Vigue v. Evans Products Co.

No. 14764 IN THE SUPREME COURT OF THE STATE OF MONTANA 1980 WILLIAM VIGUE and MRS. WILLIAM VIGUE, Plaintiffs and Appellants, EVANS PRODUCTS COMPANY, and GEORGE WOOD, Defendants and Respondents. Appeal from: District Court of the Fourth Judicial District, Honorable Jack L. Green, Judge presiding. Counsel of Record: For Appellants: Hoyt, Trieweiler, Lewis & Regnier, Great Falls, Montana John Hoyt argued, Great Falls, ~ontana For Respondents: Garlington, Lohn and Robinson, Missoula, Montana Larry Riley argued, Missoula, Montana Andrew J. Utick argued, Helena, Montana Submitted: January 15, 1980 Decided: MAR 1$j Filed: k!A!?$'; Mr. Justice John Conway Harrison delivered the Opinion of the Court. This is an appeal from an order dismissing a complaint which alleged the commission of certain tortious acts in the adjusting and processing of a Workers' Compensation claim. The order was entered in the District Court of Missoula County, the Honorable Jack L. Green presiding. The claimant and appellant, William Vigue, suffered an industial accident injury on March 29, 1976 while employed by one of the respondents, Evans Product Company. After the injury, appellant underwent extensive back surgery and was certified by his physician on February 20, 1978 as totally and permanently disabled. Evans is a Plan I insurer under the Montana Workers' Compansation Act and employs George Wood, the other respondent in this matter. Wood is a professional adjuster in Workers' Compensation claims. On July 13, 1978, appellant filed a complaint against respon- dents alleging the commission of certain tortious acts in the adjusting and handling of his Workers' Compensation claim. Among the torts alleged were fraud, couT_r~~sion, economic duress and bad faith. Respondents moved to dismiss the complaint upon the ground that it failed to state a claim for which relief could be granted. Respondents contended that the controversy among the parties was within the exclusive jurisdiction of the Workers' Compensation Court. After submission of briefs and oral argument, the District Court granted the motion to dismiss. Appellant then appealed. The issue raised for our consideration upon this appeal is whether a claimant, who sustains an injury covered by the Workers' Compensation Act, may assert a separate action fordamagesin District Court against an insurer and its ad- juster for the commission of intentional torts in the pro- cessing and handling of a Workers' Compensation claim. In resolving this issue, the focus of our inquiry is on the scope and coverage of the Workers' Compensation Act and the extent to which its provisions and remedies are made exclusive. The exclusivity provision of the Act states: -- employments covered under the Workers1 "For all Compensation Act - - which an election has or for been made for coveraqe under this chapter, the --- provisions - - of this chapter are exclusive. Ex- w - -o v i d e d in part 5 of this chapter for uninsured employers and except as otherwise provided in the Workers' Compensation Act, an employer - - subject to any liability what- is not ever- - death - - - for the of orpersonal injury - - to an employee covered by the Workers' Compensation Act or for any claims for contribution or indemnity asserted by a third person from whom damaqes are sought on account of such injuries -- or death. The workers1 Compensation ~ c t - b i n d s the em~loveehimself. - - - - of death binds L z and in case his personal representative and all persons having any right or claim to compensation for his injury or death, as well as the employer and the servants and employees of such employer and those conducting his business during liquidation, bankruptcy, or insolvency." Section 39-71-411, MCA. (Emphasis added.) Under the Act, the Workers' Compensation Court is given exclusive jurisdiction over all disputes arising from claims. Section 39-71-2905, MCA states: "A claimant or an insurer who has a dispute con- cerning any benefits under chapter 71 of this title may petition the workers' compensation judge for a determination of the dispute. The judge, after a hearing, shall make a determination of the dispute in accordance with the law as set forth in chapter 71 of this title. If the dis- pukerelates to benefits due a claimant under chapter 71, the judge shall fix and determine any benefits to be paid and specify the manner of payment. The workers' compensation judge has exclusive jurisdiction to make determinations concerning disputes under chapter 71. The pen- alties and assessments allowed against an in- surer under chapter 71 are the exclusive penalties and a s s e s s m e n t s t h a t c a n be a s s e s s e d a g a i n s t a n i n s u r e r f o r d i s p u t e s a r i s i n g under c h a p t e r 71." A p p e l l a n t contends t h a t , w h i l e t h e e x c l u s i v i t y pro- v i s i o n s of t h e A c t b a r a n a c t i o n i n D i s t r i c t Court a g a i n s t employers o r t h e i r i n s u r e r s f o r p e r s o n a l i n j u r y o r d e a t h t o t h e c l a i m a n t , they do n o t b a r a n a c t i o n i n D i s t r i c t Court a g a i n s t t h e i n s u r e r s o r a d j u s t e r s f o r t h e commission of i n t e n t i o n a l t o r t s i n t h e s e t t l i n g of a claim. Appellant r e l i e s o n s e v e r a l cases o u t s i d e o f t h i s j u r i s d i c t i o n which have u p h e l d a c l a i m a n t ' s r i g h t t o b r i n g a s e p a r a t e a c t i o n a t law f o r t h e commission o f i n d e p e n d e n t i n t e n t i o n a l t o r t s i n t h e s e t t l e m e n t of a Workers' Compensation c l a i m . See Coleman v. American U n i v e r s a l I n s . Co. (Wis. 1 9 7 9 ) , 273 N.W.2d 220; Gibson v . Nat. Ben F r a n k l i n I n s . Co. (Me. 1 9 7 8 ) , 387 A.2d 220; S t a f f o r d v. W e s t c h e s t e r F i r e I n s . Co. o f N . Y . , Inc. ( A l a s k a 1 9 7 4 ) , 526 P.2d 37; M a r t i n v. T r a v e l e r s I n s u r a n c e Company (1st C i r . 1 9 7 4 ) , 497 F.2d 329; Reed v . H a r t f o r d Accident & I n d e m n i t y Co. (E.D. Pa. 1 9 7 3 ) , 367 F.Supp. 134; Unruh v. Truck I n s u r a n c e Exchange ( 1 9 7 2 ) , 7 C a l . 3 d 616, 498 P.2d 1063. I n t h e s e c a s e s , p r i m a r i l y two b a s e s have been o f f e r e d f o r t h e upholding of t h e r i g h t . The f i r s t b a s i s i s t h a t t h e a c t s complained o f do n o t a r i s e o u t o f t h e employment relationship. R a t h e r , a t t h e t i m e o f t h e commission o f t h e t o r t s , t h e employment r e l a t i o n s h i p h a s t e r m i n a t e d . The i n s u r a n c e c a r r i e r i s no l o n g e r t h e " a l t e r e g o " o f t h e employee and, t h e r e f o r e , i s n o t a f f o r d e d t h e p r o t e c t i o n of t h e A c t . "The i n j u r y f o r which remedy i s s o u g h t i n t h e i n s t a n t c a s e i s t h e e m o t i o n a l d i s t r e s s and o t h e r harm c a u s e d by t h e d e f e n d a n t s ' i n t e n t i o n a l a c t s d u r i n g t h e i n v e s t i g a t i o n and d u r i n g t h e c o u r s e o f payment of t h e c l a i m . This claimed i n j u r y w a s d i s t i n c t i n t i m e and p l a c e from t h e o r i g i n a l on- t h e - j o b p h y s i c a l i n j u r y which was s u b j e c t t o t h e Compensation A c t . The i n j u r y f o r which r e c o v e r y i s sought i n t h e p r e s e n t a c t i o n s d i d n o t occur while the plaintiff was employed or while he was performing services growing out of and incidental to his employment. As the plaintiff repeatedly and correctly stresses in his brief, this action is based not on the original work-related injury but on a second and separate injury resulting from the intentional acts of the insurer and its agents while investigating and paying the claim. The Act does not cover the alleged injury, and the exclusivity provision does not bar the claim." Coleman, supra, at 223. The second basis upon which the right has been upheld is that the penalty provisions of the various state Workers' Compensation Act are inappropriate for intentional wrong- doings. Coleman, supra, at 224; Stafford, supra, at 43; Martin, supra, at 331; Gibson, supra, at 223. Rather, the provisions apply to conduct which falls short of bad faith or unintentional conduct, such as cases of mismanagement or deficient administrative practices. They are not appropri- ate for intentional wrongdoings. We have had occassion to consider one of the cases cited by appellant in a matter where we addressed essentially the same issue that is now before the Court. That case was Carlson v. Anaconda Company (1974), 165 Mont. 413, 529 P.2d 356. We distinguished the facts of Carlson from the facts of Reed, supra, and held that the provisions of the Workers' Compensation Act were Carlson's exclusive remedy. Respondents urge that Carlson is "on all fours" with the instant case. Carlson was injured in an industrial accident at the Anaconda Company's Great Falls plant on August 20, 1972. Carlson was rendered permanently and totally disabled. Anaconda was a Plan I self-insurer under the Workers' Com- pensation Act. Carlson filed a complaint against Anaconda for failing and refusing to make compensation payments to which Carlson was entitled, and for giving false information to the Workers' Compensation Division that Carlson was continuing to receive 70% of his regular salary. Anaconda argued that the failure to pay resulted from a mix-up in their records which had since been corrected and payments made. Characterizing the case as a case of mismanagement rather than intentional wrongdoing, we held that Carlson was barred from asserting an action at law: "Reed, cited by plaintiff, is distinguishable on the facts. There the action at law was against the employer's Workmen's Compensation insurance carrier based on independent inten- tional torts and breach of an express contract to pay total disability benefits by false, fraudulent and perjured means. This is a far cry from the facts here, and the attempted analogy fails." Carlson, supra, at 417, 529 P.2d at 358. Carlson may be distinguished from the instant case on the basis that the facts and circumstances in Carlson give the case a much different character. Whereas the instant case involves allegations of intentional torts or the presence of bad faith, Carlson, as stated earlier, involved a case of mismanagement. The instant case was dismissed at the pleading stage. It is well settled that on appeal all of the allega- tions of a complaint must be accepted as true in determining the issues involved, realizing of course, that all the allegations are subject to proof through the regular trial procedures. State v. District Court of the Eighth Judicial District (1967), 149 Mont. 131, 423 P.2d 598, 600. It is also established law that a complaint cannot be properly dis- missed for failure to state a claim unless it appears for certain that the plaintiff is entitled to no relief under any stated facts which could be proven in support of his claim. Keilman v. Mogan (1970), 156 Mont. 230, 478 P.2d 275, 276. Treating the allegations in appellant's complaint as being true for purposes of this appeal, as indeed we must, leads t o t h e conclusion t h a t t h e D i s t r i c t Court acted im- properly i n dismissing a p p e l l a n t ' s complaint. This holding i s r e q u i r e d by a r e c e n t and a s y e t u n p u b l i s h e d d e c i s i o n o f t h i s C o u r t i n Hayes v. Aetna I n s . Co. (Supreme C o u r t # 1 4 8 5 3 ) , where w e r e c o g n i z e d t h e r i g h t o f a c l a i m a n t t o b r i n g a s e p a r a t e a c t i o n i n D i s t r i c t C o u r t f o r t h e commission o f i n t e n t i o n a l t o r t s o c c u r r i n g d u r i n g t h e s e t t l e m e n t of a claim. The c o m p l a i n t h e r e s u f f i c i e n t l y s t a t e d a c a u s e o f a c t i o n u n d e r t h e Hayes r u l e . A s s u c h , i t was improper f o r t h e D i s t r i c t C o u r t t o d i s m i s s t h e c a s e . S e e c o n c u r r i n g o p i n i o n i n Hayes. A s a n a s i d e , w e a l s o n o t e t h a t a p p e l l a n t complains i n t h i s c a s e t h a t t h e respondents claimed o f f s e t s a g a i n s t a p p e l l a n t ' s Workers' Compensation b e n e f i t s u n d e r M o n t a n a ' s o f f s e t s t a t u t e , s e c t i o n 39-71-702, MCA. That s t a t u t e has t h e e f f e c t of depriving a claimant of c o s t of l i v i n g i n c r e a s e s under t h e S o c i a l S e c u r i t y A c t . R e c e n t l y , i n McClanathan v . S t a t e Compensation I n s u r a n c e Fund ( 1 9 7 9 ) , Mont. -I - P.2d , - 37 St.Rep. 1 1 3 , w e r u l e d t h a t t h i s p o r t i o n o f t h e s t a t u t e was u n c o n s t i t u t i o n a l . A t t h e t i m e t h a t respondents c l a i m e d t h e o f f s e t s h e r e , however, r e s p o n d e n t s c o u l d o n l y have w i t h h e l d t h e o f f s e t u n d e r t h e i m p r e s s i o n t h a t t h e s t a t u t e was c o n s t i t u t i o n a l . T h e i r c o n d u c t was l a w f u l and m o t i v a t e d by good f a i t h . As a result, t h e r e c a n be no complaint here. ~ c c o r d i n g l y ,t h e a c t i o n o f t h e D i s t r i c t C o u r t i s r e v e r s e d . W e concur: chief Justice