#24897-a-JKM
2009 SD 37
IN THE SUPREME COURT
OF THE
STATE OF SOUTH DAKOTA
* * * *
STATE OF SOUTH DAKOTA, Plaintiff and Appellant,
v.
TAD AARON BLACKBURN, Defendant and Appellee.
* * * *
APPEAL FROM THE CIRCUIT COURT
OF THE SEVENTH JUDICIAL CIRCUIT
PENNINGTON COUNTY, SOUTH DAKOTA
* * * *
HONORABLE THOMAS L. TRIMBLE
Judge
* * * *
LAWRENCE E. LONG
Attorney General
ANDREW KNECHT
Assistant Attorney General Attorneys for plaintiff
Pierre, South Dakota and appellant.
PAUL R. WINTER Attorney for defendant
Rapid City, South Dakota and appellee.
* * * *
ARGUED ON MARCH 25, 2009
OPINION FILED 05/13/09
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MEIERHENRY, Justice
[¶1.] Tad Blackburn is charged and awaiting trial for First Degree Murder,
or in the alternative, Second Degree Murder in the death of his girlfriend, Tamara
Magic. Prior to trial, Blackburn moved to suppress statements that he made to
police during a police interrogation. The trial court granted his motion and
suppressed portions of the interrogation. The trial court determined that
Blackburn’s statements to police were inadmissible because Blackburn’s Fifth and
Fourteenth Amendment rights to counsel had been violated. The State sought
permission to appeal the trial court’s suppression order.
Police Questioning of Blackburn
[¶2.] The incident that gave rise to the murder charge against Blackburn
occurred on November 8, 2007, in Rapid City, South Dakota. Late in the evening,
the police and an ambulance responded to an emergency call to the home of Magic.
There they found Magic dead with multiple stab wounds and head trauma. The
police sought Blackburn as a suspect.
[¶3.] Blackburn was stopped by law enforcement driving Magic’s vehicle at
approximately 1:00 a.m. on November 9. The police officer who stopped Blackburn
determined that Blackburn had been drinking and that Blackburn was wanted for
questioning in Magic’s murder. The officer transported Blackburn to the police
station for questioning.
[¶4.] The police interviewed Blackburn twice. The first interview occurred
at approximately 2:00 a.m. on November 9, and a second interview occurred more
than thirty hours later at approximately 10:00 a.m. on November 10. During the
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first interview, Blackburn repeated that he was drunk, that he would not answer
any questions until he was sober, and that he wanted a lawyer. Blackburn did not
waive his Miranda rights during the first interview and made no admissions. The
trial court determined that any statements made by Blackburn during the first
interview were inadmissible for any purpose at trial.
Second Interview
[¶5.] The morning of November 10, Blackburn requested to see Investigator
Matt Sargent. At the beginning of the second interview, Investigator Sargent read
Blackburn his Miranda rights as follows:
Sargent: Alright. Before I ask, ask you any questions you
must understand your rights. You have the continuing right to
remain silent. Do you understand that?
Blackburn: Yes sir.
Sargent: Anything you say can be used as ev, used against
you in court. Do you understand that?
Blackburn: Yes sir.
Sargent: You have the right to a lawyer for advice before we
ask you any questions and to have a lawyer with you during
questioning. Do you understand that?
Blackburn: Yes sir.
Sargent: If you cannot . . . afford a lawyer, one will be
appointed for you before any questioning if you wish. You
understand that?
Blackburn: Ok.
Sargent: You understand that?
Blackburn: I understand that.
Sargent: Ok. If you decide to answer questions now without
a lawyer present, you will still have the right to stop quest, stop
answering at any time until you talk to a lawyer. You
understand that?
Blackburn: Yes.
Sargent: Yes?
Blackburn: Yep.
Sargent: Ok. Do you understand each of the rights I’ve just
explained to you?
Blackburn: Yes.
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The video taped interview continues with the following questions and answers that
involve the crux of this appeal:
Sargent: Keeping these rights in mind, do you wish to talk to
us now?
Blackburn: Yes.
Sargent: K.
Blackburn: I mean I’d like, I’d like there to be a lawyer present
just so I don’t fuckin’ step myself over the deep end or nothing
else, but I mean at this point I really don’t see why there needs
to be one because I, I, really I want to know what you guys
know. I was drunker an’ shit the other night when I was talking
to you. I was high on fuckin’ cocaine and I really don’t
remember a whole lot of what I told you the other night, but I
need to know what’s going on, what so we can, fuckin’, damage
control. So what, what do they know Matt?
Sargent: Tad come on.
Blackburn: I’m telling you. What do they know?
The trial court found that Blackburn’s answer was ambiguous and equivocal and as
such, required Sargent to clarify whether Blackburn wanted a lawyer or wanted to
proceed without a lawyer before continuing with the interrogation. Sargent did not
clarify at that point and continued the interrogation. Blackburn eventually
admitted (1) that he had been drunk and high on cocaine; (2) that he had been at
Magic’s house; (3) that as he attempted to leave, Magic grabbed him and he
punched and then stabbed her several times with a knife; and (4) that after the
knife handle broke, he hit her in the head with a rock. Only after these admissions
did Sargent attempt to clarify Blackburn’s earlier statement about wanting a
lawyer.
Sargent: I gotta ask you a question about a comment you
made. You said you wanted to get a hold of your mom so you can
get a lawyer.
Blackburn: Yes sir.
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Sargent: Also, in, in the very first start to our interview you
said you’d like something to the extent about having a lawyer
present but you don’t think it’s necessary right now.
Blackburn: Not, I don’t, I don’t feel like it’s necessary right now
because you know, you’re sitting here.
***
Sargent: Right. I just want to make sure that you’re not
telling me that you want to stop this.
Blackburn: No, no.
Sargent: Ok.
Blackburn: That, I’m, I’m, I’m not telling you that Matt. I just
know that somewhere along the time and the proceedings.
Sargent: Oh definitely.
Blackburn: You know, I’m, I’m gonna need a lawyer. And I
don’t want, I don’t want a PD man.
Sargent: K. So that’s the basis of that comment, is you don’t
want a PD though?
Blackburn: Yeah, yeah it’s, it’s, it’s, I’m not trying to stop the
conversation.
Sargent: Ok.
Blackburn: You know what I’m saying. I’m will, I’ll willingly
answer your questions without a lawyer.
Sargent: Ok.
Blackburn: But some times during the proceedings you know
I’d like to, I’d like to have contact with a lawyer.
Sargent: Ok. Alright.
Blackburn: You know. And I, I’m, I don’t need one to speak
through or nothing like that.
The trial court suppressed all of Blackburn’s statements prior to this clarification
that he did not want an attorney immediately. The State appeals raising one issue:
Whether the trial court erred in suppressing certain statements that Blackburn
made during his second interview with the police.
ANALYSIS
[¶6.] “We review a trial court’s grant or denial of a motion to suppress
alleged constitutional violations de novo.” State v. Cottier, 2008 SD 79, ¶18, 755
NW2d 120, 128 (citing State v. Johnson, 2007 SD 86, ¶21, 739 NW2d 1, 8-9).
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[¶7.] The trial court determined that during the second interview: (1)
Blackburn initiated the further discussion; (2) although he initiated further
discussion, he made an equivocal reference to counsel, and because he had not
already waived his right to counsel, the officers should have limited their further
questioning to clarifying Blackburn’s reference to counsel; (3) because the officers
failed to get that clarification, his admissions or confession are inadmissible as
substantive evidence up to the point toward the end of the interview when he
eventually did clarify that he did not want an attorney; (4) the second interview was
voluntarily given and, thus, usable for impeachment; (5) because the second
interview was voluntary, Blackburn’s statements at that second interview
subsequent to the time when he ultimately did clarify that he did not need an
attorney are admissible.
[¶8.] Blackburn asserts that the trial court should have suppressed all, not
only a portion, of the statements he made during the second interview. Blackburn
did not, however, file a petition for discretionary appeal or file a notice of review
regarding this issue. See SDCL 15-26A-22; see also State v. Koerner, 1999 SD 161,
¶4, 603 NW2d 718, 720 (notice of review filed in intermediate appeal); State v.
Tapio, 432 NW2d 268, 269 (SD 1988) (notice of review filed in intermediate appeal).
“This Court has consistently held that failure to comply with the notice of review
requirements results in a waiver.” A.L.S. Props., Silver Glen v. Graen, 465 NW2d
783, 787 (SD 1991) (citing Gratzfeld v. Bomgaars Supply, 391 NW2d 200 (SD 1986);
Rowett v. McFarland, 394 NW2d 298 (SD 1986); Application of Northwestern Bell
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Tel. Co., 326 NW2d 100 (SD 1982)). Therefore, we do not reach the issue of whether
all statements in the second interview must be suppressed.
[¶9.] In a custodial interrogation, the government must prove that the
accused knowingly and intelligently waived the right to counsel and the privilege
against self-incrimination. Miranda v. Arizona, 384 US 436, 475 (1966) (citing
Escobedo v. State of Illinois, 378 US 478, 490, n14 (1964)). The accused must be
informed “that he has a right to remain silent, that any statement he does make
may be used as evidence against him, and that he has a right to the presence of an
attorney, either retained or appointed.” Id. at 444. The United States Supreme
Court established a bright-line rule in Edwards v. Arizona that if the accused
clearly asks for a lawyer during a custodial interrogation, the questioning must stop
until a lawyer is present. 451 US 477, 484-85 (1981). The Court said, “an accused .
. . having expressed his desire to deal with the police only through counsel, is not
subject to further interrogation by the authorities until counsel has been made
available to him, unless the accused himself initiates further communication,
exchanges, or conversations with the police.” Id. If the accused’s request for a
lawyer is ambiguous or equivocal at the time Miranda rights are given, the officers
must clarify the request and/or waiver before proceeding. See U.S. v. Rodriguez,
518 F3d 1072, 1078-79 (9thCir 2008); Nom v. Spencer, 337 F3d 112, 118 (1stCir
2003); State v. Collins, 937 So2d 86, 92 (AlaCrimApp 2005); Freeman v. State, 857
A2d 557, 572-73 (MdApp 2004); State v. Tuttle, 2002 SD 94, ¶14, 650 NW2d 20, 28;
State v. Leyva, 951 P2d 738, 743 (Utah 1997). “‘An equivocal request for an
attorney is one that expresses both a desire for counsel and a desire to continue the
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interview without counsel.’” State v. Copeland, 949 P2d 458, 462 (WashAppDiv2
1998) (clarified by State v. Radcliffe, 194 P3d 250 (Wash 2008), recognizing a
previous split in Washington Appellate Division Two) (quoting State v. Quillin, 741
P2d 589, 591 (WashApp 1987)).
[¶10.] In Smith v. Illinois, the United States Supreme Court emphasized the
distinction between waiver of Miranda rights and invocation of counsel. 469 US 91,
98 (1984). “Invocation and waiver are entirely distinct inquiries, and the two must
not be blurred by merging them together.” Id. The Court further emphasized:
The importance of keeping the two inquiries distinct is manifest.
Edwards set forth a “bright-line rule” that all questioning must
cease after an accused requests counsel. In the absence of such
a bright-line prohibition, the authorities through “badger[ing]”
or “overreaching”-explicit or subtle, deliberate or unintentional-
might otherwise wear down the accused and persuade him to
incriminate himself notwithstanding his earlier request for
counsel’s assistance.
Id. (internal citations omitted). The Court determined that Smith’s first statement
requesting an attorney was clear. Id. at 97-98. The police should have stopped the
interview. Instead, the police pushed Smith to continue. Smith then began to
waiver concerning his request for an attorney. The Court said that the defendant’s
subsequent equivocal responses did not make his first clear request for an attorney
ambiguous. Id. at 100.
[¶11.] The United States Supreme Court in Davis v. United States considered
the invocation of the right to counsel post Miranda waiver. 512 US 452 (1994). The
suspect in Davis initially waived his Miranda rights and answered the officers’
questions for about an hour and one-half before making an ambiguous reference to
needing a lawyer. Id. at 454-55. The question was whether the officers were
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required to cease the interrogation. The Court determined that “if a suspect makes
a reference to an attorney that is ambiguous or equivocal in that a reasonable
officer in light of the circumstances would have understood only that the suspect
might be invoking the right to counsel, our precedents do not require the cessation
of questioning.” 1 Id. at 459 (emphasis in original). The Court held that “after a
knowing and voluntary waiver of the Miranda rights, law enforcement officers may
continue questioning until and unless the suspect clearly requests an attorney.” Id.
at 461. A person subjected to custodial interrogation must invoke the right to
counsel “sufficiently clearly that a reasonable police officer in the circumstances
would understand the statement to be a request for an attorney.” Id. at 459.
[¶12.] However, courts, including this Court, have held that in a pre-waiver
situation where the accused has not yet validly waived the Miranda rights, the
officers must clarify the waiver before proceeding with the interview. See
Rodriguez, 518 F3d at 1078-79; Nom, 337 F3d at 118; Collins, 937 So2d at 92;
Freeman, 857 A2d at 572-73; Tuttle, 2002 SD 94, ¶14, 650 NW2d at 28; Leyva, 951
P2d at 743. In United States v. Rodriquez, the court held that the rule from Davis
requiring a suspect to clearly request an attorney addresses only the scope of
1. Courts have concluded that the following statements are ambiguous or
equivocal requests for Miranda rights: State v. Rogers, 760 NW2d 35, 58-59
(Neb 2009) (determining that statements prefaced by “I think,” “maybe,” or “I
believe,” or phrased in terms of a hypothetical are equivocal); Noyakuk v.
State, 127 P3d 856, 867-68 (AlaskaApp 2006) (determining that “Shouldn’t I
just have my attorney with me, or something?” was an equivocal request);
Henry v. State, 462 SE2d 737, 742 (GA 1995) (defendant’s response “I might
need one. If I need one,” was an equivocal statement and did not require
officers to cease questioning).
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invocations of Miranda rights in a post-waiver context. 518 F3d at 1078-79. The
court held:
[The] rule of Davis addresses only the scope of invocations of
Miranda rights in a post-waiver context. It is well settled that
“[i]nvocation and waiver [of Miranda rights] are entirely distinct
inquiries, and the two must not be blurred by merging them
together.” Smith, 469 US at 98. Davis addressed what the
suspect must do to restore his Miranda rights after having
already knowingly and voluntarily waived them. It did not
address what the police must obtain, in the initial waiver
context, to begin questioning.
Id. The Utah Supreme Court determined that Davis applied to an equivocal
request for Miranda rights post-waiver, not to pre-waiver situations. Leyva, 951
P2d at 743. If the equivocal invocation is pre-waiver, the officer must limit
questioning to clarify the intent of the accused. Id. “‘Any questioning after the
equivocal assertion of the right to counsel must be strictly limited to clarifying the
suspect’s wishes.’” Copeland, 949 P2d at 462 (quoting Quillin, 741 P2d at 591).
[¶13.] In State v. Tuttle, we recognized the importance of clarifying a
suspect’s ambiguous response to whether the suspect wished to waive his Miranda
rights. 2002 SD 94, 650 NW2d 20. We said:
After an officer has informed a suspect of his Miranda rights
and has determined that the suspect understands those rights,
the officer must then determine if the suspect is willing to waive
those rights and answer questions. If the suspect responds
ambiguously or equivocally, the officer must then focus on
clarifying the suspect’s intent.
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Id. ¶14, 650 NW2d at 28 (plurality opinion) (quoting Leyva, 951 P2d at 744). 2 It
logically follows from Tuttle that in the initial waiver of rights, the clarification
requirement regarding an ambiguous waiver of Miranda rights also applies to an
ambiguous request for an attorney. See Harvey Gee, Race and the American
Criminal Justice System: Three Arguments about Criminal Law, Social Science, and
Criminal Procedure, 85 U Det Mercy L Rev 115, 135 (Winter 2008) (asserting that
“the Davis rationale is limited to the post-waiver ambiguity, not an ambiguous
request for counsel in the context of the initial advisement of rights”).
[¶14.] Here, the State argues that Blackburn’s statement was not a request,
equivocal or otherwise, for an attorney or to stop the interview. Alternatively, the
State argues that if Blackburn’s statement is considered an equivocal request for an
attorney, his request is post-Miranda waiver and the officer could continue
questioning absent a clear request. Blackburn did not address whether he made an
equivocal waiver of his Miranda rights. Rather, Blackburn argues that the entire
second interview is inadmissible because it was involuntary. Blackburn bases this
argument on the premise that the second interview was a continuation of the first
interview, and because of the connection between the interviews, the coercive taint
2. In Tuttle, we determined that the defendant knowingly, intelligently, and
voluntarily waived his rights but that the defendant’s confession itself was
coerced. 2002 SD 94, 650 NW2d 20. Two Justices concurred in the plurality
opinion, and the other three Justices filed opinions concurring in part and
dissenting in part. The additional opinions did not dispute that an officer
must clarify the suspect’s intent after an equivocal wavier of Miranda rights.
Id. ¶¶37-64 (Gilbertson, C.J., Sabers and Zinter, J.J., concurring in part and
dissenting in part).
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from the first interview also cloaks the second interview. As stated supra, ¶8,
Blackburn did not properly preserve this issue for intermediate appeal.
[¶15.] A review of the taped interview indicates that Blackburn’s reference to
an attorney is part of his response to the advisement of rights. As Sargent read
Blackburn his rights, Blackburn indicated that he understood the rights. After
reading the rights, Sargent asked Blackburn: “Keeping these rights in mind, do you
wish to talk to us now?” Blackburn responded “yes,” but immediately conditioned
his response, saying, “I’d like there to be a lawyer present just so I don’t fuckin’ step
myself over the deep end or nothing else, but I mean at this point I really don’t see
why there needs to be one. . . .” After Blackburn’s response, Sargent did not limit
his questions to clarifying if Blackburn wanted an attorney.
[¶16.] Whether Blackburn’s request for an attorney was equivocal is
determined by “a reasonable person standard,” that is, whether “a reasonable police
officer in the circumstances would understand the statement to be a request for an
attorney.” Davis, 512 US at 459. The trial court determined Blackburn’s statement
was ambiguous or equivocal. The trial court’s determination recognized the
contradictory messages in Blackburn’s statement. In Blackburn’s response, he first
said, “I’d like there to be a lawyer present just so I don’t fuckin’ step myself over the
deep end or nothing else.” Had Blackburn stopped here, his message would have
been clear that he wanted an attorney. However, Blackburn continued, “but I mean
at this point I really don’t see why there needs to be one. . . .” Blackburn’s
statement expressed both a desire to have an attorney and a desire to continue
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without. The trial court was not in error in finding Blackburn’s statement
ambiguous and in need of clarification before continuing with the interrogation.
[¶17.] The State argues in the alternative that Blackburn’s ambiguous
request for an attorney came after he had validly waived his Miranda rights, thus
no clarification was needed. Waiver of Miranda rights is viewed in light of the
totality of the circumstances. See Tuttle, 2002 SD 94, ¶14, 650 NW2d at 28. During
Blackburn’s first interview, Blackburn requested an attorney more than twenty-five
times and also repeatedly refused to talk to anyone. The interrogating officers did
not heed Blackburn’s requests during the first interview. Blackburn was not
permitted to call an attorney at any time. Then, approximately thirty hours after
the first interview, Blackburn was interviewed a second time. He indicated that he
understood his rights. In answer to whether Blackburn wished to talk to the
officers, he said, “Yes,” but then qualified his answer with his response of wanting
an attorney but “not see[ing] why there need[ed] to be one” because he wanted to
know what the officers knew and what he may have told them the night before
when he was drunk and high on cocaine. Regardless of Blackburn’s experience with
the criminal system, he had not previously been charged with such a serious crime.
The ambiguity of his answer leaves the waiver of his Miranda rights in question.
As such, the officer had a duty to clarify Blackburn’s statement to determine if he
wanted an attorney. See Rodriguez, 518 F3d at 1078-79; Nom, 337 F3d at 118;
Collins, 937 So2d at 92; Freeman, 857 A2d at 572-73; Tuttle, 2002 SD 94, ¶14, 650
NW2d at 28; Leyva, 951 P2d at 743.
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[¶18.] Blackburn’s ambiguous request for an attorney was part of his answer
to the officer’s question of whether he wished to waive his rights. Consequently, the
State’s argument that Blackburn had already waived his right to an attorney when
he answered, “Yes,” parses the suspect’s answer unreasonably. This is unlike the
situation in Davis where the post-waiver ambiguous request for a lawyer came after
an hour and one-half of police questioning. Additionally, it appears that Sargent
had some question about Blackburn’s original statement since he came back to it
later in the interview in an attempt to clarify. Had Sargent clarified Blackburn’s
response initially, like he did later, Blackburn’s waiver of rights and invocation of
his right to an attorney could have been clearly determined.
[¶19.] We affirm.
[¶20.] GILBERTSON, Chief Justice, and KONENKAMP and ZINTER,
Justices, and SABERS, Retired Justice, concur.
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