RENDERED: SEPTEMBER 22, 2023; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2022-CA-0945-MR
CHRISTOPHER HILL APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
v. HONORABLE ANNIE O’CONNELL, JUDGE
ACTION NO. 08-CR-002027-002
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: THOMPSON, CHIEF JUDGE; ACREE AND JONES, JUDGES.
JONES, JUDGE: Christopher Hill appeals from the Jefferson Circuit Court’s
order which denied his motion seeking relief pursuant to CR1 60.02. After
reviewing the facts and the law, we affirm.
1
Kentucky Rules of Civil Procedure.
I. BACKGROUND
On June 26, 2008, Hill and two other individuals were in a vehicle
when it was stopped by officers working for the Louisville Metro Police
Department. At some point during the traffic stop, the officers discovered that
these three individuals were on their way to meet with a narcotics dealer, they
intended to rob the dealer, and they had brought along a handgun for that purpose.
Further inquiries revealed that Hill was a convicted felon. As a result of this
incident, the Jefferson County grand jury indicted Hill on one count of criminal
conspiracy to first-degree robbery2 and possession of a handgun by a convicted
felon.3
Following his indictment, Hill entered plea negotiations with the
Commonwealth. In exchange for Hill’s guilty plea, the Commonwealth agreed to
amend his charges to one count of facilitation to first-degree robbery4 and one
count of possession of a firearm by a convicted felon,5 with a recommended
concurrent sentence of two years served with the Department of Corrections. The
2
Criminal conspiracy to first-degree robbery is classified under these facts as a Class C felony.
See Kentucky Revised Statute (KRS) 515.020(2) and KRS 506.040(2)(c).
3
KRS 527.040, a Class C felony.
4
KRS 506.080(2)(a), a Class D felony.
5
KRS 527.040. By amending the offense from possession of a handgun to possession of a
firearm, the Commonwealth reduced this charge to a Class D felony.
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Commonwealth also agreed to take no stance on shock probation.6 Hill agreed to
these terms. The trial court accepted the plea agreement and subsequently entered
a written judgment of conviction and sentence conforming to its terms on
September 9, 2008. Several months later, Hill filed a motion with the trial court
requesting shock probation. Noting Hill’s lack of a significant criminal record, the
trial court granted this motion on March 27, 2009. Hill was released from prison
and placed on supervised probation for the next five years.
The record reflects no further activity in this case for nearly thirteen
years before arriving at the current matter on appeal. On March 23, 2022, Hill
filed a motion pursuant to CR 60.02 to vacate his conviction for criminal
facilitation to first-degree robbery. Hill’s argument is somewhat rambling and
discursive. He argues that the conviction pursuant to his guilty plea is illegal and
void because facilitation could not be a lesser included offense to conspiracy as
charged in his indictment; facilitation requires the defendant’s absence of intent to
promote or commit the crime, as well as a completed criminal offense. In contrast,
Hill contends that his indictment charged him with conspiracy, which requires an
intent to commit the crime, and the robbery in this case was never completed. He
6
“Subject to the provisions of KRS Chapter 439 and Chapters 500 to 534, any Circuit Court
may, upon motion of the defendant made not earlier than thirty (30) days nor later than one
hundred eighty (180) days after the defendant has been incarcerated in a county jail following his
conviction and sentencing pending delivery to the institution to which he has been sentenced, or
delivered to the keeper of the institution to which he has been sentenced, suspend the further
execution of the sentence and place the defendant on probation upon terms the court
determines. . . .” KRS 439.265(1).
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also asserts that, in accepting this plea, the trial court infringed on the prerogative
of the General Assembly to define criminal offenses, violating the strong
separation of powers outlined in the Kentucky Constitution. In sum, Hill argues
that, because he pleaded guilty to an offense he could not have committed under
the facts of his indictment, CR 60.02 was the appropriate vehicle to challenge what
he viewed as an illegal conviction and sentence.
The trial court considered the motion and denied it in a brief opinion
and order entered on June 30, 2022. As grounds, the trial court found Hill’s
motion alleges judicial error, and “CR 60.02 is not available to correct a judicial
error[,]” quoting Winstead v. Commonwealth, 327 S.W.3d 479, 488 (Ky. 2010).
Further, the trial court found that Hill’s arguments went to the sufficiency of the
evidence against him, and such arguments are excluded by the entry of Hill’s
voluntary guilty plea. Hill subsequently moved the trial court under CR 59.05 to
alter or amend its judgment, which the trial court denied by its written order
entered on September 9, 2022. This appeal followed.
II. ANALYSIS
“We review the denial of a CR 60.02 motion for an abuse of
discretion.” Diaz v. Commonwealth, 479 S.W.3d 90, 92 (Ky. App. 2015) (citing
Partin v. Commonwealth, 337 S.W.3d 639, 640 (Ky. App. 2010)). “The test for
abuse of discretion is whether the trial judge’s decision was arbitrary,
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unreasonable, unfair, or unsupported by sound legal principles.” Commonwealth v.
English, 993 S.W.2d 941, 945 (Ky. 1999). “The burden of proof in a CR 60.02
proceeding falls squarely on the movant to affirmatively allege facts which, if true,
justify vacating the judgment and further allege special circumstances that justify
CR 60.02 relief.” Foley v. Commonwealth, 425 S.W.3d 880, 885 (Ky. 2014)
(internal quotation marks and citations omitted). “[W]e will affirm the lower
court’s decision unless there is a showing of some ‘flagrant miscarriage of
justice.’” Id. at 886 (quoting Gross v. Commonwealth, 648 S.W.2d 853, 858 (Ky.
1983)).
“[T]he general rule in this state is that an unconditional guilty plea
waives all defenses except that the indictment does not charge a public offense.”
Jackson v. Commonwealth, 363 S.W.3d 11, 15 (Ky. 2012). Hill’s essential
argument is not that his indictment did not charge a public offense, but rather that
his indictment, with the facts alleged therein, was inconsistent with the charges to
which he pleaded guilty. We begin by agreeing with the trial court’s primary basis
for denying relief, which is that CR 60.02 is not an appropriate mechanism for the
correction of a judicial error. In Winstead, the Kentucky Supreme Court explained
that “CR 60.02 is a codification of the ancient common law writ of coram nobis[,
and it] did not expand the scope of the writ of coram nobis.” 327 S.W.3d at 487
(citations omitted). Additionally, the Supreme Court pointed out that “the writ of
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coram nobis ‘was aimed at correcting factual errors, not legal errors. . . .’” Id. at
488 (quoting Leonard v. Commonwealth, 279 S.W.3d 151, 161 (Ky. 2009)). On
this basis, the Supreme Court reaffirmed precedent holding that CR 60.02 was not
available to correct judicial errors. Id. Even if we were to assume that the trial
court committed error in accepting Hill’s guilty plea based on the grounds Hill
describes, the error was judicial and may not be corrected here.
Furthermore, as in Winstead, we note here that Hill’s motion for relief
is inappropriate because he could have raised his issue previously.7 “[R]elief under
CR 60.02 is available only to resolve issues that could not have been raised at trial,
on direct appeal, or by a motion for relief under RCr 11.42.” Id. at 487 (internal
quotation marks and footnote omitted); see also Sanders v. Commonwealth, 339
S.W.3d 427, 437 (Ky. 2011) (quoting Gross, 648 S.W.2d at 856) (“[CR 60.02] is
not intended as merely an additional opportunity to raise claims which could and
should have been raised in prior proceedings, but, rather, ‘is for relief that is not
available by direct appeal and not available under RCr[8] 11.42.’”). Hill’s signed
guilty plea form includes the following provision:
(3) I have reviewed a copy of the indictment and told my
attorney all the facts known to me concerning my
7
Although the trial court did not consider this reasoning in its order, “it is well-settled that an
appellate court may affirm a lower court for any reason supported by the record.” McCloud v.
Commonwealth, 286 S.W.3d 780, 786 (Ky. 2009).
8
Kentucky Rules of Criminal Procedure.
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charges. I believe he / she is fully informed about my
case. We have fully discussed, and I understand, the
charges and any possible defenses to them.
(Record (R.) at 14.) Hill either knew, or should have known, about any possible
issue with his indictment at the time he entered his guilty plea. He also could have
raised this issue in a timely RCr 11.42 motion, but he chose not to do so. “CR
60.02 . . . may be utilized only in extraordinary situations when relief is not
available on direct appeal or under RCr 11.42.” Foley, 425 S.W.3d at 884 (citing
McQueen v. Commonwealth, 948 S.W.2d 415, 416 (Ky. 1997)).
Nonetheless, Hill attempts to argue that this is a sentencing error, and
our precedents hold that a void and unlawful sentence may be corrected at any time
through a CR 60.02 motion, citing Phon v. Commonwealth, 545 S.W.3d 284 (Ky.
2018). Hill pays particular attention to the parts of Phon which explain how an
illegal sentence violates the prerogatives of the General Assembly to determine the
appropriate punishments for criminal violations. Id. at 303 (citing Jones v.
Commonwealth, 319 S.W.3d 295, 299 (Ky. 2010)). However, Phon also states that
an attack on an illegal sentence is not the same as an attack on the underlying
conviction:
[T]here is a fine distinction between a plea for relief from
a conviction and relief through remedy of a sentence. In
a Kansas Supreme Court case, the Court clarified that
correction of an illegal sentence is distinct and separate
from a collateral attack on a conviction. State v. Davis,
283 Kan. 767, 156 P.3d 665, 667 (2007) (quoting State v.
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Nash, 281 Kan. 600, 133 P.3d 836 (2006)). Thus, even if
CR 60.02 may not apply to judicial errors in attacking a
conviction, this is separate and distinct. It is a limited
attack on the illegality of a sentence and the remedy is
not reversal of a conviction, but correction of a sentence.
Id. at 305.
This latter portion of Phon is particularly applicable here, as Hill’s
argument is not grounded in the sentence he received, but rather that he was
improperly convicted by pleading to an offense which was not consistent with his
indictment. However, we have multiple procedural rules stating that errors relating
to a defendant’s indictment do not result in the reversal of a conviction. RCr
6.10(3) reads, in part, that “error in the citation or its omission shall not be ground
for dismissal of the indictment or information or for reversal of a conviction if the
error or omission did not mislead the defendant to his or her prejudice.” RCr 6.12
states, “[a]n indictment, information, complaint or citation shall not be deemed
invalid, nor shall the trial, judgment or other proceedings thereon be stayed,
arrested or in any manner affected by reason of a defect or imperfection that does
not tend to prejudice the substantial rights of the defendant on the merits.” RCr
8.18 requires a defendant to raise alleged defects in an indictment before trial or it
is considered to be waived. Moreover, even though the Kentucky Constitution
guarantees an individual’s “absolute procedural due process right to be prosecuted
by indictment[,]” this “is a personal privilege that may be waived.” Malone v.
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Commonwealth, 30 S.W.3d 180, 183 (Ky. 2000). Based on these considerations, if
there was error regarding the inconsistency between Hill’s indictment and the
charges to which he pleaded guilty, he waived it when he entered his guilty plea
over thirteen years ago.
Finally, it is important to remember that an overarching principle of
CR 60.02 is toward the correction of errors resulting in a “flagrant miscarriage of
justice.” Foley, 425 S.W.3d at 886. Hill was initially charged with conspiracy to
commit first-degree robbery and possession of a handgun by a convicted felon –
both Class C felonies. If convicted on both counts, he could have faced up to
twenty years in prison. Instead, Hill took a favorable plea of two years and barely
served any of it, as he was granted shock probation after a few months. We cannot
discern how Hill suffered any miscarriage of justice based on the facts of this case.
III. CONCLUSION
For the foregoing reasons, we affirm the Jefferson Circuit Court’s
order denying relief pursuant to CR 60.02.
ALL CONCUR.
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BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:
J. Vincent Aprile II Daniel Cameron
Louisville, Kentucky Attorney General of Kentucky
Melissa A. Pile
Assistant Attorney General
Frankfort, Kentucky
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