Saavedra v. Saavedra

This memorandum opinion was not selected for publication in the New Mexico Appellate Reports. Please see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. Please also note that this electronic memorandum opinion may contain computer-generated errors or other deviations from the official paper version filed by the Court of Appeals and does not include the filing date. 1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 2 PAUL J. SAAVEDRA, 3 Plaintiff-Appellant, 4 v. NO. 30,465 5 MARC SAAVEDRA, Personal 6 Representative, 7 Defendant-Appellee, 8 IN THE MATTER OF THE ESTATE OF 9 LUPE P. SAAVEDRA, Deceased. 10 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 11 Carl J. Butkus, District Judge 12 Paul Saavedra 13 Albuquerque, NM 14 Pro Se Appellant 15 Charles Bennett 16 Rio Rancho, NM 17 for Appellee 18 MEMORANDUM OPINION 1 GARCIA, Judge. 2 {1} This is a pro se appeal from the district court’s denial of Appellant Paul 3 Saavedra’s claim against the estate of Lupe P. Saavedra, his mother, (the Estate) for 4 caretaker expenses. The district court denied Appellant’s claim as untimely and then 5 proceeded to address and deny the claim on its merits. We affirm the decision of the 6 district court. 7 BACKGROUND 8 {2} Lupe P. Saavedra (Decedent) passed away on September 24, 2007. Appellant 9 asserted a claim against the Estate for caretaker expenses on April 29, 2008. The 10 claim was denied on May 1, 2008, by Marc Saavedra, also the son of Decedent, and 11 the personal representative of the Estate (the Personal Representative). Appellant 12 retained counsel and then filed a pleading entitled petition for allowance on June 4, 13 2008 (Petition for Allowance). The Petition for Allowance alleged that Appellant 14 lived in Decedent’s house on Grove Street in Albuquerque, cared for Decedent from 15 1991 until her death, and that Appellant was entitled to a caretaker allowance for 16 services provided to Decedent from 2003 until 2007. These alleged services included 17 feeding, bathing, dressing, diapering, and providing round-the-clock care for 18 Decedent. The claim set forth in the Petition for Allowance was also denied by the 19 Personal Representative. 2 1 {3} Following the Personal Representative’s denial of the Petition for Allowance, 2 numerous proceedings occurred in both the metropolitan court and the district court. 3 Ultimately, the matter came before the district court for a trial on the merits. The 4 district court denied Appellant’s claims against the Estate. First, the court found that 5 the claim was untimely under NMSA 1978, Section 45-3-803(C) (1993) (amended 6 2011), which states: 7 All claims against a decedent’s estate that arise at or after the death of 8 the decedent, including claims of the state and any political subdivision 9 of the state, whether due or to become due, absolute or contingent, 10 liquidated or unliquidated or founded on contract, tort or other legal 11 basis, are barred against the estate, the personal representative and the 12 heirs and devisees of the decedent unless presented as follows: 13 (1) a claim based on a contract with the personal representative 14 within four months after performance by the personal 15 representative is due; or 16 (2) any other claim within the later of four months after it 17 arises or the time specified in Paragraph (1) of this 18 subsection. 19 Second, the district court found that Appellant failed to rebut the presumption that his 20 services were rendered gratuitously by providing evidence of the existence of an 21 express or implied contract with Decedent. Appellant timely appealed the district 22 court’s denial of his claims against the Estate. 23 DISCUSSION 24 The Timeliness of Appellant’s Claim 3 1 {4} On appeal, Appellant contends that the district court erred in denying his claim 2 against the Estate because it was untimely. Appellant argues that the district court 3 failed to recognize that he was a devisee under Decedent’s will, and therefore raised 4 an equitable claim against the Estate, not a creditor’s claim. Appellant argues that his 5 claim was timely filed under NMSA 1978, Section 45-3-1006 (1993), asserting that 6 it is the controlling limitations period where petitioners are devisees of an estate. 7 {5} The applicable limitations provisions to be addressed under the Probate Code 8 are statutory. Interpretation of statutory language is a matter of law that we review de 9 novo on appeal. In re Estate of Baca, 1999-NMCA-082, ¶ 12, 127 N.M. 535, 984 10 P.2d 782. “New Mexico follows the rule recognizing that timely filing of claims 11 against a decedent’s estate is mandatory, and if not timely filed, the claims are barred 12 as a matter of law.” Corlett v. Smith, 106 N.M. 207, 209, 740 P.2d 1191, 1194 (Ct. 13 App. 1987). The burden is on the claimant to timely pursue a claim. Id. 14 {6} Both parties acknowledge that Appellant is a devisee under the Decedent’s will. 15 Appellant argues that Section 45-3-1006 provides devisees of the Estate one year to 16 dispute the distribution of assets. See In re Estate of Gardner, 114 N.M. 793, 798, 17 845 P.2d 1247, 1252 (Ct. App. 1992). Section 45-3-1006 states: 18 Unless previously adjudicated in a formal testacy proceeding or in a 19 proceeding settling the accounts of a personal representative or unless 20 otherwise barred, the claim of a claimant to recover from a distributee 21 who is liable to pay the claim and the right of an heir or devisee or of a 4 1 successor personal representative acting in their behalf to recover 2 property improperly distributed or its value from any distributee is 3 forever barred at the later of three years after the decedent's death or one 4 year after the time of its distribution, but all claims of creditors of the 5 decedent are barred one year after the decedent’s death. 6 (Emphasis added.) Thus, the plain language of Section 45-3-1006 limits its 7 applicability to two scenarios: (1) when a claimant attempts to recover improperly 8 distributed property from a devisee and (2) when an heir or devisee attempts to 9 recover property that was improperly distributed by an estate. In this case, Appellant 10 is not making a claim as a devisee for property that he asserts was improperly 11 distributed by the Estate. Here, nothing has been distributed from the Estate because 12 the only real asset, the home where Decedent resided, remains in the Estate. If 13 successful, Appellant’s claim is an attempt to deplete the asset of the Estate and 14 reduce the amount available to the devisees. Thus, Appellant’s claim is against the 15 Estate itself, not a claim to recover improperly distributed property that belongs to the 16 Estate or its devisees. As a result, the one year limitation in Section 45-3-1006 is 17 inapplicable. 18 {7} Appellant further contends that Section 45-3-803 is inapplicable as a matter of 19 law to devisees. This argument assumes that Appellant’s classification as a devisee 20 rather than a creditor is dispositive regarding all causes of action by the devisees that 21 involve the Estate, effectively preventing devisees from also being recognized as 5 1 creditors. First, we recognize that Appellant’s claim against the Estate plainly falls 2 under the Probate Code’s definition of a claim. See NMSA 1978, § 45-1-201(6) 3 (1995) (amended 2009 and 2011) (“‘[C]laims’, in respect to estates of decedents and 4 protected persons, includes liabilities of the decedent or protected person, whether 5 arising in contract, in tort or otherwise and liabilities of the estate that arise at or after 6 the death of the decedent or after the appointment of a conservator[.]”). Appellant has 7 provided this Court with no authority to support the position that he is not asserting 8 a creditor’s claim pursuant to Section 45-3-803, or to otherwise support his argument 9 that a devisee cannot be classified as a creditor when asserting a claim defined under 10 Section 45-1-201(6). Provoda v. Maxwell, 111 N.M. 578, 580, 808 P.2d 28, 30 11 (1991) (“[I]ssues raised in appellate briefs that are unsupported by cited authority will 12 not be reviewed on appeal.” (citation omitted)); see State v. Clifford, 117 N.M. 508, 13 513, 873 P.2d 254, 259 (1994) (“Mere reference in a conclusory statement will not 14 suffice and is in violation of our rules of appellate procedure.”). Thus, we conclude 15 that Appellant’s claim as a creditor of the Estate was included within and failed to 16 adhere to the statutory limitations period outlined in Section 45-3-803. 17 {8} Moreover, to the extent Appellant argues that this Court should overlook this 18 failure to adhere to the statutory time limits because his claim is equitable in nature, 19 we note that Section 45-3-803(C) contemplates claims founded in “contract, tort or 6 1 other legal basis[.]” (Emphasis added.) Our precedent on this issue is clear. The 2 district court is not statutorily authorized to extend the time limits specified in Section 3 45-3-803. Corlett, 106 N.M. at 209, 740 P.2d at 1194; see also In re Estate of 4 Mayfield, 108 N.M. 246, 249, 771 P.2d 179, 182 (1989) (“[I]t is well settled that 5 neither the heirs nor the personal representative can be estopped from asserting or can 6 waive the mandatory requirements of the nonclaim statute.”). As such, the district 7 court properly denied Appellant’s claim for caretaker expenses as untimely. 8 The Merits of Appellant’s Claim 9 {9} Even though untimely, we also address Appellant’s claim that the district court 10 erred in finding that his caretaker claim failed on its merits. On appeal, Appellant 11 argues that he raised a valid claim for unjust enrichment and that “adequate testimony 12 was presented to [the district court] to show that an express agreement existed to allow 13 [Appellant] to stay in the family home.” Appellant argues that the district court failed 14 to address this “crucial aspect” of his case because the court “considered the case 15 closed” once it denied Appellant’s claim as untimely. Based on the record available 16 in this case, we conclude that the district court also considered and denied Appellant’s 17 caretaker claim. 18 {10} We review the district court’s denial of equitable relief under an abuse of 19 discretion standard. Nearburg v. Yates Petroleum Corp., 1997-NMCA-069, ¶ 32, 123 7 1 N.M. 526, 943 P.2d 560. “An abuse of discretion will be found when the [district] 2 court’s decision is clearly untenable or contrary to logic and reason.” Newsome v. 3 Farer, 103 N.M. 415, 420, 708 P.2d 327, 332 (1985). The issue raised by Appellant 4 on appeal involves only an evidentiary challenge to the district court’s ruling. Thus, 5 we shall apply a substantial evidence standard of review. See Bishop v. Evangelical 6 Good Samaritan Soc’y, 2009-NMSC-036, ¶ 25, 146 N.M. 473, 212 P.3d 361 7 (applying a substantial evidence standard where no legal questions remain); see also 8 Corley v. Corley, 92 N.M. 716, 718, 594 P.2d 1172, 1174 (1979) (recognizing that 9 were the district court’s finding is challenged, this Court must first determine whether 10 the finding is supported by substantial evidence); Zemke v. Zemke, 116 N.M. 114, 118, 11 860 P.2d 756, 760 (Ct. App. 1993) (“This Court reviews the findings under a 12 substantial evidence standard.” (citation omitted)). “Substantial evidence is such 13 relevant evidence that a reasonable mind would find adequate to support a 14 conclusion.” Landavazo v. Sanchez, 111 N.M. 137, 138, 802 P.2d 1283, 1284 (1990). 15 {11} The district court applied the recognized presumption that Appellant cared for 16 Decedent out of love rather than for monetary benefit. Appellant does not challenge 17 the district court’s application of this presumption on appeal. See Cordova v. 18 Broadbent, 107 N.M. 215, 216, 755 P.2d 59, 60 (1988) (“Unchallenged [district] court 19 findings and conclusions are binding on appeal.”). The court found that Appellant 8 1 failed to rebut the presumption or otherwise prove that the services he provided to 2 Decedent were not gratuitously rendered. Appellant contends that he presented 3 adequate testimony to rebut the presumption. Appellant argues that he presented 4 evidence that he cared for Decedent for several years and had the expectation of 5 remaining in the family home as compensation for these services. But the only 6 evidence in the record to support Appellant’s argument is his own testimony that he 7 had a verbal contract with Decedent. Moreover, Appellant lived with Decedent rent- 8 free and pooled his income with Decedent. The district court did not find this self- 9 serving testimony credible, and we cannot reweigh this evidence on appeal. Las 10 Cruces Prof’l Fire Fighters v. City of Las Cruces, 1997-NMCA-044, ¶ 12, 123 N.M. 11 329, 940 P.2d 177; Lopez v. Adams, 116 N.M. 757, 758, 867 P.2d 427, 428 (Ct. App. 12 1993) (“It is for the [district] court to weigh the testimony, determine the credibility 13 of witnesses, reconcile inconsistent statements and determine where the truth lies.”). 14 {12} There was ample evidence in the record to contradict Appellant’s claim that an 15 agreement existed regarding compensation for his caretaker services. The district 16 court was faced with “contradictory perceptions” with regard to the existence of an 17 agreement for Appellant’s caretaker services. It explained that “[t]he reasons given 18 for the changes in levels of support reflect the family dichotomy that has 19 developed[.]” Ultimately, the court found the testimony from several family members 9 1 that Appellant also alienated his siblings and prevented them from accessing 2 Decedent’s home more credible than Appellant’s testimony. Appellant’s argument 3 on appeal essentially states that the district court should have resolved the conflicting 4 evidence in his favor. See Lahr v. Lahr, 82 N.M. 223, 224, 478 P.2d 551, 552 (1970) 5 (“[The appellate courts] presume the correctness of the judgment of the [district] court 6 who had the advantage of evaluating the demeanor of the parties and of the 7 witnesses.”); see also Jay Walton Enter., Inc. v. Rio Grande Oil Co., 106 N.M. 55, 59, 8 738 P.2d 927, 932 (Ct. App. 1987) (“Where evidence is conflicting and the court 9 adopts findings on a disputed issue, the fact that there may have been other evidence 10 upon which the court could have adopted a different finding does not constitute 11 error.”). 12 {13} Again, we defer to the fact finder to resolve the conflicts in the evidence, to 13 weigh the facts, and to determine the credibility of the witnesses. Buckingham v. 14 Ryan, 1998-NMCA-012, ¶ 10, 124 N.M. 498, 953 P.2d 33 (“[W]hen there is a conflict 15 in the testimony, we defer to the trier of fact.”); State v. Roybal, 115 N.M. 27, 30, 846 16 P.2d 333, 336 (Ct. App. 1992) (“It was for the [district] court as fact[]finder to resolve 17 any conflict in the testimony of the witnesses and to determine where the weight and 18 credibility lay.”). The district court was in the best position to evaluate the evidence 19 and the credibility of the witnesses. Under these circumstances, we cannot say that 10 1 it was unjust, or an abuse of discretion, for the district court to deny Appellant relief. 2 See Ontiveros Insulation Co. v. Sanchez, 2000-NMCA-051, ¶ 11, 129 N.M. 200, 3 3 P.3d 695 (explaining that, to prevail on a claim for unjust enrichment, “one must show 4 that: (1) another has been knowingly benefitted at one’s expense (2) in a manner such 5 that allowance of the other to retain the benefit would be unjust.”). We conclude that 6 substantial evidence supports the district court’s determination that Appellant failed 7 to rebut the presumption that his caretaker services were rendered gratuitously. 8 CONCLUSION 9 {14} For the foregoing reasons, we affirm the judgment of the district court. 10 {15} IT IS SO ORDERED. 11 ___________________________________ 12 TIMOTHY L. GARCIA, Judge 13 WE CONCUR: 14 _____________________________ 15 JAMES J. WECHSLER, Judge 16 _____________________________ 17 JONATHAN B. SUTIN, Judge 11