People v. Perez-Robles

Filed 9/6/23
CERTIFIED FOR PARTIAL PUBLICATION*

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Yolo)
----

THE PEOPLE, C095414

Plaintiff and Respondent, (Super. Ct. No. CR20202968)

v.

FERMIN PEREZ-ROBLES,

Defendant and Appellant.

APPEAL from a judgment of the Superior Court of Yolo County, David W. Reed,
Judge. Affirmed in part and reversed in part.

Charles M. Bonneau, Jr., Retained Counsel for Defendant and Appellant.

Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Darren K. Indermill and Kari
Ricci Mueller, Deputy Attorneys General, for Plaintiff and Respondent.

* Pursuant to California Rules of Court, rules 8.1105 and 8.1110, this opinion is certified
for publication with the exception of parts IA, IB, ID and II through V of the Discussion.

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 Defendant Fermin Perez-Robles, a massage therapist, was convicted by a jury on
16 counts of sexual penetration and sexual battery involving six clients and sentenced to
15 years in prison. He argues (1) the evidence is insufficient to support his conviction on
10 counts, including those for sexual battery by restraint; (2) the jury was not properly
instructed on lesser included offenses on four counts; (3) the jury was improperly
instructed on using other charged sex offenses as propensity evidence; (4) the prosecutor
misstated the law during closing argument; and (5) the imposition of the upper term
sentence on one count must be reversed and remanded based on recent changes to Penal
Code section 1170 (further undesignated statutory references are to the Penal Code). We
agree the evidence is insufficient to support one count (count 4); although there was
sufficient evidence of restraint, the jury should have been instructed on lesser included
offenses on two counts (counts 14 & 20); and the imposition of the upper term sentence
on count 11 must be vacated and remanded for resentencing. In all other respects, we
affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Defendant is a massage therapist. In 2011, he opened a business called Heal the
Body inside of a shopping mall. The business closed in around 2014, and defendant
began doing massages out of his home. In early 2019, he began working at Woodland
Chiropractic and Wellness, a business owned by a chiropractor named Dr. James Newell,
which we will refer to as the “Wellness Center.”
In February 2021, defendant was charged with numerous counts of sexual
penetration and sexual battery. The charging document was amended several times, and
by the time the case went to trial, there were a total of 38 counts involving nine clients.
Although the specifics were different as to each victim, all of them claimed defendant
touched them inappropriately during a massage. We will discuss the relevant facts
regarding the specific counts in the discussion section, below.

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 During trial, the prosecutor dismissed three of the 38 counts, and 35 counts were
submitted to the jury. The jury found defendant guilty on 16 counts involving six
victims, as follows: counts 3 and 4, sexual penetration by force (§ 289, subd. (a)(1)(A)),
involving victim R.B.; count 7, sexual battery by misrepresentation of professional
purpose (§ 243.4, subd. (c)), involving victim A.G.; count 11, sexual penetration by
misrepresentation of professional purpose (§ 289, subd. (d)), involving victim E.M.;
count 14, sexual battery while the victim is restrained (§ 243.4, subd. (a)), and count 15,
misdemeanor sexual battery (§ 243.4, subd. (e)(1)), involving victim D.E.; count 20,
sexual battery while the victim is restrained (§ 243.4, subd. (a)), and counts 21 and 22,
sexual battery by misrepresentation of professional purpose (§ 243.4, subd. (c)),
involving victim C.E.; and counts 30 through 35 and 37, sexual battery by
misrepresentation of professional purpose (§ 243.4, subd. (c)), involving victim Y.G.
The jury found defendant not guilty on four counts and was unable to reach a
verdict on the remaining 15 counts.
Defendant was sentenced to an aggregate term of 15 years, calculated as follows:
the upper term of eight years on count 11; two years (one-third the middle term) on count
3; and one year each (one-third the middle term) on counts 7, 14, 20, 30, and 37.
Defendant was also sentenced to the upper term of four years on count 22 and to 180
days in county jail on count 15, both to be served concurrently. Sentences on the
remaining counts were imposed and stayed pursuant to section 654.
Defendant timely appealed.
DISCUSSION
I
Sufficiency of the Evidence
Defendant argues that the evidence is insufficient to support his conviction on 10

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counts (counts 3, 4, 11, 14, 20, 31, 32, 33, 34, and 35).1
“In determining the sufficiency of the evidence to support a conviction, ‘the
relevant question is whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt.’ ” (People v. Leon (2008) 161 Cal.App.4th 149, 156, italics
omitted.) We review “the whole record in the light most favorable to the judgment below
to determine whether it discloses substantial evidence—that is, evidence which is
reasonable, credible, and of solid value—such that a reasonable trier of fact could find the
defendant guilty beyond a reasonable doubt.” (People v. Johnson (1980) 26 Cal.3d 557,
578.) “The uncorroborated testimony of a single witness is sufficient to sustain a
conviction, unless the testimony is physically impossible or inherently improbable.
Th[is] rule is applicable to sex [offense] cases.” (People v. Scott (1978) 21 Cal.3d 284,
296.) “ ‘ “A reviewing court neither reweighs evidence nor reevaluates a witness’s
credibility.” ’ ” (People v. Livingston (2012) 53 Cal.4th 1145, 1170.) “ ‘ “ ‘If the
circumstances reasonably justify the trier of fact’s findings, the opinion of the reviewing
court that the circumstances might also be reasonably reconciled with a contrary finding
does not warrant a reversal of the judgment.’ ” ’ ” (People v. Burney (2009) 47 Cal.4th
203, 253.) The “relevant question” is thus “not whether we are convinced beyond a
reasonable doubt, but whether any rational trier of fact could have been persuaded
beyond a reasonable doubt that defendant” committed the crime. (People v. Perez (1992)
2 Cal.4th 1117, 1127.)
A. Counts 3 and 4—Victim R.B.
In counts 3 and 4, defendant was convicted of sexual penetration of R.B. by force,

1 He does not challenge the sufficiency of the evidence regarding the remaining six
counts (counts 7, 15, 21, 22, 30, and 37).

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violence, duress, menace, or fear, in violation of section 289, subdivision (a)(1)(A).2 He
argues there is insufficient evidence of force, violence, duress, menace, or fear as to both
counts, and insufficient evidence of sexual penetration as to count 4.
1. Relevant facts
R.B. received two massages from defendant in the summer of 2020. Counts 3 and
4 both involved the second massage, and our description of the first massage is thus
abbreviated.
R.B. had a neck injury and was referred to the Wellness Center by her father, who
had been a patient of Dr. Newell’s for years. R.B. walked into the clinic on June 22
without an appointment, and was able to see defendant that same day. She offered
conflicting testimony on whether defendant touched her labia during the first massage.
On re-direct examination, she stated she was “unsure right now” whether he did so. At
the end of the first massage, R.B.’s neck felt a little better, and she scheduled a second
massage.
The second massage started the same way the first one did. Defendant left the
room while R.B. got undressed, lay facedown on the table, and covered herself with a
sheet. Defendant came back into the room and began massaging R.B. from her shoulders
to her lower back. While massaging her arms, he lifted them in a way that exposed her
breasts, and she could feel air on her nipple area. Defendant then moved to her legs.
R.B. testified that when he moved the sheet to the inside of her legs, it did not feel as
secure as it had during the first massage. He massaged up and down each leg several
times and touched her labia. He then put his left hand underneath her pelvis and placed
one of his fingers directly on her clitoris. He started moving his fingers back and forth on
her clitoris. He did this about five times before R.B. realized she had gotten excited and

2 Counts 1, 2, 5, and 6 also involved R.B. The jury returned not guilty verdicts on
counts 1 and 2, and was unable reach a verdict on counts 5 and 6.

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“wet down there.” She testified she “blanked for maybe one or two rubs, and then I kind
of came to and was like, wait a minute, I’m getting aroused in a professional massage.
This has to stop.” She said, “Okay,” and defendant stopped.
R.B. was asked what was going through her mind when this was happening, and
she responded, “I . . . was . . . really . . . scared because I was like, well, I’m laying on the
table naked. I really don’t know what’s going on. I don’t know . . . if that was supposed
to happen or not. But I knew I was sexually aroused, which I knew was not supposed to
happen in a professional setting, professional massage. So I was kind of just like trying
to play dead in a sense and just stay there just because I was so scared and nervous about
what was going on. [¶] . . . [¶] . . . I felt like if he could touch me in what I think is
inappropriate, there’s no telling what else he could do to me. [¶] I know the last time
when I made the appointment around the same time, there was nobody else in the office
because it was lunchtime. So this appointment was kind of the same timeframe, so I
figured no one else was in the office if anything was to happen. Again, I was naked. I
honestly don’t know if I could fight him off. I am in his territory, his domain. And
again, if he feels he can touch me in an inappropriate way, there’s no telling what else he
could do to me.”
Defendant next had R.B. turn over onto to her back and he massaged her arms and
chest area. As he massaged her chest, his hands went around both breasts and he
“grope[d]” them. R.B. did not say anything, but just lay there “playing dead.” When
asked what she was thinking when defendant groped her breasts, she responded, “I was
blank. I just didn’t have any thoughts.” “I just didn’t want to be there.”
When defendant said the massage was over, R.B. told him her neck still hurt, and
he did a couple “twists and turns” and her neck felt better. R.B. paid for the massage and
left. As soon as she left the clinic, she felt like she had been “violated,” and she started to
cry. When she got to her car, she called the California Massage Therapy Board and
asked if it was appropriate for a massage therapist to touch a client’s breasts, vagina or

6
clitoris, and she was told no. After calling a friend and her father, she went to the police
station and reported what had happened.
Defendant testified in his defense. He denied touching R.B.’s vagina, labia, or
clitoris, and he agreed it would be inappropriate to do so.

2. There is insufficient evidence of sexual penetration to support the
conviction on count 4.
Defendant argues there was insufficient evidence of sexual penetration to support
his conviction on count 4. The People agree and we do as well.
The jury was instructed with CALCRIM No. 1045 that in order to prove sexual
penetration by force, in violation of section 289, subdivision (a)(1), the prosecution had
to prove that (1) defendant committed an act of sexual penetration with another person;
(2) the penetration was accomplished by using a foreign object; (3) the other person did
not consent to the act; and (4) defendant accomplished the act by force, violence, duress,
or fear of immediate and unlawful bodily injury to another person. The instruction
further defined “sexual penetration” as “penetration, however slight, of the genital . . .
opening of the other person for the purpose of sexual abuse, arousal, or gratification.”
(CALCRIM No. 1045.) The female genitalia includes the labia, the clitoris, and the
vagina. (See People v. Quintana (2001) 89 Cal.App.4th 1362, 1367.) Penetration of the
labia, or going into or between the labia, thus constitutes sexual penetration within the
meaning of section 289. (See id. at pp. 1366-1367; People v. Icke (2017) 9 Cal.App.5th
138, 148 (Icke).)
In the operative charging document when the case proceeded to trial, count 3
parenthetically noted “clitoris,” and count 4 parenthetically noted “labia,” and the verdict
forms for those counts contained the same notation. Count 3 was based on R.B.’s
testimony that defendant touched her clitoris, and defendant does not challenge the sexual
penetration element of that count. Nor could he, because case law teaches that contact
with the clitoris, which is located inside the labia, constitutes sexual penetration within

7
the meaning of section 289. (People v. Quintana, supra, 89 Cal.App.4th at p. 1371.) He
does challenge the sexual penetration element of count 4, which is based on R.B.’s
testimony that he touched her labia while massaging her legs. Defendant argues R.B. did
not testify he penetrated or went inside or between her labia, and, as noted above, the
People agree there is insufficient evidence of penetration to support the verdict in count
4. Even the prosecutor conceded during closing argument that R.B. testified defendant
touched her labia, but “[s]he didn’t say anything about him going past, however, slight,
those labia lips.” The prosecutor thus told the jury it should find defendant not guilty of
sexual penetration on count 4, but guilty of the lesser included offense of sexual battery.3
Having reviewed R.B.’s testimony in its entirety, we agree she did not testify he
penetrated her labia when he massaged her legs. We thus reverse defendant’s conviction
on count 4.

3. There is sufficient evidence of fear or duress to support the conviction on
count 3.
Count 3 required proof the sexual penetration was accomplished “by means of
force, violence, duress, menace, or fear of immediate and unlawful bodily injury.”
(§ 289, subd. (a)(1)(A).) During closing argument, the prosecutor stated her theory was
that the penetration was accomplished by means of fear or duress, and she acknowledged
there was no allegation that force was used. Defendant argues the evidence does not
support a finding of fear or duress. We disagree.
The jury was given CALCRIM No. 1045, which defines fear and duress. It
instructs, “Duress means a direct or implied threat of force, violence, danger, or hardship,
that is enough to cause a reasonable person of ordinary sensitivity to do or submit to
something that he or she would not otherwise do or submit to. When deciding whether

3 The jury nonetheless found defendant guilty as charged on count 4. As discussed
below, sexual battery is not a lesser included offense of unlawful sexual penetration.

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the act was accomplished by duress, consider all the circumstances, including the age of
the other person and her relationship to the defendant.” This instruction accurately states
the law (see People v. Senior (1992) 3 Cal.App.4th 765, 775), and defendant does not
challenge it. CALCRIM No. 1045 also instructs, “An act is accomplished by fear if the
other person is actually and reasonably afraid or is actually but unreasonably afraid and
the defendant knows of her fear and takes advantage of it.” Again, this instruction
accurately states the law (see People v. Iniguez (1994) 7 Cal.4th 847, 856-857 (Iniguez)),
and defendant does not challenge it. So defined, a reasonable jury could have found that
defendant sexually penetrated R.B., and that the act was accomplished by means of fear
or duress.
R.B. was in an extremely vulnerable position when the sexual penetration
occurred. She was completely naked, lying facedown on a massage table, in a room with
the door closed. She was expecting a professional massage, not a sexual assault. It was
lunchtime, and she believed nobody else was in the office because nobody else was in the
office during her first massage, which had occurred around the same time. She testified
she initially “blanked” when defendant touched her clitoris, and then she felt “scared and
nervous,” felt “trapped,” and tried “to play dead.” She thought if defendant could touch
her labia and her clitoris during a massage, “there’s no telling what else he could do to
me.” He was bigger than she was. She explained, “I honestly don’t know if I could fight
him off. I am in his territory, his domain.” She felt her best way to “survive” was to just
“lay[] there.” Based on R.B.’s testimony, a reasonable jury could find she submitted to
defendant’s sexual penetration because she feared he would escalate his assault if she
resisted, that her fears were reasonable, and that defendant thus accomplished the
penetration by means of fear and/or duress.
Iniguez, supra, 7 Cal.4th 847 is instructive. The victim in that case was spending
the night at a friend’s house and was asleep on her stomach. She awoke when she heard
movements behind her. She observed the defendant (the friend’s fiancé) approach her

9
from behind. The defendant then pulled her pants down, and inserted his penis inside
her. She testified she was afraid, so she just lay there. The defendant ejaculated quickly,
got off her, and left. (Id. at pp. 851-852.) The victim told the police that when she
realized what was happening, she “ ‘froze,’ ” and she was afraid if she said or did
anything, the defendant could turn violent, so “ ‘she decided just to lay still, wait until it
was over with and then get out of the house as quickly as she could.’ ” (Id. at p. 852.)
The defendant was convicted of rape by force or fear, and the Court of Appeal reversed,
finding no evidence of force or fear because the defendant did nothing to suggest he
intended to injure the victim. (Id. at pp. 853-854.)
Our Supreme Court reversed, finding there was substantial evidence the rape was
accomplished by means of fear. In so finding, it noted studies have shown some women
react to sexual assault by freezing and becoming “ ‘helpless from panic and numbing
fear,’ ” rather than fleeing or actively resisting. (Iniguez, supra, 7 Cal.4th at p. 855; see
also People v. Barnes (1986) 42 Cal.3d 284, 299-300 [discussing studies showing some
women react to sexual assault with a “ ‘frozen fright’ response [that] resembles
cooperative behavior”].) It noted the victim testified she froze because she was afraid,
and even if she had not so testified, fear “may be inferred from the circumstances.”
(Iniguez, at p. 857.) It found, “Any man or woman awakening to find himself or herself
in this situation could reasonably react with fear of immediate and unlawful bodily injury.
Sudden, unconsented-to groping, disrobing, and ensuing sexual intercourse while one
appears to lie sleeping is an appalling and intolerable invasion of one’s personal
autonomy that, in and of itself, would reasonably cause one to react with fear.” (Id. at
p. 858.) Finally, it concluded, “The jury could reasonably have concluded that under the
totality of the circumstances, this scenario, instigated and choreographed by defendant,
created a situation in which [the victim] genuinely and reasonably responded with fear of
immediate and unlawful bodily injury, and that such fear allowed him to accomplish
sexual intercourse with [her] against her will.” (Id. at p. 859.)

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 While the case before us is factually distinguishable from Iniguez, there are some
important similarities. Like the victim in Iniguez, R.B. essentially froze in fear when
defendant touched her inappropriately during the massage. She testified she was “scared
and nervous” and tried to “play dead” and just “lay[] there” in order to “survive” because
“if he feels he can touch me in an inappropriate way, there’s no telling what else he could
do to me.” Even if R.B. had not so testified, we would not hesitate to infer fear from the
circumstances she found herself in. To paraphrase Iniguez, sudden, unconsented-to, and
unexpected sexual penetration during what was supposed to be a professional massage is
an appalling and intolerable invasion of one’s personal autonomy, not to mention an
appalling and intolerable breach of professional norms, that, in and of itself, would
reasonably cause one to react with fear. (Iniguez, supra, 7 Cal.4th at p. 858.) And, as in
Iniguez, the jury in this case could reasonably have concluded that, under the totality of
the circumstances, defendant created, instigated, and choreographed a scenario that put
R.B. in genuine and reasonable fear of immediate and unlawful bodily injury, and that
such fear allowed defendant to sexually penetrate her against her will. For similar
reasons, the jury could also reasonably have concluded that defendant’s actions and
conduct communicated to R.B. an “implied threat of . . . danger” (namely, escalating
from touching her clitoris to something worse); that this implied threat was enough to
cause her to “ ‘acquiesce[]’ ” (People v. Senior, supra, 3 Cal.App.4th at p. 775) or
“submit to something . . . she would not otherwise . . . submit to” (i.e., she lay there and
played dead); and that the penetration was thus accomplished by means of duress.
(CALCRIM No. 1045 [defining duress]; see Senior, at p. 775 [same].)
Defendant argues R.B.’s fear was unreasonable because she “was in a commercial
office building in the middle of the day, with people coming and going; [and] someone
came into the room during the massage and rummaged around for papers.” This
argument ignores R.B.’s testimony that the first and second massages both occurred
around lunchtime, when she “figured no one else was in the office if anything was to

11
happen.” Even if she had not so testified, and for the same reasons just articulated, we
conclude the jury could find defendant’s actions put R.B. in reasonable fear of
immediate and unlawful bodily injury even though the massage occurred in a commercial
building during business hours. As for someone coming into the room during the
massage, R.B. testified she was facedown when this happened, she heard the door open,
heard somebody walk in and go to defendant’s desk area, heard something like papers
shuffling, and then heard them leave and close the door. We are not convinced that an
unidentified person coming into the room at an unspecified time rendered R.B.’s fear
unreasonable. Given the totality of the circumstances, a reasonable jury could find R.B.’s
fear that “there’s no telling what else he could do to me” was reasonable, and that she
submitted or “played dead” in order to survive.
B. Count 11—E.M.
In count 11, defendant was convicted of sexual penetration of E.M. while she was
“unconscious” or unaware “of the essential characteristics of the act due to the
perpetrator’s fraudulent representation that the sexual penetration served a professional
purpose when it served no professional purpose,” in violation of section 289, subdivision
(d)(4).4 Defendant argues there is insufficient evidence (1) that E.M. was unaware of the
essential characteristics of the act, or (2) that he fraudulently represented it served a
professional purpose. We disagree.
1. Relevant facts
E.M. received two massages from defendant in the summer of 2017. She was 39,
and her husband had recently passed away. She was feeling anxious and depressed, and
was suffering from what she described as a “breakdown.” She was referred to defendant
by a friend who thought defendant might be able to help her relax. E.M. had never had a

4 The jury was unable to reach a verdict on two other counts involving E.M.
alleging sexual battery by misrepresentation of professional purpose.

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professional massage before.
The massage was performed at defendant’s house, in a room that appeared
“professional” and “legitimate.” There were pictures of the human body and certificates
on the walls, and the room contained candles and music, a skeleton of the body, and a
massage table. Before the massage began, E.M. told defendant about her husband’s
passing, and her depression and anxiety. Defendant said he could help her.
Defendant instructed E.M. to take off her clothes and he stepped out of the room
while she did so. She undressed to her bra and underwear, and when defendant came
back into the room he told her she had to remove them so he could work on her
“properly.” Defendant stepped out of the room again, and E.M. removed her bra and
underwear, lay facedown on the massage table, and covered herself with a sheet.
Defendant came back into the room and began the massage, starting with her hands,
shoulders, and back. He said he could feel the tension in her body and could tell she was
stressed. E.M. testified the massage was “normal” up until this point.
After about 25 or 30 minutes, defendant had E.M. flip over onto her back. He
started touching her breasts. She initially thought this was part of the massage, and that it
was not sexual. Defendant told her, “Let me heal you,” “be open minded,” and “relax,”
and she tried to do so.
Defendant then began massaging her thighs. He massaged her thighs for two or
three minutes, “and then he suddenly . . . just put his fingers inside me,” “[i]n my
vagina.” She testified he put his fingers in her vagina “repeatedly.” Initially she “didn’t
think it was . . . sexual,” but she was “confused” and it “didn’t feel okay.” She started
questioning whether it was “right or wrong.” Defendant told E.M. he was “healing” her,
and he said, “You’re going to be fine, . . . this is going to help you.” She was “shocked”
and “dazed,” and she wondered how this was really helping her. She “did not understand
how . . . his fingers in my vagina would heal me, . . . would heal my mental state.” She
testified she was “confused,” and “one side of me wanted to get better, and another side

13
of me felt like it was incorrect.”
E.M. told defendant she was “done,” and the massage ended. Defendant stepped
out of the room while E.M. got dressed. When defendant came back into the room, E.M.
was sitting on the sofa crying and having what she described as “a little meltdown,” and
he tried to comfort her. He told her he could understand what she was going through
after her husband’s death and he could help her. He told her she should come back for
another massage. She was “confused,” but she thought maybe “he could help me” and
“maybe he didn’t do this intentionally.” She paid for the massage and left. When asked
why she didn’t contact the police, she responded, “I felt like he was trying to heal me.”
E.M. scheduled a second massage several weeks after the first. It went much like
the first massage. She started out facedown on the table, and this portion of the massage
was “normal.” When she turned over, however, defendant touched her breasts. He told
her he could feel her anxiety and see her depression and said he was making her better.
Next he massaged her thighs. When he got close to her vagina, E.M. said she didn’t want
him to touch her there. He told her she was being “closed-minded” and was not going to
get better if she kept “holding back,” but he did not touch her vagina. During the second
massage, E.M. felt like she had been taken advantage of, and she was not “buying it”
when he said he was “healing” her. When the massage ended, she paid and left.
Several weeks later, E.M. got sick and defendant came over to her house to talk.
She told him she was anxious and having trouble sleeping. She testified that while at her
house, he unzipped his pants and pulled his penis out and asked her if she wanted to suck
it, and she said no. She testified he grabbed her hand and tried to get her to touch his
penis, telling her that women loved his big penis. He did not force her to do anything,
but he told her she needed to have more sex and be less closed-minded. She asked him to
leave, and he did.
Defendant testified he met E.M. through a mutual acquaintance who tried to set
them up. He had no specific memory about either the first or second massage, but he

14
denied ever touching or penetrating her vagina. He testified E.M. contacted him a few
weeks after the second massage and said she needed to talk to somebody so he went over
to her house. They sat on the couch, and E.M. put her head in his lap. E.M.’s daughter
came in and said hi. Defendant denied taking out his penis. That was their last contact.

2. Sufficient evidence of misrepresentation of professional purpose supports
the conviction in count 11.
Section 289, subdivision (d)(4) prohibits sexual penetration of someone who is
unaware “of the essential characteristics of the act due to the perpetrator’s fraudulent
representation that the sexual penetration served a professional purpose when it served no
professional purpose.” This provision “was enacted ‘to close the loophole’ that allowed
defendants who committed sexual acts on their patients under the guise of medical
treatment to escape punishment for their conduct.” (People v. Pham (2009)
180 Cal.App.4th 919, 926 (Pham).) “[T]he law represents a clear ‘legislative judgment[]
that fraud and coercion are totally inappropriate in certain alliances between holders of
positions of trust and their patients.’ ” (Ibid.; see also Icke, supra, 9 Cal.App.5th at
p. 144.) “In keeping with the statute’s intent to criminalize sexual acts committed under
the guise of professional services, it only makes sense to consider the totality of the
defendant’s conduct—not just his verbal statements—in determining whether he
fraudulently represented the nature of his actions. After all, actions often speak louder
than words.’ ” (Pham, at p. 926.) Accordingly, “the representation need not be an
express verbal statement; physical circumstances and a course of conduct may indirectly
communicate a false professional purpose.” (Icke, at p. 147.)
In Pham, supra, 180 Cal.App.4th 919 the court discussed this provision’s
application in a case involving a chiropractor who touched the breasts, vagina, and
buttocks of several patients during massages. The court noted, “We must . . . be mindful
of the fact that, when it comes to treating their patients, physicians occupy a position of
implicit trust. A medical professional ‘who holds him or herself out to the public as one

15
available to administer to the medical needs of patients through examination and
treatment is burdened with the duty to act for medical purposes in dealing with patients
seeking medical care. There is an inherent trust and confidence which a patient seeking
medical care places in the [professional] and upon which a patient relies in allowing the
[professional] access to the most intimate parts of the body.’ ” (Id. at p. 926.) We find
this passage equally applicable to the relationship between massage therapists and their
clients. Like physicians, massage therapists hold themselves out to the public as
providers of stress relief, relaxation, and therapeutic treatment, and they occupy a
position of implicit trust when treating clients. Clients, in turn, rely on that trust and the
implicit representation of professionalism when allowing massage therapists to touch
their naked or semi-naked bodies.
Icke, supra, 9 Cal.App.5th 138 is instructive. In that case, a chiropractor (Icke)
was convicted under section 289, subdivision (d)(4) of sexually penetrating a patient
(Jane Doe) during a massage. Icke had treated Doe for several months. During their last
session, Icke massaged her thighs with Benzocaine for pain relief. As he massaged up
her legs his fingers penetrated her labia. Doe was not sure whether the contact was
purposeful or accidental. (Icke, at pp. 141-142.) When the Benzocaine started to burn
inside her vagina, she told Icke he was “ ‘getting a little too close down there,’ ” and,
“ ‘It’s starting to burn.’ ” (Id. at p. 142.) Icke stopped and apologized. The court found
this evidence was sufficient to support Icke’s conviction because, even though he never
told Doe he was touching her labia for a professional purpose, “the context in which the
touching occurred—an appointment with Icke for the specific purpose of providing Doe
a final chiropractic treatment session as the culmination of a several-month course of
such treatment that included regular chiropractic massage—was sufficient to
communicate a purported professional purpose for all of the touching Icke engaged in
while Doe lay on a treatment table.” (Id. at p. 147, italics added.)
So, too, in this case. E.M. scheduled a massage with defendant. Although the

16
massage took place at defendant’s house, the room in which the massage was performed
appeared professional. It contained a massage table and pictures showing the human
body, and there were certificates on the walls attesting to defendant’s training as a
massage therapist. As in Icke, the context in which the touching occurred was sufficient
to communicate a professional purpose of all of the touching defendant engaged in while
E.M. lay on the massage table.
Defendant argues the massage was not “purely professional,” and was instead
“arranged at least partially as a means, on [E.M.’s] part, of establishing romantic or
physical contact following the death of her husband.” This argument borders on the
ludicrous, and, tellingly, is accompanied by no citation to the record. “When an
appellant’s brief makes no reference to the pages of the record where a point can be
found, an appellate court need not search through the record in an effort to discover the
point purportedly made. [Citations.] We can simply deem the contention to lack
foundation and, thus, to be forfeited.” (In re S.C. (2006) 138 Cal.App.4th 396, 406-407.)
We thus deem the argument forfeited, and even if we did not, we would reject it. E.M.
testified that a friend referred her to defendant for a massage to help her relax and relieve
her stress. Although the friend (or perhaps E.M. herself) referred to defendant as a
“healer,” she did not suggest the healing had a sexual component. Simply put, E.M.
scheduled a massage, not a sexual or romantic liaison.
Defendant argues that, in addition to proving he misrepresented the nature of the
sexual penetration, the prosecution also had to prove E.M. “was deceived by this
misrepresentation and thus unconscious of the sexually motivated nature of the act.”
(Icke, supra, 9 Cal.App.5th at p. 146, italics added.) Defendant argues there is
insufficient evidence that E.M. actually believed the acts had a professional purpose. (Id.
at p. 148.) Not so. E.M. testified she was “confused” when defendant put his finger in
her vagina, and she didn’t know whether it was “right or wrong.” Defendant kept telling
her he was “healing” her and this would “help.” She explained, “one side of me wanted

17
to get better, and another side of me felt like it was incorrect.” As the Icke court noted,
“We . . . reject any suggestion that the victim’s unconsciousness of the sexual nature of
the act must be absolute. Confusion, rather than clarity, is not surprising when a
professional unexpectedly touches the sexual parts of the victim’s body during purported
professional treatment. Confusion or doubt about the purpose of the touching does not
preclude a conviction.” (Id. at p. 149.) So, too, in this case. Moreover, E.M. scheduled a
second massage after defendant put his fingers in her vagina during the first massage
because she “felt like he was trying to heal” her. Her willingness to return for another
massage suggests she was not fully cognizant of the essential characteristics of the act.
(See Pham, supra, 180 Cal.App.4th at p. 929.) E.M.’s testimony is sufficient to prove
she believed the penetration served a professional purpose, and she was thus not aware of
the essential characteristics of the act.
C. Counts 14 and 20—D.E. and C.E.
In counts 14 (involving D.E.) and 20 (involving C.E.), defendant was convicted of
sexual battery (i.e., touching the intimate part of another person against their will for
purposes of sexual arousal, gratification, or abuse) while the victim was “unlawfully
restrained.” (§ 243.4, subd. (a).)5 He argues there was insufficient evidence of restraint,
lawful or otherwise, to support either count. We disagree. Instead, we find when the
evidence in this case is viewed in the light most favorable to the prosecution, it is
sufficient to establish restraint, although, as discussed in Section II, below, we find the
evidence would also support a contrary finding, and the jury thus should have been
instructed on a lesser included offense that lacks the element of restraint—namely,

5 Defendant was also convicted of one count (count 15) of misdemeanor sexual
battery involving D.E., and two counts (counts 21 & 22) of sexual battery by
misrepresentation of professional purpose involving C.E., and he does not challenge his
conviction on these counts.

18
misdemeanor sexual battery.
1. Relevant facts
a. D.E.
D.E. made an appointment at the Wellness Center in June 2020 to get a wood
therapy massage to flatten her stomach. She testified the office “seemed really
professional,” and there were other people in the waiting area. After she checked in and
filled out some paperwork, defendant came out and took her back to the massage room.
D.E. was wearing a T-shirt and leggings, and she kept her clothes on throughout
the session. Defendant initially instructed her to lay down on the massage table on her
back and roll her shirt up to underneath her breasts, and she did so. Defendant put some
cream on her stomach and began massaging it with a wooden device. Defendant told
D.E. to roll her leggings down to underneath her belly button, and she did. Defendant
continued massaging her stomach. He told her to roll her leggings down farther, and she
initially hesitated. Ultimately, however, after he kept saying the treatment would work
better, she allowed him to roll her leggings lower. He rolled them “really low,” but her
“private part” was not exposed. He continued massaging D.E.’s stomach area.
Defendant then told D.E. to turn to her left side so he could massage her thighs.
D.E. told him she did not care about the fat in her thighs, just her stomach, but he said it
was part of the wood therapy process, so she agreed. He turned her onto her left side and,
while standing behind her, massaged her thigh with his left hand while massaging her
stomach with his right hand. D.E. felt something hard, like an erect penis, pressing
against her buttocks. She testified defendant then moved his right hand underneath her
leggings and between her thighs and rubbed the outside of her vaginal lips for four to five
seconds. She immediately knew this was not right and was not part of the therapy. She
was scared. She realized the door was closed and she thought to herself “it’s just me and
him.” She felt “really blank” and started crying. She turned onto her back. Defendant
asked if she was okay, and she didn’t respond. Defendant offered her his hand to help

19
her stand up, but she refused it and stood up on her own. He tried handing her his
business card, but she did not take it. She left. The whole session lasted 10 to 15
minutes.
Defendant testified he did one wood therapy session with D.E. He remembered
nothing specific about the session, but he testified he never touched D.E.’s vaginal area,
and he never put his hands down her pants.
b. C.E.
C.E. received two massages from defendant in 2013 at Heal the Body (his
business located inside a shopping mall). She wanted a full-body massage because she
was pregnant and feeling uncomfortable. Someone had recommended defendant to her.
C.E. testified the first massage was during the early stages of her pregnancy, in
August of 2013. She testified the massage was “great” and defendant didn’t cross any
boundaries. She scheduled a second massage because she was having pregnancy pain in
her back and wanted some relief.
C.E. was seven and a half months pregnant when she got the second massage. She
went into the massage room, got undressed down to her bra and underwear, then got onto
the massage table and covered herself with a sheet. She lay on her side. Defendant came
in and massaged her back for a while, and that “was fine.”
Defendant then had C.E. lie on her back so he could massage her legs. He
positioned her foot in his groin or “zipper area”; C.E. moved it away, and he put it back.
This happened three to five times. C.E. thought she felt defendant’s penis when he
positioned her foot in his groin, but she wasn’t sure because her foot had never touched a
penis before. She was confused, and thought, “what’s going on?”
Defendant then began massaging her arms, and as he did so, he kept moving her
arm so her hand brushed against his penis. C.E. was “concerned” and thought this
“should not be occurring,” but at the same time she thought maybe it was part of the
massage.

20
 Defendant then told her to take her bra off because it was in the way and she
would enjoy the massage more if she had it off. She did so. She assumed he intended to
massage below her collar bone, like he had done during the first massage. While
standing behind her head, he removed the sheet and began massaging her breasts in a
circular motion. C.E. thought that was “weird,” but maybe part of the massage. She
testified she did not want him touching her breasts, but was thinking she could not jump
off the table because she was “hella pregnant,” she was “super big” and moving “really
slow,” and she was concerned she might hurt herself or her baby. She was scared
because no one else was around, and she thought if defendant was capable of this, she
was “not sure what else he [was] capable of.” C.E. asked defendant what the purpose of
touching her breasts was, and he stuttered and said something about muscles getting tense
during pregnancy. For her safety, she wanted to believe him. She was also trying not to
react emotionally and to stay calm and let the massage “play out” so she could get home
safely. She testified, “It was all about survival at that moment. I could pick to overreact
and possibly get extremely hurt or I could choose to stay as calm as possible and just
make it home safely.”
The massage continued, and defendant went back to her legs. He massaged her
inner thighs and then went underneath her underwear and touched her labia. At first C.E.
thought it might have been an accident, and defendant’s hand might have slipped because
it had a lot of oil on it. When this happened “three times,” however, she decided it was
not an accident. She did not want to say anything because she was concerned about her
safety and the safety of her baby, and she just wanted to make it home.
The massage ended, and C.E. paid defendant and left. She reported what had
happened to the police shortly thereafter.
Defendant testified he never touched the lips of C.E.’s vagina, but that he did
massage the lymph nodes in her groin area and the area around her breasts. He also
testified his groin never made contact with C.E.’s hands.

21
 2. Sufficient evidence of restraint supports the convictions in counts 14 and
20.
Although section 243.4 does not define the term “unlawfully restrained,” case law
teaches that it can be found where “[d]efendant’s conduct forced [the victim] to remain
where she did not voluntarily wish to be.” (People v. Grant (1992) 8 Cal.App.4th 1105,
1113 (Grant).) Case law also teaches that although restraint can be physical (for
example, grabbing the victim or holding her down), physical restraint is not required. (Id.
at pp. 1111-1112.) Finally, case law teaches “a person is unlawfully restrained when his
or her liberty is being controlled by words, acts or authority of the perpetrator aimed at
depriving the person’s liberty, and such restriction is against the person’s will . . . . The
‘unlawful restraint required for violation of section 243.4 is something more than the
exertion of physical effort required to commit the prohibited sexual act.’ ” (People v.
Arnold (1992) 6 Cal.App.4th 18, 28.) CALCRIM No. 935, which the jury was given in
this case, repeats this last definition almost verbatim and instructs, “Someone is
unlawfully restrained when his or her liberty is controlled by words, acts, or authority of
another and the restraint is against his or her will. Unlawful restraint requires more than
just the physical force necessary to accomplish the sexual touching.” Viewing the
evidence in the light most favorable to the prosecution, and applying the above definition
to that evidence, we conclude there is sufficient evidence of restraint to support the jury’s
verdict on both counts.
We first explain why we reject defendant’s argument that D.E. and C.E. “were
adults who voluntarily agreed to a therapeutic massage. They could have gotten up and
left at any time without adverse consequences; nothing was said or done to prevent
them.” (Italics added.) To the extent defendant argues D.E. and C.E. agreed or
consented to the exertion of physical restraint that is concomitant with a therapeutic
massage, this may be true, but it is clear the women did not agree to being sexually
assaulted during the course of that massage. On this point, we find People v Alford

22
(1991) 235 Cal.App.3d 799 is instructive. In Alford, the defendant was a correctional
officer charged with transporting female inmates who were waist-chained and handcuffed
during the transport. On two different occasions, the defendant fondled an inmate’s
breasts with his hands and his mouth and placed the inmate’s hand on his crotch. The
defendant was convicted of three counts of sexual battery by restraint. On appeal, he
argued there was insufficient evidence to support the convictions because the inmates had
been placed in restraints for a lawful purpose and they were thus not unlawfully
restrained. (Id. at p. 802.) The appellate court characterized this argument as “utter[ly]
absurd[],” and held, “it is recognized that what is lawfully begun can become unlawful
when for example, it exceeds the bounds of reasonableness, when the conduct which
would otherwise be lawful is engaged in for an improper purpose or when, as in this case,
the original lawful purpose is replaced with or supplemented by an unlawful purpose.”
(Id. at pp. 803-804, italics added.) So, too, in this case. Once defendant took advantage
of the victims’ consent to a therapeutic massage by touching their genitals, he exceeded
the scope of their consent and engaged in unlawful conduct.
To the extent defendant argues he did not by his words, acts, or authority control
D.E. and C.E.’s liberty or force them to remain where they did not wish to be, we
conclude a reasonable jury could find otherwise and substantial evidence exists to support
that finding.
As noted above, physical restraint is not required, but it is sufficient, and there was
evidence of physical restraint in this case. For example, D.E. testified that, when the
inappropriate touching occurred, she was on her left side and defendant was standing
behind her close enough that she felt what she thought was his erect penis pressing
against her backside. She also testified defendant had his right hand on her stomach and
his left hand on her thigh when he reached underneath her leggings and touched the
outside of her vagina. D.E. was thus, in a very real sense, physically pinned to the
massage table by defendant pressing his body against her backside and reaching over her

23
and placing one hand on her thigh and one hand on her stomach. Viewing the evidence
in the light most favorable to the prosecution, a reasonable jury could find defendant
physically restrained D.E. and touched her vagina while she was restrained.
As for C.E., she was seven and a half months pregnant, “super big” and moving
“really slow,” and afraid she might hurt herself or her unborn baby if she jumped off the
table and ran. Although defendant did not create C.E.’s pregnancy or the physical
limitations it caused, he took advantage of them. Once again, we find Alford is
instructive. The defendant in that case, in addition to arguing the inmates were lawfully
restrained, also argued one of the inmates was not restrained by him at all but rather by
another correctional officer and there was no evidence the other officer was the
defendant’s accomplice. (People v. Alford, supra, 235 Cal.App.3d at p. 803, fn. 4.) The
court rejected this argument because, whether or not the defendant had restrained the
inmate, he “[took] advantage of the fact of the inmate’s lawful restraints and engage[d] in
acts for an improper purpose, such as sexual arousal or gratification.” (Id. at p. 804.) So,
too, in this case. Defendant took advantage of the fact that C.E.’s advanced state of
pregnancy restrained her movement and he then proceeded to touch her in an
inappropriate manner and for an improper purpose. Additionally, defendant repeatedly
placed C.E.’s foot in his groin and her hand against his penis despite her attempts to
resist. Viewing the evidence in the light most favorable to the prosecution, a reasonable
jury could find that because defendant manipulated C.E.’s body while she was lying
naked on a massage table in a room with the door closed and had difficulty moving
because of her advanced state of pregnancy, she was restrained within the meaning of
section 243.4, subdivision (a).
Defendant’s conduct and actions also created a situation that caused D.E. and C.E.
to experience the common reaction to sexual assault described in Iniguez—namely,
freezing in fear. (Iniguez, supra, 7 Cal.4th at p. 855.) D.E. testified that when defendant
touched her labia, she thought, “I’m just going to stand up and . . . run or scream,” but

24
she did not. Instead, she went “blank” and got “quiet.” She was “scared” because she
realized the door was closed, and “it’s just me and him.” C.E. testified that when
defendant began touching her breasts and her labia, she tried hard not to “freak out.” She
realized she was alone in the room with defendant, and “If he is capable of this, I’m not
sure what else he is capable of.” She explained, “It was all about survival at that
moment. I could pick to overreact and possibly get extremely hurt or I could choose to
stay as calm as possible and just make it home safely.” Given the scenario both women
found themselves in, which was “instigated and choreographed by defendant,” we find
their response was reasonable. (Id. at p. 859.) Defendant carefully orchestrated a series
of events designed to provide him access to these women’s bodies under circumstances
where they were unable or at least less likely to object when he touched them
inappropriately. When they froze in fear in response, his scheme was successful. As the
Iniguez court held, “There is no requirement that the victim say, ‘I am afraid, please
stop,’ when it is the defendant who has created the circumstances that have so paralyzed
the victim in fear and thereby submission.” (Ibid., italics added.) Viewing the evidence
in the light most favorable to the prosecution, a reasonable jury could find that
defendant’s conduct and actions created a situation where both women froze in fear and
felt compelled “to remain where [they] did not voluntarily wish to be,” and that he thus
restrained them within the meaning of section 243.4, subdivision (a). (Grant, supra,
8 Cal.App.4th at p. 1113.)
Although it is factually distinguishable, we find Grant, supra, 8 Cal.App.4th 1105
provides further support for our conclusion that the evidence supports defendant’s
conviction on counts 14 and 20. The defendant in Grant approached two teenagers
(Shannon and Efren) who were kissing in a car. He told them he worked for the property
owner and they did not belong there. He grabbed Shannon’s arm, removed her from the
car, then released her arm. He told her she would get in trouble if she did not cooperate,
and he might call the police. He reached inside her shirt and touched her breast and put

25
his hands down her pants. (Id. at p. 1108.) Shannon felt she was unable to do anything
because of the defendant’s “official capacity.” (Ibid.) The defendant eventually left
when another vehicle approached. (Ibid.)
In upholding the defendant’s conviction for sexual battery while the victim was
unlawfully restrained, the court noted the defendant presented himself as an authority
figure, grabbed Shannon’s arm while removing her from the car, and impliedly
threatened to call the police. The court found, “Clearly Shannon’s liberty was being
controlled by defendant’s words, acts and authority. Defendant’s conduct forced
Shannon to remain where she did not voluntarily wish to be.” (Grant, supra,
8 Cal.App.4th at p. 1113.) As relevant here, it also noted, “There are many situations
where one is compelled, i.e., forced, to do something against one’s will but the
compulsion does not involve personal violence or threats of personal violence. This is
especially true when the person involved in the compulsion is an authority figure or
posing as a person in authority. The force is a psychological force compelling the victim
to comply with the orders of the authority figure.” (Id. at p. 1112.)
Grant thus teaches that restraint can be psychological, particularly when asserted
by an authority figure. Here, defendant held himself out as a type of authority figure—
namely, an expert in massage therapy—who D.E. and C.E. could trust to perform a
legitimate and professional massage. Relying on that authority and trust, D.E. and C.E.
gave defendant access to intimate parts of their bodies. They also agreed to be alone with
him, in a room with the door closed, either entirely or partially undressed. Defendant
violated both his position of authority and the women’s trust in that authority by touching
them inappropriately. When he did so, they froze in fear and shock, and as they both
described, were psychologically compelled by defendant’s actions to “remain where
[they] did not voluntarily wish to be,” which is the essence of restraint. (Grant, supra,
8 Cal.App.4th at p. 1113.) The evidence supports the jury’s finding that defendant
committed sexual battery while D.E. and C.E. were restrained within the meaning of

26
section 243.4, subdivision (a).
Defendant’s few arguments to the contrary are unpersuasive. He argues the
“physical setting did not amount to restraint” because the massages occurred during
business hours in an unlocked room located in a commercial office building or a mall.
We disagree. As noted above, both women testified they were afraid, in part, because
they were alone with defendant in a room with the door closed and they thought no one
else was in the immediate vicinity. Just as “ ‘ “ ‘ “it is not necessary that there be
confinement in a jail or prison” ’ ” ’ ” to support finding of restraint (People v. Arnold,
supra, 6 Cal.App.4th at p. 27), we find it unnecessary that the door to the room be locked
or that the crime occur after business hours.
Finally, defendant returns several times to the statement in People v. Alford, supra,
235 Cal.App.3d at page 803, that section 243.4, subdivision (a) was enacted “to provide
appropriate punishment for sexually abusive conduct which falls short of [attempted
rape] but which is nonetheless ‘physically traumatic and psychologically terrifying.’ ”
He argues that nothing he did induced either physical trauma or psychological terror in
D.E. and C.E. We disagree. Both women testified how scared and traumatized they
were. D.E. testified she was so scared she “blacked out,” or went “blank,” started crying,
and was “in trauma at the moment.”6 C.E. testified she was “scared,” trying hard not to
“freak out,” worried defendant might hurt her or her unborn baby, and in “survival”
mode. During what both women thought was a professional massage, defendant touched
them in ways no professional massage therapist should touch a client. Their fear and

6 Defendant argues D.E.’s trauma was caused by “some past episode,” and not by
anything he did. We again disagree. The only evidence he cites to support his argument
is D.E.’s testimony that, when he touched her vagina, “I was just in trauma at the
moment. I think of what I went through when I was smaller and everything came back.”
Even if we interpret this snippet of testimony to mean that defendant’s actions brought
back memories of past trauma, that does not diminish the fact that defendant’s actions
were also causing current trauma.

27
trauma were entirely reasonable.
D. Counts 30 through 35—Victim Y.G.
Defendant was convicted of six counts (30 through 35) of sexual battery by
fraudulent representation of professional purpose (§ 243.4, subd. (c)) involving victim
Y.G. Y.G. received three massages from defendant, and counts 30 through 35 concerned
the second massage.7 In his opening brief, defendant argues Y.G. described only one
inappropriate touching during the second massage, and that five of the six counts are thus
not supported by the evidence and must be reversed. Defendant is incorrect.
Y.G. testified that, during the second massage, defendant pushed her underwear
aside and touched her vaginal lips six or seven times. On cross-examination, she
reiterated that, during the second massage, defendant touched the outer portion of her
labia six to eight times. The People point to this testimony in the respondent’s brief.
Defendant acknowledges in his reply brief, “Respondent correctly argues that the five
touchings described in counts 31, 32, 33, 34, and 35 were attributed to the second
massage appointment,” and he proffers no further argument about these counts. Y.G.’s
testimony that defendant touched her vagina six or more times is sufficient to support his
conviction of sexual battery on counts 30 through 35. (See People v. Harrison (1989)
48 Cal.3d 321, 329 [separate violation completed each time the defendant touched the
victim’s vagina].)
II
Lesser Included Offenses
Defendant argues the trial court committed reversible error by failing to instruct

7 There were a total of 10 counts (29 through 38) involving Y.G. Count 38 was
dismissed before the jury began deliberating; defendant was convicted on counts 30
through 35 and 37, and he does not challenge his conviction on counts 30 and 37; and the
jury reached no verdict on counts 29 and 36.

28
the jury on lesser included offenses on counts 3, 4, 14, and 20.
“ ‘ “It is settled that in criminal cases, even in the absence of a request, the trial
court must instruct on the general principles of law relevant to the issues raised by the
evidence. [Citations.] . . . .” [Citation.] That obligation has been held to include giving
instructions on lesser included offenses when the evidence raises a question as to whether
all of the elements of the charged offense were present [citation], . . . . [Citations.] The
obligation to instruct on lesser included offenses exists even when as a matter of trial
tactics a defendant not only fails to request the instruction but expressly objects to its
being given.’ ” (People v. Breverman (1998) 19 Cal.4th 142, 154-155, disapproved on
other grounds in People v. Schuller (2023) ___Cal.5th ___ [2023 Cal. Lexis 4520, *37,
fn. 7].)
“Two tests are used to determine ‘whether a crime is a lesser included offense of a
greater offense: the elements test and the accusatory pleading test. [Citation.] Either of
these tests triggers the trial court’s duty to instruct on lesser included offenses.’ ” (People
v. Bradley (2021) 65 Cal.App.5th 1022, 1037.) “Under the elements test, an uncharged
offense is included in a greater charged offense if the statutory elements of the greater
offense include all the elements of the lesser offense, such that the greater cannot be
committed without also committing the lesser.” (People v. Ngo (2014) 225 Cal.App.4th
126, 156.) Under the accusatory pleading test, “ ‘if the facts actually alleged in the
accusatory pleading include all of the elements of the lesser offense, the latter is
necessarily included in the former.’ ” (People v. Shockley (2013) 58 Cal.4th 400, 404.)
“The evidence adduced at trial is not to be considered in determining whether one offense
necessarily is included within another.” (People v. Cheaves (2003) 113 Cal.App.4th 445,
454.)
“We apply the independent or de novo standard of review to the failure by the trial
court to instruct on an assertedly lesser included offense.” (People v. Cole (2004)
33 Cal.4th 1158, 1218.) Any error in failing to instruct on a lesser included offense is

29
subject to the harmless error test set forth in People v. Watson (1956) 46 Cal.2d 818.
(People v. Gonzalez (2018) 5 Cal.5th 186, 199; People v. Breverman, supra, 19 Cal.4th at
pp. 165, 178.) Under the Watson test, reversal is only required if it appears “reasonably
probable” the defendant would have obtained a more favorable outcome had the jury
been properly instructed. (Watson, at p. 836.)
A. Counts 3 and 4—Victim R.B.
Defendant was convicted on counts 3 and 4 of sexual penetration by force, duress,
or fear (§ 289, subd. (a)). He argues the trial court had a duty to instruct the jury on
misdemeanor sexual battery (§ 243.4, subd. (e)) as a lesser included offense. We
disagree, because sexual battery is not a lesser included offense of sexual penetration
under either the elements test or the accusatory pleading test.
The statutory elements of sexual penetration by force are (1) sexual penetration,
(2) accomplished against the victim’s will, (3) by means of force, violence, duress,
menace, or fear of immediate and unlawful bodily injury. (§ 289, subd. (a)(1)(A).)
Sexual penetration means (1) penetration, however slight, of the victim’s genital or anal
opening, (2) for the purpose of sexual arousal, gratification, or abuse, (3) “by a foreign
object, substance, instrument, or device, or by any unknown object.” (§ 289, subd.
(k)(1).) A “foreign object,” et cetera, includes “any part of the body, except a sexual
organ.” (§ 289, subd. (k)(2).) A foreign object includes the defendant’s finger. (See
People v. Wilcox (1986) 177 Cal.App.3d 715, 717.)
The statutory elements of misdemeanor sexual battery are (1) touching an intimate
part of another person, (2) against the will of the other person, (3) for the purpose of
sexual arouse, gratification, or abuse. (§ 243.4, subd. (a).) Touching means “physical
contact with the skin of another person,” either directly or through the person’s clothing.
(§ 243.4, subd. (f).) Intimate part means the sexual organ, anus, groin, buttocks, or
breasts. (§ 243.4, subd. (g)(1).)
In People v. Ortega (2015) 240 Cal.App.4th 956, the court held sexual battery is

30
not a lesser included offense of sexual penetration under the statutory elements test,
because sexual battery requires physical contact between the defendant’s body and the
victim’s body, while sexual penetration does not because it can be committed where the
defendant touches the victim’s body with a foreign object. It is thus “possible to commit
the greater [offense] without committing the lesser (e.g., where penetration is
accomplished by means other than a part of the perpetrator’s body).” (Id. at p. 967.) We
agree.
That leaves the accusatory pleading test. Under that test, an offense is necessarily
included in the charged offense “if the charging allegations of the accusatory pleading
include language describing the offense in such a way that if committed as specified the
lesser offense is necessarily committed.” (People v. Muniz (1989) 213 Cal.App.3d 1508,
1516, disapproved on other grounds in People v. Escobar (1992) 3 Cal.4th 740, 749.)
Thus, for example, if the accusatory pleading had identified the defendant’s finger as the
foreign object that caused the sexual penetration, then it would contain all the elements of
sexual battery, and sexual battery would be a lesser included offense. (See People v.
Ortega, supra, 240 Cal.App.4th at p. 968.) Here, however, the accusatory pleading
merely tracks the language of the statute and alleges defendant “did willfully and
unlawfully cause the penetration, however slight, of the genital opening of the victim, to
wit, R.B., when the act of penetration was accomplished against the victim’s will by
means of force, violence, duress, menace and fear of immediate and unlawful bodily
injury to the victim.” “Where the accusatory pleading, as in this case, tracks the statutory
language rather than reciting factual details of the offense, ‘only the statutory elements
test is relevant in determining if an uncharged crime is a lesser included offense of that
charged.’ ” (People v. Braslaw (2015) 233 Cal.App.4th 1239, 1247.) We must thus rely
on the statutory elements test to determine whether sexual battery is a lesser included
offense of sexual penetration, and, as just noted, we find it is not.
Defendant urges us to apply the expanded accusatory pleading test announced in

31
People v. Ortega, supra, 240 Cal.App.4th 956, and to also consider the evidence that was
presented to the grand jury in this case when determining whether sexual battery is a
lesser included offense of sexual penetration in this case. We decline to do so. Instead,
we agree with those courts that have held Ortega was wrongly decided, including People
v. Alvarez (2019) 32 Cal.App.5th 781, People v. Munoz (2019) 31 Cal.App.5th 143, and
People v. Macias (2018) 26 Cal.App.5th 957. As all of these cases noted, our Supreme
Court has instructed that “we consider only the pleading” when applying the accusatory
pleading test. (People v. Montoya (2004) 33 Cal.4th 1031, 1036.) We are bound by this
precedent. (Auto Equity Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455.)
The trial court thus did not err in failing to instruct on sexual battery as a lesser
included offense of sexual penetration.
B. Counts 14 and 20—Victims D.E. and C.E.
Defendant was convicted on counts 14 and 20 of sexual battery while the victim
was unlawfully restrained (§ 243.4, subd (a)). Utilizing CALCRIM No. 935, the jury was
instructed that in order to convict on these counts, the prosecution had to prove: (1)
defendant unlawfully restrained the victim; (2) while the victim was restrained, defendant
touched an intimate part of the victim (which includes a female’s breasts, sexual organ or
buttocks); (3) the touching was done against the victim’s will; and (4) the touching was
done for the purpose of sexual arousal, sexual gratification or sexual abuse. (CALCRIM
No. 935.) The jury was also instructed the victim is “unlawfully restrained” if “her
liberty is controlled by words, acts, or authority of another.” (Ibid.) Defendant argues
that the evidence of restraint in this case was at least questionable, and the trial court thus
had a duty to instruct on a lesser included offense that lacked the element of restraint—
namely, misdemeanor sexual battery (§ 243.4, subd. (e)).8 The People acknowledge that

8 The elements of misdemeanor sexual battery are (1) the defendant touched the
intimate part of another, (2) against the person’s will, and (3) the touching was done for

32
misdemeanor sexual battery is a lesser included offense of sexual battery by restraint, and
we agree. (See People v. King (2010) 183 Cal.App.4th 1281, 1319 [“Misdemeanor
sexual battery is a lesser included offense of sexual battery by restraint”].) The People
nonetheless argue the trial court did not err in failing to instruct on misdemeanor sexual
battery because there was not substantial evidence to support such an instruction; and
even if the trial court did err, reversal is not required because the error was both harmless
and invited. Defendant has the more persuasive argument.
As our Supreme Court has explained, “a trial court errs if it fails to instruct, sua
sponte, on all theories of a lesser included offense which find substantial support in the
evidence. On the other hand, the court is not obliged to instruct on theories that have no
such evidentiary support.” (People v. Breverman, supra, 19 Cal.4th at p. 162.) “[T]he
existence of ‘any evidence, no matter how weak’ will not justify instructions on a lesser
included offense, but such instructions are required whenever evidence that the defendant
is guilty only of the lesser offense is ‘substantial enough to merit consideration’ by the
jury. [Citations.] ‘Substantial evidence’ in this context is ‘ “evidence from which a jury
composed of reasonable [persons] could . . . conclude[]” ’ that the lesser offense, but not
the greater, was committed.” (Ibid., italics omitted.)
For the reasons explained above, we conclude a reasonable jury could find
defendant committed sexual battery while D.E. and C.E. were restrained. We also
conclude, however, that the issue is close and that the evidence did not compel such a
finding and could also support a contrary one. We also note that the issue of whether
there was sufficient evidence to support defendant’s conviction of sexual battery by
restraint is different than the issue of whether the jury should have received an instruction
on the lesser included offense of misdemeanor sexual battery, which lacks the unlawful

the purpose of sexual arousal, sexual gratification, or sexual abuse. (CALCRIM
No. 938.)

33
restraint element (§ 243.4, subd. (d)). This is particularly true where, as here, C.E.
testified she did not leave as soon as the second massage ended, and she asked defendant
to work on her arm some more because there was a knot in it. She also admitted on
cross-examination that she never told the police she was afraid during the second
massage. Moreover, D.E. agreed on cross-examination that defendant was not holding
her down and never told her she couldn’t leave. Given the totality of the evidence, a
reasonable juror could have found defendant guilty of misdemeanor sexual battery but
not of sexual battery while the victim was restrained. The trial court thus erred in not
instructing the jury on misdemeanor sexual battery as a lesser included offense.
We also find the error was not harmless because it is reasonably probable that if
the jury had been properly instructed, at least one juror would have found defendant
guilty of misdemeanor sexual battery rather than sexual battery while the victim is
restrained, and “a hung jury is a more favorable result than a guilty verdict.” (People v.
Soojian (2010) 190 Cal.App.4th 491, 521; see also People v. Walker (2015)
237 Cal.App.4th 111, 118 [reversal warranted if it is reasonably probable at least one
juror would have convicted of lesser offense rather than greater].)
Finally, we find the error was not invited. “[A] defendant may not invoke a trial
court’s failure to instruct on a lesser included offense as a basis on which to reverse a
conviction when, for tactical reasons, the defendant persuades a trial court not to instruct
on a lesser included offense supported by the evidence. [Citations.] In that situation, the
doctrine of invited error bars the defendant from challenging on appeal the trial court’s
failure to give the instruction.” (People v. Barton (1995) 12 Cal.4th 186, 198.) “Invited
error will be found, however, only if counsel expresses a deliberate tactical purpose in
resisting or acceding to the complained-of instruction.” (People v. Souza (2012)
54 Cal.4th 90, 114.) It is not enough that we “can infer from the record as a whole that
defense counsel made a deliberate tactical decision not to request instructions on
necessarily included offenses.” (People v. Wickersham (1982) 32 Cal.3d 307, 333.)

34
Here, the People point to several statements from defense counsel that they contend serve
as objections on tactical grounds to the trial court instructing on misdemeanor sexual
battery as a lesser included offense to counts 14 and 20. We disagree.
The first two statements were made during a discussion of the prosecutor’s
midtrial motion to amend the accusatory pleading to conform to proof. Among other
things, the prosecutor sought to change several sexual penetration counts to sexual
battery counts, and the motion was based, in part, on the rule that such an amendment
may be allowed where the new charges are lesser included offenses of the original
charges. While discussing this motion, defense counsel stated he objected “to the giving
lesser included instructions of the 243,” and “to the changes to Count 20 and lessers.”
The record is not clear whether defense counsel was objecting to the motion to amend, or
to giving lesser included offense instructions.
Two other statements concerned the sexual penetration counts. At one point, the
prosecutor asked the trial court whether it was “going to give lessers” regarding “the
remaining 289’s,” and the court asked, “So that would mean that for each 289(d) we
would give a 243.4(c), and for all 289(a)(1)(A)’s we give a 243.4(a); is that correct?”
The prosecutor responded, “Right,” and defense counsel stated, “I would object to giving
of the lessers.” Later, the trial court stated it would give lesser included offense
instructions for all the section 289 counts, and defense counsel responded, “I object to the
giving of lessers. I don’t think it’s authorized but I would submit on that.” Defense
counsel’s objection to giving lesser included offense instructions on the section 289
counts (sexual penetration), however, did not invite any error regarding the failure to give
lesser included offense instructions on counts 14 and 20, which alleged violations of
section 243.4 (sexual battery).
Defense counsel’s last comment about lesser included offense instructions
occurred when the parties and the trial court were discussing the jury instruction for
sexual battery by restraint, CALCRIM No. 935, and not when they were discussing the

35
jury instruction on lesser included offenses, CALCRIM No. 3517. The court asked the
parties whether they had any comments about CALCRIM No. 935. The prosecutor
stated, “Yes, I think Count 14 is missing D.E.’s initials,” and defense counsel stated, “I
agree it’s missing. I don’t agree that the Court should allow the lesser.” We find this
statement is too unclear to show defense counsel had a tactical reason for objecting to
instructing the jury on misdemeanor sexual battery as a lesser included offense to counts
14 and 20.
We thus find defendant’s conviction on counts 14 and 20 for sexual battery while
the victim was restrained cannot stand because of the failure to instruct on misdemeanor
sexual battery as a lesser included offense. “It does not necessarily follow, however, that
the judgment must be unconditionally reversed.” (People v. Wimer (2022)
74 Cal.App.5th 113, 136.) Instead, “provided the evidence supports a conviction of the
lesser offense,” we may “modify the judgment” accordingly. (People v. Matian (1995)
35 Cal.App.4th 480, 488.) Defendant tacitly acknowledges the evidence supports a
conviction on the lesser offense when he states, “Misdemeanor [sexual] battery was a
readily available alternative which would have been adopted by this jury” had it been
properly instructed, and we agree. The evidence that defendant touched an intimate part
of D.E. and C.E. against their will and for purposes of sexual arousal, gratification, or
abuse was overwhelming. “Under such circumstances, the prosecution has the option to
retry [defendant] or to accept modification of the judgment to reflect a conviction for the
lesser included offense.” (Wimer, at p. 136; see also People v. Kelly (1992) 1 Cal.4th
495, 528 [“When a greater offense must be reversed, but a lesser included offense could
be affirmed, we give the prosecutor the option of retrying the greater offense, or
accepting a reduction to the lesser offense”].) We will give the prosecutor those two
options.

36
 III
CALCRIM No. 1191B
Thirty-five counts were submitted to the jury, all alleging various sex offenses.
The jury was given CALCRIM No. 1191B regarding evidence of charged sex offenses,
which instructs as follows: “The People presented evidence that the defendant committed
the crimes of sexual battery, sexual penetration with a foreign object by force, fear,
duress, or threats, and sexual penetration with a foreign object of an unconscious person.
[¶] If the People have proved beyond a reasonable doubt that the defendant committed
one or more of these crimes, you may, but are not required to, conclude from that
evidence that the defendant was disposed or inclined to commit sexual offenses, and
based on that decision, also conclude that the defendant was likely to commit and did
commit the other sex offenses charged in this case. [¶] If you find that the defendant
committed one or more of these crimes, that conclusion is only one factor to consider
along with all the other evidence. It is not sufficient by itself to prove that the defendant
is guilty of another crime. The People must still prove each charge and allegation beyond
a reasonable doubt.”
Defendant argues CALCRIM No. 1191B is an incomplete statement of the law
because it fails to instruct jurors on their use of those charged sex offenses on which no
verdict was reached, and, more particularly, it fails to instruct on the standard of proof
and unanimity. We disagree.
Evidence Code section 1101 provides that character evidence is generally
inadmissible to prove a person’s conduct on a particular occasion. This type of evidence
is frequently referred to as propensity evidence, i.e., evidence of someone’s propensity to
engage in a particular type of conduct. Evidence Code section 1108 creates an exception
to the general rule against the admissibility of propensity evidence, and provides, “In a
criminal action in which the defendant is accused of a sexual offense, evidence of the
defendant’s commission of another sexual offense or offenses is not made inadmissible

37
by Section 1101.” (Evid. Code, § 1108, subd. (a).) In People v. Villatoro (2012)
54 Cal.4th 1152, our Supreme Court held that Evidence Code section 1108 applies to
evidence of both charged sex offenses and uncharged sex offenses. It also approved a
jury instruction on charged sex offenses that is similar to CALCRIM No. 1191B, and that
“told the jury that all [charged] offenses must be proven beyond a reasonable doubt, even
those used to draw an inference of propensity.” (Villatoro, at p. 1168; see id. at p. 1167.)
CALCRIM No. 1191B was adopted following Villatoro, and was subsequently upheld in
People v. Meneses (2019) 41 Cal.App.5th 63, 68.
Defendant has two complaints about the use of CALCRIM No. 1191B in cases
like this one, where multiple counts are charged and there is a likelihood the jury will be
unable to reach a verdict on some counts. First, he argues CALCRIM No. 1191B fails to
inform jurors on the standard of proof to be applied on the “no-verdict counts.” In his
view, the instruction should have informed “the not-guilty jurors . . . what standard of
proof was to guide them,” because without such an instruction, the not-guilty jurors
“could very well have considered the other crimes evidence for propensity, merely
because they had a suspicion of the defendant’s guilt on the no-verdict counts.” His
concern is thus that a juror who did not find defendant guilty beyond a reasonable doubt
on a particular count, but who nonetheless had a suspicion that he committed that count,
might consider that count as evidence that he had a propensity to commit sex offenses
and was likely to have committed the other sex offenses in this case. We find
defendant’s concern is unfounded because CALCRIM No. 1191B clearly instructs the
jury it may only consider other charged sex offenses as propensity evidence “[i]f the
People have proved beyond a reasonable doubt that the defendant committed one or more
of these crimes.”
Defendant also appears to contend the jury should have been instructed that the
no-verdict counts could only be considered as propensity evidence if it found those

38
counts were established by a preponderance of the evidence.9 As noted above, however,
in Villatoro, our Supreme Court upheld a jury instruction that “told the jury that all
[charged] offenses must be proven beyond a reasonable doubt, even those used to draw
an inference of propensity.” (People v. Villatoro, supra, 54 Cal.4th at p. 1168.) Several
years later, in People v. Cruz (2016) 2 Cal.App.5th 1178, the court noted, “Villatoro did
not expressly hold that currently charged offenses must be proved beyond a reasonable
doubt before they can be used to show a propensity under Evidence Code section 1108,
but it strongly implied that rule.” (Id. at p. 1186.) The Cruz court then explained, “In our
view, a jury instruction explaining the use of currently charged offenses to show
propensity under Evidence Code section 1108 must resemble the instruction used in
Villatoro in specifying that a currently charged offense must be proved beyond a
reasonable doubt before it can be used as propensity evidence in support of another
currently charged offense.” (Ibid.) It also held it was “erroneous” and “incorrect” to use
an instruction (like the one defendant urges here) that told the jury it could infer a
propensity to commit sex offenses if it found by a preponderance of the evidence the
defendant committed other charged sex offenses. (Id. at pp. 1184, 1186.) We agree, and
hold CALCRIM No. 1191B correctly instructs that the standard of proof is beyond a
reasonable doubt rather than preponderance of the evidence. Moreover, even if we were
to find this was error (and we do not), it was harmless because it helped defendant by
raising the standard of proof.
Defendant’s second complaint is that CALCRIM No. 1191B fails to instruct the
jury that it must unanimously find he committed a charged sex offense before considering
that offense as propensity evidence. In other words, before any juror may use other
charged sex offenses as propensity evidence, all 12 jurors must agree that defendant

9 This is the standard of proof that applies when evidence of uncharged sex offenses
is introduced. (See People v. Reliford (2003) 29 Cal.4th 1007, 1012.)

39
committed that offense. He cites no law requiring such unanimity, and we are aware of
none.
Although it arose in a different context, we find People v. Ghent (1987) 43 Cal.3d
739 is instructive. Ghent was a death penalty case, and one of the things the jury could
consider when deciding whether to impose the death penalty or life in prison was other
uncharged criminal activity by the defendant. The jury was instructed it had to
unanimously agree on the penalty to impose. (Id. at p. 773.) The defendant argued the
jury should also have been instructed “that its finding of uncharged criminal activity must
be unanimous.” (Ibid.) Our Supreme Court disagreed, and noted, “Any such [unanimity]
requirement would immerse the jurors in lengthy and complicated discussions of matters
wholly collateral to the penalty determination which confronts them. Moreover, we see
nothing improper in permitting each juror individually to decide whether uncharged
criminal activity has been proven beyond a reasonable doubt and, if so, what weight that
activity should be given in deciding the penalty.” (Id. at pp. 773-774, italics added.) So,
too, in this case. We see nothing improper in permitting each juror individually to decide
whether other charged sex offenses were proven beyond a reasonable doubt and, if so, to
consider whether this showed defendant had a propensity to commit sex offenses.
IV
Prosecutorial Misconduct
Defendant argues a small portion of the prosecutor’s closing argument misstated
the law, and that this error requires reversal. We disagree.
It is considered error or “misconduct” for the prosecutor “to misstate the law to the
jury, and bad faith is not required. [Citation.] But a prosecutor is allowed to vigorously
argue the case and is afforded ‘significant leeway’ in discussing the facts and the law in
closing argument.” (People v. Azcona (2020) 58 Cal.App.5th 504, 516.) Even if the
prosecutor makes one statement that “when viewed in isolation, [does] misstate the law,”
there is no error if, “in the context of the entire argument and jury instructions, it was not

40
reasonably likely the jury understood or applied the statement in an improper or
erroneous manner.” (People v. Meneses, supra, 41 Cal.App.5th at p. 66.)
The alleged error in this case had to do with the prosecutor’s argument regarding
duress, which was relevant to the counts alleging sexual penetration by means of force,
duress, or fear. The only portion of the prosecutor’s closing argument that defendant
cites to support his claim of error is this: “What’s this duress mean[?] Well, the jury
instruction tells us duress is a direct or implied threat of force, violence, danger or
hardship that’s enough to cause a reasonable person of ordinary sensitivity to do or
submit to something that they would not otherwise submit to. [¶] When you decide
whether the act was accomplished by duress, consider all of the circumstances,
including age of the other person and their relationship to the defendant. That’s one
of those reasons I asked . . . all the questions about what’s your height? What’s your
weight? How old were you? What was [defendant’s] age in relation to you? That all
plays into duress. What was their relationship? How do they know each other?” (Italics
and bolding added.) The bolded portion of this statement is a near verbatim quote from
the relevant jury instruction on duress—CALCRIM No. 1045. Defendant does not object
to this portion of the statement, and he does not object to CALCRIM No. 1045 or suggest
it misstates the law.10 He does, however, object to the italicized portion of the statement,
and he argues it misstates the law by effectively telling the jury that it could find duress
based solely on a weight, height, and age differential between defendant and the victim,
or the fact that defendant was larger than the victim. We disagree.
The law is clear that “[d]uress can arise from various circumstances, including the
relationship between the defendant and the victim and their relative ages and sizes.”

10 He states it “was sufficiently vague to permit a misinterpretation [of] the
prosecutor’s argument.” As explained herein, we find the jury would not have
interpreted the prosecutor’s argument in the way defendant suggests.

41
(People v. Senior, supra, 3 Cal.App.4th at p. 775.) We thus find no error in the
prosecutor accurately informing the jury it could consider the relatives ages and sizes of
defendant and the victims.
Moreover, and contrary to defendant’s suggestion, the prosecutor never suggested
the jury could or should find duress based solely on the relative ages and sizes of
defendant and the victims. The prosecutor began the challenged portion of her argument
by accurately telling the jury it should “consider all of the circumstances” (italics added)
when deciding whether an act was accomplished by duress. She then went on to list
several such circumstances, including both the relative ages and sizes of defendant and
the victims, and the relationship between defendant and the victims and how they knew
each other. The prosecutor returned to the element of duress three more times during her
closing argument, but never again mentioned the relative ages and sizes of defendant and
the victims. Instead, she focused on the victims’ testimony about what they were feeling
and thinking when defendant touched them inappropriately, and the surrounding
circumstances (i.e., they were alone in a room, half dressed, with the door closed).
Viewing the prosecutor’s closing argument as a whole, we find she never implied duress
could be found based solely on the size differential between defendant and the victims.
V
Sentencing
Defendant was sentenced to the upper term of eight years on count 11 (sexual
penetration of E.M. by misrepresentation of professional purpose). He argues that
imposition of the upper term sentence violates a recent amendment to section 1170 that
took effect after he was sentenced, and that the matter must be remanded for resentencing
in light of the amendment. We agree.
At the time defendant was sentenced, section 1170 provided, “When a judgment of
imprisonment is to be imposed and the statute specifies three possible terms, the choice
of the appropriate term shall rest within the sound discretion of the court.” (Former

42
§ 1170, subd. (b).) Effective January 1, 2022, two weeks after defendant was sentenced,
this provision was amended “to limit the sentencing discretion of trial courts.” (People v.
Zabelle (2022) 80 Cal.App.5th 1098, 1108 (Zabelle).) As amended, section 1170 now
requires the court to “order imposition of a sentence not to exceed the middle term”
(§ 1170, subd. (b)(1)) unless “there are circumstances in aggravation of the crime that
justify the imposition of a term of imprisonment exceeding the middle term, and the facts
underlying those circumstances have been stipulated to by the defendant, or have been
found true beyond a reasonable doubt at trial by the jury or by the judge in a court
trial.”11 (§ 1170, subd. (b)(2).) The People concede these amendments are retroactive
and apply to defendant’s case, and we agree. (See Zabelle, at pp. 1108-1109.)
Defendant argues the case must be remanded for resentencing because the trial
court imposed the upper term based on circumstances in aggravation that were not proven
in compliance with the recent amendments. The People argue remand for resentencing is
not required because any error was harmless. The Courts of Appeal are split on how to
assess harmlessness in cases like this. (See People v. Lewis (2023) 88 Cal.App.5th 1125,
1131-1138 [discussing various approaches], , review granted May 17, 2023, S279147.)
The Supreme Court has granted review in several cases to decide what standard applies
on appeal when determining whether a case should be remanded for resentencing in light
of the amendments to section 1170.12 Until the Supreme Court decides the issue, we will
generally follow the test articulated by another panel of this court in Zabelle, supra,

11 The trial court may also consider “the defendant’s prior convictions in determining
sentencing based on a certified record of conviction without submitting the prior
convictions to a jury,” but this provision is inapplicable in this case. (§ 1170, subd.
(b)(3).)
12 See, e.g., People v. Lynch (May 27, 2020, C094174) (nonpub. opn.), review
granted August 10, 2022, S274942; People v. Dunn (2022) 81 Cal.App.5th 394, review
granted October 12, 2022, S275655.

43
80 Cal.App.5th 1098.
In Zabelle, the court held that harmlessness must be evaluated under both the
Chapman test, which applies to violations of the federal constitution, and the Watson test,
which applies to errors involving state law.13 (Zabelle, supra, 80 Cal.App.5th at
pp. 1110-1112.) Under the Chapman test, if we conclude beyond a reasonable doubt the
jury would have found true beyond a reasonable doubt a single aggravating circumstance,
the error is harmless. (Id. at pp. 1112-1113.) Under Watson, we must consider two
questions. “We must first, for each aggravating fact, consider whether it is reasonably
probable that the jury would have found the fact not true. We must then, with the
aggravating facts that survive this review, consider whether it is reasonably probable that
the trial court would have chosen a lesser sentence had it considered only these
aggravating facts.” (Id. at p. 1112.)
The trial court found four aggravating circumstances: (1) the victim was
particularly vulnerable (Cal. Rules of Court, rule 4.421(a)(3)); (2) defendant was
convicted of other crimes for which consecutive sentences could have been imposed but
for which concurrent sentences are being imposed (Cal. Rules of Court, rule 4.421(a)(7));
(3) the manner in which the crime was carried out indicates planning, sophistication, or
professionalism (Cal. Rules of Court, rule 4.421(a)(8)); and (4) defendant took advantage
of a position of trust or confidence to commit the crime (Cal. Rules of Court, rule
4.421(a)(11)). As for the second aggravating circumstance, the jury convicted defendant
on 16 counts, and on one of those counts (count 22), the trial court sentenced him to a
concurrent term rather than a consecutive term. Defendant acknowledges this
circumstance is “jury-based.” We assume this means he either acknowledges a jury
would have found this circumstance true beyond a reasonable doubt, or he does not

13 The Chapman test takes its name from Chapman v. California (1967) 386 U.S.
18, and the Watson test takes its name from People v. Watson, supra, 46 Cal.2d 818.

44
contest the trial court’s reliance on this circumstance. In either event, because the trial
court properly relied on at least one of the aggravating circumstances, we find the error
harmless under the Chapman test.
That leaves the Watson test. As defendant notes, the first, third, and fourth
circumstance were not submitted to the jury, and he argues we cannot conclude it is
reasonably probable the jury would have found them true beyond a reasonable doubt.
At first blush, the first aggravating circumstance—the victim was particularly
vulnerable—appears easy. Count 11 involved E.M., the woman whose husband had
recently passed away, and who testified she felt mentally unstable and was suffering from
anxiety and depression as a result. We certainly find she was particularly vulnerable.
We are mindful, however, that our Supreme Court has noted vulnerability is a “subjective
standard,” and determining whether a victim was particularly vulnerable “require[s] an
imprecise quantitative or comparative evaluation of the facts.” (People v. Sandoval
(2007) 41 Cal.4th 825, 840.) As a result, “it may be difficult for a reviewing court to
conclude with confidence that, had the issue been submitted to the jury, the jury would
have assessed the facts in the same manner as did the trial court.” (Ibid.) Accordingly,
we find there is a reasonable probability the jury would have found this circumstance not
true.
We also cannot say with confidence that the jury would have found the third
aggravating circumstance (the manner in which the crime was carried out indicated
planning, sophistication, or professionalism) true beyond a reasonable doubt. The only
explanation the trial court gave for any of its findings was that defendant was convicted
of inappropriately touching six women over a period of several years, which suggests “a
habit or practice” rather than an “unusual occurrence.” Given defendant’s testimony that
he gave around 4,000 massages during the relevant time period and about 40 to 50
percent of his clients were women, and that fact that the offenses were spread out over a
period of years, a reasonable jury could find defendant’s crimes were infrequent, random,

45
and occurred when the opportunity presented itself and without much planning,
sophistication, or professionalism.
As for the fourth aggravating circumstance, we conclude the jury would have
found true beyond a reasonable doubt that defendant took advantage of a position of trust
or confidence to commit the crime. As we noted above, massage therapists hold
themselves out to the public as professionals who are trained in the art of using massage
to relieve stress and for therapeutic purposes. Like physicians and other medical
providers, massage therapists “occupy a position of implicit trust” vis-à-vis their clients,
and clients rely on this trust when allowing massage therapists access to the most intimate
parts of their bodies. (Pham, supra, 180 Cal.App.4th at p. 926.) Defendant took
advantage of this position of trust every time he inappropriately touched a client during a
massage.
We are thus satisfied the jury would have found true two of the four aggravating
circumstances the trial court relied on in imposing the upper term. As in Zabelle,
however, “we are not convinced the trial court would have found these circumstances
alone sufficient to warrant imposition of the upper term sentence. The trial court gave no
particular weight to any of its listed aggravating circumstances. Nor did it indicate
whether its decision to impose the upper term was (or was not) a close call.” (Zabelle,
supra, 80 Cal.App.5th at p. 1115.) The trial court simply laid out the various factors in
aggravation and mitigation and then stated, “For all those reasons, the Court finds that the
factors in aggravation greatly outweigh the factors in mitigation, supporting the upper
term in sentencing.” On this record, we cannot determine whether the trial court would
have issued the same sentence had it been left with only two aggravating circumstances.
We thus remand for resentencing.

46
 DISPOSITION
Defendant’s conviction on counts 4, 14, and 20 is reversed. On counts 14 and 20,
the People have the option to either retry defendant, or accept our modification of the
judgment to reflect a conviction for misdemeanor sexual battery. The sentence in count
11 is vacated and remanded to the trial court for full resentencing consistent with section
1170, as amended. The judgment is otherwise affirmed.

/s/
EARL, P. J.

I concur:

/s/
KRAUSE, J.

I concur; as to part V, I concur in the result.

/s/
MAURO, J.

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