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Merritt v. Dillard Paper Company

Court: Court of Appeals for the Eleventh Circuit
Date filed: 1997-08-29
Citations: 120 F.3d 1181
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232 Citing Cases
Combined Opinion
                                  United States Court of Appeals,

                                          Eleventh Circuit.

                                            No. 96-6247.

                               Harry MERRITT, Plaintiff-Appellant,

                                                  v.

                      DILLARD PAPER COMPANY, Defendant-Appellee.

                                            Aug. 29, 1997.

Appeal from the United States District Court for the Northern District of Alabama. (No. CV-94-B-
1606-S), Sharon Lovelace Blackburn, Judge.

Before CARNES, Circuit Judge, and HENDERSON and GIBSON*, Senior Circuit Judges.

       CARNES, Circuit Judge:

       Congress enacted as part of Title VII an anti-retaliation provision that prohibits an employer

from taking action against an employee, "because he has ... participated in any manner" in another

employee's Title VII proceeding. 42 U.S.C. § 2000e-3(a). At least as we are required to view them

at this stage, the facts are that another employee filed a Title VII lawsuit against the employer

alleging sexual harassment, and the plaintiff-employee in the present case was fired because he gave

deposition testimony in that other lawsuit which was unfavorable to the employer. Those facts

would seem to describe a clear cut violation of the anti-retaliation provision, but there is a twist.

       The twist is that the plaintiff-employee in this case who was fired for giving the deposition
testimony in the other lawsuit was himself one of the sexual harassers, he was opposed to the

position of the Title VII plaintiff in the lawsuit in which he gave the deposition testimony, and he

did not testify voluntarily. The district court held that these unusual facts took this case outside the

scope of the anti-retaliation provision. Faced with the broad and unequivocal language of that

provision, we disagree.
                           I. FACTS AND PROCEDURAL HISTORY



   *
    Honorable Floyd R. Gibson, Senior U.S. Circuit Judge for the Eighth Circuit, sitting by
designation.
        "In reviewing a grant of summary judgment, we view all the evidence in the light most

favorable to the party opposing the motion," Harris v. H & W Contracting Co., 102 F.3d 516, 518

(11th Cir.1996), in this case Merritt. The "actual" facts, as nearly as our system of justice can

determine them, will be decided at trial. For that reason, "what we state as "facts' in this opinion for

purposes of reviewing the ruling[ ] on the summary judgment motion[ ] may not be the actual facts."

Swint v. City of Wadley, 51 F.3d 988, 992 (11th Cir.1995). "They are, however, the facts for the

present purposes, and we set them out below." Id.

        Harry Merritt worked as a sales representative at Dillard Paper Company's Birmingham

office. By all accounts, the atmosphere of the workplace was not entirely professional and

sometimes was downright crude. Employees, both male and female, told off-color jokes and made

sexually explicit comments. Banter among employees included profanity, sexual propositions, and

comments on sexual prowess. Sexually suggestive cartoons and sexually explicit articles circulated

around the office. Merritt participated fully in those activities.

        Approximately a year and a half after Janet Moore joined Dillard's Birmingham office as the

receptionist, she began complaining to Roland Webb, the vice president and general manager of the

Birmingham office, about what she perceived to be sexually harassing activity. Following several

complaints from Moore, a meeting of all the men in the office was held in January 1991. Webb told

them there had been complaints of sexual harassment in the office and that whoever was involved
needed to clean up his act. Despite that warning, Merritt admits to making at least one sexually

explicit comment after the meeting.

        The month after the January 1991 meeting, Moore filed a charge with the EEOC alleging that

she had been subjected to sexual harassment, and she subsequently initiated a Title VII lawsuit

claiming hostile environment sexual harassment. Counsel for Dillard took Moore's deposition in

that lawsuit in May 1992. In her deposition, Moore testified that five men—Webb, Merritt, and

three other salesmen—engaged in a variety of sexually harassing activity, including telling off-color

jokes, liberal use of profanity, sexual propositions, and inappropriate and unauthorized touching.


                                                   2
       The five alleged harassers also were deposed. No subpoenas were issued to compel their

appearance, but Dillard made the men available and told them when and where to show up for their

depositions. Merritt's deposition was taken on June 25, 1992. In it Merritt said he could not

remember many of the events Moore was complaining about, and he flatly denied that others had

occurred. However, Moore admitted under oath some of the sexually harassing conduct of which

Moore complained. He also described Moore as a willing participant in the office's bawdy

atmosphere and expressed the opinion that her lawsuit was unfounded.

       In January 1993, shortly before trial, Dillard and Moore reached a settlement. After the

settlement, Dillard's president, Geoffry Clark, turned his attention to disciplining the five alleged

harassers. In order to determine who to discipline and what discipline to impose, Clark read the

deposition summaries of all the witnesses in the Moore case (with the exception of Moore's

physicians). Clark did not conduct or rely upon any independent investigation of alleged harassment

in the Birmingham office, nor did he talk to any of the employees in that office.

       Clark decided that the five alleged harassers deserved different levels of discipline. Merritt

was terminated. Webb, who had recently been transferred to a Dillard office in North Carolina, was

terminated, also. One of the other salesmen was suspended for two weeks without pay and was

denied an annual salary increase. The other two salesmen received reprimands.

       Merritt was terminated on February 11, 1993, when Clark came to Dillard's Birmingham
office to inform the four alleged harassers remaining there of his decisions. Clark met with Merritt

and explained to Merritt that he was personally embarrassed over the case, and said that if the case

had gone to trial, "we would have lost Dillard Paper Company." According to Merritt, Clark further

stated: "Your deposition was the most damning to Dillard's case, and you no longer have a place

here at Dillard Paper Company."

       Following his termination, Merritt filed a charge with the EEOC, alleging that Dillard had

retaliated against him because of the deposition testimony he gave in Moore's case. After receiving




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his right-to-sue letter, Merritt initiated this lawsuit alleging violation of 42 U.S.C. § 2000e-3(a), the

anti-retaliation provision of Title VII.

        The district court granted summary judgment for Dillard based upon its holding that Title

VII's anti-retaliation provision does not protect those who participate in another's case involuntarily

and without any intent or desire to assist, as Merritt did in Moore's lawsuit. Alternatively, the court

held that even if Merritt's participation in the deposition was protected activity, Dillard was

nonetheless entitled to summary judgment. The court reasoned that there was no direct evidence

of retaliatory motive, and that any prima facie case of retaliation had been met by Dillard's

articulated non-retaliatory motive—firing a sexual harasser—which, the court thought, Merritt had

failed to rebut. Merritt appealed.
                                   II. STANDARD OF REVIEW

        We review a grant of summary judgment de novo, using the same legal standard as the

district court. See, e.g., Mayfield v. Patterson Pump Co., 101 F.3d 1371, 1374 (11th Cir.1996)

(citation omitted).
                                           III. DISCUSSION

                  A. THE SCOPE OF THE ANTI-RETALIATION PROVISION

        The district court did not hold, and Dillard does not contend, that sexual harassers are per

se excluded from the scope of 42 U.S.C. § 2000e-3(a), the anti-retaliation provision of Title VII.

Instead, the district court stated: "It is entirely conceivable that the day will come when a

discriminator or harasser crosses the line from denials with grudging admissions to willing

disclosure and assistance and by doing so could be regarded as having participated "in the process

of vindicating civil rights through Title VII.' " However, the district court held that, "[i]t could not

rationally be concluded that this plaintiff participated in the process of vindicating Ms. Moore's civil

rights," because he did not voluntarily participate, was personally opposed to her position in the

lawsuit, and only reluctantly gave answers that were helpful to her side of the case.




                                                   4
       An examination of the record bears out the district court's characterization of the nature of

Merritt's participation in Moore's lawsuit. Merritt did nothing that assisted Moore in her lawsuit

other than give the deposition. He never volunteered to be a witness for Ms. Moore, and he did not

voluntarily attend the deposition and testify; his supervisor told him when and where to show up

for it. As the district court observed, during Merritt's deposition he was essentially defending

himself against Ms. Moore's claims that he was one of the employees who had sexually harassed her.

In his deposition in the present case, Merritt stated that he was displeased that Dillard had settled

with Ms. Moore, and gave his opinion that he had not violated Dillard's policy against sexual

harassment.

       In his deposition in Moore's case against Dillard, Merritt also testified that, in his opinion,

Ms. Moore had not been sexually harassed. When asked in that deposition if he had made any

statements concerning sexual organs or sexual acts to any of the female employees, Merritt first

testified that the only thing he could remember saying was "scratch my nuts," which he admitted

saying to Moore on a number of occasions. Moore's attorney had to engage in what the district court

accurately characterized as "a significant amount of further inquiry" to elicit evidence of additional

misconduct by Merritt. Despite Merritt's lack of candor and reluctance, Moore's attorney through

further questioning did succeed in extracting from Merritt deposition testimony useful to Moore in

proving her Title VII claim. The district court listed that testimony as follows:
               "Occasionally I'd say mark me out, bitch."

               In connection with a fishing trip, he told her "I guarantee you can come back with
       a red snapper."

              After talking with a customer on the telephone, he said to her, "Janet, he sure is taken
       with you, why don't you take care of him sometime."

               He probably has communicated jokes containing sexual content to female employees.

               He "shared" an article about oral sex with Gencie McCann.

               He possibly has made reference to a female employee's private parts directly to her.

               He made the statement to Gencie McCann "I had a dream about you last night and
       it was so good I feel I owe you money."

                                                  5
               It is possible he said to Janet Moore in the presence of another person, "Janet, why
       don't you feel my nuts."

               In answer to the question "Have you ever made the statement to Janet Moore, ooh,
       baby, I love it when you talk mean to me," he testified "That sounds like something I could
       have said." He probably has said that to other female employees also.

              In answer to the question "Did you ever recently go into an office where Teresa
       Cummings was located and immediately close the door, then reopen the door and make the
       statement was it as good for you as it was for me, he replied, "Could have.' "

(Citations to deposition omitted) As is apparent from that listing, Merritt's deposition testimony

provided building blocks Moore could use to construct a winning hostile environment case against

Dillard. Indeed, the President of Dillard, who authorized the settlement of Moore's lawsuit,

characterized Merritt's deposition testimony as "the most damning to Dillard's case."1

        Therefore, what we have is a case of an employee who involuntarily participated in a Title

VII proceeding by reluctantly giving deposition testimony which, in spite of his own personal

wishes, assisted the claimant. We must decide whether that type of participation and testimony falls

within the scope of the anti-retaliation provision, which provides:

       It shall be an unlawful employment practice for an employer to discriminate against any of
       his employees ... because he has opposed any practice made an unlawful employment
       practice by this subchapter, or because he has made a charge, testified, assisted, or
       participated in any manner in an investigation, proceeding, or hearing under this subchapter.

42 U.S.C. § 2000e-3(a).       This provision has two components, an opposition clause and a

participation clause. See Payne v. McLemore's Wholesale & Retail Stores, 654 F.2d 1130, 1135 (5th
Cir. Unit A Sept.1981). Merritt obviously can find no refuge under the opposition clause, because

he did not oppose in any sense of the word the sexual harassment Moore suffered. To the contrary,

he inflicted some of it. For that reason, Merritt relies solely on the participation clause, contending

that he "testified ... or participated in any manner in an investigation, proceeding, or hearing."



   1
    Merritt has testified under oath in the present case that Clark made that statement when firing
him. Clark and another official of the company who was present deny it, and Dillard has
submitted notes taken contemporaneously with the meeting that do not mention the statement.
However, as we explained earlier, for present purposes we are required to resolve all evidentiary
disputes in favor of Merritt.

                                                  6
        The district court rejected Merritt's argument, reasoning that because he had not voluntarily

assisted in Moore's suit, he did not participate in a Title VII proceeding within the meaning of the

statutory language. The district court's factual premise stacks up well against the evidence, but its

legal premise, that involuntary participation and unwilling assistance are not conduct protected from

retaliation, will not stand up against the statutory language.

        In construing a statute we must begin, and often should end as well, with the language of the

statute itself. See Good Samaritan Hosp. v. Shalala, 508 U.S. 402, 409, 113 S.Ct. 2151, 2157, 124

L.Ed.2d 368 (1993); see also Bailey v. United States, --- U.S. ----, ----, 116 S.Ct. 501, 506, 133

L.Ed.2d 472 (1995). As the Supreme Court has admonished, "We have stated time and again that

courts must presume that a legislature says in a statute what it means and means in a statute what

it says there." Connecticut Nat'l Bank v. Germain, 503 U.S. 249, 253-54, 112 S.Ct. 1146, 1149, 117

L.Ed.2d 391 (1992); see also, e.g., United States v. LaBonte, --- U.S. ----, ----, 117 S.Ct. 1673, 1677,

137 L.Ed.2d 1001 (1997) ("We do not start from the premise that this language is imprecise.

Instead, we assume that in drafting this legislation, Congress said what it meant."). "When the

words of a statute are unambiguous, then, this first canon [of statutory construction] is also the last:

judicial inquiry is complete." Connecticut Nat'l Bank, 503 U.S. at 254, 112 S.Ct. at 1149 (internal

quotation marks omitted).

        The anti-retaliation provision is straightforward and expansively written. Congress chose
the language "testified" and "participated in any manner" to express its intent about the activity to

be protected against retaliation. The word "testified" is not preceded or followed by any restrictive

language that limits its reach. As to "participated in any manner," the adjective "any" is not

ambiguous; it has a well-established meaning. Earlier this year, the Supreme Court explained,

"Read naturally, the word "any' has an expansive meaning, that is, "one or some indiscriminately

of whatever kind.' " United States v. Gonzales, --- U.S. ----, ----, 117 S.Ct. 1032, 1035, 137 L.Ed.2d

132 (1997) (citation omitted). Here, as in Gonzales, "Congress did not add any language limiting

the breadth of that word," so "any" means all. See id.


                                                   7
       By giving deposition testimony, albeit reluctantly, Merritt "testified" in Moore's Title VII

proceeding. Merritt was asked questions about whether certain sexually harassing activity occurred,

and he gave answers under oath. Simply put, that is how one testifies. By the same token Merritt

also "participated" in Moore's Title VII proceeding. One who has participated as a reluctant

deponent has "participated in any manner," i.e., in the manner of a reluctant deponent. Thus Merritt

"testified" and "participated in any manner" in Moore's Title VII lawsuit. See Pettway v. American

Cast Iron Pipe Co., 411 F.2d 998, 1006 n. 18 (5th Cir.1969) (noting "exceptionally broad

protection" afforded by Title VII's inclusion of assistance and participation in any manner); see also

Johnston v. Harris County Flood Control Dist., 869 F.2d 1565, 1571-73 (5th Cir.1989) (affirming

judgment on retaliation claim where plaintiff testified in coemployee's administrative hearing

concerning charge of discrimination); Truelove v. Trustees of Univ. of Dist. of Columbia, 744

F.Supp. 307, 313 (D.D.C.1990) (holding that protected activity includes testifying in federal court

in another employee's discrimination case). Cf. Smith v. Georgia, 684 F.2d 729, 730, 733 (11th

Cir.1982) (recognizing as "undisputed" district court's holding that plaintiff made out prima facie

case where he testified at coemployee's sex discrimination grievance hearing).

       The district court thought that Title VII's anti-retaliation provision does not cover an

involuntary witness who is opposed to the claimant's position, because that provision was designed

to protect those who "aid" and "assist" Title VII claimants. There are two insurmountable problems
with that reasoning. First, whatever design might be perceived behind the provision, the actual

design put forward through the language of the provision does not require that the testimony or other

participation aid or assist the claimant. Instead of making assistance to the claimant a prerequisite

for protection against retaliation, Congress chose to make assistance only one of four alternative

means of qualifying for such protection. Congress prohibited retaliation against anyone who "made

a charge, testified, assisted, or participated in any manner." 42 U.S.C. § 2000e-3(a) (emphasis

added). Under the plain language of the provision, those who testify or otherwise participate in a




                                                  8
Title VII proceeding are protected from retaliation for having done so, even if it turns out they were

not of any assistance to the Title VII claimant.

       The second problem with the district court's reasoning is that it equates the objective effect

of participation—whether it aids or assists a claim—with the subjective intent of the participant.

The assumption appears to be that an involuntary participant cannot be of any use to an enterprise.

That is no more true of conscripted deponents than it is of conscripted soldiers. Even if assistance

were a sine qua non for coverage under the anti-retaliation provision, a Title VII claimant can be

assisted as much or more by the testimony of a hostile co-employee from whom the truth must be

wrenched as by an employee who earnestly desires to help (but may not be in the position to do so).

The point is well illustrated in this case. He hated to do so, and he tried every way to avoid it, but

Merritt's reluctant deposition testimony did assist Moore in her claim against Dillard. Indeed, in the

words of Dillard's President, that testimony was "the most damning to Dillard's case." So, even if

assistance were a prerequisite to coverage under the anti-retaliation provision, Merritt did assist

Moore's lawsuit, even though it was against his wishes.

       The gist of the district court's holding and Dillard's position goes beyond the question of

assistance per se. The underlying proposition is that no conduct qualifies for protection under the

anti-retaliation provision unless it is done voluntarily for the purpose of assisting the claimant.

Congress could have crafted the statutory provision that way. But it did not. Congress said
"testified" and "participated in any manner," not "voluntarily testified" and "voluntarily

participated." There is no mention of motive in the statutory provision. Courts have no authority

to alter statutory language. We cannot add to the terms of Title VII's anti-retaliation provision what

Congress left out: the requirement of a good motive, a pure heart, a happy face.

       None of the authority cited by Dillard persuades us to the contrary. Dillard points to

McDonnell Douglas Corp. v. Green, 411 U.S. 792, 796, 93 S.Ct. 1817, 1821, 36 L.Ed.2d 668

(1973), for the proposition that the anti-retaliation provision "forbids discrimination against

applicants or employees for attempting to protest or correct allegedly discriminatory conditions of


                                                   9
employment." That statement from the facts and procedural history of the opinion is true as far as

it goes, but it does not require a different result in this case. McDonnell Douglas was concerned

solely with the opposition clause and left the participation clause out of its discussion of the

anti-retaliation provision. 411 U.S. at 796 n. 4, 93 S.Ct. at 1821 n. 4. The opposition clause by its

very nature focuses upon the motive of the employee, covering only one who "has opposed" any

practice which violates Title VII. By contrast, the participation clause, which is what the present

case is about, is not so limited. See Booker v. Brown & Williamson Tobacco Co., 879 F.2d 1304,

1312 (6th Cir.1989) (explaining how the participation clause provides wider and stronger protection

than the opposition clause). Whatever fetters McDonnell Douglas clamped onto the anti-retaliation

provision, they were put on the opposition clause only; the broad language of the participation

clause was left unfettered.

        Dillard also relies on Whatley v. Metropolitan Atlanta Rapid Transit Auth., 632 F.2d 1325,

1328 (5th Cir.1980), in which this Court's predecessor explained that "[section 2000e-3(a) ] is the

primary source of protection against retaliation for those who participate in the process of

vindicating civil rights through Title VII." This statement from Whatley, which is descriptive dictum

instead of a holding construing the anti-retaliation provision, is like the statement Dillard relies upon

from McDonnell Douglas. It is true insofar as it goes. But nowhere in Whatley does the court

confine anti-retaliation protection only to those who "vindicate" rights under Title VII. In fact, the
next sentence of the opinion talks of the "broad protection [ ] afforded to the participant." Id. (citing

Pettway, 411 F.2d at 1006 n. 18). Nothing in either McDonnell Douglas or Whatley restricts the

broad protection afforded by the plain language of the participation clause only to those who

volunteer in the war against discrimination.

        We finish up this part of our discussion by addressing two concerns that the district court had

about the "undesirable consequences" which would flow from interpreting the statute in the manner

in which we believe it must be interpreted. The first consequence the district court foresaw is that

such an interpretation "would mean that employers would be on dangerous ground in disciplining


                                                   10
or discharging employees who have engaged in discriminatory conduct or are believed in good faith

to have done so." The reason is that once such an employee responded to an EEOC investigation

or a lawsuit by making a statement or giving testimony, he would be protected from any retaliation

and would claim that any adverse employment action against him was retaliation. That set of

circumstances would, the district court feared, have a chilling effect on compliance with Title VII

by making employers more reluctant to fire sexually harassing employees like Merritt once they

have given a deposition or otherwise participated in a Title VII proceeding. While the district court's

reservation is a legitimate one, such policy concerns cannot alter our interpretation and application

of clear statutory language. Through its enactments Congress sets the federal policy of this nation

in the employment discrimination area as well as in other areas, and it is up to Congress to make

policy judgments about concerns such as this one. Once Congress has expressed its resolution of

such concerns in a statute, it is the duty of the courts to give effect to that resolution by applying the

statute according to its terms. We cannot refuse to give effect to the legislative will merely because

we think Congress has acted unwisely.

        Of course, if giving the words of a statute their plain and ordinary meaning produces a result

that is not just unwise but is clearly absurd, another principle comes into the picture. That principle

is the venerable one that statutory language should not be applied literally if doing so would produce

an absurd result. See, e.g., Rowland v. California Men's Colony, 506 U.S. 194, 200 & n. 3, 113 S.Ct.
716, 720 & n. 3, 121 L.Ed.2d 656 (1993); United States v. Oboh, 92 F.3d 1082, 1085 (11th

Cir.1996) (en banc) (citation omitted), cert. denied, --- U.S. ----, 117 S.Ct. 1257, 137 L.Ed.2d 337

(1997). Though venerable, the principle is rarely applied, because the result produced by the plain

meaning canon must be truly absurd before this principle trumps it. Otherwise, clearly expressed

legislative decisions would be subject to the policy predilections of judges.

        This is not a case where the absurd results principle is operative, because we cannot say that

application of the plain meaning of the anti-retaliation provision's language produces an absurd

result. Congress could well have decided that encouraging truthful testimony by even the sexual


                                                   11
harassers themselves was important enough to vindication of Title VII claims to justify whatever

deleterious effect it might have on the vigor with which employers discipline guilty employees.

Congress could well have decided that even with a broadly written anti-retaliation provision

employers would still have enough room and sufficient incentive to discipline miscreant employees.

We may not have made the same policy decision had the matter been ours to decide, but we cannot

say that it is absurd, ridiculous, or ludicrous for Congress to have decided the matter in the way the

plain meaning of the statutory language indicates it did.

       An admittedly extreme hypothetical will illustrate the point. Suppose an employee has been

guilty of sexually harassing another employee who, as a result, brings a Title VII lawsuit against the

employer. The miscreant employee is subpoenaed and with great reluctance testifies truthfully about

his misbehavior, thereby unwillingly assisting the victim with her Title VII lawsuit. Suppose further

that the employer makes it known to all his other employees that the reason that employee is being

fired is not his egregious sexually harassing behavior, but instead his truthful testimony under

subpoena. "We don't mind sexual harassment," the employer says, "after all, boys will be boys. But

one thing we will never tolerate is anyone stupid enough to admit it in sworn testimony that damages

the company. If you get caught and want to keep your job, you'd better lie." If we adopted Dillard's

position concerning the anti-retaliation provision, an employer could do just that. However, we

reject that position, because it is contrary to the plain statutory language, and it is not absurd to
believe Congress decided that the net effect of prohibiting such retaliatory policies and practices

would be to advance the goals of Title VII.

        Nothing we say is intended to imply that the anti-retaliation provision in Title VII prohibits

an employer from imposing discipline, including termination, on any employee who sexually

harasses or otherwise discriminates against other employees. The employer may take adverse action

against such an employee because of a feeling that justice demands it, or for the more parochial

reason of minimizing future liability, but not because the employee "testified, assisted, or

participated in any manner" in another employee's Title VII proceeding.


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       The second policy concern the district court had was that interpreting the anti-retaliation

provision as we have "would have the potential for inundating the federal judiciary with lawsuits

by employees alleging that they could not be disciplined or discharged for their wrongdoing"

because they had responded to an EEOC investigation or participated in a Title VII lawsuit. It is

within the authority of Congress to decide what federal causes of action should exist. Because

Congress has never shown an overarching concern about the size of federal court dockets, caseload

considerations do not provide a valid basis for questioning whether the statutory language at issue

in this case accurately reflects congressional intent. For good or ill, Congress has decided that

individuals who have "testified, assisted, or participated in any manner" in a Title VII proceeding

are entitled to protection from retaliation because of that participation, and we must make room on

our dockets for any resulting cases.

       In summary, neither Dillard's arguments nor the district court's reasoning convinces us that

Merritt's deposition testimony is outside the protection afforded by the plain language of the

anti-retaliation provision's participation clause. Merritt participated in Moore's Title VII lawsuit.

He testified as a witness. As a result, he was entitled to protection, although not from being fired

because of his sexually harassing behavior and its ill effects on the company. He was entitled to

protection only from retaliation against him because of his participation as a deponent. We turn now

to Dillard's argument, and the district court's holding, that Dillard was entitled to summary judgment
on the ground Merritt was fired because of his sexually harassing behavior, not his deposition

testimony.

                        B. DIRECT EVIDENCE OF DISCRIMINATION

        The district court held that even if Merritt's deposition testimony was protected activity,

Dillard was entitled to summary judgment anyway. The court based that alternative holding on its

belief that there was no direct evidence of discrimination, and that Merritt had failed to present

sufficient evidence to create a genuine issue of material fact that the legitimate reason Dillard gave

for terminating Merritt (his sexually harassing behavior) was pretextual. As we have held, "Where


                                                 13
the non-movant presents direct evidence that, if believed by the jury, would be sufficient to win at

trial, summary judgment is not appropriate even where the movant presents conflicting evidence."

Mize v. Jefferson City Bd. of Educ., 93 F.3d 739, 742 (11th Cir.1996). Accordingly, we turn to the

question of whether there was direct evidence of retaliation in this case.

        We have defined direct evidence as "evidence, which if believed, proves existence of fact

in issue without inference or presumption." Rollins v. TechSouth, Inc., 833 F.2d 1525, 1528 n. 6

(11th Cir.1987) (citation, emphasis and brackets omitted).            Evidence that only suggests

discrimination, see Earley v. Champion Intern. Corp., 907 F.2d 1077, 1081-82 (11th Cir.1990), or

that is subject to more than one interpretation, see Harris v. Shelby County Bd. of Educ., 99 F.3d

1078, 1083 n. 2 (11th Cir.1996), does not constitute direct evidence. In a long line of cases, this

Court has found direct evidence where "actions or statements of an employer reflect[ ] a

discriminatory or retaliatory attitude correlating to the discrimination or retaliation complained of

by the employee." Caban-Wheeler v. Elsea, 904 F.2d 1549, 1555 (11th Cir.1990). See Haynes v.

W.C. Caye & Co., Inc., 52 F.3d 928, 930 (11th Cir.1995) (holding that statement questioning

whether "sweet little old lady could get tough enough" to do job and statement that "a woman was

not competent enough to do this job" constitute direct evidence); Burns v. Gadsden State

Community College, 908 F.2d 1512, 1518 (11th Cir.1990) (holding that statement that "no woman

would be named to a B scheduled job" constitutes direct evidence); Caban-Wheeler, 904 F.2d at
1555 (holding that defendant's statement that program needed a black director constitutes direct

evidence); E.E.O.C. v. Alton Packaging Corp., 901 F.2d 920, 923 (11th Cir.1990) (holding that

general manager's statement that "if it was his company, he wouldn't hire any black people" and

production manager's statement that "you people can't do a thing right" constitute direct evidence);

E.E.O.C. v. Beverage Canners, Inc., 897 F.2d 1067, 1068 n. 3, 1072 (11th Cir.1990) (holding that

plant manager's constant barrage of racial slurs and statements such as "[t]hose niggers out there will

not get anywhere in this company" constitute direct evidence); Sennello v. Reserve Life Ins. Co.,

872 F.2d 393, 394, 395 (11th Cir.1989) (holding that statement that "we can't have women in


                                                  14
management" constitutes direct evidence); Walters v. City of Atlanta, 803 F.2d 1135, 1141-42 (11th

Cir.1986) (holding that memorandum requesting a new list of candidates because "current register

... does not include any minority group representation" constitutes direct evidence); Wilson v. City

of Aliceville, 779 F.2d 631, 633, 636 (11th Cir.1986) (holding that mayor's statement that "he wasn't

gonna let no Federal government make him hire no god-dam nigger" constitutes direct evidence);

Thompkins v. Morris Brown College, 752 F.2d 558, 561, 563 (11th Cir.1985) (holding that college

president's statement that he saw no reason for a woman to have a second job and statement that

males had families and needs that female plaintiff did not constitute direct evidence); Miles v.

M.N.C. Corp., 750 F.2d 867, 874-75 (11th Cir.1985) (holding that plant manager's statement that

he wouldn't hire blacks because "[h]alf of them weren't worth a shit" constitutes direct evidence);

Bell v. Birmingham Linen Serv., 715 F.2d 1552, 1553, 1557 (11th Cir.1983) (holding that

supervisor's statement that he would not put woman in washerman position because "every woman

in the plant would want to go into the washroom" constitutes direct evidence); but see Harris, 99

F.3d at 1082, 1083 n. 2 (holding that statement that "under the circumstances we did not need to

employ a black at Thompson High School" open to more than one interpretation and thus not direct

evidence).

       As we have explained in the age discrimination context, the quintessential example of direct

evidence would be "a management memorandum saying, "Fire Earley—he is too old.' " Earley, 907
F.2d at 1081; see also, e.g., Rollins v. TechSouth, Inc., 833 F.2d 1525, 1528 n. 6 (11th Cir.1987)

(giving virtually identical example).

       Merritt contends that the record in this case contains a statement that constitutes direct

evidence of retaliatory motive. Specifically, Merritt points to Clark's statement that "[y]our

deposition was the most damning to Dillard's case, and you no longer have a place here at Dillard

Paper Company." It is uncontested that Clark, the president of Dillard, was a decisionmaker. It is

also uncontested that Clark took adverse employment action against Merritt: he was fired. As the

first clause in the compound sentence makes clear, Merritt was fired because of his deposition


                                                 15
testimony in Moore's case, which is participation in protected activity. Clark's statement conforms

to the general pattern of statements constituting direct evidence found in our race and gender

discrimination decisions.

       Dillard argues that Clark's statement is not direct evidence of discrimination, because it only

implies discrimination and accordingly is merely circumstantial evidence. We reject this argument.

We can discern no material difference between Clark's statement and a statement saying, "Fire

Earley—he is too old," which we have previously said constitutes direct evidence of discrimination.

Earley, 907 F.2d at 1081. The statement made in the present case is the equivalent of "Fire

Merritt—he gave the most damning deposition testimony."

       The direct nature of the evidence the alleged statement in this case provides can be illustrated

another way. Substitute for the explanatory introductory clause "Your deposition was the most

damning to Dillard's case" the following: "You are black." Is there any doubt that the statement

"You are black, and you no longer have a place at Dillard Paper Company" would be considered

direct evidence of discrimination? We think not. It is immediately obvious that the second clause

"you no longer have a place at Dillard Paper Company" is linked by the conjunction "and" to the

first clause "You are black" in such a way as to communicate cause and effect.

       Neither Dillard nor the district court offer any other interpretation of Clark's statement, any

explanation for what was meant if not that Merritt was being fired because his deposition testimony
damaged Dillard's position in the Title VII lawsuit. We conclude that there is no other reasonable

interpretation and that Clark's statement constitutes direct evidence of retaliation. Because we hold

that Merritt has presented sufficient direct evidence to survive summary judgment, we do not

address his McDonnell Douglas argument and whether he has presented evidence of pretext.

                                C. SOME CLOSING THOUGHTS

       We recognize that our holding allows a man who admitted to engaging in sexual harassment

to take his termination case to a jury. We are emphatically not holding, however, that an alleged

sexual harasser cannot be fired. In fact, it may be prudent for an employer to fire or otherwise


                                                 16
discipline a sexual harasser in order to avoid Title VII liability in the future. Merritt himself

concedes that Dillard could have fired him any time before his deposition. We go further than that.

Dillard could have fired Merritt after he gave his deposition testimony, as well, so long as it did not

fire him because he "testified, assisted, or participated in any manner" in a Title VII investigation

or proceeding.

       We do not think that the anti-retaliation provision puts an employer in a no-win situation,

where it will be held liable whether or not it disciplines a sexual harasser—liable now if it does, or

liable in the future if it does not. Employers can discipline their employees for any reason not

prohibited by Title VII and its anti-retaliation provision, and they certainly can discipline employees

for sexually harassing behavior. We believe that in virtually every case where an employer

disciplines an employee guilty of sexually harassing behavior and the employee files a lawsuit

claiming retaliation because of his participation in a Title VII investigation or proceeding, the

employer will be entitled to summary judgment. We predict that summary judgment will be the rule,

because in the typical case the disciplined employee will have neither direct evidence of retaliatory

motive nor evidence that the employer's stated reason—the employee's sexually harassing

behavior—is pretextual. The present case is the exception, the rare case where there is direct

evidence of retaliatory motive.

       Dillard's "the sky is falling" argument prompts us to make another observation. Even in the
rare case in which a sexual harasser who has gotten his just desserts from the employer can survive

summary judgment and then persuade the factfinder that he was disciplined because of his

participation in the victim's Title VII proceeding, it may be a pyrrhic victory for him. Under 42

U.S.C. § 2000e-5(g)(2)(B), if the employer can convince the factfinder that it would have made the

same decision in the absence of a retaliatory motive, the employee will not receive damages,

reinstatement, and the like. For example, even if Clark made the statement Merritt attributes to him,

Merritt is still not entitled to damages or reinstatement if he would have been fired anyway because

of his sexually harassing behavior.


                                                  17
                         D. THE TELEPHONE TRANSCRIPTS ISSUES

       In its order granting summary judgment, the district court also struck, as hearsay, transcripts

of telephone conversations Merritt had with ten of his former female coworkers at Dillard. Merritt

contends that these transcripts are not hearsay and that the district court erred in striking them.

Merritt submitted the transcripts in support of his argument that Dillard's legitimate

nondiscriminatory reason for firing him was pretextual. Because Merritt submitted direct evidence

of discrimination sufficient to survive summary judgment, we have not addressed Merritt's

McDonnell Douglas pretext argument. We accordingly decline to answer the question of whether

the transcripts, submitted only in support of the pretext argument, are admissible at the summary

judgment stage, see McMillian v. Johnson, 88 F.3d 1573, 1583-85 (11th Cir.), amended in unrelated

part, 101 F.3d 1363 (1996) (on rehearing), and express no view on whether the transcripts are

admissible for any purpose.2
                                       IV. CONCLUSION

       The district court's grant of summary judgment in favor of Dillard is REVERSED, and the

case is REMANDED to the district court for further proceedings consistent with this opinion.




   2
    Merritt argues that the district court also erroneously struck a transcript of a conversation
Merritt had with Joe Strong, Dillard's Birmingham office's vice-president and general manager.
Dillard's motion to strike and the district court's order only encompass the transcripts with the ten
female coworkers. The Strong transcript was never stricken from the record, and, therefore, we
do not address Merritt's argument regarding it.

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