Biggins v. The Hazen Paper Co.

               UNITED STATES COURT OF APPEALS
                    FOR THE FIRST CIRCUIT
                                        

No. 96-1870
                     WALTER F. BIGGINS,

                    Plaintiff, Appellant,
                             v.

 THE HAZEN PAPER COMPANY, ROBERT HAZEN and THOMAS N. HAZEN,
                   Defendants, Appellees.

                                        
No. 96-1871

                     WALTER F. BIGGINS,
                    Plaintiff, Appellee,

                             v.
 THE HAZEN PAPER COMPANY, ROBERT HAZEN and THOMAS N. HAZEN,

                   Defendants, Appellants.
                                        

        APPEALS FROM THE UNITED STATES DISTRICT COURT
              FOR THE DISTRICT OF MASSACHUSETTS

        [Hon. Michael A. Ponsor, U.S. District Judge]
                                        

                           Before
                    Boudin, Circuit Judge

         Campbell and Bownes, Senior Circuit Judges.
                                        

Maurice
                   M. Cahillane with whom John J. Egan and Egan, Flanagan and
Cohen, P.C. were on briefs for plaintiff.
Robert B. Gordon with whom John H. Mason and Ropes & Gray were on
briefs for defendants.

                                        

                       April 18, 1997
                                        


     BOUDIN, 
                        Circuit 
                               Judge
                                    . 
                                       
                                       This Flying Dutchman of a case has

returned to us after a first trial, a panel decision, Supreme

Court  review, a  further panel  decision, an  en banc  order

directing  a further trial  on one count,  and then a  second

trial, followed now by the instant appeal.  We hope that this

opinion will  bring the matter  to a close,  for a decade  of

litigation about a single, narrow event is enough.

                             I.

     The case  began  in February  1988 when  Walter  Biggins

brought suit in district  court against his former  employer,

Hazen 
                 Paper 
                       Company, and its two principals, Robert Hazen, the

president, and his cousin, Thomas Hazen, the treasurer.   The

company 
                   is 
                      a 
                        small but successful maker of specialty papers of

various 
                   kinds.  Biggins joined the company in 1977, at age 52,

and 
               served 
                      as its technical director for about nine years.  He

had no written employment contract.

     During his employ,  Biggins developed a superior  water-

based paper coating  that increased the company's sales.   He

sought a  larger  salary, was  given  a small  increase,  but

remained unsatisfied and sought a further increase.   Biggins

later  claimed that  in 1984  Thomas Hazen  had promised  him

company stock instead of a further raise; Thomas Hazen denied

making any such promise.

     Biggins, during  his  employ by  the company,  was  also

involved 
                    in 
                       two different ventures with his sons.  When Thomas

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                                         -2-


Hazen learned of this, he sought a confidentiality  agreement

from Biggins, limiting his outside activities during, and for

a 
             limited 
                     time 
                         after, 
                                his employment with the company.  Biggins

refused to sign, except in exchange for the stock he said had

been promised.  He  was discharged in June 1986--a few  weeks

before  his  rights under  the  company  pension  plan  would

otherwise have vested.

     Biggins then  sued  the company  and the  Hazen  cousins

(collectively "the Hazens") in an eight-count complaint.  The

first two counts charged  the Hazens with age  discrimination

under the  ADEA and  interference with  pension rights  under

ERISA.1  The remaining claims, of limited importance to  this

appeal (except  for the  contract claim),  were for  wrongful

deprivation 
                       of 
                         property, 
                                   wrongful discharge, fraud, conversion,

breach of contract and  violation of the Massachusetts  Civil

Rights Act, Mass. Gen. Laws ch. 12, SS 11H and 11I.

     In 
                   substance, Biggins claimed under the first two counts,

respectively,
                         that he had been fired on account of his age--he

was 
               replaced 
                        with a younger man--and to prevent the vesting of

his 
               pension. 
                         
                        In 
                           additional counts, he also sought the value of

the 
               stock 
                    allegedly 
                              promised by Thomas Hazen and the benefit of

the 
               paper-coating formula and method, which Biggins claimed to

own. 
                 
                 The 
                    gravamen 
                             of 
                                the remaining counts was that he had been

  
              
               
                
                 
                  
                   
                    
                     
                     1ADEA 
                          is 
                             the 
                                 Age Discrimination in Employment Act, 29
U.S.C. S  621, et seq. and  ERISA is the Employee  Retirement
Income Security Act, 29 U.S.C. S 1001 et seq.

                             -3-
                                         -3-


wrongfully 
                      discharged in violation of various rights protected

under state law.

     In  its verdict,  the  jury  largely  accepted  Biggins'

position, apart from  his claim to ownership of the  formula,

which it rejected.  On  the ADEA claim, the jury awarded  him

around $560,000; the ERISA award was $100,000, later adjusted

downward to  $93,000 on  appeal.   The  fraud award  for  the

allegedly 
                     promised stock was about $315,000.  Biggins was also

awarded just  under $267,000  for discharge  in violation  of

contract.   On two other  counts, only  nominal damages  were

awarded.

     Because the jury found  that the age discrimination  was

willful, the award on the ADEA count would normally have been

doubled, 
                    see
                        
                       29 
                          U.S.C. 
                                 S 
                                   626(b), but the district court granted

judgment  n.o.v. in  favor  of the  Hazens  on the  issue  of

willfulness. 
                         In other respects, the district court upheld the

jury verdict against various post-trial motions.  We  reserve

for later discussion the issue of attorney's fees, which  the

district court also addressed.

     On appeal, a  panel of this court affirmed the  district

court 
                 with 
                     several 
                             exceptions.  Biggins v. Hazen Paper Co., 953

F.2d 
                1405 
                     (1st Cir. 1992).  Two are pertinent here: first, the

panel found  that the evidence  on the  ADEA count  supported

damages 
                   (before 
                          doubling) of only about $420,000, but the panel

also 
                reinstated 
                          the 
                              willfulness finding and doubled the reduced

                             -4-
                                         -4-


award to about $840,000.  Id. at 1416.  Second, the panel set

aside the  contract  claim  verdict for  lack  of  sufficient

evidence to establish a contract.  Id. at 1421-24.    

     The 
                    Supreme 
                            Court then granted certiorari and vacated the

panel 
                 decision on the ADEA count.  Hazen Paper Co. v. Biggins,

507 U.S. 604 (1993).  The Court held that the panel had  been

mistaken in relying  upon the ERISA  violation to supply  the

wrongful motive for the ADEA violation; it said that pensions

might 
                 often 
                       correlate with age but a firing to prevent pension

vesting 
                   did 
                       not itself amount to a firing based upon age.  Id.

at 611-13.

     The  Supreme Court  remanded the  case to  the panel  to

reconsider 
                      whether the jury had sufficient evidence to find an

ADEA violation once the ERISA violation was put to one  side.

507 U.S. at 614.  On remand, the original panel  reconsidered

the 
               ADEA 
                    claim.  In a second opinion in October 1993, it ruled

that 
                even 
                     disregarding the ERISA violation, enough evidence of

age  discrimination remained  to  sustain the  ADEA  verdict,

reduced and then doubled as before.

     The 
                    Hazens 
                           then petitioned for rehearing en banc, arguing

inter 
                 alia 
                      that the panel had misconstrued a pertinent Supreme

Court decision issued shortly after its remand in this  case,

Hicks  v. St. Mary's  Honor Center, 113  S. Ct. 2742  (1993).

After soliciting memoranda,  the en banc  court in June  1994

ordered a  new trial on the  ADEA count, concluding that  the

                             -5-
                                         -5-


verdict 
                   on 
                      this 
                          count 
                                had been contaminated by the same mistake

that had led the  Supreme Court to vacate the original  panel

decision.

     Biggins  unsuccessfully   sought  rehearing   and   then

petitioned the Supreme Court for review, arguing that the  en

banc court had  no power to  order a new  trial and that  the

decision to do so violated the Supreme Court's mandate.   The

Supreme 
                   Court 
                        denied 
                               cert
                                   iorari.  In re Biggins, 115 S. Ct. 614

(1994). 
                    
                    In 
                       April 1996, the district court held a new two-week

jury 
                trial 
                      on the ADEA count.  The jury returned a verdict for

the Hazens.  

     After 
                      various 
                             post-trial 
                                        motions, Biggins filed the appeal

now 
               before 
                      us; a cross-appeal was filed by the Hazens relating

only 
                to 
                   attorney's fees.  We begin with the attacks by Biggins

upon the  en banc court's  remand for a  new trial, and  then

address his claims of error in the second trial.   Attorney's

fees 
                issues, 
                        raised 
                              by 
                                 the Hazens' cross-appeal, are considered

at the close. 

                             II.

     Biggins' challenge to the en banc order requiring a  new

trial 
                 is, 
                    strictly 
                             speaking, addressed to the wrong bench.  The

arguments  that  the remand  was  unlawful  or  unsound  were

presented to the en  banc court in a petition for  rehearing,

rejected 
                    there, 
                           and 
                              then 
                                   presented in a petition for certiorari

which the Supreme Court denied.  It is not open to the panel,

                             -6-
                                         -6-


in 
              the 
                  normal 
                        case, 
                              to 
                                 reconsider issues decided earlier in the

same 
                case 
                     by 
                        the en banc court.  See United States v. DeJesus,

752 F.2d 640, 642-43 (1st Cir. 1985).

     Nevertheless, it may be helpful to explain why  Biggins'

arguments  relating to  authority of  the en  banc court  are

mistaken. 
                      
                     His 
                         constitutional argument amounts to this:  first,

the  Seventh  Amendment  prohibits  any  federal  court  from

reexamining jury findings "otherwise . . . than according  to

the 
               rules 
                     of 
                        common law"; and second, in Biggins' view, the en

banc court's new trial order overturned the jury findings  of

age  discrimination--without   any  identified  legal   error

committed by the district court.

     This 
                     last 
                         qualification 
                                       is critical.  Where there is legal

error, appeals courts often overturn jury verdicts, and order

new 
               trials 
                      or even dismissal.  This occurs, for example, where

evidence 
                    has 
                       been 
                            wrongly admitted, or where an instruction was

mistaken,  or  even  where the  evidence  did  not  permit  a

reasonable jury to reach the verdict rendered.  See 9A Wright

& 
             Miller, 
                     Fed
                        eral Practice and Procedure S 2540 (2d ed. 1995);

11 
              Wright, 
                      Miller 
                            & 
                              Kane, Federal Practice and Procedure S 2805

(2d ed. 1995).

     The 
                    en 
                       banc 
                            court did find prejudicial legal error in the

conduct 
                   of 
                      the 
                         original 
                                  trial.  The court's appraisal, as noted

earlier, was that the jury was potentially misled by the same

error that the  Supreme Court identified  in the first  panel

                             -7-
                                         -7-


decision, namely, a belief that the wrongful motive  (pension

interference) that gave rise to an ERISA violation by  itself

constituted 
                       wrongful motive under ADEA.  Whether or not the en

banc
                
                court's 
                        assessment of prejudice was invincibly supported,

the 
               en 
                  banc 
                       court was free under the Seventh Amendment to make

that judgment.2

     Biggins' 
                         other challenge to the en banc court's authority

is also wide of  the mark.  He  argues that when the  Supreme

Court 
                 remanded the case to this court, it precluded this court

from taking  any action other than  an up-or-down vote as  to

whether enough evidence remained to support the ADEA verdict.

Therefore, says Biggins,  the en banc court has violated  the

Supreme Court's mandate.   

     Of course, a higher  court's mandate must be  respected,

Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168 (1939),  but

the issue here is the scope of the mandate.  Where as  here a

judgment is vacated and the matter remanded, Hazen Paper Co.,

507 U.S. at 617, the lower court must undo the judgment  just

vacated and  cannot normally revisit  a legal issue  actually

decided 
                   by 
                      the reviewing court.  But after that, the situation

is less rigid than Biggins assumes.

          2The concern did not come out of the blue.  Biggins
had relied in  his complaint upon the deprivation of  pension
benefits 
                    as 
                       an act of age discrimination and had made the same
argument on appeal.

                             -8-
                                         -8-


     On remand, courts are often confronted with issues  that

were never considered by the remanding court.  And

               the   mandate  of   an  appellate   court
     forecloses  the  lower  court  from   reconsidering
     matters  determined  in  the  appellate  court,  it
     `leaves 
                        to 
                           the [lower] court any issue not expressly
     or 
                   impliedly 
                             disposed of on appeal.'  Stevens v. F/V
     Bonnie Doon, 731 F.2d 1433, 1435 (9th Cir. 1984).

Nguyen v. United States, 792 F.2d 1500, 1502 (9th Cir. 1986).

            ing, mandates require respect for what the higher
                 although
            Broadly 
                   speak

court decided, not for what it did not decide.3      

     Here, the en banc court concluded that the contamination

of the ADEA verdict required a new trial, even assuming  that

the remaining evidence might otherwise support a verdict  for

Biggins on  that claim.  Whether  this judgment was right  or

wrong--and we cannot revisit it--the contamination issue  had

certainly not been addressed in the Supreme Court's  opinion.

And when Biggins made his mandate argument on certiorari, the

Supreme Court denied the petition.

                            III.

     The 
                    next 
                         claim of error presents the most difficult issue

in the case.  Prior to the start of the second trial, motions

in 
              limine 
                     were filed by both sides.  One such motion, filed by

Biggins, 
                    invoked collateral estoppel and asked that the Hazens

             3See also Rogers v.  Hill, 289 U.S. 582,  587-88
(1933)(absent
                         a contrary direction, a district court on remand
can 
               permit 
                      the 
                         plaintiff 
                                   to 'file additional pleadings, vary or
expand the issues . . . ."); Sierra Club v. Penfold, 857 F.2d
1307, 1311-12 (9th Cir. 1988); Alter Fin Corp. v. Citizens  &
Southern Int'l Bank, 817 F.2d 349 (5th Cir. 1987).

                             -9-
                                         -9-


be barred from relitigating issues decided in the first trial

on counts other  than the ADEA claim.  Specifically,  Biggins

asked that the Hazens  be precluded at trial from showing  or

arguing (and we quote):

     --   that 
                          the 
                              plaintiff was not fired, but left
          work voluntarily,
     --   and/or  that  the  plaintiff  was   fired
          because he was a disloyal employee,
     --   and/or that  the  plaintiff's  disloyalty
          created a  need  for  the  defendants  to
          dictate  that   he  sign  a   restrictive
          agreement.

     In a  second in limine  motion, Biggins  asked that  the

Hazens also be precluded from showing or arguing that Biggins

was seeking additional compensation when, in Spring 1986,  he

conditioned his signing  of the confidentiality agreement  on

being given stock.  Biggins claimed that the first trial  had

determined 
                      that 
                           he 
                             had 
                                 been promised the stock in 1984 and that

the 
               company 
                       had been found liable for fraud in withholding the

stock.

     The district judge rejected both in limine motions after

an 
              oral 
                   hearing, expressing some doubt but concluding that the

en 
              banc 
                   court had intended a full new trial on the ADEA count.

The 
               judge 
                     said (and Biggins readily agreed) that it could make

the new  trial an empty  gesture if the  jury were told  that

Biggins 
                   was 
                       an 
                         innocent 
                                  victim who had been fired by the Hazens

as  part of  an effort  to defraud  Biggins.   The court  did

instruct  the jury that  Biggins had been  fired and had  not

resigned.

                            -10-
                                        -10-


     Collateral estoppel, now often called issue  preclusion,

prevents a party  from relitigating at a second trial  issues

determined between  the  same  parties by  an  earlier  final

judgment--sub
                        ject to various limitations.  Lundborg v. Phoenix

Leasing, Inc., 91 F.3d 265, 271 (1st Cir. 1996);  Restatement

(Second) of Judgments S 27 (1982).  But the limitations  have

been slowly diluted  over time and most are irrelevant  here.

Nor do the Hazens dispute  that the jury verdict in favor  of

Biggins at the  first trial is now  final except on the  ADEA

count.

     The 
                    Hazens' 
                            main argument against collateral estoppel has

been 
                that 
                     the "issues" in the two cases were different because

nothing in the first trial validly determined that the Hazens

had 
               been 
                    motivated by age in firing Biggins (since the Supreme

Court had vacated this claim).   This won't wash.  True,  age

motivation is usually the ultimate issue under the ADEA;  but

collateral estoppel is no longer limited to ultimate  issues:

necessary intermediate findings can  now be used to  preclude

relitigation.
                          Grella v. Salem Five Cent Savings Bank, 42 F.3d

26, 30-31 (1st Cir. 1994); Restatement (Second), Judgments  S

27, comment j. (1982).

     Often 
                      it 
                         is 
                           very 
                                difficult to prove that the initial trial

necessarily decided an intermediate issue.  But in this  case

the special verdict  form and reasonable inference  indicates

that several "facts"  were determined by  the jury on  counts

                            -11-
                                        -11-


other 
                 than 
                      ADEA: 
                           (1) 
                               that Biggins was fired, (2) that the stock

had been promised to him, and  (3) that (in the words of  the

verdict form) "defendants wrongfully discharged plaintiff  in

order to deprive plaintiff of the promised stock compensation

. . . ."

     At 
                   the 
                       new 
                          trial, 
                                 the 
                                     jury was instructed that Biggins had

been  fired, so that is out of  the case.  But on the  second

issue Biggins says  that the Hazens relitigated the issue  of

whether 
                   they 
                       had 
                           promised him stock, and that appears to be the

case.   A  good  argument can  be  made that  under  standard

collateral estoppel doctrine, the Hazens should not have been

allowed 
                   to 
                      relitigate the issue whether "in fact" Thomas Hazen

had promised the stock  to Biggins, a point about which  both

Biggins and Hazen told largely inconsistent stories.

     Yet 
                    if 
                       there 
                            was 
                                error, 
                                       we regard it as harmless.  Whether

the stock was  promised has little relevance to the  question

whether the  Hazens engaged in  age discrimination when  they

fired Biggins.   Biggins argues that the Hazens purported  to

fire him  because  he  refused to  sign  the  confidentiality

agreement 
                     and 
                        therefore
                                  
                                  the stock promise was relevant, Biggins

having 
                  offered 
                          to 
                            sign 
                                 in exchange for the promised stock.  But

Biggins' 
                    refusal to sign does not vanish as a plausible motive

for the  Hazens,  regardless  of whether  stock  was  wrongly

withheld.

                            -12-
                                        -12-


     Obviously  the Hazens  wanted to  relitigate the  stock-

promise issue, and Biggins to foreclose relitigation, because

the Hazens look  worse--from the standpoint of  character--if

they were welshing on a promise and Biggins looks worse if he

were making  new  demands.   But  character evidence  is  not

normally admissible  to show conformity  therewith.  Fed.  R.

Evid. 
                 404(a).  Thus, the permissible use of the evidence about

the promise  was very limited  so far as  the ADEA claim  was

concerned; properly used,  it added  useful context,  nothing

more.

     Turning to the third "fact" in issue, we reject Biggins'

claim  that the jury  should have been  told that the  Hazens

fraudulently discharged Biggins  to deprive  him of  promised

stock. 
                   
                   How 
                      such 
                           an 
                              instruction would be understood is unclear:

the Hazens say that (by supplying a different motive) it cuts

against Biggins'  current  claim that  he was  discharged  on

account 
                   of 
                      age; 
                          on 
                             the 
                                 other hand, Biggins would obviously have

liked the  new jury to hear  the terms "fraud" and  "wrongful

discharge" as a dual motive.

     The 
                    problem 
                            the 
                               jury 
                                    confronted on retrial was to sort out

any age discrimination motive in the tangle of other possible

motivations,  including  perceived  disloyalty,  compensation

quarrels, and the like.  We think that it would badly distort

matters to tell the jury  that in carrying out this task,  it

must accept that the Hazens' motivation in firing Biggins was

                            -13-
                                        -13-


wrongful or fraudulent.   The glare from such an  instruction

would distort any effort to distinguish shadows or shades  in

the Hazens' actual motivation.  See Fed. R. Evid. 403.4

     In 
                   sum, 
                        there was no prejudicial error in this challenged

refusal 
                   to 
                      apply collateral estoppel.  We thus need not decide

whether, even on  the opposite assumption, it would make  any

sense to reverse here.   After all, the issues have now  been

relitigated, collateral estoppel  is a  doctrine of  judicial

economy, 
                    and 
                        one 
                           might 
                                 wonder whether--assuming no other error-

-such 
                 an 
                    objective would be served by a third trial.  Cf. Lama

v. Borras,  16 F.3d 473,  476 n.5 (1st  Cir. 1994) (court  of

appeals 
                   will 
                        not 
                           review 
                                  denial of summary judgment motion after

a full trial and an adverse jury verdict).

                             IV.

     In addition to the two large claims of error--the attack

on 
              the 
                  en 
                    banc 
                         order 
                               and 
                                   the collateral estoppel claim--Biggins

makes  six shorter claims  of trial error  and also seeks  to

resurrect the contract claim found insufficient by the  first

panel opinion.   Only the contract claim  and one of the  six

claimed 
                   trial errors require any discussion; the other alleged

errors 
                  are 
                      fairly 
                            raised 
                                   but are answered by the Hazens and are

of no general interest.

         4Biggins also argues that the second jury should  have
been told that at the prior  trial, Biggins had been found to  be
loyal.  There is no indication from the special verdict that  the
first jury made a generic finding of "loyalty."

                            -14-
                                        -14-


     Biggins' 
                         strongest 
                                  claim 
                                        of error, which we do address, is

that 
                the 
                    district court on retrial erred by excluding evidence

of 
              his 
                  pension 
                         status 
                                and the Hazens' effort to deprive Biggins

of  his unvested  pension  plan  benefits  upon  termination.

Biggins 
                   says 
                       that 
                            without this information, the jury was misled

by the  Hazens' effort  at the  second trial  to portray  the

company 
                   as 
                      a 
                       generous 
                                employer willing to provide such benefits

for Biggins.

     The 
                    Hazens 
                           argue 
                                that 
                                     the attempted pension termination is

irrelevant: 
                       they 
                           say 
                               that Biggins can collect only once for the

wrongful  termination  of his  pension,  and  this  loss  was

compensated 
                       by the earlier award on the ERISA count.  But that

is  beside the point:   facts underlying  one claim could  be

pertinent to  a different  claim, regardless  of whether  the

former 
                  claim 
                        had been satisfied.  Still, the Hazens also argue

that 
                in 
                   this 
                        instance the Supreme Court expressly decided that

interference with pension vesting is not age discrimination.

     Actually, 
                          the Supreme Court reserved the possibility that

pension  evidence might  occasionally be  relevant where  the

employer is shown consciously  to equate pension status  with

age, Hazen Paper  Co., 507 U.S. at  612-613; but that is  not

Biggins' argument here.  Rather, what Biggins wanted the jury

to infer from  the pension interference  finding is that  the

Hazens are  not as nice as they claim to be.  Again, this  is

largely 
                   forbidden character evidence, although the trial court

                            -15-
                                        -15-


has some latitude since  the evidence can also be treated  as

context.

     Still,  in regard  to  age discrimination,  the  Hazens'

generosity vel  non  is at  best  marginally relevant.    The

district  court had every  reason to worry,  in light of  the

Supreme Court and en banc decisions, that undue attention  to

pension termination would prompt yet another reversal.   Even

if 
              some 
                   narrow 
                         path 
                              could have been followed--e.g., by limiting

instructions--the district court was within its discretion in

declining to do so.   See United States v. Houlihan, 92  F.3d

1297 (1st Cir. 1996), cert. denied, 117 S. Ct. 963 (1997).

     Biggins' other claim relates to his post-verdict motion.

Following the second trial, Biggins filed a motion to  reopen

the adverse judgment on the contract claim, relying upon Fed.

R. Civ. P. 60(b)(6), which permits the court to undo a  final

judgment.    His  claim was  that  a  recent  state  decision

undermined 
                      the 
                         panel's 
                                 earlier rejection of the contract claim.

The district court denied the motion.

     To understand this Rule 60(b) claim, one must return  to

the 
               original 
                       proceedings.  In the first trial, the jury awarded

Biggins 
                   about 
                        $267,000 
                                 on his breach of contract claim; Biggins

claimed that the  company's "employee  handbook" comprised  a

contract  under  Jackson  v.  Action  for  Boston   Community

Development, Inc.,  525  N.E.2d 411  (Mass. 1988),  and  that

protections it afforded against discharge had been denied  to

                            -16-
                                        -16-


him.   Jackson had  held that "on  proper proof, a  personnel

manual can be shown to form the basis of [such] an express or

implied contract."  525 N.E.2d at 414.  

     On the first  appeal, the panel  set aside the  contract

claim award.  The panel noted that there was no evidence that

the  handbook  had  been  incorporated  into  a  contract  by

negotiation or that either Biggins or the company had treated

the handbook as a contract  between them.  953 F.2d at  1423.

The 
               panel 
                     held that a judgment n.o.v. should have been granted

and 
               vacated 
                       the 
                          award. 
                                  
                                  That disposition, like the several jury

awards to  Biggins that were  not further  challenged by  the

Hazens, became final.

     In the  Rule 60(b) motion,  Biggins argued  that a  more

recent decision of the state's highest court, O'Brien v.  New

England Telephone & Telegraph Company, 664 N.E.2d 843  (Mass.

1996), conflicts  with the panel's  earlier treatment of  the

contract 
                    issue in 1992.  We agree that the panel's disposition

of the contract  claim might have been different had  O'Brien

been 
                decided 
                        earlier: 
                                 
                                 its tone and language are more favorable

to such  recoveries than Jackson.   While there is no  direct

contradiction, O'Brien is  a gradual  extension of  precedent

(Jackson
                    
                    was 
                       itself 
                              an 
                                 extension of an earlier case) typical of

common-law jurisprudence.  

     Yet the case law is  very hostile to using a mistake  of

state 
                 law, 
                      still less a change in state common law, as grounds

                            -17-
                                        -17-


for a motion to reopen a final judgment under Rule  60(b)(6).

  though                               cf. Polites v.  United

States
                 , 
                   364 
                       U.S. 426, 433 (1960), there is good sense--as well

as much precedent--to make this the rarest of possibilities.5
            Al       the door is not quite closed, 

Decisions constantly  are  being  made by  judges  which,  if

reassessed in light of later precedent, might have been  made

differently; but a final judgment normally ends the quarrel.

     Indeed, the common  law could not safely develop if  the

latest 
                  evolution in doctrine became the standard for measuring

previously 
                      resolved 
                              claims.  The finality of judgments protects

against 
                   this 
                        kind of retroactive lawmaking.  Admittedly, there

is some arbitrariness  (e.g., "new law"  is applied in  cases

still 
                 on 
                    direct 
                          appeal); 
                                   but, by the same token, Jackson itself

had not been decided  when the Hazens first handed out  their

employee handbook.

     Biggins says that the abuse of discretion standard under

Rule 60(b) should not shield the district court in this case,

since  that  court may  have  thought  itself  disabled  from

reconsidering the panel's holding on the contract award.  But

absent extraordinary circumstances, we would think it dubious

practice 
                    to 
                       reopen a final judgment under Rule 60(b)(6) solely

because of later precedent pointing in a different direction.

  
              
               
                
                 
                  
                   
                    
                     
                     5Se
                        e, e.g., Batta v. Tow-Motor Forklift Co., 66 F.3d
743, 
                750 
                    (5th 
                        Cir. 
                             1995), cert. denied, 116 S. Ct. 1851 (1996);
Overbee v. Van Waters &  Rogers, 765 F.2d 578, 580 (6th  Cir.
1985); 
                  Seese
                        
                       v. 
                          Volkswage
                                   nwerk A.G., 679 F.2d 336, 337 (3d Cir.
1982).

                            -18-
                                        -18-


The fact that a different  claim in this case is still  alive

does not comprise an extraordinary circumstance.

     The Hazens' cross-appeal is a challenge to the  district

court's award of  attorney's fees.  To understand the  issues

requires 
                    us 
                       to retrace several steps, beginning again with the

first  trial.  After  that trial, the  district court in  two

stages 
                  awarded Biggins a total of about $207,000 in fees (plus

costs), reflecting Biggins' success on both the ADEA and  the

ERISA claims. 

     Attorney's 
                           fees 
                               are 
                                   mandatory for the successful plaintiff

under the ADEA and  permissible under ERISA, see 29 U.S.C.  S

626(b); 
                   29 
                      U.S.C. S 1140; as to the latter, the district court

exercised its discretion in favor of an award.  No such  fees

were available  for the  common-law claims  on which  Biggins

recovered substantial damages, namely, fraud and discharge in

violation of contract.  The award for the two federal  claims

was based upon straight time and upon hourly rates not now in

issue.

     After   the   first   panel   opinion,   Biggins--having

successfully defended his  verdicts on both federal  claims--

sought an additional  award of attorney's fees and costs  for

appellate work.   In March  1992, the  panel awarded  Biggins

additional fees of  just under $72,000.   There followed  the

Supreme Court remand of  the ADEA claim and the second  panel

                            -19-
                                        -19-


opinion where Biggins, again successful on that claim, sought

further attorney's fees in November 1993.

     However, 
                         in 
                            June 1994, the en banc court vacated the ADEA

award, ordering a new trial.  In a companion order, the panel

declined 
                    to 
                       award any additional fees for the first appeal, as

sought by Biggins,  and said that  the remainder of  Biggins'

application for additional fees had been rendered moot by the

en banc order.  The case then returned to the district  court

where the new trial occurred in April 1996.  

     After 
                      the 
                          second 
                                trial, 
                                       Biggins sought to execute judgment

on 
              the 
                  prior 
                        awards of attorney's fees (just over $207,000 for

the 
               first 
                     trial 
                          and 
                              almost  $72,000 for the first appeal).  The

Hazens, by contrast, moved under Fed. R. Civ. P. 60(b)(5)  to

reopen the  judgment and reduce  the previously awarded  fees

because 
                   Biggins was no longer the prevailing party on the ADEA

claim. 
                   
                   In 
                     July 
                          1996, 
                                the district court resolved the matter in

a detailed memorandum, pointing  out that he was  "intimately

familiar" with the case.

     The district judge  agreed with the Hazens that the  fee

award resulting  from the first  trial should be  reexamined,

since 
                 one 
                     predicate (the ADEA award) had now been undone.  See

Mother 
                  Goose 
                       Nursery 
                               Schools, Inc. v. Sendak, 770 F.2d 668, 676

(7th Cir. 1985), cert. denied, 474 U.S. 1102 (1986).  But the

district judge  disagreed  with  the Hazens  that  a  drastic

reduction was warranted.   He concluded that subtracting  the

                            -20-
                                        -20-


ADEA claim from the first trial would not have  substantially

reduced 
                   the 
                       amount of time needed to prepare and try the ERISA

claim on which Biggins had conclusively prevailed.  He  ruled

that  a 20  percent reduction  was warranted  and awarded  80

percent of the original $207,000 figure to cover the original

trial.

     The 
                    district 
                             court declined to alter the panel's award of

almost $72,000 for the first appeal; that appeal, it will  be

remembered, had resulted in affirmance of the ADEA and  ERISA

awards, 
                   but 
                       the 
                          ADEA 
                               award had later been undone.  The district

court 
                 said 
                      that this court had likely considered the matter of

a 
             reduction 
                       when it remanded for a new trial, and in any case,

that award was the court of appeals' business.

     Accordingly, 
                             the 
                                district court entered a revised judgment

covering 
                    the 
                        entire attorney's fees award in both courts.  The

total is about $237,700, apart  from costs.  It is from  this

judgment that the  Hazens have now cross-appealed,  objecting

both 
                to 
                   the 
                      modesty 
                              of 
                                 the 20 percent reduction in the district

court fee and the refusal to reduce at all the amount awarded

by this court for appellate work.

     The district  judge's refusal to  order more  than a  20

percent reduction is easily sustained.  Most of this case has

focused throughout on a central event, Biggins' firing, in an

effort  to  appraise  the  Hazens'  reason  or  reasons;  but

motivation had to be discerned through examination of several

                            -21-
                                        -21-


controversies
                         that had enveloped the parties and led up to the

firing, including Biggins' other ventures and claim to  stock

ownership.

     A 
                  trial 
                        of 
                           the firing and related background events would

have been  quite extensive,  and probably  pretty similar  in

contour, even  if Biggins  had brought  only one  of the  two

federal 
                   claims. 
                            
                           Indeed, 
                                   the second trial was nominally limited

to  the  ADEA  claim,  but  its  duration  and  breadth  were

considerable.   The commonality  of issues  has already  been

noted, in the Hazens' favor, sustaining their evidence as  to

background matters in the second trial.

     In 
                   all 
                       events, 
                              the 
                                  Hazens make no effort to show in detail

that 
                the 
                    20 
                      percent 
                              reduction understates the time savings from

(hypothetically) eliminating the  ADEA claim  from the  first

trial.  Instead, they rely mainly upon doctrine, namely, that

where 

     a plaintiff has  achieved only  partial or  limited
     success, 
                         the 
                             product of hours reasonably expended on
     the litigation as a whole times a reasonable hourly
     rate may be an  excessive amount. . . . even  where
     the plaintiff's claims were interrelated . . . .  

Hensley v. Eckerhart, 461 U.S. 424, 436 (1983).  

     We 
                   say 
                       "mainly" 
                               because 
                                       the Hazens also try to make use of

Biggins' earlier attempt, in resisting a remand, to  minimize

the importance of the ERISA claim in the first trial.  It  is

true 
                that 
                     Biggins called the claim little more than "a blip on

the screen" but, of course, the en banc court disagreed  with

                            -22-
                                        -22-


him.  Catching up counsel on past rhetoric is sometimes fair,

but 
               not 
                   in 
                      the present situation where the  blip  argument was

so clearly unsuccessful exaggeration.

     This  brings us  back  to Hensley.    Of course,  it  is

sometimes 
                     appropriate 
                                to 
                                   discount for failed or non-compensable

claims 
                  where 
                        they 
                            cannot 
                                   be neatly segregated from a successful

compensable one.  But  the district court did discount by  20

percent for the failed  ADEA claim; and it took the  original

$207,000 
                    award as already reduced to account for time spent on

state claims that would not have been needed for the  federal

claims.  The former adjustment is obvious; and if the  latter

assumption is an error, the Hazens have not shown it.

     Finally, 
                         we 
                            come 
                                to 
                                   the 
                                       district court's refusal to reduce

the award of almost $72,000 made by this court for the  first

appeal. 
                    
                    Biggins 
                           says 
                                that this award is no longer open because

the Hazens did  not ask for  a reduction at  the time of  the

remand; 
                   the 
                       Hazens say, we think with some justification, that

such a reduction request would have been premature since  the

possibility remained that Biggins would still prevail on  the

ADEA claim at the second trial.

     But this  court is not  inclined to  reopen its  earlier

$72,000 award.  In theory, the Hazens have a claim that  time

spent on  the first  appeal  as to  the ADEA  issue--among  a

considerable number of other issues--ought to be  subtracted.

But 
               one 
                   may 
                      doubt, 
                             at 
                                least here, whether much discernable cost

                            -23-
                                        -23-


is added  by writing  more pages  in an  appellate brief,  to

address one more issue with which counsel is already familiar

after an extensive trial.  

     In 
                   refusing 
                            to 
                              reopen 
                                     the earlier award, we also take into

account two  other factors: that  the original panel  earlier

refused 
                   to 
                     enlarge 
                             Biggins' award, despite his offer of further

time 
                records, and that this panel has no intention of making a

further  award to  Biggins  for time  he  has just  spent  in

defending 
                     his 
                        attorney's 
                                   fee judgment (although it too could be

the 
               subject 
                       of an award in this court's discretion).  From our

standpoint, this case is now over.

     Affirmed.

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                                        -24-