No. 04-242
IN THE SUPREME COURT OF THE STATE OF MONTANA
2005 MT 276
STATE OF MONTANA,
Plaintiff and Respondent,
v.
KELVIN KEITH ERICKSON,
Defendant and Appellant.
APPEAL FROM: District Court of the Seventh Judicial District,
In and for the County of Dawson, Cause Nos. DC 01-055 and DC 02-048,
The Honorable Richard A. Simonton, Judge presiding.
COUNSEL OF RECORD:
For Appellant:
Chad Wright, Appellate Defender, Helena, Montana
For Respondent:
Hon. Mike McGrath, Attorney General; John Paulson,
Assistant Attorney General, Helena, Montana
Scott W. Herring, Dawson County Attorney, Glendive, Montana
Submitted on Briefs: April 5, 2005
Decided: November 3, 2005
Filed:
__________________________________________
Clerk
Justice John Warner delivered the Opinion of the Court.
¶1 Kelvin Keith Erickson, (Erickson), appeals from a judgment entered in the District
Court of the Seventh Judicial District, Dawson County, wherein he was convicted of two
separate offenses as charged in separate informations. Separate sentences were imposed;
however, they were handed down at the same hearing and are contained in one written
judgment that was filed in both cases. We reverse and remand for re-calculation of credit
for time served on both sentences, and reverse and remand for resentencing relating to
restitution.
¶2 We address the following issues on appeal:
¶3 1. Did the District Court err in calculating the amount of time due Erickson, as credit
against his sentences, for time served in jail prior to judgment?
¶4 2. Did the District Court err in ordering Erickson to pay child support in lieu of fines,
fees and restitution?
BACKGROUND
¶5 Erickson was arrested and placed in jail on November 1, 2001, and charged on
December 4, 2001, in Dawson County No. DC-01-055, (DC-01-055), with Criminal
Possession of Dangerous Drugs in violation of § 45-9-102(5), MCA. Bail was initially set
at $50,000. The amount of bail was twice reduced and Erickson remained incarcerated until
July 25, 2002, when after the second bail reduction he was able to post a commercial surety
bond in the amount of $5,000 and was released.
¶6 After his release on bond, Erickson was again arrested for a separate offense on
September 19, 2002, and charged on October 21, 2002, in Dawson County No. DC-02-048,
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(DC-02-048), with Unlawful Operation of a Clandestine Laboratory in violation of § 45-9-
132, MCA. Bail was set at $250,000 in DC-02-048, and Erickson remained incarcerated
until sentencing.
¶7 The District Court did not enter an order revoking Erickson’s release on bail in DC-
01-055. However, Erickson’s appellate counsel submitted to this Court a copy of a
revocation of the $5,000 surety bond Erickson posted to secure his release, as well as a
certificate signed by the Dawson County Undersheriff indicating that Erickson was received
into custody pursuant to such revocation. Erickson’s appellate counsel moved this Court
pursuant to Rule 9(f), M.R.App.P., to allow the appellate record to be supplemented to
include this revocation, and this motion was granted on January 4, 2005.
¶8 Erickson eventually pled guilty to both charges, pursuant to a plea agreement. The
District Court accepted Erickson’s pleas and ordered a presentence investigation.
¶9 A sentencing hearing was held on December 19, 2003. At this hearing, the District
Court followed the plea agreement, sentencing Erickson to five years in Montana State
Prison, all suspended, in DC-01-055, and to ten years in Montana State Prison, with five
years suspended, in DC-02-048. The sentences were ordered to run concurrently.
¶10 During the sentencing hearing, there was discussion on how much credit Erickson
would receive for time served prior to the entry of judgment. According to the plea
agreement, Erickson would get credit for time served between his arrest on the DC-02-048
charge and the time of sentencing. The District Court asked for explanation of this part of
the plea agreement. Defense counsel explained that she expected that Erickson would
receive credit for “400-some” days rather than “700-some” days, because the other sentence
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was to be suspended. The judgment credited Erickson with 289 days served in DC-01-055,
which was apparently to be from the date of his initial arrest on November 1, 2001, to his
release on bail on July 25, 2002. The judgment credited Erickson with 430 days served in
DC-02-048, which was from September 19, 2002, the date of his arrest on that charge, until
December 19, 2003, the date of sentencing.
¶11 Also, at the sentencing hearing, the District Court ordered that one-third of Erickson’s
prison earnings were to be forfeited as restitution, which was to be paid towards Erickson’s
delinquent child support. The District Court went on to note that, while the delinquent child
support was not mentioned in the plea agreement, the Court could order such payment if
necessary for rehabilitation, and the case could go to trial if this was considered a deviation.
The oral sentence further ordered Erickson to repay his delinquent child support and remain
current on his child support in lieu of requiring Erickson to pay cleanup costs connected with
his methamphetamine lab, attorney fees, or jury costs. The rate of such payment was to be
worked out between Erickson and his probation officer.
¶12 In the written judgment dated December 23, 2003, the District Court described the
child support order as Erickson’s sole financial responsibility in lieu of any fine, fee, or
restitution. The written judgment also specifies that one-third of Erickson’s prison earnings
would be forfeited for payment of restitution, without indicating what restitution Erickson
would be paying.
¶13 Erickson appeals his sentences, arguing that he must be given credit in DC-01-055
for all the time served in jail, and further arguing that the District Court erred in ordering him
to pay restitution in the form of child support.
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STANDARD OF REVIEW
¶14 This Court reviews a criminal sentence for its legality. State v. Webb, 2005 MT 5,
¶ 8, 325 Mont. 317, ¶ 8, 106 P.3d 521, ¶ 8; State v. Eaton, 2004 MT 283, ¶ 11, 323 Mont.
287, ¶ 11, 99 P.3d 661, ¶ 11.
DISCUSSION
ISSUE ONE
¶15 Did the District Court err in calculating the amount of time due Erickson, as
credit against his sentences, for time served in jail prior to judgment?
¶16 Relating to credit for time served in DC-02-048, Erickson argues that the District
Court miscalculated the number of days credit he earned between his arrest on September
19, 2002, and sentencing. The District Court calculated that Erickson had been incarcerated
for 430 days between September 19, 2002, and December 19, 2003, but Erickson was
actually incarcerated for 457 days during this period. The State concedes that the District
Court miscalculated the proper amount of credit for time served on this charge. Erickson
must receive credit for the additional 27 days actually served.
¶17 Erickson insists that he must be given additional credit against his sentence in DC-01-
055, for the time he spent in jail from September 19, 2002, the date of his re-arrest, until
December 19, 2003, the date of sentencing. Erickson argues that his incarceration after
September 19, 2002, was directly related to the initial possession charge from November 1,
2001, because the bond he had posted was revoked on September 18, 2002, and he was in
jail awaiting trial on both charges. Thus, he argues that, pursuant to § 46-18-403(1), MCA,
and State v. Kime, 2002 MT 38, 308 Mont. 341, 43 P.3d 290, overruled in part on other
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grounds by Eaton, ¶ 11, he must receive credit for pre-judgment incarceration on both
charges.
¶18 The State argues that additional credit for time served in DC-01-055 should not be
granted, because Erickson’s incarceration after September 19, 2002, was not related to the
charge of criminal possession of dangerous drugs, as the District Court had entered no order
revoking his bail on that charge. The State also argues that Erickson’s counsel
acknowledged at the sentencing hearing that Erickson was not entitled to credit in DC-01-
055 for the time he served following his arrest on September 19, 2002.
¶19 It is not clear how the District Court decided that Erickson was entitled to be credited
with 289 days served on DC-01-055. The plea agreement only mentions credit for the time
Erickson spent in jail awaiting trial in DC-02-048, and it makes no mention of the time
Erickson was incarcerated pursuant to the first charge, DC-01-055. Also, it is not clear what
charge the District Court and Erickson’s counsel were talking about when credit for time
served was discussed, in part because the number of days being discussed was vague, that
is, “400-some” or “700-some.” While the State suggests that the 289 days that was credited
on DC-01-055 was meant to apply to Erickson’s incarceration from November 1, 2001, until
bond was posted on July 25, 2002, such period of incarceration was 267 days. The record
before this Court shows that the actual periods of Erickson’s pre-judgment incarceration are:
267 days from November 1, 2001, until July 25, 2002; and 457 days from September 19,
2002, until December 19, 2003, for a total of 724 days.
¶20 In determining credit for pre-judgment time served, the applicable statute reads as
follows:
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Any person incarcerated on a bailable offense and against whom a judgment
of imprisonment is rendered must be allowed credit for each day of
incarceration prior to or after conviction, except that the time allowed as a
credit may not exceed the term of the prison sentence rendered.
Section 46-18-403(1). In Kime, the defendant was arrested on November 26, 2000, and
placed in the Gallatin County Detention Center on multiple charges. Kime, ¶ 3. The
defendant was in a supervised release program at that time because of a prior felony assault
conviction, and was transferred from the Gallatin County Detention Center to the Montana
State Prison on December 5, 2000, to serve the remainder of his sentence for felony assault.
Kime, ¶ 4. The defendant was sentenced on the charges stemming from his November 26,
2000, arrest on April 2, 2001, and he received credit on this charge only for the time he spent
in the Gallatin County Detention Center from November 26, 2000, until December 5, 2000.
He did not receive credit for his incarceration in the Montana State Prison from December
5, 2000, until April 2, 2001. Kime, ¶ 5. The defendant appealed, arguing that he should
have received credit for all of his incarceration, including his incarceration in the Montana
State Prison. Kime, ¶¶ 5, 8.
¶21 We concluded that the credit given by the District Court at sentencing was correct,
because the defendant’s incarceration at Montana State Prison, from December 5, 2000, until
April 2, 2001, was related only to his prior felony assault conviction, not to the charges
stemming from his arrest on November 26, 2000. Kime, ¶ 16. We noted that the purpose
of § 46-18-403(1), MCA, was to insure that indigent and nonindigent defendants did not
receive disparate treatment, and “[t]hat purpose is not served by crediting a defendant’s
sentence for time served where the defendant would not have been released from custody
had he or she been able to post bail in any event as a result of being held on a sentence
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related to an earlier offense.” Kime, ¶ 15. Thus, after Kime, “pursuant to § 46-18-403(1),
MCA, a defendant’s sentence may be credited with the time he or she was incarcerated only
if that incarceration was directly related to the offense for which the sentence is imposed.”
Kime, ¶ 16.
¶22 In the present case, it is clear that § 46-18-403(1), MCA, requires that Erickson
receive credit on his sentence in No. DC-01-055 for his incarceration from November 1,
2001, until bond was posted on July 25, 2002. If it is indeed true that Erickson’s $5,000
bond was revoked by his bondsman on September 18, 2002, he would upon such revocation
no longer have met the condition of his release on bail that he post a bond, and he would
have been subject to immediate arrest on the possession charge, DC-01-055. Section 46-9-
505, MCA. Likewise, if it is true that Erickson was surrendered to the Dawson County
Sheriff in connection with DC-01-055, the Sheriff had the obligation to detain him in
custody on that charge, and to notify the District Court that he was in custody on such
charge. Section 46-9-510(2), MCA. The failure of the Sheriff to notify the District Court
that he was in custody cannot be attributed to Erickson.
¶23 Erickson’s arrest on DC-01-055 was unnecessary, however, because he was already
in jail after his arrest on the DC-02-048 charge on September 19, 2002. Thus, the County
Attorney had no incentive whatever to petition the District Court to formally revoke his bail
in DC-01-055, and have an arrest warrant issued for a man that was already in jail.
¶24 It is clear under the circumstances of this case that, if Erickson’s $5,000 bond was
revoked by his bondsman pursuant to § 46-9-401(3), MCA, on September 18, 2002, and he
was surrendered to the Sheriff, he was then incarcerated awaiting trial on the charges in DC-
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01-055 as well as those in DC-02-048. His incarceration was, in such instance, directly
related to the charges in DC-01-055, and § 46-18-403(1), MCA, would require that he
receive credit for the time between his arrest and when judgment was entered on that charge.
¶25 If the truth of the matter is that Erickson’s bond in DC-01-055 was never revoked, the
District Court would be correct that he was not incarcerated on that charge after his release
on July 25, 2002, and he need not receive credit for such time served.
¶26 While the record on appeal includes a copy of the bond revocation, it has never been
established in the District Court that Erickson’s bond in DC-01-055 was revoked. Therefore,
remand is necessary to determine whether Erickson’s bond was in fact revoked in DC-01-
055.
¶27 In considering this issue, we are aware that Erickson did not object at the sentencing
hearing to the District Court’s calculation of time served in DC-01-055. While there was no
timely oral objection by Erickson, we have established an important exception to the rule
that failure to timely object to a sentence risks waiver of a sentencing issue on appeal.
In State v. Lenihan (1979), 184 Mont. 338, 343, 602 P.2d 997, 1000, we held
where a sentence was imposed in a criminal case, and the defendant appeals
on the basis that the sentence is illegal or exceeds statutory mandates, “[i]t
appears to be the better rule to allow an appellate court [jurisdiction] to review
. . . even if no objection is made at the time of sentencing.”
Eaton, ¶ 14 (citations omitted). In this case, the issue is the proper amount of time to credit
Erickson for his incarceration. According to § 46-18-403(1), MCA, such credit must be
allowed. As such, giving Erickson less credit than he is entitled to would violate statutory
mandates, and thus the exception as stated in Eaton applies. It is not fatal to his appeal that
Erickson did not timely object at sentencing.
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ISSUE TWO
¶28 Did the District Court err in ordering Erickson to pay child support in lieu of
fines, fees and restitution?
¶29 Erickson contends that the provisions of the judgment ordering him to pay child
support are actually an imposition of a restitution obligation, and § 46-18-201(5), MCA,
which deals with restitution, only allows restitution if a victim of the offense has suffered
a pecuniary loss. Erickson argues that his children were not victims of the offenses charged,
so restitution to them is not allowed by statute. Erickson further argues that the child support
order has no correlation with the crimes for which he was sentenced, as required by State v.
Horton, 2001 MT 100, 305 Mont. 242, 25 P.3d 886, overruled in part on other grounds by
Eaton, ¶ 11. Finally, he requests the child support order be stricken, as was done in Horton.
¶30 The State argues that the order to pay child support was not restitution, but an
acceptable invocation of the District Court’s authority in cases involving a suspended
sentence to impose “any other reasonable restrictions or conditions considered necessary for
rehabilitation or for the protection of the victim or society.” Section 46-18-201(4)(n), MCA.
The State also argues that the question by Erickson’s counsel regarding whether child
support payments or possible cleanup costs regarding the clandestine lab charges should
have priority was an implied suggestion that Erickson’s rehabilitation would be better served
by paying the child support and an invitation for the District Court to order the child support
payment. The State goes on to argue that Erickson acquiesced to the child support payment
order, and that he therefore waived this issue on appeal, citing State v. Micklon, 2003 MT
45, 314 Mont. 291, 65 P.3d 559. Finally, the State argues that if the child support order was
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outside the District Court’s authority, the case should be remanded for resentencing as
opposed to striking the child support order, asserting that the District Court intended to
impose some financial obligation upon Erickson.
¶31 It is not clear from the record whether the District Court intended the child support
order to be restitution or a condition of Erickson’s probation. During the sentencing hearing,
the District Court referred to the child support order as restitution, saying that one-third of
Erickson’s prison earnings would be forfeited for payment of restitution, which was to be
paid to Erickson’s delinquent child support. The District Court also seemed to suggest that
payment of the child support was a condition of probation, noting that, while the delinquent
child support was not mentioned in the plea agreement, the Court could order such payment
if necessary for rehabilitation. Then, in the written order, the District Court said the child
support was Erickson’s sole financial responsibility in lieu of fines, fees, and restitution.
Another part of the written order required forfeiture of one-third of Erickson’s prison
earnings for payment of restitution, and the written order does not specify what restitution
the prison earnings would pay.
¶32 Again, Erickson’s failure to object to the child support order at the sentencing hearing
is not fatal to his appeal. As described above, we have previously held that if a defendant
contends that a criminal sentence exceeds statutory authority, the better rule is to allow
appellate review, even if no objection was made at sentencing. Eaton, ¶ 14. We have also
discussed why such an objection might not be made:
This Court recognizes the often uncertain position that a defendant faces
during a sentencing hearing. A defendant who objects to a condition imposed
during the sentencing hearing bears the risk that the judge could forego a more
lenient sentence. Lenihan, 184 Mont. at 343, 602 P.2d at 1000. Thus, “a
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defendant often times must remain silent even in the face of invalid
conditions,” to guard against this possibility. Lenihan, 184 Mont. at 343, 602
P.2d at 1000.
Eaton, ¶ 14.
¶33 Erickson had been told by the District Court that, but for the plea agreement, the
District Court would likely have given Erickson the maximum sentence. In addition, when
the District Court mentioned that the child support was not mentioned in the plea agreement,
it also noted that if this was considered a deviation, the case could go to trial. Given these
statements by the District Court, it is understandable why Erickson did not object to his
sentence for fear of receiving a harsher sentence.
¶34 If a Defendant invites a condition of his sentence, and acquiesces to such order, we
have held that he cannot later successfully attack such condition as illegal. See Micklon, ¶
10. However, in this instance, the District Court did not ask for Erickson’s opinion
regarding the child support order. In fact, the District Court suggested that if Erickson
objected to this order, the cases could go to trial. The only support for the State’s argument
that Erickson invited and acquiesced to the child support order is the question by Erickson’s
counsel at the sentencing hearing regarding whether Erickson should give preference to
making child support payments or possible cleanup costs regarding the clandestine lab
charges. We do not agree that this statement served as an invitation for the District Court
to make the child support order. Also, this statement was not made by Erickson. We
conclude that Erickson neither invited nor acquiesced to the child support order.
¶35 The statutory authority for the payment of restitution is found at § 46-18-201(5),
MCA (2001), which provides, in pertinent part, as follows:
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In addition to any penalties imposed pursuant to subsection (1), if the
sentencing judge finds that the victim of the offense has sustained a pecuniary
loss, the sentencing judge shall require payment of full restitution to the victim
as provided in 46-18-241 through 46-18-249.
¶36 The offense of criminal possession of dangerous drugs has no identifiable victim.
Thus, by statute, Erickson could not be ordered to pay restitution as part of his sentence in
DC-01-055.
¶37 It is required that the amount of restitution be determined and fixed. Section 46-18-
244(1), MCA; State v. Dunkerson, 2003 MT 234, ¶ 17, 317 Mont. 228, ¶ 17, 76 P.3d 1085,
¶ 17. There is no information in the record concerning what if any restitution may be due,
and to whom it should be paid, relating to the offense of Unlawful Operation of a
Clandestine Laboratory. Further, Erickson is correct that there is no correlation between his
paying child support and his operation of a methamphetamine lab. A sentencing limitation
or condition must have some correlation or connection to the underlying offense for which
the defendant is being sentenced. State v. Ommundson, 1999 MT 16, ¶ 11, 293 Mont. 133,
¶ 11, 974 P.2d 620, ¶ 11; Horton, ¶ 28. There is no such correlation or connection in this
case between Erickson’s conviction on the operation of a methamphetamine laboratory
charge and ordering him to pay his child support. Consequently, the District Court's order
did not meet the statutory requirements for the imposition of restitution on a suspended
sentence.
¶38 We have previously considered whether to strike a the child support order illegally
imposed in a criminal sentence and end the matter, or remand for resentencing.
This Court has not adopted clear-cut rules concerning the appropriate remedy
for a partially illegal sentence. In general, we have vacated or remanded with
instructions to strike when the illegal portion of a sentence was a condition of
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a suspended sentence or a sentence enhancement. See, e.g., [State v.] Shockley,
[2001 MT 180, ¶ 11, 306 Mont. 196, ¶ 11, 31 P.3d 350,] ¶ 11. We generally
have remanded for resentencing when the illegal portion “affect[ed] the entire
sentence” or when we were unable to discern what sentence the trial court
would have imposed had it correctly applied the law. See, e.g., [State v.]
Williams, [2003 MT 136, ¶ 15, 316 Mont. 140, ¶ 15, 69 P.3d 222,] ¶ 15; [State
v.] Brister, [2002 MT 13, ¶ 28, 308 Mont. 154, ¶ 28, 41 P.3d 314,] ¶ 28.
Having set forth these two relatively distinct categories of cases involving
partially illegal sentences, we conclude it is not practicable to articulate a “one
size fits all” rule. Therefore, we examine the sentence and record to determine
the appropriate remedy.
State v. Heath, 2004 MT 58, ¶ 49, 320 Mont. 211, ¶ 49, 89 P.3d 947, ¶ 49. In arguing that
we should strike the child support order, Erickson notes that the child support order in
Horton was stricken. While this is correct, there is no suggestion in Horton that there was
consideration of other payments. This case is different. At the sentencing hearing, the
District Court made clear that the order to pay child support was in lieu of requiring Erickson
to pay cleanup costs associated with the clandestine laboratory, attorney fees, or jury costs.
The record clearly suggests that the District Court may have imposed both costs and a
restitution order if not for the imposition of a child support obligation, which we have now
found to be illegal. Thus, we are unable to discern what sentence the District Court would
have imposed had it correctly applied the law. This case is appropriately remanded for
resentencing on whether Erickson must pay restitution and costs.
CONCLUSION
¶39 The portions of the judgments in Dawson County Nos. DC-01-055 and DC-02-048
relating to credit for time served prior to entry of judgment and payment of child support are
reversed. This case is remanded to the District Court of the Seventh Judicial District,
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Dawson County, for a determination of whether Erickson’s bond on DC-01-055 was
revoked, for calculation of and ordering of credit against his sentences in conformity with
this opinion, and for reconsideration of restitution and payment of costs as provided by §§
46-18-241 through 249, MCA.
/S/ JOHN WARNER
We Concur:
/S/ JAMES C. NELSON
/S/ PATRICIA O. COTTER
/S/ JIM RICE
/S/ BRIAN MORRIS
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