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SJC-10079
COMMONWEALTH vs. DENNIS M. BATEMAN.
Franklin. December 9, 2022. - July 17, 2023.
Present: Budd, C.J., Lowy, Cypher, Kafker, & Georges, JJ.
Homicide. Constitutional Law, Conduct of government agents.
Evidence, Disclosure of evidence, Exculpatory, Third-party
culprit. Perjury. Jury and Jurors. Practice, Criminal,
Capital case, Conduct of government agents, Disclosure of
evidence, Voir dire, Instructions to jury, Conduct of
prosecutor, Argument by prosecutor, Venue, Jury and jurors,
Duplicative convictions.
Indictments found and returned in the Superior Court
Department on July 8, 2005.
The cases were tried before John A. Agostini, J., and a
motion for a new trial, filed on August 31, 2018, was heard by
him.
Amy Codagnone for the defendant.
Thomas H. Townsend, Assistant District Attorney, for the
Commonwealth.
GEORGES, J. In the early evening on April 16, 2005, Brandy
Waryasz, who was seven months pregnant, was killed during a
robbery at her place of employment, a gasoline station in
2
Deerfield. Her viable, unborn son, who would have been named
Dane Anthony Hall, also was killed. Two years later, following
a jury trial, the defendant, Dennis M. Bateman, was convicted of
murder in the first degree for the killing of Waryasz, on
theories of premeditation and felony-murder; murder in the first
degree for the killing of Hall, on a theory of felony-murder;
and armed robbery. Now before us is the defendant's
consolidated appeal from his convictions and from the subsequent
denial of his motion for a new trial.
On appeal, the defendant claims an extensive list of errors
in connection with the trial and other proceedings below. We
affirm, except as to the armed robbery conviction, which, as the
Commonwealth concedes, must be dismissed as it is duplicative of
the felony-murder conviction for the killing of Hall. We also
have conducted a review of the record and fail to determine any
ground for granting relief pursuant to G. L. c. 278, § 33E.
Background. 1. Facts. We summarize the facts the jury
could have found,1 while reserving certain facts for discussion
of the relevant issues.
1 In our summary of facts that the jury could have found, we
have considered the evidence in a light most favorable to the
Commonwealth. See Commonwealth v. Kostka, 489 Mass. 399, 400
(2022). In certain instances, we have included an
identification of a particular actor -- for example, Brandy
Waryasz, or the defendant -- in our description of a specific
event or scene, although there was no direct evidence that the
3
On Saturday, April 16, 2005, twenty-one year old Brandy
Waryasz, who was thirty to thirty-two weeks pregnant, was
working a shift from 2 P.M. to 9 P.M. as the sole attendant at a
gasoline station located in Deerfield. The station had two
islands for pumping gasoline, one self-serve and one full-serve,
as well as a building housing two vehicle service bays and an
adjoining retail office. In the retail office, there was a
customer service counter on which sat a cash register and a
machine for processing credit card payments.
At approximately 3 P.M., the defendant, a forty year old
African-American man with a history of "crack" cocaine use, was
at his home in neighboring Greenfield. He was short on money,
but his wife had gone away for the weekend and, in his own
words, he was looking to "party." With that in mind, he set off
in his distinctive 1988 Ford Econoline van. The van originally
had been white, but the defendant had painted it using cans of
black spray paint that he had purchased from the "paint guy" at
a Greenfield automobile parts store. As a result, the van had a
faded, dark black or blue primer-like look to it. The van's
specified actor was Warysaz (or the defendant), because the
evidence presented would have permitted the jury to draw that
inference. We also have included similar identifications of a
vehicle as the defendant's van in this summary because, again,
despite the lack of direct evidence to that effect, a rational
jury could have inferred from the evidence presented that the
vehicle in question was the defendant's van. See Commonwealth
v. Rakes, 478 Mass. 22, 32 (2017).
4
engine leaked oil, such that it would leave stains behind when
it stopped and made a loud knocking sound that became more
pronounced as the van accelerated. The van also had been
equipped with an extended rooftop, as though it had been
converted for camping or for transporting a wheelchair user.
A little after 3 P.M., the defendant stopped at a
Greenfield gasoline station and convinced the attendant to give
him ten dollars' worth of gasoline on his "tab" because he had
no money. Next, he stopped at a Greenfield liquor store, where,
at 3:30 P.M., he purchased a single can of beer for $1.25 and,
as would be discovered later upon review of footage captured by
the store's video surveillance system, stole a $4.49 bottle of
liquor. He then drove onto Interstate Highway 91 and headed
south toward Springfield. Eventually, however, he ended up at
the Deerfield gasoline station.2
The defendant had been to the Deerfield gasoline station
before and, as he later revealed, was aware that it was not
equipped with video surveillance cameras.3 He also was familiar
2 The defendant originally told police he exited Interstate
Highway 91 in Whately in search of a gasoline station because
his van had "acted up" on the way to Springfield. When police
noted that there were gasoline stations closer to the Whately
exit than the station in Deerfield, he amended his answer and
suggested he "must have" exited in Deerfield.
3 At a cookout two days later, the defendant stated that he
had been at the Deerfield station on April 16 at around 5 P.M.
5
with Waryasz. When he arrived, the defendant parked his van in
front of the station building, not at the fuel pumps. While it
is unclear exactly when he arrived and whether he had left at
one point and returned,4 several customers, whose presence was
confirmed by credit card receipts processed between 6 P.M. and
6:24 P.M., observed his "loud," "dark," "dull-colored" van with
the "bad paint job" at the station. As a security officer from
a nearby school drove by on his rounds at 6:15 P.M. or 6:20
P.M., he also observed the "black," "not shiny" van with the
"raised roof," like "what a camper or handicapped van might
have," parked in front of the station building.
While at the station, the defendant raised the hood on his
van, filled the oil in the engine, and secured a container of
water from Waryasz, claiming that he might need it for his
radiator.5 One customer, while fueling his vehicle at the self-
or 6 P.M., and that he expected to be "set up" for the murders,
although he noted "that they wouldn't know who it was because
there was no video cameras in the [station]."
4 One self-serve customer recalled having seen the defendant
in his van parked in front of the building at the station as
early as 5 P.M. While paying for his gasoline in the retail
office, the customer overheard the defendant, from his van, ask
Waryasz in a "loud, stern voice" whether she was "going to be
there or not?" To which she replied, "I don't know. I'm not
sure." Another customer, meanwhile, "heard a quite loud noise"
and saw the defendant's van enter the station at approximately 6
P.M.
5 The defendant told police that the van's engine had
stalled out right as he pulled into the station. While the
6
serve island, also saw the defendant walking around in the
retail office, at one point even venturing behind the counter
where the cash register was located, all while Waryasz was
outside waiting on a full-serve customer. Then, when the
customer went inside to pay with his credit card, he heard the
defendant ask Waryasz for change for a one-dollar bill, which
caused her to open the cash register. The defendant also asked
Waryasz for a cigarette, noting that he had not had one "since
[he] left Springfield." Eventually, the self-serve customer was
able to pay and went to depart. As he drove out of the station,
shortly after 6:24 P.M., Waryasz and the defendant were standing
outside smoking cigarettes.
By chance, the "paint guy" from the Greenfield automobile
parts store, who well remembered selling the defendant the cans
of black spray paint for his van, drove by the station minutes
later, at approximately 6:30 P.M. As he drove by, he recognized
the defendant's "Ford Econoline conversion van" because of "the
spray can paint job on it." It was still parked in front of the
station building. He also saw Waryasz standing in the door to
the retail office, facing the defendant who was standing outside
engine did have a history of stalling if it overheated, it
seemed to run when the defendant wanted it to, and witnesses who
had been passengers in the van earlier on April 16 said it had
been running fine.
7
in front of his van. There were no other vehicles at the
station.
Over the next several minutes, during a lull in customers,
the defendant attacked Waryasz, tightly wrapping a ligature -- a
black nylon-like belt or strap -- around her neck and tying it
in a knot in the rear. He then left her lying in one of the
station service bays, grabbed the cash register off the counter,
put it in his van, and drove away. Fresh oil stains were found
on the pavement where his van had been parked.
At approximately 6:42 P.M., another self-serve customer
entered the retail office to pay for his gasoline. Finding no
one, he looked into the adjoining service bays and observed
Waryasz's body on the ground. He immediately called police, who
responded along with emergency medical personnel. However, it
already was too late to save Waryasz. The ligature had choked
off Waryasz's airflow, rendering her unconscious within seconds
and stopping her heart within minutes. In turn, her viable
unborn son was deprived of oxygen and died within minutes of his
mother.
The cash register and the $350 that had been in it were
never recovered. The defendant, meanwhile, had driven back to
Greenfield, stashed his van in a parking lot behind a downtown
building, and proceeded to "party" all night, at multiple
locations, in the company of a series of different companions.
8
Over the course of the night, he was observed with "lots of
money" and purchased, among other things, $250 worth of crack
cocaine, which he and his companions proceeded to smoke. Also,
on more than one occasion that night, he asked people to make
sure his family was taken care of "if anything happen[ed] to
him" because he had "messed things up."
In the days that followed, the defendant approached
additional individuals and pressed them to confirm that he was
in Greenfield at or about the time of the murders. All those
whom he approached, however, had seen him on April 16 before or
after the time of the murders.6 He also proceeded to tell
multiple people that he had been at the gasoline station on
April 16 and that his fingerprints likely would be found on
Waryasz's pocketbook; he claimed he had asked her for change and
she allowed him to go into her pocketbook to get it, while she
went outside to wait on a full-serve customer.7
Two days later, during an interview of the defendant by
police in connection with their investigation of the April 16
station incident, the defendant told the interviewing officers
that, while he was at the station, he and Waryasz engaged in
6 The defendant was not seen back in Greenfield until 7 P.M.
or shortly thereafter, when he made his first purchase of crack
cocaine for the evening, at a cost of one hundred dollars.
7 No fingerprints belonging to the defendant were recovered
from Waryasz's pocketbook.
9
"horse play" with a belt or strap that she pulled out from under
the counter: "She was flinging the thing at me and I was
grabbing it and pushing it back and stuff like that." Police,
however, had yet to publicly disclose that Waryasz had been
strangled.8 Unwittingly, the defendant had revealed that he had
knowledge about the details of the crime, and the murder weapon
(i.e., the ligature) in particular, that only the perpetrator
would have, and also that he was concerned about fingerprint or
other forensic testing that ultimately might link him to the
same.
Later in the investigation, a deoxyribonucleic acid (DNA)
profile was generated from biological material found on the ends
of the ligature where it had been tied behind Waryasz's neck.
The profile was analyzed and found to contain a mixture of DNA.
The defendant's DNA matched the major profile in that mixture.
The probability that the DNA profile of a randomly selected
African–American individual would match the major profile was
approximately one in 605 quadrillion of the African-American
8 The defendant first told an officer about the alleged
"horse play" with "a black belt" while outside smoking a
cigarette during a break in an interview on April 18, 2005. At
the time, the officer did not know how Waryasz had been
murdered. The defendant then made a point of repeating the
story about "playing around" with a "black, long, thin belt-like
strap" to another officer who drove him home from the interview.
The second officer was aware that Waryasz had been strangled.
10
population. A quadrillion is a million times the population of
the world.
The defendant also was a potential contributor to a mixture
of DNA recovered from clippings of Waryasz's fingernails. The
probability of a randomly selected, unrelated individual having
contributed DNA to the mixture was approximately one in 207,000
of the African-American population. Along with fresh abrasions
found on Waryasz's elbow and knee, the DNA on her fingernails
suggested that Waryasz had attempted to fend off the defendant's
attack.
2. Procedural history. On July 8, 2005, the defendant was
indicted for the murders of Waryasz and her unborn child, Hall,
as well as for armed robbery. On May 25, 2007, after a twelve-
day jury trial, he was convicted on all charges. The defendant
timely appealed. Eleven years later, on August 31, 2018, he
filed a motion for a new trial, in which he made many of the
same arguments raised here on appeal. The motion was remanded
to the Superior Court. On August 30, 2019, after an evidentiary
hearing, the same judge who presided at the trial denied the
motion in a written decision that included detailed findings of
fact. The defendant appealed from the decision, and that appeal
11
was consolidated here with the direct appeal from his
convictions.9
Discussion. 1. Standard of review. Where, as here, we
consider the "defendant's direct appeal from a conviction of
murder in the first degree together with an appeal from the
denial of a motion for a new trial, we review the whole case
under G. L. c. 278, § 33E." Commonwealth v. Goitia, 480 Mass.
763, 768 (2018). "We therefore review raised or preserved
issues according to their constitutional or common-law standard
and analyze any unraised, unpreserved, or unargued errors, and
other errors we discover after a comprehensive review of the
entire record, for a substantial likelihood of a miscarriage of
justice." Commonwealth v. Upton, 484 Mass. 155, 160 (2020). An
error creates a substantial likelihood of a miscarriage of
justice if it was "likely to have influenced the jury's
conclusion" (citation omitted). Id. We address the defendant's
arguments in the order presented.
2. Statements to jailhouse witnesses. Before he was
indicted, the defendant was being held in the Franklin County
9 On December 4, 2020, the defendant filed a second motion
for a new trial in this court. The motion was remanded to the
trial judge for disposition. The defendant sought to stay
further consideration of the present appeal until that motion
was decided, but we denied the request. The defendant has
included in his brief filed in this appeal arguments made in
that second motion for a new trial. Those arguments are not
part of the present appeal.
12
house of correction after an arrest on other charges. While
there, he made incriminating statements relative to the murders
to two fellow detainees, Anthony Bogacz and Debric Sweeney, both
of whom subsequently testified at the murder trial pursuant to
cooperation agreements. Prior to trial, the defendant moved for
voir dires of these two witnesses and to exclude their testimony
on grounds that they were acting as agents of the government
when the statements were made and, thus, violated his right to
counsel. The trial judge denied the motion. In his subsequent
motion for a new trial, the defendant again raised and expanded
on the claim, but the trial judge again denied the motion
following an evidentiary hearing. The defendant claims the
judge erred on both occasions. We disagree.
We review the relevant background. At the evidentiary
hearing, which was limited to the issue whether Bogacz was a
government agent, the defendant called, among others, the lead
trial prosecutor and two State police investigators, Detective
Lieutenant John Gibbons and Sergeant Danial Wildgrube, both of
whom had testified at trial. Based on his assessment of their
testimony and credibility, as well as on his assessment of the
evidence and credibility of the relevant witnesses from the
trial, the trial judge made certain findings. See Commonwealth
v. Grace, 370 Mass. 746, 752–753 (1976) (trial judge entitled to
rely on knowledge and evaluation of evidence from trial in
13
deciding motion for new trial). We accept those findings where
they are supported by substantial evidence and defer to the
judge's assessment of the credibility of witnesses. See
Commonwealth v. Tate, 490 Mass. 501, 505 (2022). We pay special
deference to the judge's findings in this case because he also
presided over the trial. See Commonwealth v. Chatman, 466 Mass.
327, 334 (2013), S.C., 473 Mass. 840 (2016).10
On April 20, 2005, Bogacz and Sweeney were arrested as part
of a large law enforcement operation targeting drug dealers and
users in Greenfield, and thereafter were detained at the house
of correction. A week later, on April 27, 2005, Gibbons and
Wildgrube went to visit with Bogacz, having learned from sources
that he had supplied drugs to the defendant. During the
interview, Bogacz confirmed that, in fact, he had sold the
defendant crack cocaine on five successive days, including a
$150 sale on April 16, hours after the murders.11 No promises,
rewards, or inducements were provided to Bogacz during the
interview.
10We have supplemented the trial judge's findings with
undisputed evidence from the record that is not contrary to the
judge's rulings. See Commonwealth v. Jones-Pannell, 472 Mass.
429, 431 (2015).
11The defendant previously purchased one hundred dollars'
worth of crack cocaine from another dealer immediately after the
murders.
14
On May 3, 2005, six days after the officers' visit to
Bogacz, the defendant was arrested on charges of larceny under
$250, G. L. c. 266, § 30 (1), and being a common and notorious
thief, G. L. c. 266, § 40, in connection with his theft of the
$4.49 bottle of liquor on the afternoon of April 16. Upon his
arrest, he was taken to the district attorney's office in
Greenfield, provided with his Miranda rights, and interviewed by
Gibbons and another member of the State police. During the
interview, the defendant's attorney called and advised him not
to speak any further, whereupon the interview ended. The
defendant was then booked, arraigned, and held at a house of
correction.12
A day or two later, the defendant saw Bogacz walking by his
cell and called out. Bogacz, who had been unaware of the
defendant's arrival, went over, and the two proceeded to engage
in conversation, during which the defendant pressed Bogacz to
act as an alibi witness and tell police that he had seen the
defendant between 4 P.M. and 6 P.M. on the day of the murders.
The following day, they talked again at the defendant's cell.
The defendant was emotional and said that "he was fucked, and if
12The defendant was arraigned in the District Court on the
larceny-related charges on May 4, 2005, and held subject to
$10,000 cash bail. On May 19, 2005, after being indicted on the
same charges, he was arraigned in the Superior Court and again
held subject to $10,000 cash bail.
15
[Bogacz] did[ not] help him out he was going to spend the rest
of his life in jail." He told Bogacz that he knew Waryasz and
had gone to the station with the intention of convincing her to
play along with his plan to rob the station to "get money for
coke," but, when she refused, he murdered her. The defendant
suggested that he had been drunk, and it was all just an
accident. Bogacz refused to go along with the defendant's plan;
he and the defendant had conducted their drug transaction on
April 16 late at night after the murders, not between 4 P.M. and
6 P.M.
On May 5, 2005, Bogacz placed a telephone call to Gibbons
from the house of correction to report that the defendant had
asked him to provide an alibi and to request a transfer out of
the house of correction, away from the defendant; however,
Gibbons was not available. The next day, May 6, Bogacz managed
to reach Gibbons by telephone, told him that the defendant now
had confessed to the murders, and again requested a transfer.
Gibbons told Bogacz he would come down to talk to him. When
Gibbons and Wildgrube arrived at the house of correction later
the same day, they informed Bogacz that they could not offer him
any promises, rewards, or inducements. As a result, Bogacz
refused to talk to the officers without his lawyer. Concerned
for his own safety, he also continued to request a transfer,
away from the defendant.
16
On June 28, 2005, Bogacz, now accompanied by his lawyer and
having been transferred out of the house of correction, met with
Gibbons and Wildgrube and provided them with the details of what
the defendant had told him. No promises, rewards, or
inducements were provided to Bogacz at that time; however,
approximately two years later, on April 27, 2007, Bogacz and the
Commonwealth did enter into a cooperation agreement. In return
for Bogacz's testimony at the defendant's trial, the
Commonwealth agreed to take his cooperation into consideration
in resolving criminal matters pending against him, not to
proceed against him on a pending indictment for being a habitual
offender, and not to use against him any statements he made at
the trial regarding selling crack cocaine to the defendant in
the hours after the murders. Pursuant to the agreement, Bogacz
testified at the trial regarding that drug transaction and the
statements made by the defendant in the house of correction.
As for Sweeney, he had no contact with authorities
regarding the defendant until June 1, 2005. At that time,
Sweeney disclosed to Gibbons and another State police officer
details of interactions he had had with the defendant several
weeks earlier, shortly after the defendant's arrival at the
house of correction. Sweeney knew the defendant, having sold
him crack cocaine two days before the murders. When they later
encountered one another in the house of correction, they fell
17
into conversation, during which the defendant mentioned that
police considered him a person of interest in connection with
the murders. The defendant admitted to Sweeney that he had been
at the gasoline station on April 16 -- claiming his van had
broken down -- and that he and Waryasz knew one another and were
"playing around and stuff." He further explained that he was
having trouble establishing his whereabouts at the time of the
murders, and asked Sweeney to help him out by lying and saying
he was at Sweeney's house drinking beers and watching television
on April 16 between 4 P.M. and 6 P.M. After initially agreeing,
Sweeney changed his mind and declined to sign a written
statement that the defendant prepared. When he did so, the
defendant became angered and threatened to tell police about the
time Sweeney had sold him crack cocaine unless Sweeney relented
and signed the statement. When Sweeney continued to refuse,
however, the defendant said, "I'm not going to use you, just
forget it."
Following the June 1 interview, Sweeney had no further
contact with authorities regarding the defendant and the murders
until May 2007, when he received a summons to appear and to
testify at the defendant's trial. On May 17, 2007, Sweeney
entered into a cooperation agreement, whereby he agreed to
testify at the defendant's trial in return for the
Commonwealth's agreement to take into consideration his
18
cooperation in resolving criminal matters pending against him,
and not to use against him any statements he might make at the
trial regarding his sale of crack cocaine to the defendant. At
the trial, Sweeney testified about that drug sale, as well as
about the statements and threat made by the defendant in the
house of correction.
a. Agents of the government. The defendant first argues
that the statements he made while in the house of correction
should have been suppressed because Bogacz and Sweeney were
acting as government agents at the time and, thus, violated his
right to counsel under the Sixth Amendment to the United States
Constitution and art. 12 of the Massachusetts Declaration of
Rights, as well as his invocation of his right to counsel
pursuant to Miranda v. Arizona, 384 U.S. 436, 475 (1966). When
a right to counsel attaches or is invoked, as the case may be,
"government agents may not 'deliberately' elicit statements from
a defendant outside the presence of counsel." Commonwealth v.
Foxworth, 473 Mass. 149, 157 (2015), citing Massiah v. United
States, 377 U.S. 201, 206 (1964). "This rule applies not only
to overt interrogation by government officers, but also to
'indirect and surreptitious' interrogation by persons acting as
government agents." Foxworth, supra, citing Commonwealth v.
Harmon, 410 Mass. 425, 428 (1991). "Whether someone is an agent
of the government . . . depends on the circumstances of each
19
case." Foxworth, supra. While we accept the trial judge's
findings of fact absent clear error, we independently apply
constitutional principles to determine whether Bogacz and
Sweeney were government agents. See Commonwealth v. Caruso, 476
Mass. 275, 280-281 (2017).
"The United States Supreme Court has not clearly defined
the point at which agency arises." Commonwealth v. Murphy, 448
Mass. 452, 460 (2007). At the very least, "there must be some
arrangement between the Commonwealth and the informant before
the informant's actions can be attributed to the Commonwealth."
Caruso, 476 Mass. at 282. Put another way, "where there is an
'articulated agreement containing a specific benefit,' an agency
relationship has been established." Murphy, supra at 460,
quoting Commonwealth v. Reynolds, 429 Mass. 388, 394 (1999).
Accordingly, someone "who is paid by the government for
incriminating evidence" or "who receives a promise of the
recognition of cooperation" and thereafter deliberately elicits
statements from a defendant is a government agent. Foxworth,
473 Mass. at 157, citing United States v. Henry, 447 U.S. 264,
271 (1980), and Reynolds, supra at 394 & n.7. The agreement or
promise need not be express, and, instead, "may evolve[] by
implication from the conduct of the parties" (citation and
quotation omitted). Foxworth, supra at 158. With that said,
"someone who has not entered into any agreement with the
20
government, and who reports incriminating evidence to police out
of conscience or even an unencouraged hope to curry favor is not
acting as a government agent" (citation and quotations omitted).
Id.
The defendant argues that the government sowed the seeds
for Bogacz and Sweeney to act as agents when, at the police
station on April 20, 2005, police asked individuals arrested
during the large drug sweep whether they had information
regarding the April 16 murders of Waryasz and Hall. As an
initial matter, however, there is no evidence in the record
before us that either Bogacz or Sweeney was questioned about the
murders when they were arrested on April 20. Even assuming they
were, mere knowledge of the government's desire for information
about a crime does not turn an individual into a government
agent. See Harmon, 410 Mass. at 430 (where only action
attributable to government was suggestion that inmate "keep his
ears open" when around defendant, no agency relationship
established). Again, some express or implied agreement or
arrangement promising rewards or inducements in return for
information is required. See Murphy, 448 Mass. at 465
(jailhouse witness was government agent where he had "specific
agreement" with prosecutor to file motion to reduce sentence on
provision of "substantial assistance" to government). As of
April 20, therefore, Bogacz and Sweeney, at most, had
21
unencouraged hope that they could curry favor with the
government by providing information regarding the April 16
murders.
For an agency relationship to exist, the agreement or
arrangement between the government and the witness, be it
express or implied, must have arisen prior to the elicitation of
information from the defendant. See Caruso, 476 Mass. at 282
("No agency relationship exists in the absence of a prior
arrangement between the Commonwealth and the informant"). In
Sweeney's case, he did not meet or communicate with anyone from
the government until he was visited by Gibbons and another State
police officer on June 1, 2005, weeks after the defendant had
asked him for an alibi and then threatened him when he refused
to do so. Accordingly, even if Sweeney reached an agreement or
arrangement with the government at the June 1 meeting, a
proposition not supported by evidence, no agency relationship
existed at the material time.
As for Bogacz, he had three relevant interactions with the
government. First, there was his April 27, 2005, meeting with
Gibbons and Wildgrube at the house of correction,13 but no
13The defendant maintains that an agency relationship
already existed between Bogacz and the government by the time of
the April 27, 2005, interview, based on two prior occasions when
Bogacz had provided information to authorities. Some twenty-
five years earlier, in the 1980s, Bogacz had provided
22
promises, rewards, or inducements were offered to him at that
time. Accordingly, no agency relationship arose from that
meeting.14
Bogacz next communicated with police on May 4, 2005, when
he called Gibbons by telephone from the house of correction,
seeking to provide information on an unrelated narcotics matter.
Gibbons responded that he would pass on the information to the
officers working on that matter. He also told Bogacz that he
had talked to the assistant district attorney and passed on the
information Bogacz had provided on April 27 regarding his sale
of crack cocaine to the defendant. The defendant attaches great
significance to this, but the mere assurance that information
has been or will be passed along does not create an agency
relationship. See Commonwealth v. Tevlin, 433 Mass. 305, 320
information to Gibbons after being arrested for a series of home
burglaries, although Gibbons did not provide Bogacz with
anything in return for that information and did not speak to
prosecutors on Bogacz's behalf. In addition, twelve years
earlier, in 1993, Bogacz had cooperated with the Hampden County
district attorney's office after being arrested in connection
with a bank robbery. Bogacz's prior interactions with the
government, however, do not serve to establish that he was a
government agent in 2005. See Caruso, 476 Mass. at 282 (fact
that informant provided information in past does not establish
agency relationship).
14There is no evidence that, at the April 27 meeting with
Bogacz, Gibbons or Wildgrube "tipped off" that the defendant
would soon be arriving at the house of correction. Of course,
even if they had, that alone would not have been enough to
establish that Bogacz was a government agent. See Harmon, 410
Mass. at 430.
23
(2001) (no agency relationship where trooper made no promise and
merely said she would take information to district attorney's
office). Gibbons did not tell Bogacz that the assistant
district attorney was prepared to provide anything in return for
past or future information. Instead, Gibbons, who had been
directed by the assistant district attorney not to offer any
promises, rewards, or inducements to Bogacz, merely reported,
"[W]e're going to see what your status is." In other words,
Bogacz's status with the government had not changed. Notably,
there was no mention during the May 4 telephone call of the
defendant's presence at the house of correction, even though he
had arrived there by that time, or any suggestion from Gibbons
that Bogacz should track the defendant down and probe for
information about the murders. In the end, therefore, there was
nothing about the May 4 telephone call that transformed Bogacz
into a government agent.
Finally, there was Bogacz's May 5 telephone call, in which
he was looking to report to Gibbons on the defendant's initial
request for an alibi and to express his own desire for a
transfer out of the house of correction. Gibbons was not
available to take the telephone call, however, and the State
trooper who answered merely suggested that he would have Gibbons
"get in touch with" Bogacz. No promises, rewards, or
inducements were offered to Bogacz during this extremely brief
24
exchange.15 Nor was there anything about the telephone call that
gave rise to an implied agreement or arrangement with the
government. As the May 5 telephone call was the last contact
Bogacz had with anyone from the government before the defendant
confessed to the murders, there is no basis for concluding that
Bogacz was acting as an agent of the government when that
occurred.16
The defendant has further argued that the statements made
to Bogacz and Sweeney should have been excluded because they
were the product of an unethical ruse orchestrated by the
prosecutor. Specifically, he maintains that the prosecutor had
him arrested on May 3, 2005, on "dubious legal grounds" for the
15The defendant suggests that the State trooper who
answered the telephone on May 5, 2005, somehow agreed to
transfer Bogacz out of the house of correction in return for the
information he was prepared to provide. We disagree. The call
lasted only a matter of seconds, during which the trooper seemed
intent on simply taking a message for Gibbons and ending the
conversation.
16Having concluded that Bogacz and Sweeney were not
government agents when the defendant made the inculpatory
statements, we need not consider whether the defendant's Sixth
Amendment or art. 12 right to counsel had attached by that time
with respect to the murders and armed robbery. Nor need we
consider whether the defendant's invocation of his Miranda right
to counsel at the May 3 postarrest custodial interrogation
continued to protect him at the time, and in the circumstances,
that the statements were made.
25
theft of the bottle of liquor,17 rather than for the murder of
Waryasz and Hall, so that he could be detained in the
"informant-rich environment" at the house of correction and
preyed upon for information about the murders without fear of
violating his right to counsel with respect to those more
serious charges. To be sure, it would be a violation for the
government to intentionally create a situation likely to induce
a defendant to make incriminating statements in the absence of
counsel after the right to counsel has attached. See Caruso,
476 Mass. at 281-282, citing Henry, 447 U.S. at 274; Harmon, 410
Mass. at 428. However, even if the defendant had established
everything else necessary to advance his argument as formulated,
he still would have to establish that Bogacz and Sweeney were
government agents when the statements at issue were made. See
Henry, supra at 270-275 (statements suppressed where inmate, who
was government agent, engaged defendant, fellow inmate in same
prison, in conversation). Again, this he has failed to do.
17The defendant filed a motion to dismiss in the "liquor
bottle" case, arguing that there was no probable cause for the
charges of larceny under $250 and being a common and notorious
thief. A Superior Court judge (not the trial judge in the
present case) denied the motion, having expressly concluded that
there was probable cause to initiate the charges. The defendant
did not seek an interlocutory appeal from that ruling;
eventually, the case was nol prossed after he was convicted of
the murders.
26
Having viewed the entire record, we are satisfied that the
Commonwealth did not engage "in any conduct in contravention of
its 'affirmative obligation not to act in a manner that
circumvents and thereby dilutes the protection afforded by the
right to counsel.'" Caruso, 476 Mass. at 284, quoting Murphy,
448 Mass. at 467.18 The testimony of Bogacz and Sweeney was
properly admitted.
b. Undisclosed evidence. The defendant next argues that
he must be granted a new trial for what he alleges is the
Commonwealth's failure to produce specifically requested
exculpatory information relevant to the jailhouse witnesses. To
prevail on these claims, he must show that the undisclosed
evidence existed and was exculpatory, he made a specific request
for it, the prosecution failed to produce it, and a "substantial
basis exists for claiming prejudice from the nondisclosure."
Commonwealth v. Lykus, 451 Mass. 310, 326 (2008), quoting
Commonwealth v. Tucceri, 412 Mass. 401, 412 (1992). See
Commonwealth v. Ferreira, 481 Mass. 641, 650 (2019), S.C., 490
Mass. 1002 (2022), quoting Commonwealth v. Imbert, 479 Mass.
18While we "have recognized that art. 12 may provide
broader protection of the right to counsel than the Sixth
Amendment in circumstances in which 'the informant has an
articulated agreement with the government that contains a
specific benefit or promise,'" Caruso, 476 Mass. at 281 n.3,
quoting Murphy, 448 Mass. at 467, we did not ascertain a reason
to extend such protection in Caruso, and we conclude that it is
not warranted in the circumstances in this case.
27
575, 582 (2018) (burden can be met by showing "reasonable
possibility" that "nondisclosed evidence would have made a
difference"). The verdict and judgment must be set aside unless
the reviewing court's "conviction is sure that the error did not
influence the jury, or had but very slight effect."
Commonwealth v. Ellison, 376 Mass. 1, 24–25 (1978), quoting
United States v. Agurs, 427 U.S. 97, 112 (1976). We review each
claimed violation.
i. Undisclosed Sweeney evidence. As Sweeney acknowledged
at trial, he had pleaded guilty in November 2005 -- prior to
entering into his cooperation agreement -- to five counts of
distributing cocaine and had been sentenced to eighteen months
in a house of correction, followed by three years of probation.
At the time of the defendant's trial, Sweeney no longer was
incarcerated but was still on probation. After trial, the
defendant learned that a notice of surrender and hearing for an
alleged violation of probation had issued on April 19, 2007, due
to Sweeney's failure to report to his probation officer since
March 27, 2007. No hearing resulted, and Sweeney's probation,
from which he timely was discharged on May 4, 2009, was not
revoked. Based on this information, the defendant alleges that
Sweeney was facing revocation of his probation at the time he
testified on May 17, 2007, and that there was an undisclosed
deal between the prosecution team and probation service to keep
28
the violation hanging over Sweeney's head as motivation to
cooperate. The assertion is purely speculative and contradicted
by documents in the record, which indicate that the violation
was disposed of the same day it issued, and that Sweeney met
with his probation officer the following day.19 There is
insufficient evidence, therefore, to establish that, in the
circumstances, the alleged undisclosed evidence was indeed
exculpatory.
Also, as we have counselled, the "proper route for [a]
defendant to obtain prior convictions of prospective witnesses
from the Commonwealth is by requesting the judge to order the
probation [service] to produce them." Commonwealth v. Martinez,
437 Mass. 84, 95 (2002), citing Mass. R. Crim. P. 14 (a) (2),
378 Mass. 874 (1979). The trial judge here offered to help the
defendant in that regard at the outset of trial. And while the
record reveals that the prosecutor agreed to assist when defense
counsel alerted the trial judge to the fact that he "may" need
to ask the probation service to "run off some records" on "some
people," there is insufficient evidence to suggest that anything
19Wildgrube wrote a report documenting that he served
Sweeney with a subpoena to appear for the defendant's trial
while Sweeney was meeting with his probation officer on
April 20, 2007. As the defendant would have it, this is proof
of both the prosecutor's knowledge of the probation violation
and coordination between the prosecution team and the probation
service with respect to the alleged undisclosed deal. This
assertion, however, appears to be based only on speculation.
29
was deliberately withheld, never mind that an alleged probation
violation by Sweeney was purposely concealed. The same is true
with respect to the defendant's claim that the prosecutor failed
to produce Sweeney's complete criminal record from South
Carolina.
There is no doubt that Sweeney was an important witness for
the prosecution and that his testimony was helpful to the
Commonwealth's case. But it is also true that several other
witnesses provided similar testimony, i.e., that they were
approached by the defendant following the murders and pressed to
help him with an alibi. The jury also heard about Sweeney's
extensive criminal record and his strong incentive to testify
against the defendant to avoid being prosecuted, yet again, for
selling crack cocaine. Accordingly, even if it could be
established that Sweeney had additional incentive to cooperate,
to avoid revocation of his probation or obtain leniency in South
Carolina, the defendant has failed to establish that there is a
substantial risk that the jury would have reached a different
conclusion had that been disclosed. We are sure that such an
error, if it even occurred, had no influence, or had but very
slight effect, on the jury.
ii. Undisclosed Bogacz evidence. The defendant claims
that the Commonwealth failed to disclose prior to trial that
Bogacz had provided Gibbons with information many years earlier,
30
in the 1980s, in another case. According to Gibbons's
undisputed testimony at the evidentiary hearing on the motion
for a new trial, however, he did not provide Bogacz with any
promises, rewards, or inducements on that occasion and did not
speak to prosecutors on Bogacz's behalf.20 The undisclosed
information, therefore, was not exculpatory in nature and did
not need to be disclosed. Cf. Commonwealth v. Watkins, 473
Mass. 222, 232 (2015) (evidence of understanding or agreement
between government and witness is exculpatory evidence and must
be disclosed).
The defendant also asserts that the Commonwealth failed to
disclose that Bogacz was the subject of a pending drug
investigation at the time he testified at trial. The sole basis
for this assertion is a statement by a prosecutor, made at
Bogacz's sentencing hearing one month after the defendant's
trial, that there had been an investigation of drug use at the
Hampshire County house of correction the last time Bogacz was
detained there, and that Bogacz had refused to provide a drug
screen. As a result, the prosecutor was not certain that Bogacz
would be welcomed at the facility. It is not at all evident
from this, however, that Bogacz was the subject of a pending
drug investigation at the time he testified, or that the
20Gibbons testified on cross-examination at trial that he
had known Bogacz "for quite some time."
31
prosecutor in the defendant's case was aware of it or that
Bogacz had been promised leniency in the event that the drug
investigation revealed he had engaged in further criminal
activity.
Although he was not essential to the Commonwealth's case in
light of all the other evidence connecting the defendant to the
murders, Bogacz, being the only witness to testify that the
defendant confessed to the murders, was not an insignificant
witness. Still, the jury heard about his long criminal history
and strong desire to testify against the defendant in return for
leniency on his pending charges. He admitted on cross-
examination that he could be a good liar; that there was no way
for the jury to determine whether he was telling the truth; that
he had cooperated previously, in 1993, to avoid doing "heavy
time" on a charge; and that he would not hesitate to turn in his
mother, father, sister, or brother to again avoid doing "heavy
time," this time on his pending habitual offender charge. In
sum, the jury already had ample evidence from which to question
Bogacz's motives and credibility. As such, even if the
undisclosed evidence was as the defendant suggests and had been
disclosed, the defendant has not shown a reasonable possibility
that it would have made a difference. Again, we conclude that
it would have had no influence, or would have had very slight
effect, on the jury.
32
iii. Undisclosed audio recording. Prior to trial, the
Commonwealth failed to produce the audio recording of the
defendant's interview with police on May 3, 2005, following his
arrest for the theft of the liquor bottle. As the Commonwealth
concedes, this was a violation of its mandatory discovery
obligations. See Mass. R. Crim. P. 14 (a) (1) (A) (i), as
amended, 444 Mass. 1501 (2005) (requiring production of "[a]ny
written or recorded statements, and the substance of any oral
statements, made by defendant"). The Commonwealth, however, did
not attempt to use statements from the May 3 interview at trial.
Nor has the defendant suggested that any exculpatory information
was contained in the interview. Instead, he suggests that the
nondisclosure deprived him of the ability to point to his
invocation of his right to counsel during the May 3 interview
when he moved to exclude the statements made to Bogacz and
Sweeney. However, the record reveals that the defendant was
armed with that information well before he moved to exclude his
statements to the two jailhouse witnesses.21 Moreover, even if
21When the defendant was arrested on May 3, 2005, he also
was cited for certain criminal motor vehicle infractions. In a
December 27, 2006, memorandum of decision and order denying the
defendant's motion to dismiss those charges, a District Court
judge discussed the interview that took place at the district
attorney's office in Greenfield following the arrest: "[Gibbons
had a] conversation with the defendant about another criminal
matter and informed him relative to this other matter of his
Miranda rights . . . . At first the defendant said he wanted to
33
he had needed the audio transcript for that purpose, it is moot
given our conclusion that Bogacz and Sweeney were not acting as
government agents when the statements were made. No prejudice
has been shown.
c. Denial of request for voir dire. The defendant next
argues that he is entitled to a new trial because the trial
judge refused his pretrial request for voir dire of Bogacz and
Sweeney. More specifically, he argues that due process and the
right to a fair trial require, upon request, a voir dire of any
witness testifying pursuant to a cooperation agreement before
being allowed to testify at trial because such a witness is
inherently unreliable. This argument need not detain us long,
for this court already has "recognized that testimony pursuant
to a plea or cooperation agreement, founded on a promise of
truthful cooperation, and the agreement itself are admissible"
(quotation, citation, and alterations omitted). Commonwealth v.
Cruz, 442 Mass. 299, 310 (2004) (rejecting defendant's argument
that witnesses testifying pursuant to promises of consideration
by Commonwealth should have been excluded on ground that
testimony was "irretrievably unreliable"). We have, however,
established guidelines for use when such a witness testifies to
talk. However, . . . Gibbons then received a telephone call
from Bateman's attorney, who asked him not to talk to the
defendant. As a result the questioning then stopped."
34
minimize any risk that the jury will believe the witness because
the Commonwealth, in effect, appears to have vouched for the
truthfulness of the testimony. Id. See Commonwealth v. Ciampa,
406 Mass. 257, 264-266 (1989). The trial judge here properly
followed those guidelines and instructed the jury on three
separate occasions that Bogacz and Sweeney had a personal
interest in the case that was different from the ordinary
witness, that the Commonwealth had no greater ability than the
jury to know whether Bogacz and Sweeney were testifying
truthfully, that it was solely for the jury to decide whether
those witnesses had been truthful, and that their testimony
should be scrutinized with caution and weighed with great care.
That is all that was required.
The trial judge denied the defendant's motion to exclude
the testimony of Bogacz and Sweeney without conducting a voir
dire, after finding that the submission in support of the motion
was insufficient. Having reviewed the submission, we cannot say
that this constituted an abuse of discretion. See Commonwealth
v. Rodwell, 394 Mass. 694, 698-699 (1985), S.C., 432 Mass. 1016
(2000) (judge did not abuse discretion in denying motion to
suppress without evidentiary hearing where affidavit presented
no facts supporting theory of suppression). As to Bogacz, the
issue of a voir dire effectively became moot after he testified
at trial and the trial judge, in response to the motion for a
35
new trial, subsequently held an evidentiary hearing on the issue
whether he was a government agent.
With respect to Sweeney, the trial judge denied the request
for an evidentiary hearing in support of the motion for a new
trial after determining that, once again, the defendant had
failed to establish that there was a substantial issue whether
he was a government agent. See Commonwealth v. Marrero, 459
Mass. 235, 240 (2011) (judge may rule on motion for new trial
without evidentiary hearing if no substantial issue raised by
motion or affidavits); Mass. R. Crim. P. 30 (c) (3), as
appearing in 435 Mass. 1501 (2001) (same). See also
Commonwealth v. Riley, 467 Mass. 799, 826 (2014) (motion judge
who also was trial judge may use knowledge and evaluation of
evidence at trial in determining whether to hold evidentiary
hearing on motion for new trial). Having reviewed the
defendant's allegations concerning Sweeney, as discussed in part
2.b.i, supra, we cannot say that the trial judge committed "a
significant error of law or other abuse of discretion" (citation
omitted). Upton, 484 Mass. at 162 (reversals for denial of
evidentiary hearing on motion for new trial are "particularly
rare").
3. Perjured testimony. The defendant contends that the
prosecutor allowed multiple witnesses to commit perjury during
the trial and failed to take steps to correct it. "The
36
Commonwealth may not present testimony at trial 'which [it]
knows or should know is false.'" Commonwealth v. Ware, 482
Mass. 717, 721 (2019), quoting Commonwealth v. Forte, 469 Mass.
469, 490 (2014). See Commonwealth v. Moore, 489 Mass. 735, 747
n.23 (2022). "Nor may the Commonwealth, 'although not
soliciting false evidence, allow[] it to go uncorrected when it
appears.'" Ware, supra, quoting Commonwealth v. Hurst, 364
Mass. 604, 608 (1974). However, "[m]inor inconsistencies do not
constitute falsities." Forte, supra at 491. The prosecutor
also does not have a "duty to try the defendant's case for him
by attempting to impeach the testimony of the Commonwealth's own
witnesses with . . . documents in the defense counsel's
possession." Commonwealth v. Jewett, 442 Mass. 356, 363 (2004).
The defendant asserts that Gibbons lied, and the prosecutor
failed to correct him, on multiple occasions during the trial.
The trial judge, whose credibility determinations we defer to,
found in his decision denying the motion for a new trial that,
while Gibbons's testimony at trial and at the evidentiary
hearing on the motion for a new trial "was not entirely
consistent, the inconsistencies fail to evince dishonesty."
Having reviewed the record, we cannot say that the trial judge's
finding was clearly erroneous. For example, the defendant
maintains that, on cross-examination, Gibbons lied when he
answered "no" to the question whether Bogacz had ever called and
37
tried to get hold of him. By the time Gibbons testified,
however, Bogacz had already taken the stand and acknowledged
that he called Gibbons. The defendant also had received in
pretrial discovery transcripts of the telephone calls Bogacz
made to Gibbons but chose not to confront Gibbons with them.
The defendant also claims that Gibbons lied on cross-examination
when he denied that Bogacz had an agreement with the government,
and that the prosecutor again made no effort to correct him.
Only moments earlier, however, Gibbons had testified that he was
aware of the agreement Bogacz had signed with the district
attorney's office. Also, Bogacz already had testified
extensively about his agreement. In short, there is no reason
to believe that Gibbons was being deceitful on these and other
occasions identified by the defendant.22
22The defendant also suggests that Gibbons lied when, on
direct examination, he testified that four witnesses had
"identified" the defendant's van as the one they had seen at the
gasoline station when either shown a photograph of it or driven
by the defendant's house to view it. In fact, the witnesses had
expressed varying degrees of certainty: the van in the
photograph looked "similar" to the one seen at the station; the
van in the photograph "could be" the one and was the "same type
and boxy" style; the van in the photograph was "recognized" as
and "very well could be the van" seen at the station; and the
van viewed in the defendant's driveway "looked very much like
the same vehicle." All of this, however, came out during the
testimony of the respective witnesses. On this occasion,
defense counsel also confronted Gibbons on cross-examination
with exactly what the witnesses had said. We have no concern,
therefore, that the jury were misled.
38
At trial, the prosecutor also elicited testimony from
another State police trooper to the effect that the defendant
initially had agreed to provide police with the container of
water Waryasz had given him in case he needed it for his
radiator, but later claimed he could not find it. According to
the defendant, the container had been found by police at the
gasoline station, meaning the prosecutor's suggestion that he
had concealed it was deliberately misleading. There was, as the
defendant suggests, a plastic container visible on the counter
where the cash register used to be in one of the police
photographs taken at the scene, as well as testimony from one
witness about a windshield washer fluid container being
recovered from the same location. From this evidence, the
defendant could have asked the jury to infer that this was the
same container that Waryasz had provided to him. He did not.
Even if he had, however, it is not clear that it would have been
helpful, because there is no dispute that he told police he took
the container with him when he left the station: "I said, can I
take it and she said, yeah, go ahead and just take it. So I put
it in the back of the van . . . ." Moreover, if either side had
suggested that the bottle found on the counter was the container
in question, it would not have been unreasonable for the jury to
have inferred that the defendant left it there in his haste to
flee the scene with the cash register. No matter, the trial
39
judge did not err when he found that the prosecutor's
questioning of the State trooper did not deliberately mislead
the jury.
Having reviewed the defendant's allegations of perjury, we
have no concern that false or misleading testimony affected the
judgment of the jury.23
4. DiGiambattista instruction. When the defendant was
first interviewed by police on April 18, 2005, approximately the
first hour of the interview was not audio recorded. Instead,
police drafted a written statement based on what the defendant
revealed during that hour, which the defendant reviewed, signed,
and then read aloud so that it could be audio recorded. Both
the recording and the written statement were admitted at trial.
As a result of the police's failure to audio record the initial
hour of the interview, however, the defendant requested that the
jury be instructed pursuant to Commonwealth v. DiGiambattista,
442 Mass. 423 (2004). The trial judge agreed and provided such
an instruction, but the defendant claims it was incomplete and
failed to apprise the jury that they could consider the lack of
a recording when trying to assess the reliability of testimony
23To the extent the defendant did not object at trial to
the alleged false or misleading testimony, we have reviewed it
for a substantial likelihood of a miscarriage of justice, see
Commonwealth v. Woollam, 478 Mass. 493, 504 (2017), cert.
denied, 138 S. Ct. 1579 (2018), and concluded that there was
none.
40
regarding statements allegedly made by the defendant during the
interview. We review for prejudicial error.24 See Commonwealth
v. Stuckich, 450 Mass. 449, 453 (2008) (where "issue was
properly preserved, we review to determine whether we can be
certain that the improper instruction did not influence the
jury, or had but very slight effect" [citation and quotation
omitted]).
In DiGiambattista, 442 Mass. at 447-448, we held, in an
exercise of our supervisory powers, that
"when the prosecution introduces evidence of a defendant's
confession or statement that is the product of a custodial
interrogation or an interrogation conducted at a place of
detention (e.g., a police station), and there is not at
least an audiotape recording of the complete interrogation,
the defendant is entitled (on request) to a jury
instruction advising that the State's highest court has
expressed a preference that such interrogations be recorded
whenever practicable, and cautioning the jury that, because
of the absence of any recording of the interrogation in the
case before them, they should weigh evidence of the
defendant's alleged statement with great caution and care."
Here, the trial judge instructed the jury:
"Now, our Supreme Judicial Court has expressed a preference
that interrogations be recorded whenever practicable. An
unrecorded statement does not present to the jury evidence
24 The Commonwealth asserts that the defendant failed to
preserve his objection to the DiGiambattista instruction after
the charge to the jury. While the record is not altogether
clear, it appears that the defendant raised an objection to the
perceived defect in the instruction during the charge
conference. We conclude, therefore, that the objection was
preserved. See Commonwealth v. Prater, 431 Mass. 86, 97 (2000)
(issue preserved where defense counsel requested instruction at
charge conference but failed to object after instruction was not
given).
41
of the totality of the circumstances, but instead only
presents the jury with an abbreviated summary of those
circumstances and the interrogating officer's recollection
of the highlights of those circumstances. Consequently,
when the Commonwealth introduces evidence of a defendant's
statement that is a result of a custodial interrogation or
an interrogation at a place of detention, and there is not,
at least, an audiotape recording of the complete
interrogation, the jury should use great caution when
trying to assess the totality of the circumstances.
"You are advised that the absence of a recording permits,
but does not compel, you, the jury, to conclude that the
Commonwealth has failed to prove voluntariness beyond a
reasonable doubt.
"If the Commonwealth satisfies its burden that the
statement was made freely, voluntarily and as a product of
his own free will and rational mind, then you may consider
the statement in your evaluation of the evidence."
We have never required the use of precise language when
providing a DiGiambattista instruction. See Commonwealth v.
Barbosa, 457 Mass. 773, 801 (2010), cert. denied, 563 U.S. 990
(2011). Nor do we do so now. As noted above, we have required
that a judge "tell the jury both that (1) the State's highest
court prefers that custodial interrogations be tape recorded,
whenever practicable, and (2) where there is not at least an
audiotape recording of the complete interrogation, the jury
should weigh the defendant's statements with great caution and
care." Id. In addition, "[w]here voluntariness is a live issue
at trial and the humane practice instruction is given, we also
require that the jury be instructed 'that the absence of a
recording permits (but does not compel) them to conclude that
42
the Commonwealth has failed to prove voluntariness beyond a
reasonable doubt.'" Id. at 800 n.26, quoting DiGiambattista,
442 Mass. at 448. Here, while it would have been preferrable
for the trial judge to have more clearly tied the warning to
weigh unrecorded statements with "great caution and care" to the
issue of reliability, as well as voluntariness, the instruction
adequately conveyed that message and hit on all three points of
emphasis from DiGiambattista. The message also had been
conveyed throughout the trial. On cross-examination, Gibbons
testified that it was a violation of office policy not to have
recorded the interview, that he told the State police troopers
conducting the interview to stop once he learned they were not
recording it, and that there was no way for the jury to know the
questions or responses without a recording. Defense counsel
then repeated those points in closing argument.
The instruction satisfied DiGiambattista, and to the extent
there were any even arguable deficiencies, we are certain that
they did not influence the jury, or, at most, had but very
slight effect.25
25We have not considered whether the April 18, 2005,
interview of the defendant amounted to a custodial interrogation
or whether the district attorney's office where it was conducted
amounted to a place of detention. See DiGiambattista, 442 Mass.
at 447 (preference for recording applies where confession or
statement is product of custodial interrogation or interrogation
occurs at "place of detention [e.g., a police station]").
43
5. Prosecutorial misconduct. The defendant claims that
the prosecutor engaged in misconduct during closing argument.
The claim is without merit.
The defendant claims that the prosecutor misstated the
evidence by arguing to the jury that (1) the defendant's DNA was
under Waryasz's fingernails; (2) the defendant had turned his
van around before leaving the gasoline station to make it easier
to load the cash register; and (3) Waryasz "put her hand on her
abdomen in death and hug[ged] her child in death." The
evidence, however, established that (1) the defendant was "a
potential contributor" to the mixture of DNA recovered from
Waryasz's fingernails, with a random selection probability of
one in 207,000; and (2) witnesses who observed the defendant's
van parked in front of the station building had it facing in
opposite directions, with the "paint guy" -- the last person to
see it prior to the murders -- testifying that it was parked
facing out, toward the street, meaning the large side door of
the van was facing the building. Clearly, therefore, the first
two statements to which the defendant objects were reasonably
grounded in the evidence. See Commonwealth v. Lao, 460 Mass.
12, 21-22 (2011) (prosecutor entitled to suggest inferences to
be drawn from evidence, which "need not be inescapable, just
reasonable and possible"). The third statement is a closer
call.
44
"[P]rosecutors are entitled to argue forcefully for the
defendant's conviction" (citation and quotation omitted).
Commonwealth v. Rutherford, 476 Mass. 639, 643 (2017). However,
"an improper inference that unfairly invite[s] the jury to
decide the case based on sympathy for the victim" cannot be
tolerated. Id. at 646. Certainly, the prosecutor's statement
suggesting that Waryasz was hugging her child in death had the
potential to invite sympathy for the victim. Having said that,
the evidence did establish that when Waryasz's body was found in
the service bay, her right arm was down to her side, and her
right hand was on her abdomen. Accordingly, while close, we
cannot say that the remark crossed the line; it was properly
inferred from the evidence and did not unfairly invite sympathy
in a case that, inescapably, involved the murder of a pregnant
woman.
The defendant further suggests that the prosecutor
impermissibly commented on the defendant's prearrest, pre-
Miranda silence by noting, for example, that the defendant
failed to disclose his purchases of crack cocaine when, during
his police interviews, he provided accounts of his whereabouts
on the day of the murders. The argument, however, "fails for
the simple reason that the defendant did not exercise his right
to remain silent." Commonwealth v. Martino, 412 Mass. 267, 283
(1992). The prosecutor, therefore, was "entitled to comment on
45
the defendant's statement and to compare it to the evidence in
the case." Commonwealth v. Morales, 440 Mass. 536, 551 (2003).
6. Change of venue. Shortly before trial, the defendant
moved, pursuant to Mass. R. Crim. P. 37 (b) (1), 378 Mass. 914
(1979), for a change of venue on grounds that pretrial publicity
had been "so overwhelming and prejudicial" in Franklin County
that he could not obtain an impartial trial. The trial judge
deferred ruling on the motion until he could determine whether
there was an inability to empanel a jury, and then denied it, in
a ruling issued from the bench, after the jury had been
empanelled within two days. In his motion for a new trial, the
defendant again claimed that he had been "presumptively
prejudiced" by the media coverage of his case, and, thus, that
he was entitled to a new trial. The trial judge again
disagreed, this time in his written decision. On appeal, the
defendant challenges the trial judge's rulings.
"The Sixth Amendment and art. 12 guarantee the right of a
criminal defendant to a trial by an impartial jury."
Commonwealth v. Mack, 482 Mass. 311, 315 (2019), citing
Commonwealth v. Toolan, 460 Mass. 452, 462 (2011), and Skilling
v. United States, 561 U.S. 358, 377 (2010). When a defendant
believes that pretrial publicity has been so extensive as to
violate this right and warrant a change of venue, he "has the
burden to establish the 'solid foundation of fact' necessary to
46
support a grant of the motion." Commonwealth v. Hoose, 467
Mass. 395, 405 (2014), quoting Commonwealth v. McCowen, 458
Mass. 461, 476 (2010). "The mere existence of pretrial
publicity, even if it is extensive, does not constitute a
foundation of fact sufficient to require a change of venue"
(citation omitted). McCowen, supra. "To establish prejudice
stemming from extensive pretrial publicity or settled community
opinion, the defendant must show either presumptive prejudice or
actual prejudice." Hoose, supra at 405-406, citing Toolan,
supra. Here, the defendant has not alleged that the pretrial
publicity caused actual prejudice to infect the jury, only that
it caused the jury to be presumptively prejudiced against him.
"A trial judge should exercise [the] power to change the
venue of a trial with great caution and only after a solid
foundation of fact has been first established" (citation and
quotation omitted). McCowen, 458 Mass. at 476. At the same
time, the trial judge has "substantial discretion" in deciding
the motion, and we review his ruling for an abuse of that
discretion. Toolan, 460 Mass. at 463. See Skilling, 561 U.S.
at 378 n.11 (trial "court calls on the necessity of transfer are
granted a healthy measure of appellate-court respect"). "In
evaluating the risk of prejudice posed by pretrial publicity, we
give careful attention to the evaluation of the trial judge,
especially one who, as here, presides in the county where the
47
crime occurred and is familiar with the nature and pervasiveness
of the pretrial publicity." McCowen, supra.
"Presumptive prejudice occurs when the jury pool in the
community has been so tainted by pretrial publicity that the
entire venire may be presumed prejudiced regardless of the
specific voir dire procedures utilized." Hoose, 467 Mass. at
406, citing Toolan, 460 Mass. at 463. It "exists only in truly
extraordinary circumstances," Toolan, supra, where the "trial
atmosphere is . . . 'utterly corrupted' by media coverage."
Commonwealth v. Entwistle, 463 Mass. 205, 221 (2012), cert.
denied, 568 U.S. 1129 (2013), quoting Skilling, 561 U.S. at 380.
While not exclusive, "[t]wo factors play a central role in
creating the presumption of prejudice. First, the nature of the
pretrial publicity, specifically whether it is both extensive
and sensational, is a highly significant factor. Second,
whether the judge was in fact able to empanel jurors who appear
impartial is the factor of primary importance" (citations and
quotation omitted). Hoose, supra. See Toolan, supra
(identifying other possible factors, like size of community,
content of news stories, time between peak media coverage and
trial, and any evidence from verdict itself, such as acquittal
on any charges). Here, the trial judge considered the relevant
factors and concluded that the defendant had failed to sustain
his burden of showing that the venire was presumptively
48
prejudiced by pretrial publicity. Having reviewed the same
record, we conclude that this was not an abuse of discretion.
The publicity was not extensive. In support of his motion
for a new trial, the defendant submitted a total of fifty-eight
"articles" published prior to May 11, 2007, the day the jury
empanelment was finalized.26 The articles, mostly from a local
newspaper, appear to have been located through a computer
archival search. There is no evidence of how widely distributed
any of the articles were. Of the fifty-eight articles, thirty-
six were published between May 4, 2005, the date of the
defendant's arraignment on the liquor bottle-related charges,
and August 24, 2005, days after he was arraigned in the Superior
Court on the murder charges. The others were published over the
next twenty-plus months. As the trial judge noted, "publicity
is not extensive where the nature of the coverage becomes more
factual and the frequency of coverage decreases in the time
period between the crimes and jury empanelment." Hoose, 467
Mass. at 406, citing Morales, 440 Mass. at 541. Certainly, that
was the case here. Even in Franklin County, where it has been
26While media coverage continued during the trial, the
judge questioned the seated jurors at the start of each day
about exposure to publicity and instructed them at the end of
each day to avoid reading, hearing, and talking about the case.
Every day, the jurors confirmed that they had followed his
instructions. "Absent evidence to the contrary, jurors are
presumed to follow the judge's instructions." Toolan, 460 Mass.
at 468 n.25.
49
suggested the population at that time was approximately 70,000,
the publicity was not, as the defendant suggests, all-consuming
and constant. Cf. Skilling, 561 U.S. at 381.
The publicity also was not sensational. "Publicity is
sensational when it contains emotionally charged material that
is gratuitous or inflammatory, rather than a factual recounting
of the case." Hoose, 467 Mass. at 407. The articles consisted
almost exclusively of factual recountings.27 They largely
tracked events in the case, reporting on what was revealed in
open court. Many were logs of activity on all cases scheduled
in a court on a given day, buried in which were extremely brief
references to the defendant (or his wife). The articles
dedicated to the defendant's case, meanwhile, were full of
redundant restatement of facts. Some articles noted that
Waryasz was pregnant, well-liked, and now missed by those close
to her. There also were references to the defendant's criminal
history, his drug habit, and the withdrawal of his attorney.
And while the defendant suggests that the pretrial publicity was
sensational due, in part, to the fact that this was an
interracial murder, only five of the articles either directly or
27Early on, in an article dated May 10, 2005, there was a
report that vandals had painted the words "baby killer" on cars
outside the defendant's house. The alleged act was, without
question, emotionally charged, gratuitous, and inflammatory.
The article reporting on it was not.
50
indirectly referenced his race, and three of those references
were in quotes from the defendant, his wife, and a third party
who was protesting outside the court house on behalf of the
defendant. As the trial judge rightly concluded, this mostly
"fact-based publicity . . . is not the sort of sensational
publicity that would give rise to a presumption of prejudice."
Id., citing Morales, 440 Mass. at 540, and United States v.
Angiulo, 897 F.2d 1169, 1181 (1st Cir.), cert. denied, 498 U.S.
845 (1990).
The defendant also failed to establish that it was
practically impossible to empanel an impartial jury. "We have
measured this practical impossibility by looking to the
percentage of the venire that was dismissed for cause as a
result of prejudice from exposure to pretrial publicity."
Hoose, 467 Mass. at 407-408, citing Morales, 440 Mass. at 541.
"Although we have not identified a specific percentage of
dismissals that will trigger the presumption, we have held that
dismissal of as much as forty-two per cent of the venire is not
sufficient to give rise to a presumption that the entire venire
was tainted by pretrial publicity." Hoose, supra at 408, citing
Commonwealth v. Angiulo, 415 Mass. 502, 515 (1993). As the
trial judge observed in his decision denying the motion for a
new trial, "It took only two days to empanel [sixteen] jurors.
In that process, [fourteen] of 150 potential jurors were excused
51
due to prejudice from pretrial publicity, and [the defendant]
had four unused peremptory challenges."28 That is a rate of less
than seven percent. It is not a rate that would cause "a shadow
of doubt [to] be cast over the remaining venire members such
that the prejudice of the remaining venire members may be
presumed." Hoose, supra, citing Angiulo, 897 F.2d at 1181-1182.
The defendant has failed to establish presumptive prejudice.
7. Juror impartiality. The defendant argues that his
right to an impartial jury was violated by the seating of a
particular juror. Following an individual voir dire with the
prospective juror, the trial judge found him to be impartial.
When neither the Commonwealth nor the defendant exercised a
peremptory challenge, the juror was then seated on the jury and,
eventually, chosen as the foreperson. "[W]here a defendant
fails to challenge a juror for cause, the questions of the
impartiality of that juror and the adequacy of voir dire are
waived" (citation omitted). Commonwealth v. Heywood, 484 Mass.
43, 45 (2020). Therefore, "we review to determine whether there
was error, and, if so, whether it created a substantial
28"Generally, a defendant's failure to exhaust his
peremptory challenges weighs against finding that prejudice
necessitated a change of venue." Toolan, 460 Mass. at 466 n.22,
citing Morales, 440 Mass. at 543, and Delle Chiaie v.
Commonwealth, 367 Mass. 527, 532 (1975).
52
likelihood of a miscarriage of justice." Commonwealth v. Perez,
460 Mass. 683, 689-690 (2011).
We begin with the relevant parts of the voir dire. After
the prospective juror confirmed that he would be able to keep an
open mind, decide the case solely on the facts introduced during
trial, and give both sides a fair trial, the following exchange
took place:
Q.: "Would the fact that the [d]efendant is African-
American and the alleged victims white affect your ability
to decide this case fairly and impartially?"
A.: "No, it would not."
Q.: "Do you believe that African-American males are more
likely to commit crimes than individuals from other racial
or ethnic backgrounds?"
A.: "Yes, I believe they probably are."
Q.: "Why is that?"
A.: "By statistics, from what I've read; not just more
likely to commit crimes, more likely to be victims. There
apparently is more crime in the African-American community
in my opinion."
Q.: "Having that information, would that affect your
ability in deciding the facts in this case?"
A.: "No, no, because it doesn't have anything to do with
this specific case."
Q.: "Now, are you conscious of any feelings of racial bias
or prejudice which might tend to influence your decisions
in this case?"
A.: "No."
53
The defendant claims that the trial judge erred, in responding
to the prospective juror's answer regarding the likelihood of
African-American males to commit crimes, by failing to conduct
further inquiry to ensure that the prospective juror was
impartial. We disagree.
"The presence of even one juror who is not impartial
violates a defendant's right to trial by an impartial jury"
(citation omitted). Commonwealth v. Ralph R., 490 Mass. 770,
780 (2022). Accordingly, while a "trial judge is accorded
considerable discretion in the jury selection process and his
finding that a juror stands indifferent will not be disturbed
except where juror prejudice is manifest," the judge "must be
zealous to protect the rights of an accused" when seeking "to
ferret out possible juror bias" (citation and quotation
omitted). Commonwealth v. Clark, 446 Mass. 620, 629-630 (2006).
In Commonwealth v. Williams, 481 Mass. 443, 448 (2019), we
provided the following direction for trial judges:
"Where a prospective juror has expressed or formed an
opinion regarding the case, or has an interest, bias, or
prejudice related to the unique situation presented by the
case, the judge must satisfy him- or herself that the
prospective juror will set aside that opinion or bias and
properly weigh the evidence and follow the instructions on
the law. Otherwise, removal of the prospective juror is
clearly appropriate in the interest that persons actually
prejudiced not be seated on the jury even if it tends to
skew an otherwise balanced panel.
"Where, on the other hand, a prospective juror has
expressed an opinion or world view based upon his or her
54
life experience or belief system, rather than asking him or
her to set it aside (which is difficult if not impossible
to do), a judge must determine whether, given that
particular opinion, the juror nevertheless is able to be
impartial in the case to be tried." (Citations and
quotations omitted.)
Id. at 448-449. The trial judge here conducted the voir dire
consistent with these directions.29
After the prospective juror disclosed his belief that
African-American males are more likely to commit crimes, the
trial judge did not ask him to set that belief aside but,
rather, asked whether, notwithstanding that belief, he would be
able to decide the case based on the facts. He answered in the
affirmative. The trial judge also asked whether he was aware of
feelings of racial bias or prejudice that might tend to
influence his decisions in the case, to which he answered in the
negative. The trial judge, therefore, appropriately focused on
whether, given the prospective juror's particular belief, he
nevertheless would be able to be impartial in the defendant's
case. Having done so, we cannot say that the trial judge, who
had the benefit of personally interacting with and observing the
prospective juror, committed an abuse of discretion, never mind
a substantial miscarriage of justice, in declaring him
impartial. See Commonwealth v. Stroyny, 435 Mass. 635, 639
29We note that Williams was issued twelve years after the
trial judge conducted the voir dire here.
55
(2002) (decision whether to accept declaration of "juror that he
or she is disinterested lies within the broad discretion of the
trial judge"). See also Commonwealth v. Mattier (No. 2), 474
Mass. 261, 274-275 (2016).30
8. Third-party culprit evidence. At trial, the defendant
offered evidence to suggest that an individual named Anthony Cox
could have been the murderer and that police had not done enough
to explore that possibility. The evidence was weak at best.
The evidence was offered through the testimony of Cox's former
girlfriend, who stated that she had been home cleaning her car
on April 19, 2005, when Cox approached carrying license plates
to his vehicle, a white Ford Explorer. She then opened the
trunk of her car and he put them in. She never saw Cox's
vehicle again.
Police had interviewed Cox on May 2, 2005, on a prompt from
the defendant's wife. He was cooperative and voluntarily
30The defendant likens the prospective juror here to the
one in Clark, 446 Mass. at 628-629, who disclosed during voir
dire "that she believed African–Americans as a group were more
likely to commit crimes because of their economic status than
people of other racial or ethnic groups." In that case, we held
that the prospective juror should have been excused for cause
because, when asked whether her belief would affect her ability
to be impartial, she said that it "would depend on the person's
circumstances," and the trial judge did not ask further
questions to clarify that "ambiguous" answer. Id. at 630. The
answers of the prospective juror in this case unambiguously
indicated that he could be impartial. Clark does not control
here.
56
submitted a buccal swab and a palm print. His fingerprints did
not match any found at the gasoline station. He also was
excluded as a source of the DNA mixture found on Waryasz's
fingernails. And while he "could have been a potential
contributor of the minor DNA identified on" the ends of the
ligature, the State police chemist who conducted the analysis
testified that it was only at a random selection probability
rate of one in two, meaning that Cox was among the fifty percent
of the African-American population who could not be excluded as
a potential contributor. There also was no evidence to suggest
that Cox ever owned a dark-colored van, that a white Ford
Explorer had ever been associated with the murders, that anyone
had seen Cox at the gasoline station on April 16, or that anyone
had described an individual matching his height and weight as
having been there that day.
Against that backdrop, the defendant argues that the trial
judge erred when he refused to allow Cox's former girlfriend to
testify that, at unspecified times, Cox verbally threatened her,
including threatening to kill her, and once choked her with his
hands. To admit prior bad acts of an alleged third-party
culprit, a defendant must show that "the acts of the other
person are so closely connected in point of time and method of
operation as to cast doubt upon the identification of the
defendant as the person who committed the crime. In addition,
57
the shared act must be 'particularly distinguishing,' rather
than commonplace or ordinary" (citations, quotation, and
alteration omitted). Commonwealth v. Hunter, 426 Mass. 715,
716-717 (1998). Having reviewed the issue independently, as the
exclusion of third-party culprit evidence is of constitutional
dimension, see Commonwealth v. Conkey, 443 Mass. 60, 66 (2004),
S.C., 452 Mass. 1022 (2008), we concur with the trial judge; the
alleged acts of domestic or relationship abuse were not
connected clearly either in time or in method to the acts at
issue here, namely, strangulation with a ligature in aid of a
robbery.
Subsequently, the defendant included in his motion for a
new trial the ground that he had newly discovered evidence of
further violence on the part of Cox. Specifically, in 2017, ten
years after the defendant's trial, the defendant's investigator
spoke with a woman who reported that Cox had assaulted and raped
her because he suspected she was an informant and threatened to
kill her because she was a witness against him. According to
the investigator's report, the woman alleged that Cox choked
her, pressed a screwdriver to her neck, and punched her during
the rape. Records indicate that Cox was indicted in connection
with the incident on November 18, 2005, and later pleaded guilty
to indecent assault and battery, assault and battery, and
threatening to commit a crime. At the plea hearing, however,
58
the prosecutor made no reference during the presentation of the
anticipated evidence to Cox having choked the victim, and Cox
did not admit to having done so.
"Where a defendant moves for a new trial on the ground of
newly discovered evidence, the defendant must show that the
evidence is in fact newly discovered; the newly discovered
evidence is credible and material; and the newly discovered
evidence casts real doubt on the justice of the conviction"
(citation and quotations omitted). Commonwealth v. Teixeira,
486 Mass. 617, 640 (2021). The trial judge concluded that, as
with the prior evidence he had excluded at trial, the defendant
had not shown that the "newly discovered" evidence of Cox's
assault and battery was so closely connected in time and method
to the acts at issue here. See Hunter, 426 Mass. at 716-717.
Again, we concur. The newly discovered evidence was not
material and does not cast genuine doubt on the justice of the
defendant's conviction. See Teixeira, supra. The trial judge,
therefore, did not abuse his discretion or commit some other
error of law in denying the request for a new trial. See Moore,
489 Mass. at 749 (identifying standard of review).31
31The defendant argues that the trial judge erred in not
ordering a new trial based on newly discovered evidence that the
defendant suggests points to a member of Waryasz's family as the
murderer. He also argues that the trial judge erred by denying
the request without conducting an evidentiary hearing. The
59
9. Armed robbery. Except where a conviction of murder in
the first degree is based on a theory in addition to a theory of
felony-murder, a separate conviction of an underlying felony is
duplicative of the felony-murder conviction. See Commonwealth
v. Lopes, 455 Mass. 147, 148 (2009); Commonwealth v. Brum, 441
Mass. 199, 200 n.1 (2004). The defendant's conviction of murder
in the case of Waryasz was based on an additional theory, but
the conviction of murder in the case of Hall was not. As the
Commonwealth concedes, therefore, the armed robbery conviction
is duplicative and must be vacated, and the charge must be
dismissed.
10. Review under G. L. c. 278, § 33E. The defendant
suggests that the evidence of his guilt was "not overwhelming"
but, rather, "either explained by him, or conspicuously absent,
even contradicted." He also suggests that the trial was so
"infected" with errors as to have denied him due process and
created a substantial risk of a miscarriage of justice. We
disagree in all respects. Having reviewed the entire record
under G. L. c. 278, § 33E, we discern no basis to set aside or
trial judge denied the requests, having found the defendant's
claim to be "specious" and "no more than speculation heaped upon
speculation, without any substantial basis in fact." We could
not agree more; the alleged newly discovered evidence is so
speculative as to not bear repeating here. The trial judge did
not abuse his discretion or commit some other error of law in
either denying a new trial, see Moore, 489 Mass. at 749, or an
evidentiary hearing, see Upton, 484 Mass. at 162.
60
reduce the verdicts of murder in the first degree or to order a
new trial.32
Conclusion. For the foregoing reasons, we affirm the
convictions of murder in the first degree and the order dated
August 30, 2019, denying the defendant's first motion for a new
trial, and we vacate and set aside the conviction of armed
robbery. The matter is remanded to the Superior Court for
dismissal of the armed robbery indictment.
So ordered.
32The defendant has identified several "substantive errors"
that he suggests were "compounded by ineffective assistance of
counsel" and require a new trial, discovery, or an evidentiary
hearing. Many of these arguments are moot given our findings
and conclusions elsewhere in this opinion. To the extent that
these arguments have not been discussed, they were not
overlooked; we have considered them carefully and concluded that
they lack merit and do not warrant further discussion.