F I L E D
United States Court of Appeals
Tenth Circuit
SEP 4 2003
PUBLISH
PATRICK FISHER
Clerk
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
KATHLEEN BROCKMAN,
Plaintiff-Appellant,
v. No. 01-8046
WYOMING DEPARTMENT OF
FAMILY SERVICES; and GLENNDA
LACEY, LES POZSGI, MERIT
THOMAS, ROBERT D. KUCHERA,
SHIRLEY R. CARSON, and DANA
WARD, each individually and in
his/her official capacity with the
Wyoming Department of Family
Services,
Defendants-Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF WYOMING
(D.C. NO. 00-CV-087-B)
Bruce T. Moats, of the Law Office of Bruce T. Moats, Cheyenne, Wyoming
(Karen S. Beausoleil, Esq., Granite Canon, Wyoming, with him on the briefs), for
Plaintiff-Appellant.
Terry L. Armitage, Cheyenne, Wyoming, for Defendants-Appellees.
Before HENRY , ANDERSON , and MURPHY , Circuit Judges.
HENRY , Circuit Judge.
Kathleen Brockman sued her former employer, the Wyoming Department of
Family Services (“DFS”), and several employees of DFS in their individual and
official capacities, claiming violations of various federal statutes and asserting
state tort claims. Ms. Brockman appeals parts of the district court’s order
granting the defendants’ motions for summary judgment on all of her claims. We
exercised jurisdiction under 28 U.S.C. § 1291 and abated her appeal pending the
Supreme Court’s decision in Nevada Dep’t of Human Resources v. Hibbs , 123 S.
Ct. 1972 (2003). We now affirm.
I. BACKGROUND
Ms. Brockman worked full-time for DFS as a day-care licensor beginning
in March of 1992. She received favorable job performance evaluations through
1996. During 1996, the manager of the office out of which Ms. Brockman
worked allegedly began spreading rumors about Ms. Brockman’s mental
instability and accusing Ms. Brockman of being a lesbian. The manager
apparently approached Ms. Brockman’s supervisors with complaints regarding
Ms. Brockman, and in the following months a number of meetings occurred at
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which Ms. Brockman alleges that she was targeted for unfair treatment by her
supervisors. Starting in early 1997, Ms. Brockman began to receive negative job
evaluations, and in response she filed multiple grievances objecting to the
evaluations. Further problems ensued as Ms. Brockman and her supervisors
engaged in discussions, short-lived agreements, warnings, and hostile exchanges.
In March of 1998, Ms. Brockman received a “needs improvement”
evaluation. That year, Ms. Brockman began suffering the symptoms of post-
traumatic stress disorder, the onset of which was allegedly triggered by the
hostility of her supervisors. She later began seeing a counselor for depression,
anxiety, and other physical symptoms.
During 1997 and 1998, Ms. Brockman had taken paid sick leave on a
number of occasions. In a letter dated March 10, 1998, Ms. Brockman received
notice that DFS was retroactively designating the paid sick leave that she had
taken between February 10 and 27, 1998 as leave taken pursuant to the Family
and Medical Leave Act of 1993, 29 U.S.C. § 2601 et seq. (“the FMLA”). DFS
later retroactively counted an additional six weeks of leave towards Ms.
Brockman’s annual allowance of twelve weeks of FMLA leave. In January 1999,
DFS informed Ms. Brockman that she had used her entire 12 weeks of FMLA
leave and would have to work another 12-month period beginning January 22,
1999 to qualify for more leave time.
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In February 1999, Ms. Brockman was suspended without pay for ten days
for improper use of e-mail. At the end of that suspension, Ms. Brockman did not
return to work. Instead, she notified DFS that she wished to take another twelve
weeks of FMLA leave to treat the symptoms of her stress disorder. Allegedly,
Ms. Brockman had on two occasions communicated to her supervisors her
therapist’s opinion that between one and three months of leave would allow her to
recover and return to work. See Aplt’s Reply Br. at 10. On April 19, 1999, DFS
sent Ms. Brockman notice of its plan to terminate her employment, and she was
terminated on May 17, 1999.
Ms. Brockman retained counsel and received a hearing before a Hearing
Examiner in the Wyoming’s Office of Administrative Hearings. The Examiner
determined on summary judgment that DFS had established good cause for firing
Ms. Brockman as required under state law. See Wyo. Stat. Ann. § 9-2-
1019(a)(iii) (Michie 2003).
Ms. Brockman did not appeal the result of her administrative hearings. She
filed suit in federal district against the State of Wyoming 1 and the DFS employees
1
In her complaint, Ms. Brockman named the State of Wyoming as a
defendant, but she did not name DFS separately. She did, however, identify the
action as being brought against “Defendant State of Wyoming’s Department of
Family Services.” Aplt’s App. at 1 (Second Amended Complaint, filed Mar. 23,
2001). In this appeal, DFS is a named defendant, but not the state. For the
purposes of this appeal, therefore, we recognize that DFS is a subdivision of the
(continued...)
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allegedly involved in creating the conditions that led to the onset of her symptoms
and her firing, asserting a variety of claims under federal and state law. The
district court granted the defendants’ motion for summary judgment on all claims
and awarded costs to the defendants.
Ms. Brockman appeals the following rulings by the district court: (1)
dismissal, on the basis of collateral estoppel, of her claim for interference with,
and denial of, medical leave under the self-care provision of the FMLA; (2)
dismissal of her claim under the Rehabilitation Act that DFS failed to
accommodate Ms. Brockman’s disability and committed wrongful discharge; and
(3) dismissal of Ms. Brockman’s pendent state tort claim against the individual
defendants for intentional infliction of emotional distress. Ms. Brockman also
argues that sovereign immunity does not bar her claims under either the FMLA or
the Rehabilitation Act. Finally, Ms. Brockman argues that it was
“unconscionable” for the district court to award costs against her.
II. ANALYSIS
The district court granted summary judgment for the defendants on all of
Ms. Brockman’s claims. We review the grant of summary judgment de novo.
1
(...continued)
State of Wyoming and refer to each entity as is appropriate, “DFS” or “State.”
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Goldsmith v. Learjet, Inc., 90 F.3d 1490, 1493 (10th Cir. 1996). Summary
judgment is appropriate only if “there is no genuine issue as to any material fact
and . . . the moving party is entitled to a judgment as a matter of law.” Fed. R.
Civ. P. 56(c).
We analyze below each of the four substantive issues that Ms. Brockman
raises on appeal: (1) FMLA claims, (2) Rehabilitation Act claims, (3) state tort
claims, and (4) the award of costs to the defendants. Because state sovereign
immunity is a threshold jurisdictional issue, we must address it first when it is
asserted by a defendant. See Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83,
94 (1998) (rejecting the doctrine of hypothetical jurisdiction and instructing that
challenges to Article III jurisdiction must be resolved before a panel may address
the merits of the underlying claims). For the FMLA and Rehabilitation Act
claims, we therefore first consider the State’s assertion of sovereign immunity
before proceeding to the merits of each issue. 2
As we discuss below, because we conclude that Ms. Brockman’s FMLA
claim against DFS is barred, we do not reach the merits of that claim. We do,
2
Although the parties and the district court characterize discussion of
sovereign immunity as Eleventh Amendment claims, the Supreme Court has made
clear its view that state sovereign immunity is not grounded in that amendment.
See Alden v. Maine, 527 U.S. 706, 713 (1999) (“‘Eleventh Amendment immunity’
. . . is convenient shorthand but something of a misnomer, for the sovereign
immunity of the States neither derives from, nor is limited by, the terms of the
Eleventh Amendment.”)
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however, consider her FMLA claim against the named individual defendants and
her claim against the State for reinstatement. Similarly, we must consider
whether the State is protected by sovereign immunity against claims under the
Rehabilitation Act. Concluding that the State waived its immunity, we consider
Ms. Brockman’s challenge to the merits of the district court’s ruling on those
claims. We then consider the district court’s ruling on Ms. Brockman’s state tort
claim. Finally, we consider the award of costs to the defendants.
A. Family and Medical Leave Act (FMLA) Claims
The district court held that Ms. Brockman’s FMLA claims against all
defendants were barred by collateral estoppel, reasoning that the results of the
administrative hearing precluded the same issues from being retried in a federal
court. We consider first the threshold question of whether Ms. Brockman’s
claims are barred by sovereign immunity and conclude that sovereign immunity is
a bar only to Ms. Brockman’s FMLA claims against DFS. Accordingly, we then
address, and ultimately affirm, the district court’s grant of summary judgment
based on collateral estoppel.
Sovereign Immunity
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The Family and Medical Leave Act authorizes qualified employees to take
leave from their jobs in certain circumstances. Three of the four categories of
eligibility relate to the care of family members: birth and care of a child, see 29
U.S.C. § 2612(a)(1)(A), adoption or foster care of a child, see § 2612(a)(1)(B),
and care for a spouse, child, or parent who has a serious health condition, see §
2612(a)(1)(C). The final category is not directly related to the care of family
members, allowing leave “[b]ecause of a serious health condition that makes the
employee unable to perform the functions of the position of such employee.” §
2612(a)(1)(D).
In Hibbs , the Supreme Court addressed whether the FMLA’s third
provision, for care of a close family member, validly abrogated states’ sovereign
immunity. See 123 S. Ct. at 1977-84. In concluding that § 2612(a)(1)(C) was a
valid abrogation of sovereign immunity, the Court focused exclusively on the
gender discrimination that motivated Congress’s enactment of the FMLA. See,
e.g., id. at 1979 (describing the pre-existing state leave policies as being
attributable to “the pervasive sex-role stereotype that caring for family members
is women’s work”); id. at 1983 (“[S]tate practices continue to reinforce the
stereotype of women as caregivers.”). Accordingly, the Court’s holding rested
squarely on the “heightened level of scrutiny” afforded gender discrimination, id.
at 1982, requiring that congressional remedies be narrowly targeted to alleviate
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the effects of such discrimination. See id. at 1983 (“The FMLA is narrowly
targeted at the fault line between work and family—precisely where sex-based
overgeneralization has been and remains strongest.”)
Because the Supreme Court’s analysis in Hibbs turned on the gender-based
aspects of the FMLA’s § 2612(a)(1)(C), the self-care provision in subsection (D)
is not implicated by that decision. The legislative history accompanying the
passage of the FMLA reveals two motivations for the inclusion of the self-care
provision. First, Congress was attempting to alleviate the economic burdens to
both the employee and to his or her family of illness-related job-loss. See S. Rep.
No. 103-3, at 11 (1993), reprinted in 1993 U.S.C.C.A.N. 3, 13-14; H.R. Rep. No.
101-28(I), at 23 (1990). Second, Congress was attempting to prevent those with
serious health problems from being discriminated against by their employers. See
S. Rep. No. 103-3, at 12; H.R. Rep. 101-28(I), at 23. The legislative history does
not, however, identify as the basis for subsection (D) a link between these two
motivations and any pattern of discriminatory stereotyping on the part of the
states as employers.
There is a colorable argument to the effect that the self-care provision of
the FMLA must be viewed as part of the Act as a whole, and that it would
therefore be a valid abrogation of states’ sovereign immunity. See Laro v. New
Hampshire, 259 F.3d 1, 17 (1st Cir. 2001) (Lipez, J., dissenting). We decline to
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adopt that view here, because “[e]ven with the heightened standard of review for
gender-based discrimination, . . . we do not find that the legislative history
sufficiently ties the FMLA’s personal medical leave provision to the prevention of
gender-based discrimination.” Id. at 11 (majority opinion). 3 Moreover, “[t]here
is no showing . . . that establishes any nexus between gender-neutral medical
leave for one’s own health conditions and the prevention of discrimination on the
basis of gender on the part of states as employers.” Id. at 13-14 (emphasis in
original).
3
Although they have ruled on a variety of grounds, at least seven other
circuits have held that either subsection (D) alone or the entire FMLA violates
sovereign immunity. Some of these decisions have been overruled by Hibbs with
respect to subsection (C), but the invalidation of the self-care provisions in
subsection (D) stands. See Lizzi v. Alexander, 255 F.3d 128, 136 (4th Cir. 2001)
(the self-care provisions of the FMLA do not contain a valid abrogation of state
sovereign immunity); Townsel v. Missouri, 233 F.3d 1094, 1095 (8th Cir. 2000)
(no section of the FMLA contains a valid abrogation of state sovereign
immunity), overruled in part by Hibbs, 123 S. Ct. at 1984; Chittister v. Dep’t of
Cmty and Econ. Dev., 226 F.3d 223, 229 (3d Cir. 2000) (same), overruled in part
by Hibbs, 123 S. Ct. at 1984; Kazmier v. Widmann, 225 F.3d 519, 526-27, 529
(5th Cir. 2000) (neither subsection (C) nor subsection (D) of § 2612(a)(1)
constitute a valid abrogation of state sovereign immunity), overruled in part by
Hibbs, 123 S. Ct. at 1984; Sims v. Univ. of Cincinnati, 219 F.3d 559, 566 (6th Cir.
2000) (the entire FMLA is not a valid attempt by Congress to abrogation state
sovereign immunity), overruled in part by Hibbs, 123 S. Ct. at 1984; Hale v.
Mann, 219 F.3d 61, 69 (2d Cir. 2000) (subsection (D) of § 2612(a)(1) not a valid
abrogation of state sovereign immunity); Garrett v. Univ. of Ala. Bd. of Trs., 193
F.3d 1214, 1219 (11th Cir. 1999) (self-care provisions not a valid abrogation of
sovereign immunity), rev’d in part on other grounds, 531 U.S. 356 (2001).
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We thus hold that through subsection (D), Congress did not effect a valid
abrogation of state sovereign immunity. Sovereign immunity does not, however,
bar suits for money damages against employees of a state, see Alden , 527 U.S. at
757, nor does it bar claims for injunctive relief. See Bd. of Tr. of Univ. of Ala. v.
Garrett, 531 U.S. 356, 374 n.9 (2001). We therefore consider the district court’s
ruling as it relates to those claims.
Preclusive Effect of the State Administrative Hearing
The administrative hearing officer found that Ms. Brockman was fired for
cause. In particular, in findings cited by the district court, Aplt’s App. at 629
(Dist. Ct. Order, filed May 10, 2001), the hearing officer noted that “no medical
evidence was submitted to DFS, nor to this Office, that supports Brockman’s
contention that she would have been able to return to work but for the improper
FMLA leave calculation.” Aplt’s App. at 468 (Administrative Hearing Order
Granting Summary Judgment, dated Dec. 30, 1999). Instead, the hearing officer
found that “the evidence from Brockman’s testimony, as well as her psychiatrist,
shows that Brockman was incapacitated and unable to return to work from
February 19, 1999 through August 17, 1999, well beyond the 90 days allowed by
the FMLA.” Id. Also, “Brockman submitted no evidence . . . that her FMLA
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leave was improperly calculated.” Id. As noted above, Ms. Brockman did not
appeal the hearing officer’s decision.
As the district court correctly concluded, the hearing officer’s decision is
preclusive so long as the Wyoming courts themselves would give it preclusive
effect. See Univ. of Tenn. v. Elliott, 478 U.S. 788, 799 (1986). The Wyoming
Supreme Court has stated that “since administrative agency decisions deal
primarily with issues rather than with causes of action or claims, collateral
estoppel is the appropriate preclusion doctrine to be applied to final
administrative agency decisions. The collateral estoppel doctrine prevents
relitigation of issues which were involved actually and necessarily in a prior
action between the same parties.” Kahrs v. Bd. of Trs. for Platte County Sch.
Dist. No. 1, 901 P.2d 404, 406 (Wyo. 1995) (reviewing the finality of an
administrative hearing when the losing party did not appeal the administrative
hearing’s outcome) (internal citation omitted).
The United States Supreme Court has “long favored application of the
common-law doctrines of collateral estoppel (as to issues) and res judicata (as to
claims) to those determinations of administrative bodies that have attained
finality.” Astoria Fed. Sav. & Loan Assoc. v. Solimino, 501 U.S. 104, 107 (1991).
Some federal statutory schemes abrogate this federal common-law rule. See id. at
110 (ADEA); Elliott, 478 U.S. at 799 (Title VII).
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The Wyoming Supreme Court has stated that four factors should be
analyzed in this inquiry:
(1) whether the issue decided in the prior adjudication was
identical with the issue presented in the present action; (2)
whether the prior adjudication resulted in a judgment on
the merits; (3) whether the party against whom collateral
estoppel is asserted was a party or in privity with a party
to the prior adjudication; and (4) whether the party against
whom collateral estoppel is asserted had a full and fair
opportunity to litigate the issue in the prior proceeding.
Kahrs, 901 P.2d at 406. All four of those requirements are met here: the issue is
identical, the hearing officer issued a judgment on the merits of the factual
claims, Ms. Brockman was a party, and she was given a full and fair opportunity
to litigate her claim.
Addressing similar concerns, the United States Supreme Court has also held
that an administrative decision must satisfy three fairness requirements: 1) the
agency must have been acting in a judicial capacity; 2) it must be resolving issues
that are properly before it; and 3) the parties must have an adequate opportunity
to litigate those issues before the agency. See United States v. Utah Const. &
Mining Co., 384 U.S. 394, 422 (1966).
The district court found that “the hearing examiner engaged in a thorough
and far reaching examination of Brockman’s claims arising from her discharge.”
Aplt’s App. at 629. Ms. Brockman was represented by counsel at the
administrative hearing, she raised numerous issues, and the agency provided an
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opportunity for discovery. Further, the officer conducting the hearing ruled with
respect to Ms. Brockman’s claims. We therefore see no reason to question the
district court’s conclusion that the administrative hearing comported with judicial
standards, and we conclude that the agency was acting in a judicial capacity.
Similarly, we find no reason to doubt that the second and third factors are
satisfied, i.e., that the hearing officer was resolving issues of fact properly before
it and that Ms. Brockman had an adequate opportunity to litigate those issues. Cf.
Atiya v. Salt Lake County, 988 F.2d 1013, 1019 (10th Cir. 1993) (concluding that
the parties at a similar administrative proceeding were given an adequate
opportunity to litigate the issues, noting that both parties “were represented by
counsel, opening and closing statements were made, witnesses were examined and
cross-examined, exhibits introduced, and . . . the hearing itself extended over
some six days”).
Ms. Brockman argues that the hearing officer incorrectly interpreted the
FMLA’s requirements and asserts that the hearing officer is inherently biased by
virtue of serving at the pleasure of the governor. If Ms. Brockman believed that
the hearing officer was biased, however, she should have exercised her right to
appeal the ruling to the state district court. She did not do so. She argues that
she “fell into a deep depression” because of the hearing officer’s rulings against
her and that, because her union attorney could no longer represent her, she was
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unable to appeal the decision against her. Aplt’s Br. at 21-22. Ms. Brockman
cites Murdock v. Ute Indian Tribe, 975 F.2d 683, 689 (10th Cir. 1992), for the
proposition that courts should look at the “nature and relationship of the parties”
in assessing whether a party had a full and fair opportunity to litigate. Aplt’s Br.
at 45. Given the facts described above, however, we see nothing in the nature and
relationship of these parties that would bring into doubt the fullness or fairness of
Ms. Brockman’s opportunity to litigate her claims.
Ms. Brockman’s principal argument on appeal, however, is that the hearing
officer cannot adjudicate matters of federal law. She notes that “preclusive effect
is given to the determination of factual issues by an administrative hearing
officer, not the examiner’s interpretation of federal law.” Aplt’s Br. at 26-27. As
noted above, the hearing officer concluded that “[Ms.] Brockman submitted no
evidence that her FMLA leave was improperly calculated.” Aplt’s App. at 468 .
Ms. Brockman argues that the hearing officer’s findings of fact are not facts at
all, because “[i]n order to determine whether Ms. Brockman’s leave was
improperly calculated or not, she had to have interpreted the language of the
FMLA regarding leave requirements.” Aplt’s Br. at 27. To the extent that Ms.
Brockman is arguing that the hearing officer’s finding of a lack of evidence was
only possible if the hearing officer had interpreted the FMLA, this is incorrect. A
hearing officer can discern a lack of evidence without making a legal ruling.
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Furthermore, when the hearing officer noted that the evidence presented showed
that Ms. Brockman would not have been able to return to work until August 17,
1999, the hearing officer’s observation that this date is “well beyond the 90 days
allowed by the FMLA,” Aplt’s App. at 468 , was not a legal interpretation.
We therefore hold that Ms. Brockman’s FMLA claims that are not
precluded by state sovereign immunity are barred by collateral estoppel. The
hearing officer’s factual findings, which have preclusive force, leave Ms.
Brockman unable to prove liability on the part of any defendants. She was fired
for cause, she did not present evidence to support her claims, and she did not
appeal the administrative ruling to that effect.
B. Rehabilitation Act Claim
In ruling on Ms. Brockman’s claims under § 504 of the Rehabilitation Act,
29 U.S.C. § 794, the district court ruled that the State had waived its immunity
but that Ms. Brockman was not covered by the terms of the Rehabilitation Act.
We once again consider first the sovereign immunity issue and then the merits.
Sovereign Immunity
In Atascadero State Hosp. v. Scanlon , 473 U.S. 234 (1985), the Supreme
Court ruled that the Rehabilitation Act was not a valid abrogation of the states’
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sovereign immunity because the Act lacked clarity. In response, Congress passed
42 U.S.C. § 2000d-7(a)(1), which explicitly states that “[a] state shall not be
immune . . . from suit in Federal court for a violation of Section 504 of the
Rehabilitation Act of 1973.” We agree with the district court that “any State
reading [42 U.S.C. § 2000d-7(a)(1)] would clearly understand that, by accepting .
. . funding, it was consenting to resolve disputes regarding alleged violations of
the Act’s anti-discrimination provisions in federal court.” Aplt’s App. at 636
(quoting Bell Atlantic MD, Inc. v. MCI WorldCom, Inc. , 240 F.3d 279, 292 (4th
Cir. 2001)), vacated in part on other grounds , Verizon Md., Inc. v. Public Serv.
Comm’n of Md. , 535 U.S. 635 (2002) . The State asserts that such waiver must be
clearly expressed, but it offers no argument that it did not clearly waive its
sovereign immunity. The federal circuits that have considered this issue have
uniformly held that “by accepting federal financial assistance as specified in 42
U.S.C. § 2000d-7, states and state entities waive sovereign immunity from suit.”
Robinson v. Kansas , 295 F.3d 1183, 1189-90 (10th Cir. 2002) (collecting cases).
Section 2000d-7 provides clear notice, and a state retains its authority to decline
federal funds. An affirmative choice to apply for, and accept, funds thus serves
as an express waiver of immunity.
Therefore, while Congress may not require states to litigate disability
claims in federal court, see Garrett , 531 U.S. at 374, Congress may induce states
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to waive their immunity. We agree with the district court that “[b]y accepting
Rehabilitation Act monies, the State of Wyoming has made itself amenable to
suit.” Aplt’s App. at 636.
“Qualified Individual”
The district court ruled that the Rehabilitation Act provides no cause of
action against individual supervisors and that DFS was not liable due to Ms.
Brockman’s inability to perform the essential functions of the job. Specifically,
the district court found that Ms. Brockman was not a “qualified individual” under
the Rehabilitation Act, which prohibits discrimination against an “otherwise
qualified individual with a disability.” 29 U.S.C. § 794.
To determine whether Ms. Brockman is a qualified individual, we employ a
two part test: (1) whether the individual can perform the “essential functions” of
the job, and (2) if not, whether a reasonable accommodation would allow the
individual to perform those essential functions. See Wells v. Shalala, 228 F.3d
1137, 1144 (10th Cir. 2000). The hearing officer had determined that Ms.
Brockman was unable to be in attendance at her job at least until August 17,
1999. “Attendance is generally an ‘essential’ function of any job.” Cisneros v.
Wilson, 226 F.3d 1113, 1129 (10th Cir. 2000), overruled on other grounds,
Garrett, 531 U.S. 356. Because there is no way to accommodate an employee’s
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inability to be in attendance, the district court concluded that “no reasonable
accommodation was available.” Aplt’s App. at 643.
Ms. Brockman states accurately that the relevant question is whether she
was able to return to work at the time of the adverse employment action. See
Aplt’s Br. at 55 (quoting Cisneros, 226 F.3d at 1129). However, as the hearing
officer stated, Ms. Brockman “never notified DFS that she was able to return to
work prior to her termination.” Aplt’s App. at 468 . “An employer is not required
to wait indefinitely” for an employee to recover. Smith v. Blue Cross Blue Shield
of Kan., Inc., 102 F.3d 1075, 1077 (10th Cir. 1996). Although Ms. Brockman
asserts that she had at that point requested only a one-to-three month leave, the
hearing officer’s unappealed factual finding that Ms. Brockman had provided no
evidence that she would be able to return to work is dispositive.
We therefore adopt the district court’s analysis of the Rehabilitation Act
claim. Because DFS had good reason to believe at the point that it terminated
Ms. Brockman that she might never return to work, Ms. Brockman was not a
“qualified individual” under the terms of that Act.
C. State Tort Claim
Ms. Brockman also appeals the dismissal of her claim against the individual
defendants for intentional infliction of emotional distress. The district court ruled
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that this claim was barred because the Wyoming Governmental Claims Act
(WGCA), Wyo. Stat. Ann. § 1-39-101 (Michie 2003) et seq. , immunizes the state
and its employees from tort liability. Discussing the tort of intentional infliction
of emotional distress, the Wyoming Supreme Court has held that “[t]here is
nothing in any section of the [WGCA] . . . which would serve to abrogate
sovereign immunity for these claims.” Routh v. State , 952 P.2d 1108, 1116 (Wyo.
1998).
Ms. Brockman argues that public employees acting outside the scope of
their duties are not immune from suit. See Jung-Leonczynska v. Steup , 782 P.2d
578, 582 (Wyo. 1989) (holding that the scope of duties is “normally [a question]
for the trier of fact and becomes one of law when only one reasonable inference
can be drawn from the evidence”). Ms. Brockman argues that personally
harassing an employee about their perceived sexual preference and hounding them
with negative employee evaluations is not within anyone’s scope of duties. The
defendants reply that any such harassment “was simply supervising state
employees doing their job as a manager,” Aples’ Br. at 22, because “[t]he
complained of conduct was requiring Appellant Brockman basically to do her
job.” Id.
We hold that the acts alleged by Ms. Brockman, even if true, were within
the scope of duties of the various DFS employees. While Ms. Brockman might
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believe that the individual defendants had ill intent in filing negative employment
reports and making adverse decisions about her leave time, these are the routine
actions of employee management and thus fall comfortably within the scope of
their duties. The district court was therefore correct in holding that the WGCA
bars Ms. Brockman’s state tort claim against the individual defendants.
D. Award of Costs
Having ruled against Ms. Brockman on all counts, the district court
awarded costs to the defendants. We review the district court’s award of costs for
abuse of discretion. See Marathon Ashland Pipe Line LLC v. Md. Cas. Co., 243
F.3d 1232, 1254 (10th Cir. 2001). Under 28 U.S.C. § 1920, “[a] judge or clerk of
any court of the United States may tax . . . costs.” Likewise, “[e]xcept when
express provision therefor is made either in a statute of the United States or in
these rules, costs other than attorneys’ fees shall be allowed as of course to the
prevailing party unless the court otherwise directs.” Fed. R. Civ. P. 54(d)(1).
Ms. Brockman does not argue that the district court abused its discretion;
rather, she argues that “it is inhumane to demand more of her than the pound of
flesh, in the form of her mental and physical health, that Defendants have already
taken.” Aplt’s Br. at 61. Her brief concludes: “The District Court’s award of
costs to the Defendants should be reversed, not because the award violates the
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law, but simply because it is an unconscionable injustice.” Id. Because Ms.
Brockman neither explains how the award of costs constitutes such an injustice
nor shows how it was an abuse of the district court’s discretion, we affirm the
award of costs.
III. CONCLUSION
For the reasons discussed above, we AFFIRM the district court’s grant of
summary judgment on all claims and its award of costs to the defendants.
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