United States Court of Appeals
For the First Circuit
No. 04-1161
PLANNED PARENTHOOD OF NORTHERN NEW ENGLAND, ET AL.,
CONCORD FEMINIST HEALTH CENTER, FEMINIST HEALTH
CENTER OF PORTSMOUTH, AND WAYNE GOLDNER, M.D.,
Plaintiffs, Appellees,
v.
PETER HEED,
ATTORNEY GENERAL OF THE STATE OF NEW HAMPSHIRE,
IN HIS OFFICIAL CAPACITY,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
[Hon. Joseph A. DiClerico, Jr., U.S. District Judge]
Before
Boudin, Chief Judge,
Torruella, Circuit Judge,
and Saris,* District Judge.
Daniel J. Mullen, Associate Attorney General, with whom
Suzanne M. Gorman, Senior Assistant Attorney General, and Andrew B.
Livernois, Assistant Attorney General, were on brief, for
appellant.
Teresa Stanton Collett, Professor of Law University of St.
Thomas School of Law, Minneapolis, MN, was on brief, for amici
curia New Hampshire Legislators in support of appellant.
Dara Klassel, with whom Martin P. Honigberg, Sulloway &
Hollis, PLLC, Jennifer Dalven, Corinne Schiff, Lawrence A.
Vogelman, and Shuchman, Krause & Vogelman, PLLC, were on brief, for
appellees.
November 24, 2004
*
Of the District of Massachusetts, sitting by designation.
TORRUELLA, Circuit Judge. Defendant-appellant Attorney
General of the State of New Hampshire, Peter Heed, acting in his
official capacity ("Attorney General"), appeals the district
court's order declaring unconstitutional and enjoining the
enforcement of the Parental Notification Prior to Abortion Act (the
"Act"), 2003 N.H. Laws 173, codified at N.H. Rev. Stat. Ann.
("RSA") § 132:24-28 (2003).
I. Background
In June 2003, the New Hampshire legislature passed "AN
ACT requiring parental notification before abortions may be
performed on unemancipated minors," which states that:
No abortion shall be performed upon an
unemancipated minor or upon a female for whom
a guardian or conservator has been appointed
pursuant to RSA 464-A because of a finding of
incompetency, until at least 48 hours after
written notice of the pending abortion has
been delivered in the manner specified in
paragraphs II and III.
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RSA 132:25, I.1 Paragraph II specifies that "written notice shall
be addressed to the parent at the usual place of abode of the
parent and delivered personally to the parent by the physician or
an agent." RSA 132:25, II. Paragraph III allows for notification
by certified mail with return receipt requested and with restricted
delivery to the addressee. RSA 132:25, III.
The notice requirement is waived if
(a) The attending abortion provider certifies
in the pregnant minor's medical record that
the abortion is necessary to prevent the
minor's death and there is insufficient time
to provide required notice; or
(b) The person or persons who are entitled to
notice certify in writing that they have been
notified.
RSA 132:26, I.
If a minor does not want her parent or guardian notified,
she may request a state judge, after a hearing, to "authorize an
abortion provider to perform the abortion if said judge determines
that the pregnant minor is mature and capable of giving informed
1
The Act defines an abortion as:
the use or prescription of any instrument,
medicine, drug, or any other substance or
device intentionally to terminate the
pregnancy of a female known to be pregnant
with an intention other than to increase the
probability of a live birth, to preserve the
life or health of the child after live birth,
or to remove an ectopic pregnancy or the
products from a spontaneous miscarriage.
RSA 132:24, I.
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consent to the proposed abortion," or if the judge determines that
"the performance of an abortion upon her without notification of
her parent, guardian, or conservator would be in her best
interests." RSA 132:26, II. In these proceedings, the pregnant
minor may act on her own behalf or be appointed a guardian ad
litem, and she must also be advised that she has a right to request
court-appointed counsel. RSA 132:26, II (a). The court
proceedings "shall be confidential and shall be given such
precedence over other pending matters so that the court may reach
a decision promptly and without delay so as to serve the best
interest of the pregnant minor." RSA 132:26, II (b).
Specifically, "[i]n no case shall the court fail to rule within 7
calendar days from the time the petition is filed." RSA 132:26, II
(b). The judge must also "make in writing specific factual
findings and legal conclusions," and order a record of the evidence
to be maintained. RSA 132:26, II (b).
If the minor's petition is denied, an "expedited
confidential appeal shall be available," and the appellate court
must rule within seven calendar days of the docketing of the
appeal. Access to the trial and appellate courts for the purposes
of these petitions "shall be afforded such a pregnant minor 24
hours a day, 7 days a week." RSA 132:26, II (c).
Violation of the Act can result in criminal penalties and
civil liability:
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Performance of an abortion in violation of
this subdivision shall be a misdemeanor and
shall be grounds for a civil action by a
person wrongfully denied notification. A
person shall not be held liable under this
section if the person establishes by written
evidence that the person relied upon evidence
sufficient to convince a careful and prudent
person that the representations of the
pregnant minor regarding information necessary
to comply with this section are bona fide and
true, or if the person has attempted by
reasonable diligence to deliver notice, but
has been unable to do so.
RSA 132:27. The Act was to take effect on December 31, 2003. 2003
N.H. Laws 173.
On November 17, 2003, plaintiffs-appellees Planned
Parenthood of Northern New England, Concord Feminist Health Center
of Portsmouth, Feminist Health Center of Portsmouth, and Wayne
Goldner, M.D. ("plaintiffs") filed a complaint under 42 U.S.C.
§ 1983, seeking a declaratory judgment that the Act is
unconstitutional and a preliminary injunction to prevent its
enforcement once it became effective.2 The district court merged
2
Citing Lujan v. Defenders of Wildlife, 504 U.S. 555 (1992),
amici New Hampshire Legislators argue that appellee abortion
providers lack standing to challenge the Act because the injury
giving rise to standing is speculative. The injury in question,
according to amici, is the one suffered by pregnant minors who
require an abortion for health reasons. Amici argue that it is
"not sufficient to merely show that some unknown medical conditions
exist that may at some unknown future date be suffered by some
unknown minors." Brief of Amici New Hampshire Legislators at 8.
In fact, Dr. Wayne Goldner listed in his unopposed declaration five
specific conditions that could require abortion to protect a
minor's health: preeclampsia, eclampsia, premature rupture of the
membranes surrounding the fetus, spontaneous chorioamnionitis, and
heavy bleeding during pregnancy. Declaration of Wayne Goldner,
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the preliminary and permanent injunction proceedings and, on
December 29, 2003, issued an order holding the Act unconstitutional
and permanently enjoining its enforcement.
The district court found unconstitutional both (1) the
lack of an explicit exception to protect the health of the pregnant
minor, and (2) the narrowness of the Act's exception for abortions
necessary to prevent the minor's death. Having found the Act
fatally flawed in these respects, the district court declined to
rule on the constitutionality of the Act's failure to provide
specific protections for the confidentiality of a minor seeking a
judicial waiver.
The Attorney General, acting in his official capacity,
appeals.
M.D., ¶¶ 8-15. Moreover, appellee abortion providers themselves
face an imminent injury -- civil or criminal prosecution for
performing an abortion in violation of the Act -- sufficient to
confer on them Article III standing. See Planned Parenthood of
Cent. Mo. v. Danforth, 428 U.S. 52, 62 (1976) (holding that
physician abortion providers asserting their own rights and those
of their patients had standing to challenge abortion regulation and
"should not be required to await and undergo a criminal prosecution
as the sole means of seeking relief"). Because of their close
relationship to the abortion decision, and the rights involved,
providers routinely have jus tertii standing to assert the rights
of women whose access to abortion is restricted. See Singleton v.
Wulff, 428 U.S. 106, 117 (1976) ("[I]t generally is appropriate to
allow a physician to assert the rights of women patients as against
governmental interference with the abortion decisions . . . .").
Indeed, as the Ninth Circuit has noted, "physicians and clinics
performing abortions are routinely recognized as having standing to
bring broad facial challenges to abortion statutes." Planned
Parenthood of Idaho, Inc. v. Wasden, 376 F.3d 908, 916-18 (9th Cir.
2004) (discussing abortion providers' third-party standing and
citing cases).
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II. Analysis
We review the district court's decision regarding the
constitutionality of a statute de novo. United States v. Lewko,
269 F.3d 64, 67 (1st Cir. 2001).
The Attorney General argues that in deciding whether the
Act is facially invalid we should apply the "no set of
circumstances" standard set forth in United States v. Salerno, 481
U.S. 739 (1987).3 This standard requires plaintiffs challenging a
state law as facially invalid to show that "no set of circumstances
exists under which the Act would be valid." Id. at 745. The
Attorney General's argument rests on the premise that the Salerno
standard is applicable to the Act despite the agreement of a
plurality of Justices in Planned Parenthood of S.E. Pa. v. Casey,
505 U.S. 833, 876-77 (1992), that a law which "has the purpose or
effect of placing a substantial obstacle in the path of a woman
seeking an abortion of a nonviable fetus" places an
unconstitutional "undue burden" on the exercise of her right to
choose abortion. A majority of the Casey Court applied that
standard to determine that an abortion regulation is facially
invalid if "in a large fraction of cases in which [the regulation]
3
In Salerno, the Court considered a facial challenge to the Bail
Reform Act, 18 U.S.C. § 3142(e), which permits pretrial detention
on the ground of dangerousness. The Court held that the provision
in question, which was accompanied by strict procedural safeguards,
did not constitute a facial violation of the Due Process or
Excessive Bail clauses of the Constitution. Salerno, 481 U.S. at
755.
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is relevant, it will operate as a substantial obstacle to a woman's
choice to undergo an abortion," thus imposing an "undue burden."
Id. at 895 (per Justices O'Connor, Kennedy, and Souter, joined by
Justices Stevens and Blackmun). The Court has since confirmed that
"'a law designed to further the State's interest in fetal life
which imposes an undue burden on the woman's decision before fetal
viability' is unconstitutional." Stenberg v. Carhart, 530 U.S.
914, 921 (2000) (quoting Casey, 505 U.S. at 877); see also id. at
945-46 (declaring Nebraska ban on so-called "partial birth
abortion" unconstitutional under undue burden standard).
Despite the Supreme Court's clear application of the
undue burden standard in Casey and Stenberg, it has never
explicitly addressed the standard's tension with Salerno. In the
instant case, while recognizing that this court has yet to address
the issue, the district court followed the majority of circuits
that apply the Casey and Stenberg standard to legislation
regulating abortion. The Attorney General notes that the Supreme
Court applied the Salerno standard in the abortion context prior to
Casey, see, e.g., Ohio v. Akron Ctr. for Reprod. Health, 497 U.S.
502, 514 (1990), and urges us to follow the Fifth Circuit's
decision in Barnes v. Moore, 970 F.2d 12, 14 n.2 (5th Cir. 1992),
that Casey does not displace Salerno's "no set of circumstances"
test for facial challenges to abortion regulation. See also
Causeway Med. Suite v. Ieyoub, 109 F.3d 1096, 1102-03 (5th Cir.
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1997) (declining to reverse Barnes). The overwhelming majority of
circuits to address this issue, however, have disagreed with the
Fifth Circuit.4 See, e.g., Planned Parenthood of Cent. N.J. v.
Farmer, 220 F.3d 127, 142-43 (3d Cir. 2000) (holding undue burden
standard, instead of Salerno standard, applies in abortion context
after Casey); Planned Parenthood of S. Ariz. v. Lawall, 180 F.3d
1022, 1025-26 (9th Cir. 1999) (noting inconsistency between Casey
and Salerno, and following "great weight of circuit authority
holding that Casey has overruled Salerno in the context of facial
challenges to abortion statutes"), amended on denial of reh'g, 193
F.3d 1042 (9th Cir. 1999); Women's Med. Prof. Corp. v. Voinovich,
130 F.3d 187, 193-96 (6th Cir. 1997) (holding that Casey
effectively overruled Salerno), cert. denied, 523 U.S. 1036 (1998);
Jane L. v. Bangerter, 102 F.3d 1112, 1116 (10th Cir. 1996)
(observing that Supreme Court applied undue burden test instead of
Salerno test in Casey, rendering undue burden "the proper test
after Casey"), cert. denied sub nom., Leavitt v. Jane L., 520 U.S.
4
Only the Fourth Circuit has been sympathetic to the Barnes
approach, indicating that it might continue to apply Salerno. See
Manning v. Hunt, 119 F.3d 254, 268 n.4 (4th Cir. 1997) ("not[ing]
in passing" that a court is bound to apply Salerno in abortion
context unless the Supreme Court explicitly overrules it);
Greenville Women's Clinic v. Bryant, 222 F.3d 157, 164-65 (4th
Cir. 2000) (noting that observation in Manning was not dicta and
that Salerno must be applied to show deference to legislatures).
But see, Greenville Women's Clinic v. Comm'r, S.C. Dept. of Health,
317 F.3d 357, 359 (4th Cir. 2002) (on subsequent appeal,
characterizing Bryant as holding, in part, that regulation in
question "did not place an undue burden on a woman's decision
whether to seek an abortion") (emphasis added).
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1274 (1997); Planned Parenthood, Sioux Falls Clinic v. Miller, 63
F.3d 1452, 1456-58 (8th Cir. 1995) (opting to "follow what the
Supreme Court actually did -- rather than what it failed to say --
and apply the undue-burden test."), cert. denied sub nom., Janklow
v. Planned Parenthood, 517 U.S. 1174 (1996); cf. A Woman's Choice -
E. Side Women's Clinic v. Newman, 305 F.3d 684, 687 (7th Cir. 2002)
(reconciling conflict between Salerno, and Stenberg/Casey, by
construing "no set of circumstances" language as a "suggestion"
that gives way to Stenberg's holding that undue burden test
applies), cert. denied, 537 U.S. 1192 (2003). We agree with these
six circuit courts that the undue burden standard -- proposed as a
standard "of general application" by the Casey plurality, Casey,
505 U.S. at 876, and twice applied to abortion regulations by a
majority of the Court, id. at 895; Stenberg, 530 U.S. at 920 --
supersedes Salerno in the context of abortion regulation.
Complementing the general undue burden standard, the
Supreme Court has also identified a specific and independent
constitutional requirement that an abortion regulation must contain
an exception for the preservation of a pregnant woman's health.
See Stenberg, 530 U.S. at 929-30 (identifying "two independent
reasons" for striking down a Nebraska regulation: first, that it
lacks a health exception, and second, that it imposes an undue
burden on a woman's ability to choose abortion). The origin of the
health requirement can be traced to Roe, which held that "the
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State, in promoting its interest in the potentiality of human life,
may . . . regulate . . . abortion [after fetal viability] except
where necessary, in appropriate medical judgment, for the
preservation of the life or health of the mother." Roe v. Wade,
410 U.S. 113, 164-65 (1973)(emphasis added), reaff'd Casey, 505
U.S. at 879 (plurality opinion). Later, the majority in Casey
observed that, had the medical emergency exception to
Pennsylvania's abortion restrictions -- among them a parental
consent requirement -- precluded "immediate abortion despite some
significant health risks," it would have been unconstitutional
since "the essential holding of Roe forbids a State to interfere
with a woman's choice to undergo an abortion . . . if continuing
her pregnancy would constitute a threat to her health." Casey, 505
U.S. at 880. Finally, in Stenberg, 530 U.S. at 930, the Supreme
Court clarified that "the law requires a health exception in order
to validate even a postviability abortion regulation, [and] it at
a minimum requires the same in respect to previability
regulations," 530 U.S. at 930. Thus, a statute regulating abortion
must contain a health exception in order to survive constitutional
challenge. Similarly, Roe requires that abortion regulations
contain an adequate death exception to permit abortion when it is
necessary to save the life of a pregnant woman. Roe, 410 U.S. at
164-65.
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The instant case thus presents three questions: whether
New Hampshire's Act contains an adequate health exception, whether
it contains an adequate death exception, and whether it places an
undue burden on unemancipated minors who wish to obtain an
abortion. A state's decision to require parental notification for
minors seeking an abortion is not constitutionally infirm per se.
See Lambert v. Wicklund, 520 U.S. 292 (1997) (upholding parental
notification statute against constitutional challenge to judicial
bypass procedure). The district court determined, however, that
the New Hampshire Act's lack of a health exception and overly
narrow death exception render it unconstitutional. Appellees argue
that the Act also creates an undue burden by failing to adequately
ensure the confidentiality of judicial bypass procedures.
A. Health exception
The Attorney General and amici suggest that parental
notification laws are shielded from the health exception
requirement reiterated in Stenberg on account of the interests they
aim to protect.5 Parental notification laws are enacted not only
5
Amicus Bishop of Manchester argues that Stenberg should be
limited to cases in which a particular method of abortion is banned
outright. This argument misreads the Court's discussion of the
regulation at issue in that case. The majority did emphasize its
prior caselaw "invalidat[ing] statutes that in the process of
regulating the methods of abortion, impose[] significant health
risks," 530 U.S. at 931 (emphasis in original), but this language
was meant to rebut Justice Thomas's dissent that a health exception
was only applicable "where the pregnancy itself creates a threat to
health." Id. (emphasis in original). To the contrary, the Court
held, "a risk to a woman's health is the same whether it happens to
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in furtherance of the state's "interest in the potentiality of
human life," Roe, 410 U.S. at 164, but also in the interest of
protecting minors from undertaking the risks of abortion without
the advice and support of a parent. In considering an abortion
regulation based on interests other than the one identified in Roe,
however, the Supreme Court has determined that it "cannot see how
the interest-related differences could make any difference to the
. . . application of the 'health' requirement." Stenberg, 530 U.S.
at 931; see also Casey, 505 U.S. at 877 ("[A] statute which, while
furthering the interest in potential life or some other valid state
interest, has the effect of placing a substantial obstacle in the
path of a woman's choice cannot be considered a permissible means
of serving its legitimate ends." (emphasis added)) (plurality
opinion). The Constitution requires a health exception even when
the State's interest in regulation is "compelling." See Roe, 410
U.S. at 163; see also Stenberg, 530 U.S. at 931 ("[A] State may
promote but not endanger a woman's health when it regulates the
methods of abortion."). Thus, regardless of the interests served
by New Hampshire's parental notice statute, it does not escape the
Constitution's requirement of a health exception.
arise from regulating a particular method of abortion, or from
barring abortion entirely." Id. The risk is also the same when it
arises from a minor's inability or unwillingness to notify her
parents. The need for a health exception arises from the potential
for risk to a woman's health, not from the source of that risk.
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The Attorney General and amici also argue that our
decision should be controlled by Hodgson v. Minnesota, 497 U.S. 417
(1990), in which the Supreme Court upheld a parental notification
statute that contained no health exception. However, as noted by
the district court, the Hodgson Court did not consider a challenge
to that statute's lack of a health exception,6 and even if it had,
the subsequent decisions in Casey and Stenberg would nevertheless
require a health exception in the instant case. The additional
cases cited by the Attorney General and amici as examples of
parental notification or consent statutes upheld without a health
6
A review of the Hodgson briefs indicates only one instance in
which the impact of the parental notification statute on minors in
need of an abortion for health reasons is discussed. In response
to Minnesota's cross-petition to appeal the Eighth Circuit's
determination that a two-parent notice requirement was
unconstitutional in the absence of a judicial bypass, Cross-
Respondents discussed the lengths to which some minors would go to
avoid having to notify a parent. This might include delaying or
foregoing abortion even when "serious health problems . . .
necessitate an immediate abortion." Brief for Cross-Respondents at
15, Minnesota v. Hodgson, 497 U.S. 417 (No. 88-1309). Such health
problems, Cross-Respondents explained, were not covered by the
statute's death exception. Id. at 15 n.29. There was no argument
that the notice requirement was unconstitutional because it lacked
a health exception for such circumstances; rather, Cross-
Respondents argued that a judicial bypass provision was
constitutionally required, in part so that a minor would not feel
compelled to forego an abortion needed for health reasons in order
to avoid notifying her parents. Cross-Petitioners responded that
no evidence had been provided of circumstances in which health
problems short of a threat to a minor's life would necessitate
abortion. Reply Brief of Cross-Petitioners at 17-18, Minnesota v.
Hodgson, 497 U.S. 417 (No. 88-1309). The Supreme Court addressed
neither argument, although a majority did find the two-parent
notice requirement unconstitutional in the absence of judicial
bypass. Hodgson, 497 U.S. at 455.
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exception are all similarly distinguishable. Only three times
since Roe has the Supreme Court addressed a clear challenge to an
abortion regulation's lack of a health exception. In all three,
the Court has indicated that an exception must be provided when the
restriction would place a woman's health at risk. See Stenberg,
530 U.S. at 930-38 (requiring health exception for "partial-birth
abortion" ban); Casey, 505 U.S. at 879-80 (reading medical
emergency exception to include threat to health); Thornburgh v. Am.
Coll. of Obstetricians and Gynecologists, 476 U.S. 747, 768-71
(1986) (finding statute requiring presence of second physician for
post-viability abortion facially invalid for lack of medical
emergency exception), overruled on other grounds, Casey, 505 U.S.
at 882.
Since Stenberg, at least two circuit courts have applied
the health exception requirement to parental notice or consent
laws. In Planned Parenthood of the Rocky Mountains Services, Corp.
v. Owens, 287 F.3d 910, 915-16 (10th Cir. 2002), the Tenth Circuit
held that, because circumstances existed in which a pregnancy
complication could seriously threaten a pregnant minor's health, a
Colorado parental notification law similar to the New Hampshire Act
was facially invalid for lack of a health exception. Similarly,
the Ninth Circuit recently struck down an Idaho parental consent
statute, finding that "[a] health exception is as requisite in
statutory or regulatory provisions affecting only minors' access to
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abortion as it is in regulations concerning adult women." Planned
Parenthood of Idaho, Inc. v. Wasden, 376 F.3d 908, 922-24 (9th Cir.
2004) (finding Idaho statute's health exception overly narrow). We
agree, and therefore affirm the district court's holding that the
New Hampshire Act is constitutionally invalid in the absence of a
health exception.
Acknowledging that the Act contains no explicit health
exception, the Attorney General argues that other provisions of New
Hampshire law provide a functional equivalent. None of the
proffered statutes, however, is adequate. RSA 153-A:18 precludes
civil liability for health professionals who render emergency
medical care without consent, but it does not preclude criminal
liability. RSA 676:6, VII(b) permits physicians and their
assistants to use force in providing emergency medical care when no
one competent to consent to such care is available. While RSA
676:6, VII(b) may preclude criminal liability for assault, it would
not insulate a physician from criminal liability for violating the
Act's notification provisions. See RSA 132:27 (providing that
violation of the Act's notice requirement is a misdemeanor).
Moreover, the proffered statutes insulate medical personnel from
civil liability or assault charges that arise from giving treatment
without consent; they do not provide such protection when the legal
action arises from giving treatment to a consenting minor without
first providing forty-eight hours' notice to her parent.
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For the first time, in this appeal, the Attorney General
also cites RSA 627:3, I, which codifies the "competing harms"
defense to criminal liability for those who violate the law in
order to avoid harm that "outweigh[s], according to ordinary
standards of reasonableness, the harm sought to be prevented" by
the criminal provision. Although this provision has the potential
to protect against criminal liability under the Act, it cannot
preclude civil liability. Moreover, the provision would leave
providers uncertain whether, in any given circumstance, providing
an abortion in violation of the Act would meet the "ordinary
standards of reasonableness."
Even if these statutes could be cobbled together to
preclude all civil and criminal liability for medical personnel who
violate the Act's notice requirements in order to preserve a
minor's health, we would not view them as equivalent to the
constitutionally required health exception. The basic canons of
statutory construction in New Hampshire require us to look first to
a statute's plain meaning, and when it is clear and unambiguous, to
apply the statute as written. See, e.g., Appeal of Astro
Spectacular, Inc., 639 A.2d 249, 250 (N.H. 1996). The Act clearly
states that "[n]o abortion shall be performed upon an unemancipated
minor . . . until at least 48 hours after written notice" to a
parent. RSA 132:25. Three explicit exceptions to this rule are
provided: (1) when abortion is necessary to prevent the minor's
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death; (2) when a parent certifies in writing that he or she has
been notified; and (3) when a court grants a judicial bypass. RSA
132:26, I, II. The New Hampshire legislature's intent that
abortions not in compliance with the Act's notification provisions
be prohibited in all but these three circumstances is clear. See
St. Joseph Hosp. of Nashua v. Rizzo, 676 A.2d 98, 100 (N.H. 1996)
(espousing expressio unius standard of statutory construction).
The earlier-enacted statutory provisions cited by the Attorney
General cannot be read to supercede this intent. See Petition of
Dunlap, 604 A.2d 945, 955 (N.H. 1992) ("'When a conflict exists
between two statutes, the later statute will control, especially
when the later statute deals with a subject in a specific way and
the earlier enactment treats the subject in a general fashion.'"
(quoting Bd. of Selectmen v. Planning Bd., 383 A.2d 1122, 1124
(N.H. 1978)).
Finally, the Attorney General argues that the Act's
judicial bypass mechanism allows prompt authorization of a health-
related abortion without notice. The Act provides that such
proceedings "shall be given such precedence over other pending
matters so that the court may reach a decision promptly and without
delay," provides minors 24-hour, 7-day access to the courts, and
provides for expedited appeal. RSA 132:26, II(b)-(c). However,
the Act allows courts seven calendar days in which to rule on
minors' petitions, and another seven calendar days on appeal.
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Delays of up to two weeks can therefore occur, during which time a
minor's health may be adversely affected. Even when the courts act
as expeditiously as possible, those minors who need an immediate
abortion to protect their health are at risk. Due to this delay,
the Act's bypass provision does not stand in for the
constitutionally required health exception. See Thornburgh, 476
U.S. at 768-71 (finding statute facially invalid for failing to
provide health exception to delay caused by awaiting presence of
second physician).
The New Hampshire Act contains no explicit health
exception, and no health exception is implied by other provisions
of New Hampshire law or by the Act's judicial bypass procedure.
Thus, the Act is facially unconstitutional.
B. Death exception
Just as it requires a health exception, the Constitution
also requires an exception to abortion restrictions when the life
of a pregnant woman is in danger. Stenberg, 530 U.S. at 931
("[T]he governing standard requires an exception 'where it is
necessary, in appropriate medical judgment for the preservation of
the life or health of the mother.'" (quoting Casey, 505 U.S. at
879)). Accordingly, the New Hampshire Act waives its parental
notice requirement when a physician can certify that abortion is
"necessary to prevent the minor's death and there is insufficient
time to provide the required notice." RSA 132:26, I(a). Appellees
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argue that this death exception is unconstitutionally narrow
because (1) it is not possible for a physician to determine with
any certainty whether death will occur before the notice provisions
could be complied with; (2) it does not allow for circumstances in
which abortion is the best, but not the only, option for saving a
minor's life;7 and (3) it does not permit abortion providers to
rely on their own good faith judgment about whether an abortion is
necessary. The Attorney General does not refute these charges, but
responds that the Act is sufficiently specific to give notice of
prohibited conduct, and that a scienter requirement can be read
into the Act from New Hampshire law.
A minimum of forty-eight hours is necessary for
compliance with the Act's notification requirement. RSA 132:25, I.
Dr. Wayne Goldner, a named plaintiff in this case, provided
unopposed testimony that physicians cannot predict with adequate
precision what course medical complications will take, and thus
cannot always determine whether death will occur within this time
7
The plaintiffs correctly identify that the Act, as currently
formulated, would require a physician to use procedures that pose
more risk to her patient's health in order to comply with the
necessity provision of the death exception. See Colautti v.
Franklin, 439 U.S. 379, 400 (1979) ("[T]he word 'necessary'
suggests that a particular technique must be indispensable to the
woman's life or health -- not merely desirable -- before it may be
adopted."). Because we have already found unconstitutional the
Act's failure to provide a health exception -- which would remedy
this problem by permitting abortion even in cases where a minor's
death could be avoided by other, riskier means -- we do not address
this flaw as a separate ground for constitutional challenge.
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window. Consequently, the time component of the Act's death
exception forces physicians either to gamble with their patients'
lives in hopes of complying with the notice requirement before a
minor's death becomes inevitable, or to risk criminal and civil
liability by providing an abortion without parental notice. See
Declaration of Wayne Goldner, M.D., at ¶ 17 ("[T]he Act will force
me to choose between following the law and letting my patient's
condition deteriorate, possibly past the point of being able to
save her life at all, and alternatively providing appropriate
medical care to my patient and risking criminal prosecution and
being sued by her parents."). The threat of such sanctions will
have a "profound chilling effect on the willingness of physicians
to perform abortions" when a minor's life is at risk. Colautti,
439 U.S. at 396. Thus, the Act's death exception is drawn too
narrowly to protect minors in need of a life-saving abortion.
The Attorney General apparently concedes that an abortion
provider must be able to rely on his or her good faith medical
judgment in determining whether her patient's life is in danger.
See Colautti, 439 U.S. at 395 ("We need not now decide whether,
under a properly drafted statute, a finding of bad faith or some
other type of scienter would be required before a physician could
be held criminally responsible for an erroneous determination of
viability. We reaffirm, however, that 'the determination of
whether a particular fetus is viable is, and must be, a matter for
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the judgment of the responsible attending physician.'"). The
Attorney General argues that RSA 626:2, I, which states that "[a]
person is guilty of a . . . misdemeanor only if he acts purposely,
knowingly, recklessly or negligently, as the law may require, with
respect to each element of the offense," can be read together with
the Act to provide the necessary scienter requirement. According
to the Supreme Court of New Hampshire, "[w]here a specific mental
state is not provided for the offense," RSA 626:2, I(a) requires
"proof of a culpable mental state which is appropriate in light of
the nature of the offense and the policy considerations for
punishing the conduct in question." State v. Bergen, 677 A.2d 145,
146 (N.H. 1996) (determining requisite mental state for indecent
exposure). It is not clear, however, which of the four scienter
requirements would be imposed in this circumstance. The definition
of negligence imposes an objective reasonableness standard, see RSA
626:2, II (d), thus, a physician who acts on a good faith belief
that abortion is necessary to save a patient's life could
nonetheless face criminal or civil liability if a judge or jury
later found that the physician's assessment was unreasonable. See
Voinovich, 130 F.3d at 205 ("In this area [of medical necessity]
where there is such disagreement, it is unlikely that the
prosecution could not find a physician willing to testify that the
physician did not act reasonably.").
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As the district court held, we cannot construe the Act to
preclude liability for good faith judgments "unless such a
construction is reasonable and readily apparent." Heed, 296
F. Supp. 2d at 66-67 (quoting Stenberg, 530 U.S. at 944). The Act
gives no indication that the negligence standard set out in RSA
626:2, I should not be applied. Thus, a physician cannot know
whether his or her determination that a minor's life is at risk
will be judged according to a standard (e.g., knowingly) that
respects her good-faith medical assessment, or by an objective
standard (negligently) that would leave the physician's judgment
open to post hoc second guessing. The resulting uncertainty would,
again, impermissibly chill physicians' willingness and ability to
provide lifesaving abortions. See Voinovich, 130 F.3d at 205
(finding medical emergency exception unconstitutionally vague
"because physicians cannot know the standard under which their
conduct will ultimately be judged"). As Dr. Goldner explained,
"the Act forces doctors to think about criminal prosecution at a
time when we need to be concentrating on doing what is best for our
patients, thus creating unnecessary risk to patients' health and
lives." Declaration of Wayne Goldner, M.D., at ¶ 19. That risk
constitutes an undue burden for minors in need of life-saving
abortions.
Because its time requirement is drawn too narrowly, and
because it fails to safeguard a physician's good-faith medical
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judgment that a minor's life is at risk against criminal and civil
liability, the Act's death exception is unconstitutional.
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C. Confidentiality
The Act provides for judicial bypass of its notice
provisions if, after a hearing, a judge "determines that the
pregnant minor is mature and capable of giving informed consent to
the proposed abortion," or, if she is not capable of giving
informed consent, that "the performance of an abortion upon her
without notification of her parent, guardian, or conservator would
be in her best interests." RSA 132:26, II; cf. Bellotti v. Baird,
443 U.S. 622, 643-44 (1979) (requiring parental consent laws to
provide for judicial bypass on same grounds). Appellees argue that
the Act does not adequately provide for the confidentiality of
these judicial bypass procedures. The Act indicates that
"[p]roceedings in the court . . . shall be confidential," and "[a]n
expedited confidential appeal shall be available." RSA 132:26,
II(b)-(c).
Inadequate confidentiality provisions "raise the specter
of public exposure and harassment of women who choose to exercise
their personal, intensely private, right, with their physician, to
end a pregnancy." Thornburgh, 476 U.S. at 767; see also Bellotti
v. Baird, 443 U.S. 622, 644 (1979) (finding that judicial bypass
proceeding "must assure that a resolution of the issue, and any
appeals that follow, will be completed with anonymity"). In the
instant case, a lack of confidentiality would also create a
significant risk that a minor's parents could learn of her
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pregnancy and desire for an abortion, resulting in the very harms
sought to be avoided by the bypass procedure. Alternatively, a
minor might be compelled to delay or decline to seek an abortion
out of fear that her parents would find out. Thus, for a large
fraction of minors eligible for judicial bypass, inadequate
confidentiality would impose an undue burden.
Confidentiality provisions must "take reasonable steps to
prevent the public from learning of the minor's identity," but the
Supreme Court has "refuse[d] to base a decision on the facial
validity of a statute on the mere possibility of unauthorized,
illegal disclosure by state employees." Akron Ctr., 497 U.S. at
513. Considerable grey area is left between these two standards.
Because we have already found the Act in its entirety
unconstitutional on other grounds, however, we find it unnecessary
to delve further into an evaluation of its confidentiality
provisions.
III. Conclusion
For the reasons stated above, we affirm the district
court's order declaring the Act unconstitutional and enjoining its
enforcement.
Affirmed.
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