Misenheimer v. Misenheimer

Justice Exum

dissenting.

The majority strains to reach what it considers the preferable result that John Misenheimer’s two children take his entire testamentary share, rather than the share which the slayer statute accords them. I, too, like this result. But I cannot get to it under the slayer statute. The majority’s effort to do so has resulted in an opinion which is internally inconsistent, at odds with its own premises, and which, inexplicably, substitutes the provisions of the anti-lapse statute for those of the slayer statute. The opinion violates that well-established canon of statutory construction that when one of two different statutes might apply to the same situation, the statute which deals more directly and specifically with the situation must apply in preference to the statute of more general applicability. The majority opinion is also at odds with the intent of the General Assembly in enacting the slayer statute as that intent is so clearly expressed in the statute itself and its legislative history.

I am satisfied: (1) The anti-lapse statute has no application to the case. (2) John’s share of the residuary estate passes “as if the decedent had died intestate with respect thereto” according to the terms of the slayer statute. (3) Therefore John’s children each *700take one-sixteenth and the testator’s other seven children each take one-eighth of John’s one-eighth share of the estate.

The majority’s position seems to be that because the anti-lapse statute is deemed to be a part of every will (so, of course, is the slayer statute), this statute, thus included in Isam Misenheimer’s will, has somehow “otherwise disposed of” (as that phrase is used in the slayer statute) John Misenheimer’s share. More particularly, the majority says that the residuary clause in Isam Misenheimer’s will together with the anti-lapse statute operate “to otherwise dispose of” John’s legacy pursuant to subsection (a) of the anti-lapse statute.

This reasoning is patently specious. First, if the residuary clause controls disposition of John’s legacy by way of the anti-lapse statute, it is subsection (c), not (a), of the statute that must be applied. Indeed, the majority relies on subsection (c), not (a), for the proposition that when a legacy fails “by lapse or otherwise,” the anti-lapse statute applies. (Emphasis by majority.) The “or otherwise” language is, according to the majority, broad enough to include failure under the slayer statute. But subsection (c) of the anti-lapse statute passes lapsed bequests under the residuary clause. Only subsection (a) of the anti-lapse statute passes lapsed bequests to the issue of legatees whose bequests have lapsed. And subsection (a) takes effect only when the legatee “dies survived by issue before the testator.” John Misenheimer did not die survived by the testator. If John’s share is to pass under subsection (c) of the anti-lapse statute, as the majority’s reasoning would seem to require, the other surviving residuary legatees would take all of John’s share and John’s children would take nothing. Indeed, the majority relies on Howell v. Mehegan, 174 N.C. 64, 67, 93 S.E. 438, 440 (1917), for the proposition that “no contrary intent, appearing [in the will], a void or lapsed legacy or devise passes under a general residuary clause.” It goes on to say that a specific legatee’s lapsed share should pass under the residuary clause. If so, again John’s share would all go to the other residuary legatees, not to his children.

Second, the majority, inexplicably, maintains that Isam Misenheimer’s will somehow by implication “otherwise disposes of’ John’s legacy within the meaning of the slayer statute, yet the will has no such implied provisions to take the legacy out. of *701the operation of the anti-lapse statute. With respect to this will, both propositions cannot be true.

Both the slayer statute and the anti-lapse statute are deemed to be part of every will. This is the legal fiction by which the alternative disposition schemes of each statute take effect in the case of a slaying on the one hand or a lapsed bequest on the other. Neither statute, of course, applies to a will which itself by implication or otherwise provides for alternative disposition in the event a bequest cannot take effect as the testator desired. A will either makes alternative provision for disposition of a bequest that for some reason (either lapse or slaying of testator by legatee) cannot take effect as testator desired, or it does not make such a provision. A will should not be read to make by implication an alternative disposition under the slayer statute yet not make one under the anti-lapse statute unless the implications to this effect are considerably stronger than they are in Isam Misenheimer’s will. Either the will controls, or the anti-lapse statute controls, or the slayer statute controls. But a will which by its terms is silent as to alternative disposition is no more effective to take a bequest out of the operation of the slayer statute than it is to take it out of the operation of the anti-lapse statute.

Suppose, for example, John Misenheimer had in fact predeceased the testator, leaving issue surviving. Under the majority’s reasoning the anti-lapse statute would not operate because the will’s residuary clause establishes the testator’s intent to dispose of thereunder bequests which cannot otherwise take effect as the will provides. Therefore, the other named residuary legatees would take all of John’s share.

The truth, of course, is that the will itself does not speak to the question of what happens to the bequest of 'a residuary legatee who predeceases the testator, leaving issue surviving. Therefore, had John in fact predeceased the testator with issue surviving, subsection (a) of the anti-lapse statute would apply. Neither does the will speak to the question of what happens should the bequest of a residuary legatee “otherwise” fail to take effect, e.g., because of the provisions of the slayer statute. In this situation this Court’s duty, even if the result is > not particularly to its liking, is to apply the alternative dispositive provisions of the slayer statute, which the legislature enacted to cover precisely *702the situation before the Court. Indeed, the legislature could not have made its intention any clearer than when it provided in the slayer statute itself:

As to all acts specifically provided for in this [statute], the rules, the remedies, and procedures herein specified shall be exclusive, and as to all acts not specifically provided for in this [statute], all rules, remedies, and procedures, if any, which now exist or hereinafter may exist either by virtue of statute, or by virtue of the inherent powers of any court of competent jurisdiction, or otherwise, shall be applicable.

N.C.G.S. § 31A-15.

Stated simply, when a will, such as Isam Misenheimer’s, is silent on alternative dispositions, the slayer statute provides one in the event of a slaying; the anti-lapse statute provides one in the event of a lapse. Here we have a slaying, not a lapse. Therefore the alternative disposition of the slayer statute controls.

It must be emphasized that both the anti-lapse statute and the slayer statute are, in effect, intent-effectuating. The anti-lapse statute purports to dispose of property that would otherwise lapse in a manner which, in the legislature’s view, would most likely accord with what most testators would have done had they considered the possibility of lapsed legacies. If, however, an intent contrary to the provisions of the statute “is indicated by the will,” this intent shall prevail over the statute.

The slayer statute also provides its own alternative method of distribution. In this respect it resembles the anti-lapse statute. As stated in the Special Report of the General Statutes Commission which recommended the slayer statute to the General Assembly:

This statute not only prevents the slayer from taking from the decedent as heir or devisee, but provides an alternative disposition. By its terms the slayer is deemed to have died immediately prior to the intestate or testator, and the slayer’s share of the decedent’s estate passes to ‘others’ next entitled to succeed by intestacy law, e.g. to the other heirs of the decedent, including the issue of the slayer in their own right by representation of their ‘deceased’ parent [Bates v. Wilson, 313 Ky. 592 (1950)], but not to one who can claim only *703from the slayer, such as his spouse. [Price v. Hitaffer, 164 Md. 505 (1933)]. However, where the decedent leaves a will his other heirs take the slayer’s devise or bequest only if it is not otherwise disposed by the will, e.g. to an alternative beneficiary or by way of residuary disposition.

Special Report of the General Statutes Commission on an Act to be entitled “Acts Barring Property Rights” pp. 13-14 (1961) (hereinafter referred to as Special Report). Professor Bolich, one of the drafters of the statute, commented similarly:

[S]ubsections (2) and (3) specify what happens to property which would otherwise pass from the decedent to the slayer by testate or intestate succession. Intestate property goes to the other heirs of the decedent next in succession. Testate property passes to the decedent’s heirs other than the slayer unless otherwise disposed of by the will — for example, to an alternative beneficiary or by way of residuary disposition to others than the slayer.

Bolich, Acts Barring Property Rights, 40 N.C. L. Rev. 175, 198 (1962).

Thus the slayer statute, like the anti-lapse statute, is designed to dispose of property that would otherwise have gone to the slayer in a manner which, in the legislature’s view, would most likely accord with the testator's wish. If, however, the will otherwise disposes of the slayer’s share, the will prevails.

The residuary clause in Isam Misenheimer’s will, contrary to the majority’s assertion, is not an alternative disposition of John’s legacy. Except for provisions in Article I and II dealing with the payment of debts, expenses, and taxes, Article III is the will’s only dispositive provision. There is no language, as the executor argues, suggesting that if one or more of the designated legatees for whatever reason does not or cannot take his or her share, then the other designated legatees shall take it. The will does not leave the residuary estate to the children of Isam Misenheimer jointly or as a class. Neither is there any language to indicate by implication or otherwise that a named beneficiary’s heirs or issue should take in his place. The will itself, therefore, does not “otherwise dispose of’ John Misenheimer’s share either to the other named beneficiaries or to John’s children.

*704The majority’s holding in effect emasculates the alternative disposition scheme of the slayer statute. Under this holding the alternative disposition scheme of the anti-lapse statute rather than the alternative disposition scheme of the slayer statute will apply in all cases in which the testator has been slain by a legatee. This position is unsound for the following reasons.

Both the slayer statute and the anti-lapse statute have, as I have demonstrated, their own discrete dispositive schemes. Different dispositions of property could result if one of these statutes were applied as opposed to the other. The slayer statute treats the slayer as if he predeceased the testator but, in the absence of an alternative disposition in the will, provides that the slayer’s share “shall pass as if the decedent had died intestate with respect thereto.” The interest in the estate, if any, of those who take in lieu of the slayer is determined by their relation to the testator, not the slayer. Section (a) of the anti-lapse statute provides that “issue of a legatee who predeceases the testator substitute for the legatee and take what would have been the legatee’s share if such issue survive and would have been heirs of the testator had testator died intestate.” Thus under this section of the anti-lapse statute the interest in the estate, if any, of the issue of the predeceased legatee is determined by their relation to the predeceased legatee, not the testator.

Where one of two different statutes might apply to the same situation, the statute which deals more directly and specifically with the situation must take precedence over a statute of more general applicability. Colonial Pipeline Co. v. Neill, 296 N.C. 503, 251 S.E. 2d 457 (1979); Seders v. Powell, 298 N.C. 453, 259 S.E. 2d 544 (1979); State Highway Commission v. Hemphill, 269 N.C. 535, 153 S.E. 2d 22 (1967). Section (a) of the anti-lapse statute deals with the situation where a legatee in fact predeceases the testator. The remaining sections of this statute deal with other situations under which a legacy “is void, is revoked, is renounced, or lapses or which for any other reason fails to take effect. . . .” The slayer statute deals specifically and directly with the unusual situation in which one otherwise entitled to share in an estate has slain the decedent. Hence in these unusual cases the slayer statute’s dispository scheme should control over that of the anti-lapse statute.

*705The legislative history of the slayer statute also supports the proposition that it controls to the exclusion of the anti-lapse statute in situations to which it applies. In commenting on this section when it was proposed to the General Assembly in 1961, the General Statutes Commission noted:

This statute not only prevents the slayer from taking from the decedent as heir or devisee, but provides an alternative disposition. By its terms the slayer is deemed to have died immediately prior to the intestate or testator, and the slayer’s share of the decedent’s estate passes to ‘others’ next entitled to succeed by intestacy law, e.g. to the other heirs of the decedent, including issue of the slayer in their own right by representation of their ‘deceased’ parent but not to one who can claim only from the slayer, such as his spouse. However, where the decedent leaves a will his other heirs take the slayer’s devise or bequest only if it is not otherwise disposed of by the will, e.g. to an alternative beneficiary or by way of residuary disposition.

Special Report at 13-14 (citations omitted). The Commission did not mention the anti-lapse statute as a potential method of fulfilling this provision.

When it enacted our slayer statute, the General Assembly “profited greatly from” a model statute drafted by Professor John W. Wade. Special Report at ii. Professor Wade expressed the sentiment that a slayer statute should expressly exclude the application of an anti-lapse statute to prevent the injustice which results from a person taking through a slayer who is not himself an heir of the deceased testator.1 Wade, Acquisition of Property by Willfully Killing Another — A Statutory Solution, 49 Harv. L. Rev. 715, 727 (1936). Although the North Carolina legislature declined to adopt a provision expressly excluding application of the anti-lapse statute, it used another route designed to achieve the same result. That approach involved passing property bequeathed to the slayer as if the testator had died intestate with respect to it, thereby avoiding a lapse of the gift. This provision, *706“should prevent possible application of an anti-lapse statute giving the decedent’s property to a person not his heir — for example to issue of decedent’s slayer-spouse.” Bolich, supra, at 198.2 Professor Wade had recognized this potential approach to preventing the operation of an anti-lapse statute.

The anti-lapse statute might also have been avoided by providing that the property would pass as if the decedent had died intestate thereto, but this provision would probably not reach a satisfactory result if the will named an alternative or residuary devisee or legatee or if the slayer were named to take jointly with another person or as a member of a class.

Wade, supra, at 727. To avoid the unsatisfactory result of automatically passing the property by intestacy, ie., ignoring testator’s intent to provide for an alternative beneficiary by way, for example, of an alternate residuary clause, joint or class gift, the legislature included in section 31A-4(3) the “unless otherwise disposed of’ clause. A testator’s alternative disposition will be thereby honored, and, if no alternative disposition is included in the will, the anti-lapse statute is nevertheless avoided by the slayer statute’s own, discrete dispository scheme, ie., passing the property as if with respect to it the testator had died intestate.

The provisions of the statute itself, the applicable canon of statutory construction, the legislative history behind it, and the inclusion of a provision giving it exclusive application compel the conclusion that the slayer statute operates independently of and to the exclusion of the anti-lapse statute. Accordingly, section 31A-4(3) alone should control the disposition of slayer’s share under testator’s will.

Under section 31A-4(3) as applied to the facts here, the slayer’s share — one-eighth of testator’s residuary estate — should be distributed “as if the decedent had died intestate with respect thereto.” N.C.G.S. § 31A-4(3). Under our intestacy laws, N.C.G.S. § 29-16(a)(l) and (2), John’s two children (testator’s grandchildren) should each take one-sixteenth share of John’s one-eighth portion *707of the residuary estate. Testator’s seven other children should each take one-eighth of John’s one-eighth share.

Finally I have no doubt that it is proper for John’s children to share in what would have been John’s portion of the estate. The slayer statute did not go so far as to exclude innocent persons who might otherwise take even though they were descendants of the slayer. See Estate of Wolyniec v. Moe, 94 N.J. Super. 43, 46, 226 A. 2d 743, 744-45 (1967) (holding it unconscionable to penalize an unborn child for the crime of his mother); Bates v. Wilson, 313 Ky. 572, 574, 232 S.W. 2d 837, 838 (1950) (expressing the notion that the legislature did not intend to penalize an innocent child for the acts of her father in killing deceased); Restatement of Restitution § 187 comment h at 768 (1937) (“the fact that the persons who would have been heirs . . . are the children of the murderer will not preclude them [from taking], if they would have inherited the property from the decedent if the murderer had predeceased him”). Under our slayer statute, John’s children should take not by virtue of their relation to John, but by virtue of their relation to the testator.

Since the slayer statute permits John’s children to take not as John’s heirs but as heirs of the testator, I see no constitutional problem with enforcing the slayer statute as written. The majority’s footnote on “corruption of the blood,” “bills of attainder,” and the slayer statute’s constitutionality lacks depth. I fear the majority has violated Pope’s admonition that “A little learning is a dangerous thing; Drink deep, or taste not the Pierian spring.” Pope, A., An Essay on Criticism. The majority has not demonstrated that these doctrines have anything to do with the slayer statute.

The leading scholarly article on slayer statutes by Professor Wade, already cited above (to which then Harvard Law School Professor, later Dean, Erwin N. Griswold, made “numerous valuable suggestions,” see acknowledgment, 49 Harv. L. Rev. at 752), suggests that such statutes provide that “heirs or next of kin of the slayer may claim the property if they are entitled to it in their own right, but they cannot claim through an ancestor who has disqualified himself by his wrong.” 49 Harv. L. Rev. at 727. As to the constitutionality of such statutes, Professor Wade notes:

*708Objections to its constitutionality would be based mainly upon the provisions in most state constitutions forbidding forfeiture of estates or corruption of blood as the result of a conviction. Under these provisions it would normally be held unconstitutional to take away from the slayer any property interest which he already owns. For this reason many of the decisions adopting the view that title passes to the slayer give as an added reason that any other holding would constitute a forfeiture of estate. There may be substance to the argument when the statute law of the state provides that the property shall descend to the slayer and the court engrafts an exception. But even then it would appear that the proper rule is that there is no forfeiture of estate. The court is not taking away from the slayer an estate which he has already acquired, but ‘is simply preventing him from acquiring property in an unauthorized and unlawful way, ie., by murder. It takes nothing from him but simply says you cannot acquire property in this way.’ And if this course may be taken by a court, obviously the legislature may provide that property cannot be acquired through a wilful and unlawful slaying.
It is significant that although statutes bearing upon one or more branches of the general problem have been enacted in almost half of the states, no one of them has ever been held unconstitutional. The constitutionality of a statute has been directly attacked in only one case, in which it was easily upheld [Hamblin v. Marchant, 103 Kan. 508, 175 Pac. 678 (1918), aff’d on rehearing, 104 Kan. 689, 180 Pac. 811 (1919)]; but there are numerous cases in which its constitutionality was tacitly assumed.
The argument that the statute would work corruption of blood is hardly deserving of comment, since it does not prevent heirs of the slayer from inheriting from him property which he already owns, but merely keeps him from acquiring property in an illegal way. Furthermore, unless property is taken away from the slayer as a result of his crime, it seems impossible to say that the due process of law clause is violated. The conclusion is, therefore, that so long as a statute prevents merely the acquisition of property by an unlawful killing, it is constitutional.

*70949 Harv. L. Rev. at 720-21 (footnotes omitted). Likewise Professor Bolich, in his earlier cited article, has written:

Fundamental to this area of law which seeks to prevent a killer from profiting by his crime is the distinction between taking a slayer’s property because of his crime, and preventing him from so acquiring property. Whereas a slayer may not be deprived of his property because of his crime, he may be constitutionally prevented by statute from acquiring property thereby. Thus, this statute, which prevents unjust enrichment by providing that a slayer shall not thereby inherit from his victim or take by his will, takes nothing already owned but constitutionally prevents a wrongful acquisition. Its provision that such property when not otherwise willed by the decedent, shall pass to his other heirs next in succession prevents ‘corruption of the blood’ because the slayer’s issue will generally take in their own right by representation of their ‘deceased’ parent the share he would have taken. And by specifying that he is deemed to have died immediately prior to the decedent it fixes a date of ‘death.’

40 N.C. L. Rev. at 199-200 (footnotes omitted).

Our slayer statute does precisely this. It prevents the slayer from ever acquiring his testamentary share. Therefore, there can be no constitutional prohibition on preventing the slayer’s children from acquiring that which their parent never acquired. They acquire only that to which they are entitled as heirs of the testator. They take the intestate share of the slayer by representation of the slayer as heirs of the testator, not the slayer. In this case the slayer’s intestate share is one-eighth of his bequest to which his two children are jointly entitled.

Neither would I want to second-guess, as does the majority, the wisdom of Euripides, Shakespeare, and Holy Scripture on whether we should “visit the sins of the father upon the children.” I am confident that it is within the legislature’s prerogative to provide, as it has done, that when a legatee slays the testator, the legatee’s share shall be distributed on the basis of the beneficiaries’ relationship to the testator, not the slayer. There is indeed wisdom in this provision. For if the slayer’s heirs are to take his testate share, this provides still another motive for slaying the testator. The majority apparently is unwilling to *710allow the legislature to make such a determination; instead, it substitutes its own judgment for what ought to happen to the testamentary share of a legatee who slays the testator. The question, I believe, is best left to the legislature.

Justice MEYER joins in this dissenting opinion.

. Professor Wade expressed this concern by wording his model act to bar not only the slayer but also “any person claiming through him. . . .” Wade, Acquisition of Property by Willfully Killing Another — A Statutory Solution, 49 Harv. L. Rev. 715, 724 (1936).

. This result would have been possible under the anti-lapse statutes as they existed when the slayer statute was enacted. See N.C.G.S. §§ 37-42 to -42.2 (Supp. 1959) (now revised).