United States v. Bautista

UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 98-7614 PLINIO ARIAS BAUTISTA, Defendant-Appellant. Appeal from the United States District Court for the District of Maryland, at Baltimore. Marvin J. Garbis, District Judge. (CR-90-259-MJG) Submitted: March 23, 1999 Decided: June 7, 1999 Before WIDENER, NIEMEYER, MOTZ, Circuit Judges. _________________________________________________________________ Affirmed in part and vacated and remanded in part by unpublished per curiam opinion. _________________________________________________________________ COUNSEL Plinio Arias Bautista, Appellant Pro Se. James G. Warwick, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee. _________________________________________________________________ Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c). OPINION PER CURIAM: Plinio Arias Bautista filed a motion for return of property under Fed. R. Crim. P. 41(e), seeking return of $5000, United States identi- fication cards, and Santa Domingo identification cards, all of which were seized in relation to his arrest on drug charges. For the following reasons, we affirm in part, vacate in part, and remand. Regarding the currency, the Government avers that the money was forfeited as proceeds of the narcotics offenses for which Bautista was convicted. However, the Government did not offer any proof of its allegations. Bautista filed a reply, stating that the money was never introduced or referred to during his trial and that he never received notice of any forfeiture action. The district court found that, since Bautista failed to disprove the Government's allegations, the motion should be denied. We conclude that the district court improperly placed the burden of proof on Bautista. In a postconviction Rule 41(e) proceeding, the movant bears the initial burden of establishing a prima facie case of lawful entitlement. See United States v. Maez, 915 F.2d 1466, 1468 (10th Cir. 1990). The movant is aided in this burden by the presumption that "a criminal defendant . . . ha[s] the right to the return of his property once it is no longer needed as evidence." United States v. Mills, 991 F.2d 609, 612 (9th Cir. 1993); see United States v. Duncan , 918 F.2d 647, 654 (6th Cir. 1990) ("The general rule is that seized property, other than contraband, should be returned to the rightful owner after the criminal proceedings have terminated."); Maez, 915 F.2d at 1468 (seizure of property from someone is prima facie evidence of that person's subse- quent entitlement to that property). In this case, there is no dispute that the Government seized money from Bautista. Because this prop- erty is not contraband, we find that Bautista has established a prima facie case of entitlement. Once the movant makes out a prima facie case of lawful entitle- ment, the burden shifts to the government to show that it has a legiti- mate reason to retain the property. See Mills , 991 F.2d at 612. The government may meet this burden by showing, inter alia, that the 2 movant had an adequate remedy at law. An "adequate remedy at law" refers to a civil forfeiture proceeding where the movant had notice of the forfeiture and an opportunity to contest it. See United States v. Clagett, 3 F.3d 1355, 1356 (9th Cir. 1993) (opportunity to be heard in forfeiture proceeding permits dismissal of Rule 41(e) motion). The Government states that the currency was subject to a forfeiture but fails to present the date or other details of this forfeiture and, in particular, fails to present any evidence whatsoever that Bautista had proper notice of the impending forfeiture. The Government and the district court simply do not mention the notice requirement anywhere in the record of this case. Bautista clearly states that he never received any notice of the for- feiture of the currency. Therefore, on the current record, the Govern- ment has failed to meet its burden of showing that Bautista had an adequate remedy at law to contest the forfeiture of his currency or that a forfeiture actually occurred. Accordingly, the district court erred by denying Bautista's motion without a hearing, and we, therefore, vacate the portion of the district court's order ruling on Bautista's motion for return of currency and remand for further proceedings. We affirm the remainder of the dis- trict court's order on the reasoning of the district court. See United States v. Bautista, CR-90-259-MJG (D. Md. Oct. 22, 1998). We dis- pense with oral argument because the facts and legal contentions are adequately presented in the materials before the court and argument would not aid the decisional process. Judge Widener authorizes us to indicate that he concurs in the opinion as to the currency but would require the dismissal without prejudice of the motion to return identification documents. AFFIRMED IN PART; VACATED AND REMANDED IN PART 3