1 Patrick Wade Bearup was convicted of one count of
kidnapping and one count of first degree murder, for which he
was sentenced to death. In this automatic appeal, Bearup raises
four claims of error and lists thirteen additional issues to
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avoid preclusion.1
I. FACTUAL AND PROCEDURAL BACKGROUND
¶2 In February 2002, Jessica Nelson discovered money
missing from her room. She suspected that Mark Mathes, another
resident of the home, had taken it. She called Sean Gaines and
told him of her suspicion; Gaines instructed her to call back
when Mark returned home.
¶3 Following the conversation, Nelson told Bruce and Marie
Mathes, the owners of the home, that Gaines and “the boys” –
Jeremy Johnson and Patrick Bearup – were going to confront Mark
about the missing money. Bruce and Marie expected Mark to
receive a “butt whooping” when Gaines, Johnson, and Bearup
arrived. Bruce asked Nelson to retrieve a ring he had
previously given Mark as a present. When Mark returned home
that evening, Nelson called Gaines and told him that Mark was
back. She then alerted Bruce and Marie that “the boys” were
coming, so Bruce left the residence with his daughters.
¶4 After receiving Nelson’s call, Gaines and Johnson armed
themselves and left for Nelson’s house. According to Johnson,
they brought weapons because they “knew there was going to be a
confrontation” and they were going “[t]o take care of business.”
¶5 On the way, Gaines and Johnson stopped at a convenience
1
The thirteen claims listed to avoid preclusion are appended
to this opinion.
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store to meet Bearup. As the men got back in their cars, Bearup
proclaimed, “Let’s go play, boys.” Johnson understood this
statement to mean they were going to “[c]ause trouble.”
¶6 The three men got out of their vehicles and approached
the Mathes home. Gaines carried a loaded shotgun, Johnson had
an aluminum baseball bat, and Bearup had a folding knife with a
nine- or ten-inch blade. They advanced across the backyard
toward Mark, who was sitting on the rear patio with Nelson.
¶7 Bearup, Johnson, and Gaines surrounded Mark. Johnson
attacked Mark with the baseball bat, striking him in the head
and upper torso as many as twenty-five times. Bearup maintained
his location throughout the assault, preventing Mark from
leaving.
¶8 The witnesses disagreed about whether Mark was alive
following the beating. Nelson was certain that Mark was killed
on the patio, while Johnson claimed that Mark was still
conscious and groaning. After the attack, Johnson and Bearup
dragged Mark to one of the cars and stuffed him in the trunk.
Bearup kicked Mark’s head to make him fit into the trunk.
¶9 The four perpetrators got into two vehicles – Bearup
and Nelson in Bearup’s car and Johnson and Gaines in the vehicle
containing Mark’s body – and drove to an isolated area near
Crown King. Johnson testified that he heard Mark mumbling and
moaning in the trunk during the drive.
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¶10 When the cars stopped on Crown King Road, Bearup pulled
Mark from the trunk. Gaines and Nelson stripped him to make the
body more difficult to identify. Nelson was unsuccessfully
attempting to remove Mark’s ring when Bearup approached and cut
off the finger with a pair of wire clippers. Mark was then
thrown over the guardrail and, as he lay in the ravine below,
Gaines shot him twice.
¶11 The assailants then returned to their vehicles and
departed for Phoenix. Bearup stopped at a gas station and then
drove Nelson home. Once there, Nelson returned the ring to
Marie, and Bearup told Marie that she did not have to file a
missing person’s report because Mark would never be found.
¶12 In February 2002, Bearup told his ex-wife, Sheena
Ramsey, that he had gone with friends to beat up a man who had
stolen a ring, but the person was killed and he helped dispose
of the body. Bearup also told an ex-girlfriend about the
killing. She overheard Bearup laughing as he talked about
cutting off the victim’s finger, and he seemed amused when he
told her about the act.
¶13 Bearup was indicted on one count of first degree murder
and one count of kidnapping. The State alleged two aggravating
factors: a previous conviction for a serious offense, Ariz.
Rev. Stat. (“A.R.S.”) § 13-703(F)(2) (2001), and the commission
of the offense in an especially heinous, cruel, or depraved
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manner, id. § 13-703(F)(6).
¶14 At trial, Bearup presented alibi and mistaken identity
defenses. The jury convicted him of first degree murder and
kidnapping and found both the (F)(2) and (F)(6) aggravating
factors. The jury determined that the mitigation was not
sufficiently substantial to call for leniency and returned a
verdict of death for the murder. This automatic appeal
followed. See Ariz. R. Crim. P. 31.2(b). We have jurisdiction
pursuant to Article 6, Section 5(3) of the Arizona Constitution
and A.R.S. § 13-4031 (2001).
II. DISCUSSION
A. Trial Issues
1. Sufficiency of the evidence to support kidnapping
¶15 Bearup contends that the State presented insufficient
evidence of kidnapping, which served as the predicate felony for
the felony murder conviction. He argues that the State did not
show that he intended to inflict death or physical injury as
required under A.R.S. § 13-1304(A)(3) (2001), which defines
kidnapping as “knowingly restraining another person with the
intent to . . . [i]nflict death [or] physical injury . . . or to
otherwise aid in the commission of a felony.” Bearup concedes
that the evidence showed restraint, but argues that it did not
establish that he intended to murder or physically injure Mark
or “to otherwise aid in the commission of a felony” such as
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aggravated assault.
¶16 We review a sufficiency of the evidence claim by
determining “whether substantial evidence supports the jury’s
finding, viewing the facts in the light most favorable to
sustaining the jury verdict.” State v. Roque, 213 Ariz. 193,
218, ¶ 93, 141 P.3d 368, 393 (2006) (citing State v. Roseberry,
210 Ariz. 360, 368-69, ¶ 45, 111 P.3d 402, 410-11 (2005)).
Substantial evidence is proof that “reasonable persons could
accept as adequate . . . to support a conclusion of defendant’s
guilt beyond a reasonable doubt.” State v. Jones, 125 Ariz.
417, 419, 610 P.2d 51, 53 (1980). We resolve any conflicting
evidence “in favor of sustaining the verdict.” State v. Guerra,
161 Ariz. 289, 293, 778 P.2d 1185, 1189 (1989). “Criminal
intent, being a state of mind, is shown by circumstantial
evidence. Defendant’s conduct and comments are evidence of his
state of mind.” State v. Routhier, 137 Ariz. 90, 99, 669 P.2d
68, 77 (1983).
¶17 Substantial evidence supports the jury finding that
Bearup intended to participate in inflicting injury on Mark.
When leaving the convenience store before the attack, Bearup
said, “Let’s go play, boys.” Bearup, Gaines, and Johnson went
to the home armed with weapons. Bearup displayed a long-bladed
knife as the assailants approached and surrounded Mark in a
forceful and intimidating fashion, and he stood only a few feet
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away as Mark was severely beaten, never intervening or
protesting the length or severity of the beating.
¶18 Other evidence also suggested the understanding by all
participants that Nelson’s call to “the boys” would result in an
assault on and injury to Mark. Bruce and Marie testified that
after Nelson told them that she called “the boys,” they expected
that Mark would receive a “butt whooping.” Indeed, Bruce left
the house with his daughters when the beating was expected to
occur so they would not be exposed to it. Joe Mathes, another
resident of the house, also stated that he knew that Mark was
going to be beaten based on what Nelson told him. Finally,
Bearup confessed to his ex-wife, Sheena Ramsey, that he went
“with some friends to beat up somebody.”
¶19 This testimony provides substantial support for the
jury’s determination that Bearup intended to injure or assist
the group in injuring Mark while confining him to the patio.
2. Lesser-included offense instruction
¶20 Bearup argues that the trial judge committed
fundamental error by failing to give an unlawful imprisonment
instruction. Although the judge instructed the jury on felony
murder, kidnapping, and attempted kidnapping, he did not give,
and Bearup did not request, an instruction on the lesser-
included offense of unlawful imprisonment. See A.R.S. § 13-
1303(A) (2001). Had Bearup been convicted of unlawful
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imprisonment rather than kidnapping, he could not have been
convicted of felony murder because unlawful imprisonment is not
a predicate crime for felony murder. See A.R.S. § 13-1105(A)(2)
(2001) (listing felony murder predicate crimes).
a. Standard of review
¶21 We review assignments of trial error for fundamental
error if the defendant fails to object. State v. Henderson, 210
Ariz. 561, 567, ¶ 19, 115 P.3d 601, 607 (2005). To be
fundamental, an error must “go[] to the foundation of the case,
. . . take[] from the defendant a right essential to his
defense,” or be so significant “that the defendant could not
possibly have received a fair trial.” Id. (quoting State v.
Hunter, 142 Ariz. 88, 90, 688 P.2d 980, 982 (1984)). The
defendant bears the burden to establish that “(1) error exists,
(2) the error is fundamental, and (3) the error caused him
prejudice.” State v. Smith, 219 Ariz. 132, 136, ¶ 21, 194 P.3d
399, 403 (2008) (citing Henderson, 210 Ariz. at 567, ¶ 20, 115
P.3d at 607).
¶22 Because Bearup did not request an unlawful imprisonment
instruction at trial or object to the absence of one, we review
only for fundamental error. See State v. Dickens, 187 Ariz. 1,
22-23, 926 P.2d 468, 489-90 (1996). A “sentence of death may
not be imposed if the jury was not permitted to consider a
lesser-included, non-capital offense” that would have been
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supported by the evidence. State v. Nordstrom, 200 Ariz. 229,
253, ¶ 81, 25 P.3d 717, 741 (2001) (citing Beck v. Alabama, 447
U.S. 625, 627 (1980)).
b. Analysis
¶23 A lesser-included offense instruction is not required
in every case; it is appropriate only if the facts support
giving the instruction. See State v. Wall, 212 Ariz. 1, 4,
¶ 17, 126 P.3d 148, 151 (2006). To determine whether sufficient
evidence existed to require a lesser-included offense
instruction, the court must examine “whether the jury could
rationally fail to find the distinguishing element of the
greater offense.” State v. Detrich, 178 Ariz. 380, 383, 873
P.2d 1302, 1305 (quoting State v. Noriega, 142 Ariz. 474, 481,
690 P.2d 775, 782 (1984), overruled on other grounds, State v.
Burge, 167 Ariz. 25, 804 P.2d 754 (1990)). Thus, a lesser-
included offense instruction is required if the jury could “find
(a) that the State failed to prove an element of the greater
offense and (b) that the evidence is sufficient to support a
conviction on the lesser offense.” Wall, 212 Ariz. at 4, ¶ 18,
126 P.3d at 151 (citing State v. Caldera, 141 Ariz. 634, 636-37,
688 P.2d 642, 644-45 (1984)).
¶24 Unlawful imprisonment, a lesser-included offense of
kidnapping, is defined as “knowingly restraining another
person.” A.R.S. § 13-1303(A); see State v. Bolton, 182 Ariz.
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290, 309, 896 P.2d 830, 849 (1995). We therefore must determine
whether evidence was presented from which a rational jury could
find that Bearup simply intended to restrain Mark, see State v.
Trostle, 191 Ariz. 4, 16, 951 P.2d 869, 881 (1997); Detrich, 178
Ariz. at 383, 873 P.2d at 1305, but not to inflict death or
physical injury or to aid Johnson and Gaines in doing so. See
Wall, 212 Ariz. at 5, ¶ 20, 126 P.3d at 152.
¶25 We conclude that the trial court’s failure to give the
unsolicited instruction did not constitute fundamental error.
Once the beating commenced and Bearup continued to restrain
Mark, no reasonable jury could have found that he merely
intended to restrain Mark.
¶26 Our conclusion that no fundamental error occurred is
supported by the alibi and mistaken identity defenses Bearup
asserted at trial. His defense was “all or nothing”; he claimed
not to have been present during the assault on Mark or for the
subsequent attempt to conceal the crime. We recognize that a
trial court is not automatically precluded from instructing on a
lesser-included offense because a defendant elects to present an
all-or-nothing defense. Id. at 6, ¶ 28, 126 P.3d at 153. “As a
practical matter, [however,] when a defendant asserts an all-or-
nothing defense such as alibi or mistaken identity, there will
‘usually [be] little evidence on the record to support an
instruction on the lesser included offenses.’” Id. at ¶ 29
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(second alteration in original) (quoting Caldera, 141 Ariz. at
637, 688 P.2d at 645). Such is the case here.
¶27 This Court has required lesser-included offense
instructions in cases in which the defendant asserted a mere
presence defense. See id. at 5-6, ¶¶ 22, 31, 126 P.3d at 152-
53; State v. Dugan, 125 Ariz. 194, 195-96, 608 P.2d 771, 772-73
(1980). But in those cases, the defendants each testified at
trial regarding their lack of involvement in the crimes in a
manner that created a factual dispute for the jury to consider.
See Wall, 212 Ariz. at 2, ¶ 7, 126 P.3d at 149; Dugan, 125 Ariz.
at 196, 608 P.2d at 773. Here, no such factual dispute existed.
Bearup asserted that he was not present for the commission of
this crime and consequently lacked the mental state for
kidnapping. If the jurors believed that Bearup was not present,
then they would not have found him guilty. They could not then
have believed that he had the mental state to support unlawful
imprisonment, but not kidnapping. See Bolton, 182 Ariz. at 310,
896 P.2d at 850; see also State v. Salazar, 173 Ariz. 399, 408,
844 P.2d 566, 575 (1992) (“Because defendant’s theory of the
case denies all involvement in the killing, and no evidence
provides a basis for a second degree murder conviction, the
instruction was properly refused.”). Based on the evidence and
defenses presented, the jury could not have acquitted Bearup on
the greater offense of kidnapping, yet found him guilty of
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unlawful imprisonment.
¶28 Bearup also urges that the policy reasons enunciated by
the Supreme Court in Beck v. Alabama compelled the trial court
to give an unlawful imprisonment instruction. 447 U.S. 625
(1980). In Beck, the Court analyzed Alabama’s death penalty
statute, which prohibited judges from instructing jurors on the
lesser-included offense of felony murder when the defendant was
charged with a capital offense. Id. at 628. Beck was charged
with robbery involving an intentional killing and, although the
State conceded that the evidence at trial was sufficient to
entitle him to a lesser-included offense instruction on felony
murder, because of the statutory prohibition, the trial court
refused to give that instruction. Id. at 627-28, 630. The
Supreme Court reversed because it feared that
when the evidence unquestionably establishes that the
defendant is guilty of a serious, violent offense -
but leaves some doubt with respect to an element that
would justify conviction of a capital offense - the
failure to give the jury the “third option” of
convicting on a lesser included offense would seem
inevitably to enhance the risk of an unwarranted
[capital] conviction.
Id. at 637. Thus, the Court held that the jury must be given
the opportunity to consider a verdict of guilt on a lesser-
included offense because the inability to do so enhanced the
risk of an unwarranted conviction for a capital crime. Id. at
638, 642-43.
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¶29 “Beck[, however,] does not require a trial court to
instruct on a lesser offense that is unsupported by the
evidence.” State v. Landrigan, 176 Ariz. 1, 6, 859 P.2d 111,
116 (1993). Unlike the situation in Beck, in which the evidence
created some doubt with respect to an element of the capital
offense, the evidence against Bearup supported only the offense
of kidnapping – or total innocence if the jurors believed that
Bearup in fact was not present during the commission of the
crime.
¶30 Bearup argues that, like Beck, he faced mandatory
imposition of a death sentence because he had advised the trial
judge during the guilt phase of the trial that he would not
present mitigation evidence during the sentencing phase; thus,
if convicted, he would essentially receive a directed verdict of
death. But Bearup placed himself in that situation by declining
to present any mitigation evidence. Importantly, although the
trial judge knew of Bearup’s decision, the jury did not know
during the guilt phase of his choice to waive mitigation, and in
the sentencing phase, the judge instructed the jury that it
could consider mitigating evidence from the other phases of the
trial and the lesser sentences faced by Johnson and Nelson.
These factors eliminated the concern expressed in Beck that the
jury’s knowledge that a guilty verdict would automatically
result in a death sentence “interject[ed] irrelevant
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considerations into the factfinding process, diverting the
jury’s attention from the central issue of whether the State has
satisfied its burden of proving beyond a reasonable doubt that
the defendant [was] guilty of a capital crime.” Beck, 447 U.S.
at 642.
¶31 In sum, Bearup had the opportunity at trial to request
an unlawful imprisonment instruction or object to its absence,
but failed to do either. We conclude that, given Bearup’s alibi
and mistaken identity defenses, the lack of an unlawful
imprisonment instruction did not go to the foundation of his
case, take away a right essential to his defense, or prevent him
from receiving a fair trial. See Henderson, 210 Ariz. at 567, ¶
19, 115 P.3d at 607. Therefore, the trial court did not
fundamentally err by failing to instruct the jury on unlawful
imprisonment.2
B. Aggravation Issue: Sufficiency of the evidence to support
the Enmund/Tison findings
¶32 Bearup argues that insufficient evidence supported the
jury’s Enmund/Tison findings.
¶33 The Eighth Amendment prohibits the imposition of the
death penalty on a defendant unless he “himself kill[s],
attempt[s] to kill, or intend[s] that a killing take place or
2
Because we do not find fundamental error, we need not
address prejudice. See Smith, 219 Ariz. at 136, ¶ 21, 194 P.3d
at 403.
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that lethal force will be employed,” Enmund v. Florida, 458 U.S.
782, 797 (1982), or is a major participant in the crime and acts
“with reckless indifference to human life,” Tison v. Arizona,
481 U.S. 137, 158 (1987). The prosecutor in this case
acknowledged that Bearup acted as an accomplice to the murder
and conceded that no evidence showed “that Bearup inflicted the
death wound.” Therefore, to make Bearup eligible for a capital
sentence, the State had to prove beyond a reasonable doubt that
Bearup intended the murder or was a major participant in the
crime who acted with reckless indifference to the harm to Mark.
See id.; Enmund, 458 U.S. at 801; State v. Tison, 160 Ariz. 501,
502 (1989). The jury found all of these factors.
1. Major participant
¶34 Sufficient evidence supports the jury’s finding that
Bearup was a major participant in the crime. See Tison, 481
U.S. at 157-58. Armed with a knife, Bearup joined Gaines and
Johnson in encircling Mark to prevent him from leaving as
Johnson administered a savage beating. By these actions, Bearup
substantially participated in the kidnapping. See A.R.S. §§ 13-
1301(2), -1304(A) (2001).
¶35 Bearup did far more than “merely sitting in a car away
from the actual scene of the murders acting as the getaway
driver.” See Tison, 481 U.S. at 158. He was “actively involved
in every element of the [kidnapping] and was physically present
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during the entire sequence of criminal activity culminating in”
Mark’s murder and the subsequent disposal of his body near Crown
King. See id. Therefore, the record contains sufficient
evidence to support the jury’s finding that Bearup was a major
participant in the kidnapping.
2. Reckless indifference
¶36 The jury also found that Bearup acted with reckless
indifference to human life. See id. at 157-58. Reckless
indifference is characterized by “knowingly engaging in criminal
activities known to carry a grave risk of death.” Id. at 157.
Bearup argues that he was not reckless because he was present
only to intimidate Mark and did not anticipate that Mark would
be killed.
¶37 Bearup cites State v. Lacy, 187 Ariz. 340, 929 P.2d
1288 (1996), in support of his contention that the record
contains insufficient evidence that he acted with reckless
indifference to life. Lacy involved a burglary and double
murder in which the defendant denied any involvement in
restraining or harming the victims. Id. at 345, 929 P.2d at
1293. In that case, without the defendant’s testimony, there
was “an almost complete void as to what occurred that night.”
Id. at 352, 929 P.2d at 1300. Because the record contained
almost no evidence indicating what the defendant saw, knew, or
did, except for his statement that he was not present when one
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of the victims was bound and gagged, we found the evidence
insufficient to support the conclusion that the defendant was
recklessly indifferent. Id. at 353, 929 P.2d at 1301.
¶38 The situation here differs. Bearup’s case is more like
State v. Ellison, a case in which we found reckless
indifference. 213 Ariz. 116, 135, ¶ 73, 140 P.3d 899, 918
(2006). In Ellison, the defendant argued that he was not the
actual killer and that he participated in the murder under
duress. Id. at 124, 135, ¶¶ 10, 73, 140 P.3d at 907, 918. On
appeal, citing Lacy, Ellison argued that the State failed to
prove that he acted with reckless indifference. Id. at 135,
¶ 73, 140 P.3d at 918. We distinguished the cases because
“[t]he defendant in Lacy . . . was not present when the actual
killer bound and gagged the victim; he only witnessed the
killing afterwards,” whereas Ellison “was not merely present
during the burglary and subsequent murders,” but directly
participated in restraining the victims and smothering one of
them. Id. We held that a reasonable jury could have concluded
that Ellison acted with reckless indifference to the fate of the
victims. Id.
¶39 We similarly upheld the murder convictions of two
defendants, Robinson and Washington, who killed one person and
severely injured another during a home invasion. State v.
Robinson, 165 Ariz. 51, 54-55, 796 P.2d 853, 856-57 (1990).
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Although it was unclear from the evidence who actually committed
the murder, we examined whether each defendant’s participation
in the felony was major and was done with reckless indifference
to life. Id. at 62, 796 P.2d at 864. We determined that the
Enmund/Tison culpability requirement was met for both defendants
based on
[e]vidence . . . that Robinson loaded firearms into
his vehicle in preparation for the trip from
[California] to Yuma, that Washington was at least
present when the hands and feet of [the victims] were
bound, that the [victims] were terrorized with
firearms, that Robinson masterminded the trip, and
that Washington was at least present in the [victims’]
home when [one victim] was wounded and [the other
victim] was murdered.
Id. In addition, Washington stated that he knew beforehand that
it might be necessary to kill the residents, he carried a gun
into the victims’ home and helped ransack it, and he did nothing
to prevent the victims from being shot. Id. at 61-62, 796 P.2d
at 863-64.
¶40 The circumstances surrounding Mark’s murder are more
like the facts in Ellison and Robinson than those in Lacy.
Unlike the situation in Lacy, in which little was known of the
events of the crime, Johnson and Nelson provided detailed
accounts of Bearup’s conduct. Both testified that Bearup was
not merely present, but actively participated in Mark’s
kidnapping and murder.
¶41 Even assuming that Bearup went to the scene intending
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only to intimidate Mark, the facts support the jury’s finding
that he thereafter acted with reckless indifference to whether
his acts, along with those of Johnson and Gaines, were likely to
result in Mark’s death. See Tison, 481 U.S. at 152. At some
point during the armed assault, Bearup must have realized that
Mark’s life was at risk. From this evidence, the jury
reasonably found that Bearup knew his actions created a grave
risk of death. Cf. Lacy, 187 Ariz. at 351, 929 P.2d at 1299
(recognizing that in the absence of other evidence, failure to
render aid may not suffice to show reckless indifference).
¶42 The evidence here showed that Bearup also participated
in and helped coordinate the post-beating activities, which
culminated in dumping Mark’s body. These actions as well
demonstrate reckless indifference. Bearup helped confine Mark
to the trunk of a car, cut off Mark’s finger while he might
still have been alive, and helped throw Mark’s body into the
ravine without verifying whether he was alive and while he was
at least seriously injured.
¶43 Viewing the facts in the light most favorable to
sustaining the verdict, we conclude that substantial evidence
demonstrated Bearup’s reckless indifference to human life; thus,
sufficient evidence supported the jury’s Enmund/Tison findings.
III. REVIEW OF SENTENCE
¶44 Because Bearup’s crimes occurred before August 1, 2002,
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we independently review the aggravating and mitigating factors
and the propriety of the death sentence. A.R.S. § 13-703.04(A)
(Supp. 2008); see 2002 Ariz. Sess. Laws, ch. 1, § 7 (5th Spec.
Sess.). In conducting our independent review, we “consider the
quality and the strength, not simply the number, of aggravating
and mitigating factors.” Roque, 213 Ariz. at 230, ¶ 166, 141
P.3d at 405 (quoting State v. Greene, 192 Ariz. 431, 443, ¶ 60,
967 P.2d 106, 118 (1998)).
A. Aggravating Circumstances
¶45 The State alleged two aggravating factors: Bearup had
previously been convicted of aggravated assault, a serious
offense in violation of A.R.S. § 13-703(F)(2), and he murdered
Mark in an especially cruel, heinous, and depraved manner in
violation of § 13-703(F)(6). Both aggravating factors were
proved beyond a reasonable doubt.
¶46 For the (F)(2) aggravator, the State produced a
certified copy of Bearup’s conviction for aggravated assault and
presented testimony that Bearup was in fact the person
convicted. Bearup concedes that aggravated assault qualifies as
a serious offense. This evidence establishes the “prior serious
offense” aggravating factor.
¶47 For the (F)(6) aggravating factor, the jury found both
that the murder was especially cruel and that it was committed
in an especially heinous or depraved manner. We find both
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elements satisfied as well.
¶48 “Cruelty exists if the victim consciously experienced
physical or mental pain prior to death and the defendant knew or
should have known that suffering would occur.” Trostle, 191
Ariz. at 18, 951 P.2d at 883 (citation omitted). “Mental
anguish includes a victim’s uncertainty about [his] ultimate
fate.” State v. Kiles, 175 Ariz. 358, 371, 857 P.2d 1212, 1225
(1993).
¶49 The evidence established that Mark experienced physical
pain and mental anguish and that Bearup knew of his suffering.
After Johnson began bludgeoning Mark with the baseball bat, Mark
attempted to stand up and may have tried to use Nelson to shield
himself from the assault. Mark screamed, “No. Leave me alone,”
and somebody else yelled, “Get him.” The assault lasted between
sixty and ninety seconds, during which time Mark was severely
beaten, resulting in visible facial fractures and substantial
blood loss. This evidence establishes cruelty. See id. at 371-
72, 857 P.2d at 1225-26; State v. Amaya-Ruiz, 166 Ariz. 152,
177, 800 P.2d 1260, 1285 (1990).
¶50 The record also shows that the murder was especially
heinous or depraved. Bearup relished the murder and either
mutilated the corpse or committed gratuitous violence. See
State v. Carlson, 202 Ariz. 570, 583-84, ¶ 51, 48 P.3d 1180,
1193-94 (2002) (citing State v. Gretzler, 135 Ariz. 42, 52-53,
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659 P.2d 1, 11-12 (1983)) (listing factors used to establish
heinousness and depravity).
¶51 “Mutilation requires a finding of a separate purpose to
mutilate” a corpse. Id. at 584, ¶ 52, 48 P.3d at 1194. In this
case, Bearup cut off Mark’s finger to recover the ring Mark was
wearing, which was a purpose separate from the killing itself.
Such “purposeful severing of body parts” constitutes mutilation.
State v. Doerr, 193 Ariz. 56, 68, ¶ 55, 969 P.2d 1168, 1180
(1998).
¶52 Gratuitous violence occurs when the defendant uses
violence in addition to that necessary to kill and intends to
inflict such violence. State v. Bocharski, 218 Ariz. 476, 494,
¶¶ 85, 87, 189 P.3d 403, 421 (2008). It may be demonstrated by
the continued infliction of violence after the defendant knew or
should have known that a fatal action had occurred. Id.
Removing Mark’s finger after he had been beaten nearly to death
with an aluminum baseball bat exceeded the violence necessary to
kill. Bearup’s actions also occurred after he knew or should
have known that Mark would not survive.
¶53 Although the record is not clear regarding when Mark
died, cutting off Mark’s finger approximately an hour after the
original assault constituted either mutilation (if Mark was dead
at the time) or gratuitous violence (if Mark was alive at the
time). See, e.g., State v. Pandeli (Pandeli I), 200 Ariz. 365,
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376, ¶ 41, 26 P.3d 1136, 1147 (2001) (removing victim’s nipples
after death constituted mutilation), vacated on other grounds,
536 U.S. 953 (2002) (mem.). The State thus established
heinousness and depravity beyond a reasonable doubt.
¶54 The State also established that Bearup relished the
crime. Bearup was overheard laughing while talking about
cutting off a person’s finger and was amused when he told his
ex-girlfriend about his actions. See supra ¶ 12; see also State
v. Medina, 193 Ariz. 504, 514, ¶ 35, 975 P.2d 94, 104 (1999)
(relishing demonstrated by defendant “laughing out loud,”
joking, and looking forward to media coverage); State v. West,
176 Ariz. 432, 448, 862 P.2d 192, 208 (1993) (bragging about
beating victim shows that defendant relished his crime),
overruled on other grounds, State v. Rodriguez, 192 Ariz. 58, 64
n.7, ¶ 30, 961 P.2d 1006, 1012 n.7 (1998); State v.
Runningeagle, 176 Ariz. 59, 65, 859 P.2d 169, 175 (1993)
(laughing immediately after murder and bragging to girlfriend
constitute relishing); cf. Greene, 192 Ariz. at 441, ¶ 40, 967
P.2d at 116 (noting that bragging may provide “sufficient proof
of relishing where the defendant’s statements provide clear
insight into his state of mind at the time of the killing”).
¶55 Therefore, the State proved beyond a reasonable doubt
that the murders were especially cruel and especially heinous or
depraved.
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B. Mitigating Circumstances
¶56 Bearup represented himself during the penalty phase and
elected not to present any mitigation evidence.3 He contends
that we should consider his decision to waive mitigation during
the penalty phase and his comparatively minor participation in
the crime. See A.R.S. § 13-703(G)(3).
¶57 Bearup’s chief argument, however, is that the disparity
between his sentence and Johnson’s and Nelson’s sentences is a
mitigating factor sufficiently substantial to warrant leniency.
During the guilt phase, Nelson testified that, under her plea
agreement, she was sentenced to ten and one-half years in prison
for kidnapping and she was eligible to receive a ten-to-twenty
year sentence for second degree murder. Johnson likewise
testified that, under his plea agreement, he was sentenced to
twelve years for kidnapping and was eligible to receive a ten-
3
On several occasions, the trial court conducted a colloquy
and determined that Bearup knowingly, intelligently, and
voluntarily waived his right to counsel and to present
mitigation evidence during the penalty phase. See Faretta v.
California, 422 U.S. 806, 835 (1975); State v. Hampton, 208
Ariz. 241, 243-44, ¶ 7, 92 P.3d 871, 873-74 (2004); see also
State v. Ashworth, 706 N.E.2d 1231, 1237 (Ohio 1999) (requiring
the trial court to inquire if the waiver of all mitigating
evidence in a capital case is knowing, voluntary, and
competent). But see Schriro v. Landrigan, 550 U.S. 465, 479
(2007) (“We have never imposed an ‘informed and knowing’
requirement upon a defendant’s decision not to introduce
[mitigation] evidence.”).
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to-twenty-two year sentence for second degree murder.
¶58 In September and October 2008, more than eighteen
months after Bearup was sentenced to death, the same trial judge
sentenced Johnson and Nelson to fourteen years’ incarceration
for Mark’s murder, each sentence to run concurrently with their
kidnapping sentences; thus each received a sentence totaling
fourteen years. See State v. Valenzuela, 109 Ariz. 109, 110,
506 P.2d 240, 241 (1973) (allowing judicial notice of the
superior court records). Gaines has entered a plea agreement,
but has yet to be sentenced.
¶59 “A disparity in sentences between codefendants and/or
accomplices can be a mitigating circumstance if no reasonable
explanation exists for the disparity.” State v. Kayer, 194
Ariz. 423, 439, ¶ 57, 984 P.2d 31, 47 (1999). “Only the
unexplained disparity is significant.” Ellison, 213 Ariz. at
140, ¶ 105, 140 P.3d at 923 (emphasis omitted). Here, however,
the plea deals with Johnson and Nelson were explained as being
necessary to bring everyone in this killing to justice. And
because the jury found the murder especially cruel, heinous, or
depraved, “even unexplained disparity has little significance.”
Id. (quoting State v. Schurz, 176 Ariz. 46, 57, 859 P.2d 156,
167 (1993)).
¶60 Bearup contends that we should compare his sentencing
disparity to the disparity in State v. Marlow, 163 Ariz. 65, 786
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P.2d 395 (1989). There, the defendant was sentenced to death
while his codefendant, who was also originally charged with
first degree murder, received a four-year sentence. Id. at 71-
72, 786 P.2d at 401-02. A probation officer testified that the
codefendant’s sentence was a “travesty of justice.” Id. at 71,
786 P.2d at 401. Despite the disparity, the trial court did not
consider the difference mitigating. Id. at 71-72, 786 P.2d at
401-02. On appeal, we reversed, finding that, in an appropriate
circumstance, disparity may qualify as a mitigating
circumstance. Id. at 72, 786 P.2d at 402. Despite upholding
the “heinous or depraved” aggravating circumstance, we found the
dramatic disparity in sentences sufficient to require reduction
of Marlow’s sentence to life imprisonment. Id. Bearup urges
the same result here.
¶61 We find this case more like State v. Henry (Henry II),
189 Ariz. 542, 944 P.2d 57 (1997), than Marlow. In Henry II, we
faced a sentencing disparity similar to the one here. The
defendant, Henry, received the death penalty while his
codefendant - who Henry alleged committed the murder - pled
guilty to attempted first degree murder and received a fifteen-
year sentence. Id. at 551, 944 P.2d at 66; State v. Henry
(Henry I), 176 Ariz. 569, 574-75, 863 P.2d 861, 866-67 (1993).
We found two aggravating factors – (F)(2), a prior serious
offense for armed robbery, and (F)(5), that the murder was
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committed in expectation of pecuniary gain. Henry II, 189 Ariz.
at 551, 944 P.2d at 66. We affirmed Henry’s death sentence
after finding that “the men’s distinct criminal backgrounds were
sufficient to justify the disparity in penalties.” Id.; see
also Schurz, 176 Ariz. at 50, 57, 859 P.2d at 160, 167 (holding
that disparity between defendant’s death sentence and co-
perpetrator’s sentence to a term of probation was “explain[ed]
and justif[ied]” and given “little, if any, weight” because the
co-perpetrator pled to a lesser felony offense and testified
against defendant at trial, the crime was heinous, cruel, or
depraved, and the jury rejected defendant’s accomplice theory).
C. Propriety of Death Sentence
¶62 The sentencing disparity in this case merits only
limited weight as mitigation in light of the reasonable
explanations for the disparity. Bearup’s criminal history was
more extensive than either Johnson’s or Nelson’s. The age
difference between Bearup and Johnson is also significant:
Bearup was twenty-four at the time of the murder, whereas
Johnson was only nineteen. Nelson, meanwhile, received a lesser
sentence based on her more limited role in the crimes.
Furthermore, Johnson’s and Nelson’s testimony was vital to the
State’s case against Bearup. See State v. Stokley, 182 Ariz.
505, 523, 898 P.2d 454, 472 (1995) (“[W]here the difference in
sentences is a result of appropriate plea bargaining, it may not
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be considered in mitigation.”). We conclude that procuring
testimony was an appropriate consideration in the plea
bargaining process. See id. at 524, 898 P.2d at 473.
¶63 Finally, Bearup asserts that despite the jury’s
determination that he was a major participant in the murder for
purposes of the Enmund/Tison findings, we nevertheless should
consider his relatively minor participation as a mitigating
circumstance. We conclude, however, that although Bearup did
not strike the death blows, he was not a minor participant in
the crimes.
¶64 We also conclude that, under the circumstances of this
case, Bearup’s election not to present mitigating evidence
during the penalty phase is not mitigating. We have searched
the record to determine whether there is any mitigating evidence
sufficiently substantial to call for leniency and conclude that
there is not.
¶65 Meanwhile, the aggravating circumstances in this case
were substantial. The State proved both the (F)(2) and (F)(6)
aggravating factors, including all prongs of the (F)(6) factor.
In light of the serious aggravating factors, we find that the
limited mitigation is not sufficiently substantial to call for
leniency.
IV. CONCLUSION
¶66 For the foregoing reasons, we affirm Bearup’s
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convictions and death sentence.
_______________________________________
Rebecca White Berch, Chief Justice
CONCURRING:
_______________________________________
Andrew D. Hurwitz, Vice Chief Justice
_______________________________________
Michael D. Ryan, Justice
_______________________________________
W. Scott Bales, Justice
_______________________________________
Ruth V. McGregor, Justice (Retired)
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APPENDIX
Claims Raised to Avoid Federal Preclusion
Bearup raises the following thirteen challenges to the
constitutionality of Arizona’s death penalty scheme to avoid
preclusion:
1. The death penalty is per se cruel and unusual
punishment. Both the United States Supreme Court and this Court
have rejected this argument. Gregg v. Georgia, 428 U.S. 153,
186-87 (1976); Salazar, 173 Ariz. at 411, 844 P.2d at 578; State
v. Gillies, 135 Ariz. 500, 507, 662 P.2d 1007, 1014 (1983).
2. Execution by lethal injection is cruel and unusual
punishment. This Court rejected this argument in State v.
Hinchey, 181 Ariz. 307, 315, 890 P.2d 602, 610 (1995).
3. The death statute is unconstitutional because it fails
to guide the sentencing jury. This Court rejected this argument
in State v. Greenway, 170 Ariz. 155, 164, 823 P.2d 22, 31
(1991).
4. The statute unconstitutionally fails to require either
cumulative consideration of multiple mitigating factors or that
the jury make specific findings as to each mitigating factor.
This Court rejected this argument in State v. Gulbrandson, 184
Ariz. 46, 69, 906 P.2d 579, 602 (1995), State v. Ramirez, 178
Ariz. 116, 131, 871 P.2d 237, 252 (1994), and State v. Fierro,
166 Ariz. 539, 551, 804 P.2d 72, 84 (1990).
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5. Arizona’s statutory scheme for considering mitigating
evidence is unconstitutional because it limits full
consideration of that evidence. This Court rejected this
argument in State v. Mata, 125 Ariz. 233, 242, 609 P.2d 48, 57
(1980).
6. Arizona’s death statute insufficiently channels the
sentencer’s discretion in imposing the death sentence. This
Court rejected this argument in West, 176 Ariz. at 454, 862 P.2d
at 214, and Greenway, 170 Ariz. at 162, 823 P.2d at 31.
7. Arizona’s death statute is unconstitutionally
defective because it fails to require the State to prove that
death is appropriate. This Court rejected this argument in
Gulbrandson, 184 Ariz. at 72, 906 P.2d at 605.
8. The prosecutor’s discretion to seek the death penalty
unconstitutionally lacks standards. This Court rejected this
argument in Salazar, 173 Ariz. at 411, 844 P.2d at 578.
9. The constitution requires proportionality review of a
defendant’s death sentence. This Court rejected this argument
in Salazar, 173 Ariz. at 416, 844 P.2d at 583, and State v.
Serna, 163 Ariz. 260, 269-70, 787 P.2d 1056, 1065-66 (1990).
10. There is no meaningful distinction between capital and
non-capital cases. This Court rejected this argument in
Salazar, 173 Ariz. at 411, 844 P.2d at 578.
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11. Applying a death statute enacted after the Supreme
Court’s decision in Ring II violates the ex post facto clauses
of the federal and state constitutions and A.R.S. § 1-244. This
Court rejected this argument in State v. Ring (Ring III), 204
Ariz. 534, 545-47, ¶¶ 15-24, 65 P.3d 915, 926-28 (2003).
12. The death penalty is cruel and unusual because it is
irrationally and arbitrarily imposed and serves no purpose that
is not adequately addressed by life in prison. This Court
rejected this argument in Pandeli I, 200 Ariz. at 382, ¶ 88, 26
P.3d at 1153, vacated on other grounds by Ring v. Arizona, 536
U.S. 584 (2002), and State v. Beaty, 158 Ariz. 232, 247, 762
P.2d 519, 534 (1988).
13. Arizona’s death penalty statute is unconstitutional
because it requires imposition of the death penalty whenever at
least one aggravating circumstance and no mitigating
circumstances exist. Both the United States Supreme Court and
this Court have rejected this argument. Walton v. Arizona, 497
U.S. 639, 648 (1990); State v. Miles, 186 Ariz. 10, 19, 918 P.2d
1028, 1037 (1996); Bolton, 182 Ariz. at 310, 896 P.2d at 850;
State v. Tucker (Tucker II), 215 Ariz. 298, 160 P.3d 177 (2007).
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