PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
MAX ALOBWEDE ETAPE,
Plaintiff-Appellant,
v.
MICHAEL CHERTOFF, Secretary, U.S.
Department of Homeland Security,
Defendant-Appellee. No. 06-1916
AMERICAN IMMIGRATION LAW
FOUNDATION,
Amicus Supporting Appellant.
2 ETAPE v. CHERTOFF
SAWSAN ABDUL RAHIM,
Plaintiff-Appellant,
v.
RICHARD CATERISANO, District
Director, Baltimore District Office
U.S. Citizenship and Immigration
Services; EMILO T. GONZALEZ,
Director, U.S. Citizenship and
Immigration Services; MICHAEL
CHERTOFF, Secretary, U.S. No. 06-1990
Department of Homeland Security;
ALBERTO GONZALES, Attorney
General, U.S. Department of
Justice,
Defendants-Appellees.
AMERICAN IMMIGRATION LAW
FOUNDATION,
Amicus Supporting Appellant.
Appeals from the United States District Court
for the District of Maryland, at Greenbelt.
Deborah K. Chasanow, District Judge.
(8:05-cv-01404-DKC; 8:06-cv-00420-DKC)
Argued: May 22, 2007
Decided: August 2, 2007
Before MOTZ and SHEDD, Circuit Judges, and
HAMILTON, Senior Circuit Judge.
Reversed and remanded by published opinion. Judge Motz wrote the
majority opinion, in which Judge Shedd joined. Senior Judge Hamil-
ton wrote a dissenting opinion.
ETAPE v. CHERTOFF 3
COUNSEL
ARGUED: Thomas A. Elliot, ELLIOT & MAYOCK, L.L.P., Wash-
ington, D.C., for Appellants. Jennifer A. Wright, Assistant United
States Attorney, OFFICE OF THE UNITED STATES ATTORNEY,
Baltimore, Maryland, for Appellees. ON BRIEF: R. Scott Oswald,
Nicholas W. Woodfield, EMPLOYMENT LAW GROUP, P.C.,
Washington, D.C., for Appellant Max Alobwede Etape. Rod J.
Rosenstein, United States Attorney, Neil R. White, Assistant United
States Attorney, OFFICE OF THE UNITED STATES ATTORNEY,
Baltimore, Maryland, for Appellees. Mary A. Kenney, Washington,
D.C., for American Immigration Law Foundation, Amicus Supporting
Appellants.
OPINION
DIANA GRIBBON MOTZ, Circuit Judge:
We consider here whether a naturalization applicant’s timely filing
of a petition in federal court pursuant to 8 U.S.C. § 1447(b) (2000)
vests the court with exclusive jurisdiction. In these consolidated
cases, after the applicants filed § 1447(b) petitions in the district
court, the United States Bureau of Citizenship and Immigration Ser-
vices (CIS) denied their naturalization applications. The district court
then dismissed their § 1447(b) petitions as moot, reasoning that the
CIS had retained jurisdiction over the applications even after the
§ 1447(b) petitions had been filed with the court. Because § 1447(b)
vests exclusive jurisdiction in the district court, depriving the CIS of
jurisdiction to adjudicate an application unless instructed to do so by
the district court, we reverse.
I.
Section 1447(b) provides a naturalization applicant with the right
to file a petition for hearing in a federal court if more than 120 days
have elapsed since the applicant’s naturalization examination and the
CIS has failed to make a determination on the application. The statute
states:
4 ETAPE v. CHERTOFF
If there is a failure to make a determination under section
1446 of this title before the end of the 120-day period after
the date on which the examination is conducted under such
section, the applicant may apply to the United States district
court for the district in which the applicant resides for a
hearing on the matter. Such court has jurisdiction over the
matter and may either determine the matter or remand the
matter, with appropriate instructions, to the [CIS] to deter-
mine the matter.
8 U.S.C. § 1447(b).
Both Max Alobwede Etape and Sawsan Abdul Rahim filed natural-
ization applications with the CIS. When more than 120 days elapsed
after their examinations and the CIS had failed to make a determina-
tion, both availed themselves of the right to petition in federal court
under § 1447(b).
On April 2, 2003, Etape filed his naturalization application. On
September 9, 2003, he appeared for his initial naturalization examina-
tion. On that day, the CIS issued a continuance letter requesting addi-
tional documentation from Etape. On October 6, 2003, Etape filed the
additional documentation with the CIS and asked the CIS to resume
adjudication of his application. On May 23, 2005, after more than 120
days had elapsed (in fact, more than 20 months had passed) since
Etape’s initial examination and he had not received a determination
from the CIS, he filed a petition in the district court pursuant to
§ 1447(b). On October 18, 2005, before the district court acted on
Etape’s petition, the CIS denied his naturalization application.
On January 18, 2005, Rahim filed a naturalization application with
the CIS. On June 14, 2005, she appeared for her naturalization exami-
nation. On February 17, 2006, after more than 120 days had passed
without a determination from the CIS, Rahim filed a petition in the
district court pursuant to § 1447(b). On February 28, 2006, again
before the district court acted on the petition, the CIS denied Rahim’s
naturalization application.
In each case, the district court concluded that § 1447(b) did not
deprive the CIS of jurisdiction over the naturalization applications
ETAPE v. CHERTOFF 5
after the applicants filed their § 1447(b) petitions in federal court.
Moreover, the court reasoned that its ability to consider the § 1447(b)
petitions depended on the underlying naturalization applications
remaining undecided by the CIS. Thus, once the CIS denied the appli-
cations in these cases, the district court ruled that the § 1447(b) peti-
tions were moot. Accordingly, the district court dismissed both
petitions for lack of jurisdiction.
We have consolidated the cases on appeal, and we review de novo
the district court’s grant of dismissal under Federal Rule of Civil Pro-
cedure 12(b)(1). Hawes v. United States, 409 F.3d 213, 216 (4th Cir.
2005).
II.
Only one appellate court has considered in a published opinion
whether § 1447(b) vests exclusive jurisdiction in the district court.
After an en banc hearing, the Ninth Circuit concluded that § 1447(b)
does indeed vest exclusive jurisdiction in the district court, and so
prevents the CIS from further action on a naturalization application
after a petition has been filed in court, unless the court remands the
matter to the CIS. United States v. Hovsepian, 359 F.3d 1144, 1159
(9th Cir. 2004) (en banc).1
1
The majority of district courts to have considered the issue have relied
on Hovsepian to hold that § 1447(b) vests exclusive jurisdiction in the
district court. Compare Kalla v. Chertoff, No. 1:06-CV-1732-MHS, 2007
U.S. Dist. LEXIS 8324 (N.D. Ga. Feb. 6, 2007) (holding that § 1447(b)
vests exclusive jurisdiction in district court), Meyersiek v. U.S. Citizen-
ship & Immigration Servs., No. CA 05-398 ML, 2006 WL 1582397
(D.R.I. Jun. 6, 2006) (same), Meraz v. Comfort, No. 05 C 1094, 2006
WL 861859 (N.D. Ill. Mar. 9, 2006) (same), Zaranska v. U.S. Dep’t of
Homeland Sec., 400 F. Supp. 2d 500 (E.D.N.Y. 2005) (same), and
Castracani v. Chertoff, 377 F. Supp. 2d 71 (D.D.C. 2005) (same), with
Perry v. Gonzales, 472 F. Supp. 2d 623 (D.N.J. 2007) (holding that
§ 1447(b) confers concurrent jurisdiction on the district court and the
CIS), and Farah v. Gonzales, No. Civ. 05-1944 DWF AJB, 2006 WL
1116526 (D. Minn. Apr. 26, 2006) (same). See also Epie v. Caterisano,
402 F. Supp. 2d 589, 591 n.1 (D.Md. 2005) (noting in dicta that courts
have held that § 1447(b) "grants district courts exclusive jurisdiction
6 ETAPE v. CHERTOFF
The applicants naturally rely heavily on Hovsepian in support of
their argument that a district court has exclusive jurisdiction over a
naturalization application after an applicant files a proper § 1447(b)
petition with the court. The Government, although it did not petition
for certiorari in Hovsepian, contends that the Ninth Circuit erred. The
Government maintains that § 1447(b) provides the district court and
the CIS with concurrent jurisdiction, which permits the CIS to adjudi-
cate an application even while a § 1447(b) petition is pending in dis-
trict court. The Government further asserts that the district court loses
jurisdiction when the CIS makes a determination on a naturalization
application.
To resolve this question, we examine the language of the statute,
precedent directing the proper interpretation of such language, and the
larger statutory context.
A.
1.
As always, we begin with the language of the statute. Robinson v.
Shell Oil Co., 519 U.S. 337, 340 (1997). Section 1447(b) instructs
that after a proper petition has been filed, a "[district] court has juris-
diction over the matter and may either determine the matter or remand
the matter, with appropriate instructions, to the [CIS] to determine the
matter." 8 U.S.C. § 1447(b).
The parties agree that § 1447(b) expressly provides the district
court with jurisdiction over a proper petition. The Government con-
tends, however, that the statute only grants the district court jurisdic-
over naturalization applications rather than concurrent jurisdiction with"
the CIS); Pichardo-Martinez v. Ashcroft, 399 F. Supp. 2d 1043, 1045-46
(D. Ariz. 2005) (recognizing Hovsepian’s holding while ruling that
§ 1447(b) does not grant the district court exclusive jurisdiction if the
plaintiff does not ask the district court to review his naturalization appli-
cation). But see Kia v. U.S. INS, No. 98-2399, 1999 WL 172818, at * 1
(4th Cir. Mar. 30, 1999) (holding that § 1447(b) does not divest the
agency of jurisdiction).
ETAPE v. CHERTOFF 7
tion concurrent with that of the CIS because, according to the
Government, "nothing in the plain language of the statute" divests the
CIS of jurisdiction it had before the lapse of 120 days and the filing
of the § 1447(b) petition. We cannot agree. Section 1447(b) provides
the district court with two options once it has obtained jurisdiction:
to "determine the matter," or to "remand the matter, with appropriate
instructions, to the [CIS] to determine the matter." Giving these words
their "ordinary meaning," as we must, BP Am. Prod. Co. v. Burton,
127 S. Ct. 638, 643 (2006), we can only conclude that a proper
§ 1447(b) petition vests the district court with exclusive jurisdiction,
unless and until the court "remand[s] the matter" to the CIS.
First, although § 1447(b) provides a federal court with "jurisdic-
tion" to "determine the matter," under the Government’s view, the
district court’s power to make this determination can be extinguished
if the CIS makes this precise determination first. Indeed, the Govern-
ment’s interpretation of § 1447(b) effectively enables the CIS, an
administrative agency, to divest a federal district court of its congres-
sionally authorized jurisdiction.2 Nothing in the statute suggests that
Congress intended that an agency could subvert Congress’ choice to
vest the district court with jurisdiction to "determine the matter" once
an applicant files a timely § 1447(b) petition. See Hovsepian, 359
F.3d at 1160 ("How can the court ‘determine the matter’ if the [CIS]
has the option to ‘determine the matter,’ too, and essentially force the
court to accept its view?").3
2
The dissent contends that "nothing short of Article III, § 2 of the
United States Constitution strips a district court of subject matter juris-
diction." Post at 25. The dissent misses our point, however, that under
the Government’s view, agency action causes the case to become moot,
and the district court to lose its jurisdiction, thus nullifying the statutory
grant of authority to the court to determine or remand the matter.
3
The Government also argues that a district court need not "accept" the
CIS’s "view" on an application because another portion of the statute, 8
U.S.C. § 1421(c) (2000), provides de novo judicial review of a CIS deter-
mination denying an application after an applicant has exhausted all
administrative remedies. This argument ignores Congress’ clear intent to
provide an applicant with an additional judicial remedy if the CIS fails
to act within 120 days. Under the Government’s view, a CIS determina-
tion (and a late one at that) will force the district court to accept the
CIS’s view at the § 1447(b) stage, and will eliminate the remedy set
forth in § 1447(b) by preventing the district court from acting until an
applicant files a later § 1421(c) petition.
8 ETAPE v. CHERTOFF
Even more damaging to the Government’s position is the language
empowering the district court to "remand the matter, with appropriate
instructions, to the [CIS] to determine the matter." The very word "re-
mand" indicates that Congress intended a hierarchy. "‘Remand’
means ‘to send back.’" United States v. Lee, 786 F.2d 951, 955 (9th
Cir. 1986) (citing Black’s Law Dictionary 1162 (5th ed. 1979) (citing
Amalgamated Workers Union of the Virgin Islands v. Hess Oil Virgin
Islands Corp., 478 F.2d 540, 542 n.1 (3d Cir. 1973))). When a court
remands a case, it sends the case back to the place from which it came
"for purposes of having some further action taken" in the tribunal of
origin. Lee, 786 F.2d at 955. Accepting the Government’s view would
ignore this hierarchy established by Congress. Congress would not
have granted district courts the power of "remand" — the power to
"send back" — if a naturalization application remained with the CIS
after the filing of a § 1447(b) petition. For in that situation, there
would be no need for the district court to send anything back —
because the CIS would have had the matter all along.
Moreover, accepting the Government’s view would "severely
limit" the district court’s remand power, see Hovsepian, 359 F.3d at
1160. Congress empowered the district court in remanding to the CIS
to provide the agency "with appropriate instructions." Those instruc-
tions could of course include directions to the CIS to take a particular
course of action on an application, to adjudicate an application within
a particular period of time, or to follow any number of other direc-
tions. But if we adopted the Government’s view, a district court might
not retain the power to issue any "appropriate instructions" on remand
— because the CIS could strip the court of jurisdiction before the
remand order became final. We cannot interpret a statute in a manner
that would render some of its language meaningless; rather, we must
give effect to each portion of the statute, including that providing dis-
trict courts with the power to "remand . . . with appropriate instruc-
tions." See, e.g., Duncan v. Walker, 533 U.S. 167, 174 (2001) (a court
has a "duty to give effect, if possible, to every clause and word of a
statute," and should be reluctant "to treat statutory terms as surplus-
age") (internal quotation marks omitted).
In sum, the plain language of the statute clearly supports the appli-
cants’ position that proper filing of a § 1447(b) petition provides a
ETAPE v. CHERTOFF 9
federal court with exclusive jurisdiction over a naturalization applica-
tion.
2.
This analysis of § 1447(b)’s plain language entirely accords with
Brock v. Pierce County, 476 U.S. 253 (1986). There, the Supreme
Court held that a statute that directed the Secretary of Labor to issue
a final determination within 120 days, but did not specify a conse-
quence for the Secretary’s failure to act, did not prohibit the Secretary
from acting after the deadline. See id. at 258-62. The Court refused
to hold categorically that a statutory deadline that did not specify a
consequence for failure to meet the deadline could never divest an
agency of jurisdiction. Id. at 262, n.9. Rather, the Brock Court
directed that in those circumstances, a court should look to see if "less
drastic remedies [are] available for failure to meet a statutory dead-
line," and if other sources of congressional intent indicate that Con-
gress nonetheless intended the deadline to be jurisdictional. Id. at 260,
262 n.9. Brock thus requires that a court consider Congress’ intent
before concluding that a statutory deadline divests an agency of juris-
diction. When, as here, the consequence of a missed deadline is stated
explicitly in the statute, and that consequence is to give the affected
party the option to seek relief in the federal courts, Congress has evi-
denced an intent to make the deadline jurisdictional.4
Contrary to the Government’s suggestion, our precedent does not
diverge from Brock. In cases like Brock, in which a statute contains
4
The Government argues that a holding that § 1447(b) confers concur-
rent jurisdiction in the CIS constitutes an available "less drastic
remed[y]." Brock, 476 U.S. at 260. Brock, however, only directs courts
to search for a "less drastic remed[y]" if a statute does not impose a clear
consequence for the agency’s failure to act. Where, as here, Congress has
specified a consequence for failure to comply with a statutory deadline,
a court cannot substitute a "less drastic remed[y]." In asserting that
"[j]urisdiction sharing is by far a less drastic consequence in the circum-
stances of these cases," post at 26-27, the dissent, like the Government,
fails to recognize that § 1447(b) clearly provides a consequence for the
CIS’s failure to act, rendering the "less drastic remed[y]" inquiry inappli-
cable.
10 ETAPE v. CHERTOFF
a mandatory deadline, i.e., that the government "shall" take action
within a particular time frame, but "fails to specify the consequences
of the government’s failure to comply with that deadline," we have
recognized that "courts should not assume from the statute’s manda-
tory language itself that a jurisdictional requirement was intended, if
a remedy for the government’s noncompliance less drastic than dis-
missal is available." See, e.g., United States ex rel. Siller v. Becton
Dickinson & Co., 21 F.3d 1339, 1344 (4th Cir. 1994). But we have
never held, or suggested, that when a statutory timing provision does
expressly provide a consequence for noncompliance it is nonetheless
not jurisdictional. See Holland v. Pardee Coal Co., 269 F.3d 424, 432
(4th Cir. 2001) (identifying the "Brock exception" as the "canon of
construction which instructs against treating statutory timing provi-
sions as jurisdictional, unless such a consequence is clearly indi-
cated") (emphasis added) (internal quotation marks omitted)).
Section 1447(b), unlike the statutes interpreted in Brock, Siller, and
Holland, clearly prescribes consequences for the CIS’s failure to act:
upon an applicant’s petition, a district court acquires jurisdiction and
may either decide the matter itself or remand to the CIS with instruc-
tions. As discussed above, these consequences evidence Congress’s
intent to provide district courts with exclusive jurisdiction upon the
filing of a § 1447(b) petition.
Thus, the language of the statute requires us to conclude that
§ 1447(b) vests the district court with exclusive jurisdiction over a
naturalization application, a conclusion that is entirely consistent with
the Brock rule.
B.
We note that the statutory context of § 1447(b) also supports this
conclusion. Congress enacted § 1447(b) in 1990 as part of an effort
to streamline the naturalization process. See Immigration Act of 1990,
Pub. L. No. 101-649 § 407(d)(14)(B), 104 Stat. 4978, 5044 ("1990
IMMACT"). Prior to 1990, naturalization applicants faced a two-step
process for adjudicating their naturalization applications. See 56 Fed.
Reg. 50475, 50476 (October 7, 1991) (citing Naturalization Act of
June 29, 1906, 34 Stat. 596). First, the Attorney General, after investi-
gating and examining an applicant, recommended an outcome to the
ETAPE v. CHERTOFF 11
district court. See 8 U.S.C. § 1446 (1988). Then, the district court
reviewed the recommendation and either adopted it, modified it, or
held a hearing on the naturalization application. Id. §§ 1446(d), 1447.
Congress thus vested the district court with the power to make the
final naturalization determination.
Ultimately, this system proved unworkable because of the backlog
it created on district courts’ dockets. See 135 Cong. Rec. H4539-02
(July 31, 1989) (statement of Rep. Morrison) (noting the "long back-
logs in moving through the naturalization process"). Accordingly,
with the 1990 IMMACT, Congress attempted to streamline the pro-
cess by giving the Attorney General authority to naturalize a citizen
without permission from the district court. Id. (explaining that "this
legislation is directed to change that [two-step] process and to create
a one-step option which will allow citizenship to be more expedi-
tiously provided to those who qualify"). But in granting the Attorney
General this new authority, Congress recognized the long-standing
power the district courts had possessed over naturalization applica-
tions and so provided in the new statute that district courts retained
their power to review an application if an applicant so chose.
Thus, the 1990 legislation ensures that district courts retain the
final word on naturalization applications. If the CIS denies an applica-
tion, an applicant, after exhausting administrative remedies, may peti-
tion for de novo review in the district court. 8 U.S.C. § 1421(c). See
also 8 U.S.C. § 1421(b)(1)(A)&(B)("[E]ach applicant for naturaliza-
tion may choose to have the oath of allegiance . . . administered by
the Attorney General or by an eligible court.") (emphasis added).
Congress included this provision in the 1990 legislation because it did
not want to "take away any of the judicial review rights accorded
applicants" in the predecessor legislation. 135 Cong. Rec. H4542.
Congress included § 1447(b) for the same reason — to ensure that
applicants had judicial recourse when the CIS failed to act. Ulti-
mately, "it is the applicant, not the government, who decides the place
and the setting and the timeframe in which the application will be pro-
cessed." Id. (emphasis added).
Our holding that § 1447(b) vests the district court with exclusive
jurisdiction furthers the twin congressional goals of streamlining the
process but retaining applicants’ judicial rights and ability to choose
12 ETAPE v. CHERTOFF
the forum that will adjudicate their applications. Contrary to the sug-
gestion of our friend in dissent, post at 24, this holding does not in
any way diminish the importance of the CIS’s expertise in reviewing
naturalization applications. The 120-day period under § 1447(b) does
not even begin to run until after the initial naturalization examination;
because many of the CIS’s investigatory functions take place before
or during that initial naturalization examination, they always take
place well before the district court obtains jurisdiction. See 8 U.S.C.
§ 1446(b) (describing the investigatory methods the CIS can use dur-
ing examination hearings); 8 C.F.R. § 331.3 (2007) (instructing that
the CIS "shall conduct a full investigation of any alien enemy . . .
either prior to or after the examination on the application"); id.
§ 335.2(b) (directing that a naturalization examination may occur
"only after the [CIS] has received a definitive response from the Fed-
eral Bureau of Investigation that a full criminal background check of
an applicant has been completed"). Thus, Congress has designed a
system whereby the CIS can and must employ much of its expertise
and resources well before the district court can possibly act. It is only
when the CIS fails to evaluate the information it has gathered in a
timely manner5 that a district court may step in, if asked. And even
then, the CIS, as a party to any § 1447(b) action, can utilize its exper-
tise by presenting its findings to the court.
If anything, it is our dissenting colleague, not us, who "ignores . . .
congressionally bestowed authority," post at 25, — that bestowed on
the district court. For the dissent fails to recognize that Congress, in
the 1990 IMMACT, specifically retained district courts’ power to
adjudicate naturalization applications, at a time when Congress could
easily have eliminated that power. Although the dissent worries that
district courts lack the "necessary resources and manpower" to con-
duct appropriate investigations and that our holding will further bur-
5
We recognize, as the Government argues, that current security con-
cerns sometimes make it difficult for the CIS to make a decision on an
application within 120 days. But only Congress can lengthen that period;
we must interpret the plain language of the statute, which, as discussed
above, empowers the district court to either make a determination on an
application or remand it to the agency. When the CIS has good reasons
for failing to act, certainly a district court has the option to remand the
matter to give the agency additional time.
ETAPE v. CHERTOFF 13
den "strained judicial resources," id. at 24, Congress has evinced no
such fear. Congress has not only vested district courts with power to
intervene when the CIS fails to act in a timely fashion, but has also
empowered district courts to conduct full de novo review of all natu-
ralization applications. That said, our holding does not "require[ ]" a
district court "to expend" judicial resources, id. at 24, for § 1447(b)
allows a district court to remand a case immediately to the CIS if it
so chooses. In sum, our holding in no way undermines the CIS’s exer-
cise of its expertise; rather, our holding simply effectuates congressio-
nal intent to allow an applicant to choose "the setting and the
timeframe," 135 Cong. Rec. H4542, in which his application is adju-
dicated.
III.
Finally, we consider the import of our ruling on those applications
the CIS has, in fact, adjudicated while a § 1447(b) petition was pend-
ing in federal court. The Government briefly asserts that holding that
§ 1447(b) vests exclusive jurisdiction in the district court during this
period necessarily calls into question the validity of all the naturaliza-
tion applications granted by the CIS after the filing of a § 1447(b)
action. This is so, of course, only if our holding applies retroactively
to such cases.
The Supreme Court has instructed that in determining whether to
apply a rule of law retroactively, courts must take account of three
considerations: (1) "whether the holding in question decided an issue
of first impression whose resolution was not clearly foreshadowed by
earlier cases;" (2) "whether retrospective operation will further or
retard [the] operation of the holding in question;" and (3) "whether
retroactive application could produce substantial inequitable results in
individual cases." Northern Pipeline Constr. Co. v. Marathon Pipe-
line Co., 458 U.S. 50, 88 (1982) (plurality opinion) (alteration in orig-
inal) (internal quotation marks omitted); id. at 92 (Rehnquist, J., con-
curring in the judgment) (agreeing with the plurality’s retroactivity
discussion).
Given these considerations, the Court in Northern Pipeline con-
cluded that its holding — that the Bankruptcy Reform Act’s broad
grant of jurisdiction to bankruptcy judges violated the Constitution —
14 ETAPE v. CHERTOFF
should not apply retroactively. See also Am. Trucking Ass’ns v. Smith,
496 U.S. 167, 185-86 (1990) (noting that the "Court has also declined
to provide retrospective remedies which would substantially disrupt
governmental programs and functions"). Subsequently, the Court clar-
ified its Northern Pipeline holding, explaining that when it "applies
a rule of federal law to the parties before it, that rule is the controlling
interpretation of federal law and must be given full retroactive effect
in all cases still open on direct review." Harper v. Va. Dep’t of Taxa-
tion, 509 U.S. 86, 97 (1993) (emphasis added).
Applying Northern Pipeline and Harper here, we conclude that our
holding should apply retroactively only to § 1447(b) cases still open
on direct review. In this case, like the Northern Pipeline Court, we
have considered an issue of first impression, whose retroactive appli-
cation beyond cases still open on direct review would not only unduly
burden the CIS and the courts, but also could upset the rights of
numerous citizens whose naturalization applications the CIS previ-
ously granted during the pendency of a § 1447(b) petition. Thus, our
holding will have retroactive effect only on those § 1447(b) petitions
still open on direct review.
IV.
For the foregoing reasons, we hold that the CIS did not have juris-
diction to act when it denied Etape and Rahim’s naturalization appli-
cations. Accordingly, we reverse the judgment of the district court
and remand both cases to that court.6 On remand, the district court can
decide, pursuant to § 1447(b), whether it wishes to "determine the
matter" in each case, or whether it wishes to remand the cases to the
CIS.
REVERSED AND REMANDED
6
The Government has moved to dismiss Rahim’s appeal as moot
because she continued to pursue administrative remedies while this
appeal was pending and has now filed a § 1421(c) action for de novo
review in district court. Because we conclude, however, that the CIS
lacked jurisdiction to take action after Rahim filed her § 1447(b) petition,
we deny the motion.
ETAPE v. CHERTOFF 15
HAMILTON, Senior Circuit Judge, dissenting:
In my view, the district court did not err in dismissing the appel-
lants’ respective petitions for § 1447(b) hearings in the district court.
See 8 U.S.C. § 1447(b). Once the Bureau of Citizenship and Immigra-
tion Services denied the appellants’ applications for naturalization,
the appellants’ respective pending actions (based upon their § 1447(b)
petitions) became moot for lack of a live case or controversy, thus
depriving the district court of subject matter jurisdiction. Accordingly,
I dissent.
I.
Prior to October 1, 1991, an alien seeking naturalized citizenship
applied for naturalization directly in the district court since district
courts had exclusive jurisdiction to naturalize persons as citizens of
the United States. See 8 U.S.C. § 1421(a) (1990); Immigration Act of
1990, Pub. L. No. 101-649, Title IV, §§ 401, 408(a)(1), 104 Stat.
5038, 5047 (Nov. 29, 1990); Chan v. Gantner, 464 F.3d 289, 290 (2d
Cir. 2006). To aid district courts in this process, the Immigration and
Naturalization Service (INS) investigated naturalization applicants
and supplied district courts with a report and nonbinding recommen-
dation. See 8 C.F.R. § 335.11 (1990). See also Chan, 464 F.3d at 290.
In response to tremendous backlogs of naturalization applications
in the district courts, the Immigration Act of 1990 amended the Immi-
gration and Nationality Act of 1952 (the INA), 66 Stat. 163, as
amended, 8 U.S.C. § 1101 et seq., to provide that "[t]he sole authority
to naturalize persons as citizens of the United States is conferred upon
the Attorney General." 8 U.S.C. § 1421(a), Pub. L. No. 101-649, Title
IV, § 401, 104 Stat. 5038 (1990) (amending INA to change natural-
ization from a judicial process to an administrative process beginning
October 1, 1991). "A central purpose of the statute was to reduce the
waiting time for naturalization applicants." United States v.
Hovsepian, 359 F.3d 1144, 1163 (9th Cir. 2004) (en banc); see also
135 Cong. Rec. H4539-02 (Statement of Rep. Morrison of Connecti-
cut) (indicating purpose of statute was to remedy "the problem of long
backlogs in moving through the naturalization process once the time
period for naturalization has been accomplished and the various
requirements of naturalization have been met"); Arnold Rochvarg,
16 ETAPE v. CHERTOFF
Report to the Administrative Conference—Reforming The Administra-
tive Naturalization Process: Reducing Delays While Increasing Fair-
ness, 9 Geo. Immigr. L. J. 397, 398-99 (1995) ("The major reason for
the 1991 change to an administrative naturalization process from a
judicial one was the backlog of naturalization cases in many courts.
This created unreasonable delays in eligible applicants becoming citi-
zens."). Thus, post October 1, 1991, an individual seeking naturaliza-
tion must file an application with the Attorney General, 8 U.S.C.
§ 1445, and an investigation and examination is conducted by the
Bureau of Citizenship and Immigration Services pursuant to 8 U.S.C.
§ 1446.1 In relevant part, § 1446 provides:
(a) Waiver
Before a person may be naturalized, an employee of the Ser-
vice, or of the United States designated by the Attorney
General, shall conduct a personal investigation of the person
applying for naturalization in the vicinity or vicinities in
which such person has maintained his actual place of abode
and in the vicinity or vicinities in which such person has
been employed or has engaged in business or work for at
least five years immediately preceding the filing of his
application for naturalization. The Attorney General may, in
his discretion, waive a personal investigation in an individ-
ual case or in such cases or classes of cases as may be desig-
nated by him.
(b) Conduct of examinations; authority of designees;
record
The Attorney General shall designate employees of the Ser-
vice to conduct examinations upon applications for natural-
ization. For such purposes any such employee so designated
1
Pursuant to the Homeland Security Act of 2002, Pub. L. No. 107-296,
116 Stat. 2125, the INS was divided into two different bureaus under the
Department of Homeland Security: the Bureau of Immigration and Cus-
toms Enforcement and the Bureau of Citizenship and Immigration Ser-
vices (CIS). Chan, 464 F.3d at 290. CIS processes applications for
United States citizenship. Id.
ETAPE v. CHERTOFF 17
is authorized to take testimony concerning any matter touch-
ing or in any way affecting the admissibility of any appli-
cant for naturalization, to administer oaths, including the
oath of the applicant for naturalization, and to require by
subpoena the attendance and testimony of witnesses, includ-
ing applicant, before such employee so designated and the
production of relevant books, papers, and documents, and to
that end may invoke the aid of any district court of the
United States; and any such court may, in the event of
neglect or refusal to respond to a subpoena issued by any
such employee so designated or refusal to testify before
such employee so designated issue an order requiring such
person to appear before such employee so designated, pro-
duce relevant books, papers, and documents if demanded,
and testify; and any failure to obey such order of the court
may be punished by the court as a contempt thereof. The
record of the examination authorized by this subsection shall
be admissible as evidence in any hearing conducted by an
immigration officer under section 1447(a) of this title. Any
such employee shall, at the examination, inform the appli-
cant of the remedies available to the applicant under section
1447 of this title.
***
(d) Determination to grant or deny application
The employee designated to conduct any such examination
shall make a determination as to whether the application
should be granted or denied, with reasons therefor.
Id. § 1446(a)-(d).
Additionally, if a naturalization applicant "is a native, citizen, sub-
ject, or denizen of any country, state, or sovereignty with which the
United States is at war," i.e., an alien enemy, 8 U.S.C. § 1442(a)
requires the Attorney General to conduct a special examination to
establish the applicant’s loyalty to the United States. As a practical
matter, the CIS, via federal regulation, is charged with carrying out
alien-enemy investigations:
18 ETAPE v. CHERTOFF
The Service shall conduct a full investigation of any alien
enemy whose application for naturalization is pending upon
declaration of war or at any time thereafter. This investiga-
tion may take place either prior to or after the examination
on the application. This investigation shall encompass, but
not be limited to, the applicant’s loyalty to the United States
and attachment to the country, state, or sovereignty with
which the United States is at war.
8 C.F.R. § 331.3.
Also of note, beginning in fiscal year 1998, Congress mandated
that the Federal Bureau of Investigation (FBI) complete a criminal
background check on naturalization applicants before the CIS decides
whether to grant or deny a respective application. See Departments of
Commerce, Justice, and State, the Judiciary, and Related Agencies
Appropriations Act, 1998, Pub. L. 105-119, 111 Stat. 2448-49
(November 26, 1997) (cited in Historical and Statutory Notes to 8
U.S.C. § 1446). In this same vein, pursuant to an implementing fed-
eral regulation, the CIS "will notify applicants for naturalization to
appear before a [CIS] officer for initial examination on the naturaliza-
tion application only after the Service has received a definitive
response from the Federal Bureau of Investigation that a full criminal
background check of an applicant has been completed." 8 C.F.R.
§ 335.2(b). In other words, the CIS, by this regulation, is directed not
to conduct a § 1446(b) examination of a naturalization applicant, until
the FBI has completed a full criminal background check on the appli-
cant.
Pursuant to 8 U.S.C. § 1447(a), if the Attorney General, through
the CIS, denies an alien’s application for naturalization, the alien has
the right to request a review hearing before an immigration officer.2
2
Specifically, 8 U.S.C. § 1447(a) provides:
(a) Request for hearing before immigration officer
If, after an examination under section 1446 of this title, an appli-
cation for naturalization is denied, the applicant may request a
hearing before an immigration officer.
Id.
ETAPE v. CHERTOFF 19
Pursuant to 8 U.S.C. § 1421(c), if such immigration officer ultimately
denies the application, the alien has the right to seek de novo judicial
review of his application for naturalization in the district court for the
district in which the alien resides.3
Turning to the section of the Immigration Act of 1990 directly at
issue in the present appeal, Title IV, § 407(d)(14), 104 Stat. 5044,
codified at 8 U.S.C. § 1447(b), such section authorizes an applicant
for naturalization to apply for a hearing on the merits of his applica-
tion in the district court for the district in which the alien resides if
the Attorney General fails to make a determination on such applica-
tion within 120 days after conducting a § 1446(b) examination. Spe-
cifically, 8 U.S.C. § 1447(b) provides:
(b) Request for hearing before district court
If there is a failure to make a determination under section
1446 of this title [on an application for naturalization]
before the end of the 120-day period after the date on which
the examination is conducted under such section, the appli-
cant may apply to the United States district court for the dis-
trict in which the applicant resides for a hearing on the
matter. Such court has jurisdiction over the matter and may
either determine the matter or remand the matter, with
appropriate instructions, to the Service to determine the mat-
ter.
3
Specifically, 8 U.S.C. § 1421(c) provides:
(c) Judicial review
A person whose application for naturalization under this sub-
chapter is denied, after a hearing before an immigration officer
under section 1447(a) of this Title, may seek review of such
denial before the United States district court for the district in
which such person resides in accordance with chapter 7 of Title
5. Such review shall be de novo, and the court shall make its
own findings of fact and conclusions of law and shall, at the
request of the petitioner, conduct a hearing de novo on the appli-
cation.
Id.
20 ETAPE v. CHERTOFF
Id. § 1447(b).
II.
Properly framed, the overarching issue presented in this consoli-
dated appeal is whether a naturalization applicant’s proper filing of a
§ 1447(b) petition, in district court, for a hearing on the merits of his
naturalization application, immediately and automatically divests the
Attorney General of the authority the Immigration Act of 1990 statu-
torily conferred upon him to grant or deny applications for naturaliza-
tion. With all due respect to the majority opinion’s holding to the
contrary, the language of the relevant statutory provisions, the spe-
cific context in which the language is used, and the broader context
of the Immigration Act of 1990 as a whole, compel an answer in the
negative.
"The first step in determining the meaning of a statute is to exam-
ine the statute’s plain language. In doing so, we look at ‘the language
itself, the specific context in which that language is used, and the
broader context of the statute as a whole.’" Andrews v. United States,
441 F.3d 220, 222 (4th Cir. 2006) (internal citation omitted) (quoting
Robinson v. Shell Oil Co., 519 U.S. 337, 341 (1997)). If the plain lan-
guage of the statute itself answers the question, we must enforce the
statute as written, without resorting to consideration of the statute’s
legislative history. Patterson v. Shumate, 504 U.S. 753, 759, 761
(1992) (plain language of Code is determinative; turn to legislative
history only when statute is ambiguous). If the statutory language at
issue is ambiguous, courts "appropriately may refer to a statute’s leg-
islative history to resolve statutory ambiguity." Toibb v. Radloff, 501
U.S. 157, 162 (1991).
To properly analyze the statutory construction question before us,
we must first consider the plain language of 8 U.S.C. § 1421(a),
which is the statutory provision in which Congress transferred "[t]he
sole authority to naturalize persons as citizens of the United States"
from the district courts to "the Attorney General." Id. (emphasis
added). Congress effected such transfer (and in such bold terms) in
response to the tremendous backlog of naturalization cases pending
in the district courts and provided that such transfer become effective
October 1, 1991. Immigration Act of 1990, Pub. L. No. 101-649, Title
ETAPE v. CHERTOFF 21
IV, § 408(a)(1), 104 Stat. 5047. Concomitant with this landmark
transfer of authority to decide naturalization applications, Congress
provided that naturalization applications "shall be on a form pre-
scribed by the Attorney General and shall include averments of all
facts which in the opinion of the Attorney General may be material
to the applicant’s naturalization," 8 U.S.C. § 1445(a), and "shall be
filed in the office of the Attorney General,"4 id. § 1445(d). Moreover,
acknowledging the expertise of what is now the CIS in immigration
and naturalization matters, Congress decisively charged employees of
CIS (or an employee of the United States designated by the Attorney
General) with the job of personally investigating naturalization appli-
cants "in the vicinity or vicinities in which such person has been
employed or has engaged in business or work for at least five years
immediately preceding the filing of his application for naturalization."
Id. § 1446(a). For the same expertise-laden reason, Congress ordered
that "[t]he Attorney General shall designate an employee[ ] of the
[CIS] to conduct [an] examination[ ] upon [an] application[ ] for natu-
ralization," id. § 1446(b), and the same employee who conducted the
examination shall be the one to grant or deny the application "with
reasons therefor," id. § 1446(d). Furthermore, pursuant to federal reg-
ulation, the CIS is charged with conducting alien-enemy investiga-
tions when necessary. 8 C.F.R. § 331.3.
4
The sole exception to this filing rule is found in 8 U.S.C. § 1445(e),
which provides as follows:
(e) Substitute filing place and administering oath other than
before Attorney General
A person may file an application for naturalization other than
in the office of the Attorney General, and an oath of allegiance
administered other than in a public ceremony before the Attor-
ney General or a court, if the Attorney General determines that
the person has an illness or other disability which—
(1) is of a permanent nature and is sufficiently serious to
prevent the person’s personal appearance, or
(2) is of a nature which so incapacitates the person as to
prevent him from personally appearing.
Id. This exception has no relevance to the statutory construction issue at
hand.
22 ETAPE v. CHERTOFF
As just set forth, the plain language of these quoted statutory sec-
tions makes abundantly clear that Congress fervently believed the
Attorney General, through the employees of the CIS, who possess
unique expertise in the field of immigration and naturalization, is in
the best position to decide naturalization applications. It is in the con-
text of this undeniable premise and the equally undeniable premise
that Congress, via the Immigration Act of 1990, changed the natural-
ization process from a judicial one to an administrative one because
of the tremendous backlog of naturalization applications in the district
courts, that we should consider the meaning in 8 U.S.C. § 1447(b) of
the following language: "[A district court with a properly pending
§ 1447(b) petition before it] has jurisdiction over the matter and may
either determine the matter or remand the matter, with appropriate
instructions, to the [CIS] to determine the matter." Id.
I agree with the majority that Congress included § 1447(b) in the
Immigration Act of 1990 "to ensure that applicants had judicial
recourse when the CIS failed to act." Ante at 11. However, I cannot
agree that this language either explicitly or implicitly strips the CIS
of its authority to decide a naturalization application which had been
pending before it, but which had not been decided within the 120-day
period after the date of the CIS’s § 1446(b) examination.
Certainly, the statutory grant of jurisdiction to district courts to "de-
termine the matter" ensures that naturalization applicants have judi-
cial recourse when the CIS fails to act. Moreover, the statutory grant
of authority to district courts to alternatively "remand the matter, with
appropriate instructions to the [CIS] to determine the matter," id.
§ 1447(b), gives a district court flexibility in how best to effectuate
Congress’ intent in enacting the Immigration Act of 1990 to shorten
the time it takes a naturalization applicant to obtain a decision. For
example, a district court may believe that a remand to the CIS with
instructions to decide the matter within a specified time period, for
example thirty days, would best effectuate this purpose.
None of this means, however, that the Attorney General, through
the CIS, is stripped of his statutorily conferred authority, based upon
unique expertise in immigration and naturalization matters, to deter-
mine naturalization applications. In the words of the district court
below, "[n]othing in the statute strips CIS of its jurisdiction where
ETAPE v. CHERTOFF 23
more than 120 days has elapsed since a naturalization examination,
CIS has not rendered a decision, and the applicant has filed a claim
in district court pursuant to § 1447(b)." (J.A. 400). Rather, the lan-
guage of § 1447(b) itself, the specific context in which that language
is used, and the broader context of the statute as a whole, see
Andrews, 441 F.3d at 222, compels the conclusion that § 1447(b) does
nothing more than grant district courts the authority to either decide
naturalization applications pending more than 120 days following the
CIS’s § 1446(b) examination or remand to the CIS with instructions
to determine the matter in order to avoid unreasonable delay. The
potential escape hatch from delay in the administrative processing of
naturalization applications provided by § 1447(b) is just that—a
mechanism to spur the CIS to decide naturalization applications or
risk such applications being decided outside the agency. Once the CIS
has decided a naturalization application pending before the district
court on a § 1447(b) petition, the reason for the § 1447(b) petition, to
avoid unreasonable delay in obtaining a decision, is moot. As will be
discussed more fully below, in the absence of a live case or contro-
versy, the district court is deprived of subject matter jurisdiction and
must dismiss the § 1447(b) petition as the district court did in the
cases at hand.
Also noteworthy is the fact that reading § 1447(b) as providing the
district court with concurrent jurisdiction to decide naturalization
applications fully supports Congress’ delay-eliminating-purpose of
§ 1447(b). Specifically, if the CIS has the authority to decide a natu-
ralization application while such application is pending before the dis-
trict court pursuant to a properly filed § 1447(b) petition and so
decides the application prior to the district court deciding the matter
or remanding, the administrative process is properly put back on
track. In the case of an application grant, the applicant has obtained
the relief he sought and the district court case goes away. In the case
of an application denial, the application is simply channeled back
through the congressionally designed administrative process, which
allows a review hearing before an immigration officer, 8 U.S.C.
§ 1447(a), and then ultimately, if the denial continues, de novo review
before the district court on a fully developed administrative record, id.
§ 1421(c).
24 ETAPE v. CHERTOFF
The superior efficiency of de novo district court review on a fully
developed administrative record, pursuant to § 1421(c), as compared
to initial review by the district court on perhaps no record at all or an
incomplete administrative record, pursuant to § 1447(b), is obvious.
In the case of a § 1447(b) petition, the district court may well be
required to expend its already strained judicial resources to complete
an investigation of a naturalization applicant in line with the investi-
gatory requirements of § 1446(a), an exercise, for practical and bud-
getary reasons it is ill equipped to perform. Indeed, a serious flaw in
the majority opinion’s jurisdiction-stripping analysis is the complete
failure of such analysis to recognize the CIS’s significant expertise in
the field of naturalization to include the necessary resources and man-
power to ensure compliance with the requirements of § 1446(a),
which section requires "a personal investigation of the person apply-
ing for naturalization in the vicinity or vicinities in which such person
has maintained his actual place of abode and in the vicinity or vicini-
ties in which such person has been employed or has engaged in busi-
ness or work for at least five years immediately preceding the filing
of his application for naturalization."5 Id. § 1446(a). Furthermore,
added to the superior-efficiency-benefit of concurrent jurisdiction, is
the not-to-be-overlooked fact that, at the end of the administrative
process, a naturalization applicant still has the option for de novo
review by the district court of his naturalization application. Id.
§ 1421(c).
The majority’s position that reading § 1447(b) as providing concur-
rent jurisdiction to decide naturalization applications impermissibly
5
Indeed, the federal administrative regulation elucidating the require-
ments of the § 1446(a) investigation provides:
Subsequent to the filing of an application for naturalization,
the Service shall conduct an investigation of the applicant. The
investigation shall consist, at a minimum, of a review of all perti-
nent records, police department checks, and a neighborhood
investigation in the vicinities where the applicant has resided and
[where the applicant] has been employed, or engaged in busi-
ness, for at least the five years immediately preceding the filing
of the application.
8 C.F.R. § 335.1. The same regulation allows the district director to
waive the neighborhood investigation portion. Id.
ETAPE v. CHERTOFF 25
strips district courts of subject matter jurisdiction and renders
§ 1447(b)’s remand-with-instructions-authority meaningless misses
the mark by far. First, the majority’s framing of the issue before us
to ask whether the CIS’s grant or denial of a naturalization application
strips the district court of its § 1447(b) jurisdiction to decide the same
naturalization application completely ignores CIS’s congressionally
bestowed authority, based upon its unique expertise in immigration
and naturalization matters, to grant or deny naturalization applica-
tions. Second, nothing short of Article III, § 2 of the United States
Constitution strips a district court of subject matter jurisdiction over
a § 1447(b) petition, not the grant or denial of a naturalization appli-
cation by the CIS. Article III, § 2 provides federal courts with juris-
diction only over "cases" and "controversies." U.S. Const. Art. III,
§ 2. Thus, as a matter of constitutional law, district courts possess
§ 1447(b) authority to grant or deny a naturalization application and
§ 1447(b) remand authority as long as the § 1447(b) petition before
it presents a live case or controversy as contemplated by Article III,
§ 2, for "it is well settled that federal courts may act only in the con-
text of a justiciable case or controversy." Benton v. Maryland, 395
U.S. 784, 788 (1969).
In Friends of the Earth, Inc. v. Laidlaw Envtl. Servs., Inc., 528 U.S.
167 (2000), the Supreme Court reiterated that the Constitution’s case-
or-controversy limitation on federal judicial jurisdiction underpins the
doctrine of mootness. Id. at 180. A case is moot when circumstances
change during litigation such that there is no longer any case or con-
troversy as contemplated by the Constitution’s Article III, § 2. In the
same opinion, the Supreme Court reaffirmed the standard for deter-
mining whether a case has been mooted by the defendant’s voluntary
conduct: "‘A case might become moot if subsequent events made it
absolutely clear that the allegedly wrongful behavior could not rea-
sonably be expected to recur.’" Id. at 189 (quoting United States v.
Concentrated Phosphate Export Assn., 393 U.S. 199, 203 (1968)).
Here, the CIS’s action in denying the appellants’ respective natural-
ization applications unquestionably mooted their respective § 1447(b)
petitions given that the allegedly wrongful behavior by the CIS—i.e.,
CIS’s failure to decide the appellants’ respective naturalization appli-
cations within 120-days of their respective § 1446(b) examinations—
could not reasonably be expected to recur. Once the CIS has denied
the applications, they are denied and the administrative process pro-
26 ETAPE v. CHERTOFF
ceeds. Thus, it was Article III, § 2, not the action of the CIS in deny-
ing the appellants’ naturalization applications, which stripped the
district court in the present cases of subject matter jurisdiction.
Moving on to address the majority opinion’s discussion of Brock
v. Pierce County, 476 U.S. 253 (1986), in accord with the district
court, I believe Brock supports not cuts against reading § 1447(b) as
providing concurrent jurisdiction. As we stated in Holland v. Pardee
Coal Co., 269 F.3d 424 (4th Cir. 2001), "[i]n its Brock decision, the
Supreme Court pronounced that a statutory provision that an agency
‘shall’ perform certain functions within a prescribed period ‘does not,
standing alone, divest the [agency] of jurisdiction to act after that
time.’" Id. at 431 (quoting Brock, 476 U.S. at 266). We noted that
"[t]he Court expressed its reluctance to view ‘every failure of an
agency to observe a procedural requirement [as] void[ing] subsequent
agency action, especially when important public rights are at stake.’"
Id. (alteration in original) (quoting Brock, 476 U.S. at 260). In Hol-
land, we went on to quote the following passage from United States
ex rel. Siller v. Becton Dickinson & Co., 21 F.3d 1339 (4th Cir. 1994)
as "illuminating" circuit precedent regarding the proper application of
Brock:
[W]here a statutory deadline requiring that the government
"shall" take certain action within a particular time frame
fails to specify the consequences of the government’s failure
to comply with that deadline, courts should not assume from
the statute’s mandatory language itself that a jurisdictional
requirement was intended, if a remedy for the government’s
noncompliance less drastic than dismissal is available.
Rather, in such a context, they should examine the "normal
indicia of congressional intent," to determine whether Con-
gress meant the provision to be jurisdictional.
Holland, 269 F.3d at 431 (quoting United States ex rel. Siller, 21 F.3d
at 1344). From these instructions, it follows that if Congress pairs a
statutory deadline for agency action with a grant of jurisdiction to
another as a consequence for failure to meet the deadline, courts
should also examine the normal indicia of congressional intent to
determine whether Congress meant the provision to be jurisdiction
stripping or jurisdiction sharing. Jurisdiction sharing is by far a less
ETAPE v. CHERTOFF 27
drastic consequence in the circumstances of these cases. The logic of
Brock and our Fourth Circuit jurisprudence applying Brock strongly
suggests that when a statutory deadline for agency action written in
mandatory terms is paired with a grant of jurisdiction to another if the
agency fails to meet the deadline, courts should not assume that Con-
gress intended a jurisdiction stripping consequence, especially when
important public rights are at stake. Rather, in such a context courts
should examine the normal indicia of congressional intent to deter-
mine whether Congress meant the statutory provision to be jurisdic-
tion stripping. As I have already explained, examination of the normal
indicia of congressional intent in regard to the statutory question
before us clearly and consistently shows intent on the part of Con-
gress to spur the CIS to action, but no intent on the part of Congress
that a naturalization applicant’s proper filing of a § 1447(b) petition
in district court immediately and automatically divest the Attorney
General of the authority the Immigration Act of 1990 statutorily con-
ferred upon him to grant or deny applications for naturalization.
III.
To summarize, the language of § 1447(b) itself, the specific context
in which that language is used, and the broader context of the statute
as a whole, see Andrews, 441 F.3d at 222, compels the conclusion that
§ 1447(b) does nothing more than grant district courts the authority
to either decide naturalization applications pending more than 120
days following the CIS’s § 1446(b) examination or remand to the CIS
with instructions to determine the matter in order to avoid unreason-
able delay. In other words, given the plain meaning of § 1447(b), it
cannot be said that it strips the Attorney General or the CIS of their
authority and jurisdiction to decide a naturalization application simply
because an applicant has filed a § 1447(b) petition with the district
court. Therefore, the CIS’s action in denying the appellants’ respec-
tive naturalization applications mooted their respective pending
§ 1447(b) petitions and deprived the district court of subject matter
jurisdiction in each instance. Accordingly, I am constrained to dissent
from the majority opinion’s disposition reversing the district court’s
respective dismissals of the appellants’ § 1447(b) petitions and
remanding for further proceedings. Without hesitation, I would affirm
the district court’s dismissal, for lack of subject matter jurisdiction, of
Etape’s case.
28 ETAPE v. CHERTOFF
With respect to Rahim, I would ultimately grant the government’s
motion to dismiss as moot Rahim’s appeal of the district court’s dis-
missal of her § 1447(b) petition. Following the CIS’s denial of her
naturalization application and while this appeal was pending, Rahim
continued to pursue her administrative remedies to include filing a
§ 1421(c) action for de novo review of her naturalization application
in the district court. Dismissal of Rahim’s appeal is appropriate since
exhaustion of her administrative remedies has afforded her the very
relief that she seeks in the present appeal, i.e., the district court’s abil-
ity to consider the merits of her naturalization application de novo.
In short, I would affirm the district court’s dismissal of Etape’s
§ 1447(b) petition for lack of subject matter jurisdiction and grant the
government’s motion to dismiss Rahim’s appeal as moot.