FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT May 22, 2013
Elisabeth A. Shumaker
Clerk of Court
ANGIE RODRIGUEZ,
Plaintiff-Appellant,
v. No. 12-2151
(D.C. No. 1:11-CV-00238-JEC-LFG)
PRESBYTERIAN HEALTHCARE (D. N.M.)
SERVICES; JOSEPH MCSWEENEY,
Defendants-Appellees.
ORDER AND JUDGMENT*
Before BRISCOE, Chief Judge, McKAY and O’BRIEN, Circuit Judges.
Angie Rodriguez appeals an order from the district court adopting the
magistrate judge’s recommendation to dismiss with prejudice her complaint brought
under the Family Medical Leave Act (“FMLA”), 29 U.S.C. § 2615, against
Presbyterian Healthcare Services (“PHS”). The district court dismissed the lawsuit
for discovery abuse. We have jurisdiction under 28 U.S.C. § 1291 and affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
Ms. Rodriguez began work as a compensation consultant for PHS in 2006. In
March 2010, Ms. Rodriguez sought medical treatment for stress and headaches, and
was approved for FMLA leave. After returning to work for a short period, she went
back on FMLA leave and short-term disability (“STD”) beginning April 22, 2010. A
medical-provider certification noted Ms. Rodriguez could not perform work of any
kind. She nevertheless began working at the Hard Rock Casino as a blackjack dealer
on April 27, 2010. Ms. Rodriguez remained on FMLA leave until June 7, 2010,
when she resigned from PHS, apparently under the belief that she had been replaced.
Ms. Rodriguez filed suit against PHS alleging FMLA interference, retaliation,
and wrongful termination, along with various common-law claims. PHS moved to
dismiss her complaint as a sanction for discovery abuse related to Ms. Rodriguez’s
deposition testimony. PHS alleged that Ms. Rodriguez lied about her employment as
a blackjack dealer, falsely denied knowledge of a 2009 pay increase, and tendered
false and evasive testimony by answering that she could not recall different events or
pieces of information over 350 times.
The magistrate judge concluded that Ms. Rodriguez engaged in “wholesale
obstruction” of the discovery process, see Aplt. App. at 118, and recommended
that the district court grant PHS’s motion. The magistrate judge found that
Ms. Rodriguez gave false deposition testimony about when she began her
employment as a blackjack dealer and when and how often she worked while on
leave at PHS, all in contravention of her assertion that she was entitled to FMLA
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leave because she was unable to work. The magistrate judge also found that
Ms. Rodriguez’s repeated answers that she did not know or could not recall
information and events amounted to deliberate and improper evasion of discovery.
The magistrate judge stated that is was “simply inconceivable that [Ms. Rodriguez]
could not recall very basic information about her employment history and earnings,
the location of [her] business, her husband’s occupation, her compensation and
benefits, her bankruptcy, or her husband’s extra-marital affairs.” Id. Given these
findings, the magistrate judge evaluated whether dismissal as a sanction was
appropriate under the factors outlined in Ehrenhaus v. Reynolds, 965 F.2d 916, 921
(10th Cir. 1992) (holding that before dismissing as sanction, courts should consider
(1) degree of actual prejudice to defendant; (2) amount of interference with judicial
process; (3) culpability of litigant; (4) whether court warned the party; and
(5) efficacy of lesser sanctions). The magistrate judge concluded that the Ehrenhaus
factors were sufficiently met—notwithstanding a lack of advance warning—and that
the interests of justice were best served by dismissal.
The district court denied Ms. Rodriguez’s objections and adopted the
magistrate judge’s report and recommendation to dismiss the complaint with
prejudice. Ms. Rodriguez now appeals.
The district court’s decision to dismiss with prejudice for discovery abuse is
reviewed for abuse of discretion. Ms. Rodriguez contends that she did not
deliberately give false testimony at all, and that the district court misapplied the
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Ehrenhaus factors. She argues that the facts do not support a finding of discovery
abuse, but even if they do, lesser sanctions would have been appropriate as opposed
to an unjustified outright dismissal.
After thoroughly reviewing the record and briefing on appeal, we are
not persuaded that the district court abused its discretion when it dismissed
Ms. Rodriguez’s complaint for discovery abuse. Indeed, we discern no error with the
court’s evaluation under the Ehrenhaus factors. Accordingly, we affirm dismissal of
Ms. Rodriguez’s complaint for substantially the reasons given by the magistrate
judge and the district court.
Entered for the Court
Monroe G. McKay
Circuit Judge
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