F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
JUN 18 2004
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
No. 03-5041
DOANE KEITH THOMAS,
Defendant - Appellant.
Appeal from the United States District Court
for the Northern District of Oklahoma.
(D.C. No. 00-CR-63-H)
Barry L. Derryberry, Research and Writing Specialist (Paul D. Brunton, Federal
Public Defender, and Jack Schisler, Assistant Federal Public Defender, with him
on the brief), Tulsa, Oklahoma, for Defendant-Appellant.
Timothy L. Faerber, Assistant United States Attorney (David E. O’Meilia, United
States Attorney, with him on the brief), Tulsa, Oklahoma, for Plaintiff-Appellee.
Before EBEL, ANDERSON and McCONNELL, Circuit Judges.
EBEL, Circuit Judge.
Defendant Doane Keith Thomas was convicted under 18 U.S.C. § 922(g)(1)
as a felon in possession of a firearm. He now challenges the district court’s
refusal to suppress the firearm as evidence. We hold that exigent circumstances
justified the police officers’ warrantless entry into the apartment from which the
firearm was retrieved, and that once inside the apartment the officers were
permitted to seize the gun from plain view as evidence of a crime. Accordingly,
we AFFIRM.
BACKGROUND
Tulsa police officer Ron Kawano was on patrol near a four-unit apartment
building after midnight on the morning of January 1, 2000. Kawano observed a
man run from the apartment building to a car, say something to the effect of “go
ahead and kill me,” and run back to the stairwell of the apartment building.
Kawano concluded that the man had gone upstairs, and he decided to investigate
the situation.
As he approached the apartments, Kawano heard loud voices arguing in one
of the two upstairs units. He walked up a stairway to determine where the
argument was taking place, and as he did so the fight grew louder. Kawano heard
a female voice say “you better put that gun away before I call the police” in a tone
he described as angry, scared and loud. At that point, Kawano drew his weapon.
When he reached the top of the stairs, the door to one of the apartment
units was open and Kawano could see about six or seven people inside. Among
them was Defendant Thomas, who was holding a gun.
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Thomas then started to move, and Kawano ordered him to stop. Thomas
did not comply. Instead, Thomas ran with the gun towards a hallway near the
back of the apartment, stashed the gun in a “closet type storage area,” and
continued to run down the hallway into a bedroom. Meanwhile, a screaming
woman ran across the apartment in the opposite direction.
Kawano ordered all of the occupants out of the apartment. Everyone whom
he had observed in the apartment, including Thomas, obeyed that order. Kawano
had no way of knowing whether or not there were others who remained hidden in
the apartment. He and other officers then conducted a warrantless search of the
apartment “[l]ooking for anybody who could have been harmed, or injured, dead,
anybody inside the apartment.” Kawano testified that the purpose of the search
was to ensure that “nobody had been harmed ... [and] for our safety, to ensure that
there was nobody there who could, well obviously grab the one obvious weapon
the revolver and use it against us.” During the search of the apartment, the
parties agree that the officers saw the gun in plain view and seized it.
Police later learned that the apartment unit belonged to Thomas’ aunt and
uncle. Thomas testified that he had been invited there to celebrate New Year’s
Eve, that he had intended to spend the night there, and that it was “okay” with his
aunt and uncle for him to spend the night there. Also, police later learned that
Thomas had previously been convicted of a felony offense.
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Thomas was charged under 18 U.S.C. § 922(g)(1) for possessing a firearm
after having been convicted of a felony. He challenged the legality of the
officers’ entry into the apartment and seizure of the gun, and the district court
denied his motion to suppress the weapon. Thomas entered a conditional guilty
plea, reserving the right to appeal the denial of his suppression motion.
DISCUSSION
The district court concluded that Thomas had standing to challenge the
officers’ entry into the apartment and seizure of the gun, and that both of those
actions were constitutional on the merits. We agree.
A. Standing
Fourth Amendment “standing” refers to whether the party challenging a
search or seizure personally has a legitimate expectation of privacy that was
implicated by the challenged governmental action. See Minnesota v. Carter, 525
U.S. 83, 87-88 (1998); United States v. Jones, 213 F.3d 1253, 1260 (10th Cir.
2000). We review this question de novo, considering the evidence in the light
most favorable to the district court’s decision. United States v. Gordon, 168 F.3d
1222, 1225 (10th Cir. 1999).
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The Supreme Court has explained that overnight guests have a reasonable
expectation of privacy in the home of their host. Minnesota v. Olson, 495 U.S.
91, 98 (1990). Further, we have held that even social guests who do not stay the
night have a reasonable expectation of privacy in the host’s home and may
therefore challenge a search of the home on Fourth Amendment grounds. United
States v. Rhiger, 315 F.3d 1283, 1286-87 (10th Cir. 2003) (Defendant had stayed
the night on prior occasions and was a regular social guest in the home, even
though there was no showing that he was staying overnight on the occasion of the
search). 1
In light of this precedent, it is evident that Thomas may challenge the
search of his aunt and uncle’s home. Thomas testified that he was there as a
social guest to celebrate New Year’s Eve. Moreover, he testified that he planned
to spend the night there and that his plans were “okay” with his aunt and uncle.
Therefore, the search of the apartment and seizure of the gun there implicated
Thomas’ legitimate privacy interests.
1
In contrast, a person who is present at another’s home, with permission,
simply for the purpose of consummating a business transaction does not have a
reasonable expectation of privacy there. Carter, 525 U.S. at 90-91.
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B. Entry into the Apartment
“[A]bsent exigent circumstances, the firm line at the entrance to the house
may not reasonably be crossed without a warrant.” Kirk v. Louisiana, 536 U.S.
635, 636 (2002) (internal quotation marks and alterations omitted). We review
the question of whether exigent circumstances justified a warrantless entry into a
home de novo, evaluating the circumstances as they would have appeared to
prudent, cautious and trained officers at the time. See United States v. Gutierrez-
Hermosillo, 142 F.3d 1225, 1229 (10th Cir. 1998); United States v. Davis, 290
F.3d 1239, 1243 (10th Cir. 2002). In the instant case, we hold that the officers’
entry into the apartment was justified by exigent circumstances, namely their need
to guarantee the safety of themselves and others.
The Supreme Court has recognized several types of exigent circumstances
that may justify a warrantless entry into a home, including the hot pursuit of a
fleeing felon, the imminent destruction of evidence, the need to prevent a
suspect’s escape, or the risk of danger to police officers or other people inside or
outside the home. Minnesota v. Olson, 495 U.S. 91, 100 (1990).
In risk of personal danger cases, the basic aspects of the exigent
circumstances exception are (1) the officers must have reasonable grounds to
believe that there is an immediate need to protect the lives or safety of themselves
or others; (2) the search must not be motivated by an intent to arrest or seize
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evidence; and (3) there must be some reasonable basis, approaching probable
cause, to associate the emergency with the place to be searched. Davis, 290 F.3d
at 1242.
To be sure, our determination as to whether exigent circumstances existed
will depend on the unique facts of the controversy before us. Id. Yet we are
guided in our analysis by cases in which courts have held there to be exigent
circumstances under analogous conditions.
In United States v. Reed, for example, police officers went to a suspect’s
home as part of a criminal investigation and saw a man sleeping on the couch
with a sawed-off shotgun resting nearby. 935 F.2d 641, 642 (4th Cir. 1991). The
Fourth Circuit held that the officers had reasonable grounds to believe that they
needed to enter the home in order to guarantee their own safety. Id. at 643.
“Standing at the threshold of Reed’s home and uncertain about how many persons
were present in the trailer, the officers in this case were faced with an inherently
dangerous illegal weapon that could have ... possibly [been] used against them.
Viewing the situation in its totality, the troopers could have reasonably found
exigent circumstances.” Id.
Similarly, in United States v. Burgos, the Eleventh Circuit held there were
exigent circumstances to enter the defendant’s home after officers observed boxes
filled with weapons being shipped there. 720 F.2d 1520, 1526 (11th Cir. 1983).
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“The agents were faced with a house laden with arms and an unknown number of
people inside. ... Only by entering the house and searching for persons and
weapons could the agents have control of all weapons which could be used
against them or to effect an escape.” Id.
Like Reed and Burgos, the officers in the instant case faced a situation in
which there were firearms inside the home, it was unclear how many people were
inside the home, and the circumstances gave rise to a reasonable fear that the
firearms might be used against the officers or others. The officers had just
broken up a heated argument in which a firearm had been brandished, one of the
participants in that argument had defied police orders and stashed the gun in a
rear area of the apartment, and the officers had no way of knowing if there were
others in the apartment with access to the gun.
Under the circumstances of this case, we are satisfied that the officers had
reasonable grounds to believe there was an immediate need to ensure their safety
and the safety of others by guaranteeing that no one remained in the apartment.
Further, as Officer Kawano testified, safety concerns (not an intent to seize
evidence) motivated the officers’ entry into the apartment, and the emergency was
clearly associated with the location searched. The warrantless entry was therefore
justified by exigent circumstances. Cf. Davis, 290 F.3d at 1242.
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“The Fourth Amendment does not require police officers to delay in the
course of an investigation if to do so would gravely endanger their lives or the
lives of others.” Warden v. Hayden, 387 U.S. 294, 298-99 (1967); see also
United States v. Wicks, 995 F.2d 964, 970 (10th Cir. 1993) (“[O]fficers may ...
conduct a warrantless search if they believe that their own lives or the lives of
others are at risk.”). In their attempt to subdue a chaotic armed struggle, the
officers in this case were not limited to ordering the occupants whom they had
seen out of the home and trusting their safety to the hope that there might be no
one else inside who could use the gun stashed there against them.
C. Seizure of the Firearm
Under the plain view doctrine, police officers may properly seize evidence
of a crime if (1) the officer was lawfully in a position from which the object
seized was in plain view, (2) the object’s incriminating character was immediately
apparent (i.e., there was probable cause to believe it was contraband or evidence
of a crime), and (3) the officer had a lawful right of access to the object. United
States v. Sparks, 291 F.3d 683, 690 (10th Cir. 2002). We review de novo the
validity of a seizure of evidence under the plain view doctrine. United States v.
Silkwood, 893 F.2d 245, 247 (10th Cir. 1989).
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As noted above, a warrantless entry into a home justified by a risk of
danger to officers or others must not be motivated by an intent to obtain evidence.
United States v. Davis, 290 F.3d 1239, 1242 (10th Cir. 2002). However, once
lawfully present in the home due to exigent circumstances, the plain view doctrine
applies, and police may seize incriminating evidence found in plain view within
the officer’s lawful right of access. See Coolidge v. New Hampshire, 403 U.S.
443, 465 (1971) (“Where the initial intrusion that brings the police within plain
view of such an article is supported, not by a warrant, but by one of the
recognized exceptions to the warrant requirement, the seizure is also legitimate.”).
In the instant case, officers were lawfully within the apartment for the
reasons discussed above, and Thomas concedes that the gun was then in their
plain view. There was probable cause to believe that Thomas had used the gun to
commit one or more state law offenses during the preceding argument, and the
gun served as evidence of those crimes. 2 Finally, nothing impeded the officers’
2
Most clearly, there was probable cause to believe that Thomas engaged in
reckless conduct while possessing a firearm in violation of Okla. Stat. tit. 21,
§ 1289.11. Oklahoma courts have held this statute to be applicable in cases in
which a defendant brandished a gun in a dangerous situation and implied
willingness to use it. See Reynolds v. State, 617 P.2d 1357, 1360 (Okla. Crim.
App. 1979); Culpepper v. State, 507 P.2d 561, 562-63 (Okla. Crim. App. 1973).
Here, officers observed Thomas carrying the gun during a loud argument and
heard a woman call out “put that gun away before I call the police.” That is
enough to demonstrate a “reasonably fair likelihood of criminal conduct.” Cf.
United States v. Gordon, 173 F.3d 761, 766-67 (10th Cir. 1999).
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lawful right of access to the firearm. Because all of the elements of the plain
view exception are satisfied, it was proper to seize the gun at that time.
D. Conclusion
For these reasons, we hold that officers reasonably entered the apartment
without a warrant under exigent circumstances, and while there properly seized
the firearm as evidence of a crime. The district court correctly refused to
suppress that evidence on Fourth Amendment grounds. We AFFIRM.
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