Hernandez v. State

BROOKSHIRE, Justice,

dissenting.

This dissent is filed respectfully.

The appellant is appealing his conviction for aggravated assault on a correctional officer. The jury found the appellant guilty of the offense of aggravated assault on a correctional officer and assessed punishment at fifty years confinement in the Texas Department of Criminal Justice, Institutional Division. This appeal followed.

Statement of Facts

On August 6, 1991, the appellant, an inmate, was in the recreation yard at the Gib Lewis Prison Unit of the Texas Department of Criminal Justice in Tyler County. The appellant struck the complainant, Jimmy Johnson, a correctional officer, in the side of the head while the guard was restraining another inmate. The assault alleged arose out of a confrontation between several Hispanic and Black inmates resulting from a previous attack on appellant by a Black inmate. The prison officers interceded between the’ two groups of inmates and subsequently five guards were allegedly assaulted.

The appellant and four other inmates were indicted for the alleged assaults. Each inmate was indicted for an assault on a different prison officer. There was no allegation that the inmates acted in concert with each other or that any one of the inmates aided in the assault on any other guard or assaulted any other guard other than the guard named in his individual indictment. All the alleged assaults occurred in relatively close proximity to each other.

Points of Error

The appellant in his first point of error alleged that the trial court erred in granting the State’s motion for joint trial and in trying the appellant jointly with four other defendants.

The appellant argues that the trial court abused its discretion by trying the five inmates jointly. See Ex parte Mitchell, 608 S.W.2d 915 (Tex.Crim.App.1980); Tex.Code Crim.Proc.Ann. art. 36.09 (Vernon 1981).

Under article 36.09, severance is not a matter of right, but is addressed to the sound discretion of the trial court. See Sonderup v. State, 418 S.W.2d 807 (Tex.Crim.App.1967). Severance may be granted if all the defendants have prior admissible convictions, but valid, compelling grounds for severance must be based on the fact that the joint trial would be prejudicial. Whether prejudice would result rests within the sound discretion of the trial court as of the time the court ruled. Thornton v. State, 451 S.W.2d 898 (Tex.Crim. App.1970).

The record reflects that a motion for severance was not filed. Furthermore, the appellant has not shown how he would be prejudiced. When no evidence is offered on a motion for severance or opposing a motion for joint trial, no abuse of discretion is demonstrated. Therefore, I would overrule point of error number one.

In point of error number two the appellant alleges that the trial court denied his motion for separate counsel based on the conflict of interest and in forcing him and his co-defendants to be represented by the same counsel. But appellant has failed to discharge his evidentiary burden. The appellant argues *198that he was denied effective assistance of counsel under the Sixth and Fourteenth Amendments to the United States Constitution and Article I, section 10 of the Texas Constitution due to a conflict of interest of counsel in representing appellant and his four co-defendants. Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984); Hernandez v. State, 726 S.W.2d 53 (Tex.Crim.App.1986). The appellant concedes in his brief that multiple representation of defendants in a joint trial is not per se a violation of the appellant’s rights to effective assistance of counsel. See James v. State, 763 S.W.2d 776 (Tex.Crim.App.1989). One attorney may represent more than one defendant in a trial court without necessarily preventing the opportunity of a fair and impartial trial for all defendants. See Almanzar v. State, 702 S.W.2d 653 (Tex.Crim.App. 1986). Appellant has failed to demonstrate that a probability exists that the results would have been different.

Where the trial court is not aware of any conflict of interest (no evidence having been offered), then the trial court has no duty to look into the propriety of one attorney representing joint defendants. See Cuyler v. Sullivan, 446 U.S. 335, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980). The appellant argues that his appointed counsel did bring the conflict of interest issue to the trial court’s attention by requesting separate counsel for each of the defendants. Therefore, the trial court, appellant alleges, was under a duty to make separate counsel available. Holloway v. Arkansas, 435 U.S. 475, 98 S.Ct. 1173, 55 L.Ed.2d 426 (1978). I cannot agree. The mere assertion of a conflict of interest does not amount to ineffective assistance of counsel. Nor does such assertion mandate separate counsel. See Almanzar, supra; Ferguson v. State, 639 S.W.2d 307 (Tex.Crim.App.1982).

Although a conflict of interest may exist, some harm or prejudice to the defendants must be shown in order to establish a sixth amendment violation. Raspberry v. State, 741 S.W.2d 191 (Tex.App.—Fort Worth 1987, pet. refd). Appellant failed in this.

In the case at bar, all five defendants are charged with five different assaults on five different individuals. There is no conflict of interest as to culpability because each defendant is accused of assaulting a different victim. Counsel in the trial at bar was representing five different clients whose defenses do not bear upon each other. Each assault is a separate and individual crime joined together only for the purpose of judicial economy.

Prejudice will be presumed only if the defendant demonstrates that counsel actively represented conflicting interests and that an actual conflict of interest adversely affected his performance. The appellant has not advanced a valid basis for his claim of a possible conflict of interest. See Calloway v. State, 699 S.W.2d 824 (Tex.Crim.App.1985). Therefore, point of error number two should be overruled.

Appellant’s third point of error contends that the trial court erred in denying appellant’s motion for an interpreter. The appellant argues in his brief that he had met the requirements that the Court of Criminal Appeals had established in Garcia v. State, 151 Tex.Cr.R. 593, 210 S.W.2d 574 (1948). In Garcia, the two-prong test was that (1) the appellant must show an inability to understand English; and (2) the appellant must make a timely request for an interpreter. Therefore, under Garcia he contends he should have been given an interpreter.

In the ease at bar, a hearing was held on the motion to determine whether the appellant needed an interpreter. At this pre-trial hearing, the appellant answered in English all the questions asked him by both his attorney and the prosecutor. Also, the appellant unequivocally states in his brief that he speaks and understands some English. The Court’s opinion cynically and dissemblingly bemoans that the hearing on the motion for an interpreter was woefully deficient.

The defense counsel stated that all the other defendants, except Hernandez, had an excellent command of the English language and did not need an interpreter. On this motion for an interpreter, the trial court commendably stated clearly in the record that it wanted to hear all the evidence on this point and it did so. The appellant Hernán-*199dez definitely and applicably responded to all the questions presented to him on cross-examination. Hernandez stated he had entered the U.S. illegally. Hernandez understood the questions on immigration.

Hernandez recognized and identified his pen-packet. He knew his TDC number. Hernandez had pleaded guilty to felonies in Harris County. He received two sentences to run concurrently. Among other things, Hernandez made a written waiver of indictment in two cases. See and compare Vargas v. State, 627 S.W.2d 785 (Tex.App.—San Antonio 1982, no pet.).

Tex.Code CrimPROcAnn. art. 38.30 (Vernon Supp.1993), entitled “Interpreter”, states that when a motion for the appointment of an interpreter is filed by any party or on motion of the court, in any criminal proceeding, and it is determined that a person charged or a witness does not understand and speak the English language, an interpreter must be sworn to interpret for him. However, in the case at bar, there is ample evidence that the appellant did have a grasp of the English language. Also, the appellant understood and communicated in the English language well. The trial judge was in a superior position to observe the appellant. No abuse of discretion is shown. The record is woefully deficient, however, on the appellant’s first and second points of error. The mere fact that the accused may be more fluent in Spanish does not in and of itself make it incumbent upon the trial court to appoint an interpreter for the appellant who speaks and understands the English language. See Flores v. State, 509 S.W.2d 580 (Tex.Crim.App. 1974). Point of error number three is overruled.

Point of Error Two Revisited

The appellants have a uniform point of error number two reading: “The trial court erred in denying the appellants’ motion for separate counsel based upon conflict of interest and in forcing the appellant and his joint defendants to be represented by the same counsel.” In a previous paragraph in this dissent, I concluded that this point had been waived.

Appellant and each of the other four concede that multiple representation of defendants in a joint trial is not, in and of itself, a violation of the appellant’s right to effective assistance of counsel. James v. State, 763 S.W.2d 776 (Tex.Crim.App.1989). However, it is observed that the appellant alleges that once an alleged conflict of interest is brought to the trial court’s attention then the trial court should make separate counsel available. Appellant contends that his counsel was prevented from attempting to engage in any favorable plea bargaining. However, nothing was shown that such a favorable plea bargain would have been forthcoming from the State. No relevant bill of exception exists.

Furthermore, if one or two of the accused were, under the totality of the facts, entitled to a very favorable plea bargain arrangement, I do not perceive that counsel could not approach the State on this matter. There is no showing, however, that any attempt was made to do that by counsel for the accused; nor is there any showing that the State was disposed to engage in any plea bargaining. The mere, bare assertion of a conflict of interest does not prove the same; nor does it amount to ineffective assistance of counsel. Furthermore, some harm or prejudice to one or more of the accused must be shown. A realistic conflict of interest should be demonstrated to show a violation of the Sixth Amendment to the United States Constitution. See and compare Raspberry v. State, 741 S.W.2d at 196. In this record it must be remembered that each one of the five accused was charged with distinct and different assaults on five different individuals. There was no shown conflict of interest as to culpability. Each of the accused was indicted for assaulting a different victim and the cases were fairly tried on that basis.

On balance, I perceive that the appellate test is whether the trial judge abused his discretion. I conclude the trial judge engaged in no abuse. To correctly determine a pragmatic and realistic conflict of interest that prejudiced the rights of an accused, we are to apply a two pronged test. We are to consider whether trial counsel actively represented conflicting interests and also whether an actual conflict of interest adversely affect*200ed his performance. The joint representation here did not constitute an active representation of conflicting interests or of competing interests. Id. at 197.

Moreover, I do not think that trial court was obliged or forced to adduce evidence or testimony that would benefit one defendant at the expense of another accused during the hearing on the motion in question. No bills of exception were perfected. Here, each assault constituted a separate and individual factual situation joined together for the purpose of judicial economy. The fact situations arose from the same criminal transaction.

Prejudice may not be presumed unless a defendant demonstrates that counsel actively and affirmatively represented conflicting interests in the trial. Moreover, it must be shown such actual conflict of interest adversely affected an accused and that accused counsel’s performance. These appellants have failed to properly demonstrate such prejudice or conflict. I think that the State’s position is correct on waiver because of the plain provisions of article 28.01(1). Under section 1 of this article and especially section 2, a court may set (in any criminal case) a pretrial hearing. This hearing is to be conducted before the case is tried on the merits. At the pretrial hearing there shall be determined the following matters, the pleadings of the defendant or any special pleas of the defendant. Section 2 reads:

When a criminal case is set for such pretrial hearing, any such preliminary matters not raised or filed within seven days before the hearing will not thereafter be allowed to be raised or filed except by permission of the court for good cause shown.

Hence, the motion for separate counsel was not timely filed and urged under the Code of Criminal Procedure and was thereby waived. There was no special permission granted by the trial court based upon good cause.

It clearly appears from the record and, in fact, the trial judge so stated in the record that it was his understanding that a motion for separate counsel was not going to be either presented or urged. I do not think the trial judge lied or misrepresented the facts or the record. The prosecution took the position that in view of the background of the situation and in view of the pretrial hearings that the said motion for separate counsel was, in reality, a motion to postpone or continue the case.

It was not necessarily intended in this case but the procedural defect or trap in this matter is subject to widespread abuse because the accused using this majority opinion as authority could not urge or present the motion until the last minute and then have built-in, reversible error. Stated differently the accused could use the strategy. He could go ahead and try the case hoping maybe the jury would acquit. If the jury does not acquit, the accused would have reversible error.

Such a strategy and tactic is not a sound procedural concept; the same is basically, deeply flawed. It seems apparent that at the time the matter was presented to the trial judge, that it would have been impossible to line up and appoint four additional trial lawyers who were capable and qualified of giving competent legal advise and performing competent and effective legal services in eases of these types.

Furthermore, article 28.01 section 2 clearly provides that when a criminal case was set for a pretrial hearing, any such preliminary matters or such motions not raised or filed seven days before the hearing will not thereafter be allowed to be raised or filed except by permission of the court for good cause shown. The matters that are required to be presented at the pretrial hearing are any of the pleadings of the defendants or special pleas of the defendant among other matters.

Furthermore, the defendants herein certainly did not urge the motion at a time when the trial judge could have adhered and heeded article 26.051(f) as well as article 26.-051(d), (e). Appellant violated article 27.-02(2), (8) as well as article 28.01. Nor, was the trial court given an opportunity to comply with Tex.Code CrimJPROcAnn. art. 26.-051. Judge Stover simply did not abuse his judicial discretion. I would affirm.