United States Court of Appeals
For the First Circuit
No. 05-2160
MICHAEL D. MULLOY,
Plaintiff, Appellant,
v.
ACUSHNET COMPANY,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Douglas P. Woodlock, U.S. District Judge]
Before
Selya, Lynch, and Lipez, Circuit Judges.
Richard E. Burke, Jr., with whom James Hodgson and Law Offices
of Beauregard, Burke & Franco were on brief, for appellant.
Laurence J. Donoghue, with whom Corinne L. Hood and Morgan,
Brown & Joy, LLP were on brief, for appellee.
August 24, 2006
LIPEZ, Circuit Judge. Appellant Michael D. Mulloy
appeals from the entry of summary judgment for his former employer,
Acushnet Company, in a suit alleging disability discrimination in
violation of the Americans with Disabilities Act ("ADA"), 42 U.S.C.
§§ 12101-12213, and the Massachusetts anti-discrimination statute,
Mass. Gen. Laws ch. 151B, § 4. Mulloy contends that Acushnet
failed to accommodate his disability when it refused to allow him
to work from a remote location. The district court held that
Mulloy was not a "qualified individual with a disability" under the
ADA or a "qualified handicapped person" under Chapter 151B, § 4.
We affirm.
I.
The following facts are undisputed except as otherwise
noted. Acushnet, headquartered in Fairhaven, Massachusetts,
manufactures and sells golf balls and other golf equipment and
accessories. It has several manufacturing facilities, including a
facility in Dartmouth, Massachusetts ("Ball Plant II"). In
December of 1998, Acushnet hired Michael Mulloy as one of two
electrical engineers at Ball Plant II.
The golf ball manufacturing process uses materials
containing chemical sensitizers known as isocynates. The parties
disagree as to the hazards of isocynate exposure: according to
Acushnet, exposure to isocynates may exacerbate the symptoms of
those with asthma, allergies, or chronic respiratory problems,
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while Mulloy believes isocynate exposure may cause these
conditions. All of Acushnet's manufacturing facilities use
isocynates. As a result, Acushnet has developed a formal isocynate
protocol "[t]o ensure the safe placement of any associate in an
area with isocynate exposure and to provide ongoing medical
monitoring post exposure to isocynates."
From December 1998 through January 2001, Mulloy designed
programs for the golf ball manufacturing machines (governing their
movement and timing); specified, purchased, and supervised the
installation of electronic controls for new and modified equipment;
evaluated machine capabilities and identified mechanical and
electrical changes; trained and supported maintenance personnel to
"troubleshoot" (i.e., respond to malfunctions with) electrical and
electronic controls; supported electrical safety programs; and
specified electrical services for new machines. During this
period, Mulloy spent an average of two hours per day on the
manufacturing floor, and another six hours per day in his cubicle
away from the manufacturing floor. Some days, Mulloy spent all or
a majority of his day on the plant floor. The parties disagree
about whether Mulloy sometimes worked on the plant floor for a full
week or more at a time.
At the time of his hire, Mulloy completed a medical
history form, reporting that he had no allergies, was taking no
medication, and had no prior exposure to isocynates. Nine months
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later, however, Mulloy began to experience throat and chest
tightness and discomfort, and presented Acushnet with a note from
his physician reporting these symptoms. Acushnet responded by
taking steps under its isocynate protocol, which involved Mulloy's
completion of an allergy questionnaire and his taking a pulmonary
function test. Dr. Charles Lutton, Acushnet's occupational
medicine consultant, examined Mulloy and referred him to a
respiratory specialist, who noted no signs of isocynate sensitivity
and cleared him to return to work.
On May 9, 2000, while working in the paint spray room
(where golf balls are spray painted), Mulloy began to feel dizzy.
Over the next several days, he felt "foggy and feverish." Acushnet
kept Mulloy out of the paint spray room pending further pulmonary
function testing and examination by Dr. Lutton. Dr. Lutton
recommended that Mulloy not be exposed to isocynates or another
respiratory irritant, CX-100. Accordingly, Mulloy was restricted
from areas in the plant where these irritants are generated, known
as "red zones," and was reassigned to work on machines outside of
the red zones on the other side of the building, in areas of the
plant such as "core molding" (where the rubber cores of golf balls
are made). When Mulloy needed to work on machines in the red
zones, he did so remotely from the other side of the building by
relying on other personnel to download his programs into these
machines located in the restricted areas.
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This arrangement worked for over a year. However,
beginning in November 2001, Mulloy began to experience dizziness
and other symptoms while outside of the red zones. Dr. Lutton
examined Mulloy and recommended that he be removed from all
Acushnet buildings where isocynates were used. Accordingly,
Acushnet transferred him to its headquarters in Fairhaven,
Massachusetts, located fifteen miles away from Ball Plant II, where
there is no manufacturing and no use of chemicals such as
isocynates.
The parties disagree about the extent to which Mulloy
continued to perform his job functions in Fairhaven. Mulloy
contends that he continued to perform all of his job functions in
Fairhaven, and even received a positive job performance evaluation
three months after his transfer. Acushnet contends that while
Mulloy was able to perform some of the functions of his job, his
inability to enter the plant prevented him from performing others.
Following his transfer to Fairhaven, the Vice President of Employee
Relations, Ken Riall, consulted with Acushnet's Vice President of
Golf Ball Manufacturing, Eric Bartsch, and its Director of Health
Safety and Field Services, Jean Sutherland, regarding what tasks
Mulloy could perform and what accommodations could be made for his
limitations. Riall specifically asked Bartsch whether Mulloy could
perform his job remotely. Bartsh concluded that Mulloy could not.
Riall did not consult with Kimberly Francis, the Director of
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Engineering at Ball Plant II and Mulloy's immediate supervisor. On
January 10, 2002, Acushnet told Mulloy that his employment would be
terminated effective March 4, 2002.
Approximately 50% of the work that Mulloy used to perform
is now done by Acushnet employees inside the plant. Due to a
shortage of personnel, another 40% of the work Mulloy used to
perform is handled by outside vendors, and the majority of this
work (70%) is likewise performed inside the plant. A small
percentage of the work (10%) that Mulloy used to perform has been
designated low-priority by Acushnet and, therefore, is not being
done.
Since his termination from Acushnet, Mulloy has been
diagnosed with occupational asthma. The parties disagree about the
extent of the limitations imposed by this diagnosis. Mulloy
contends that he is "permanently partially disabled" and can work
only in a "meticulously clean work environment because exposure to
dusts and numerous common chemical compounds . . . can trigger a
respiratory attack." Acushnet argues that, based on the medical
evidence, Mulloy need only avoid working in areas containing
isocynates or other volatile chemicals. Mulloy also contends that
he sustained emotional and psychological damage as a result of his
termination which may preclude him from future employment.
For several years following his termination, Mulloy
sought employment as an electrical engineer and also considered
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other job options such as teaching, to no avail. He eventually
enrolled as a full-time student at Syracuse Law School. On May 28,
2003, Mulloy filed a complaint in the district court, alleging that
Acushnet discriminated against him on the basis of his disability
in violation of the ADA and Chapter 151B, § 4. Acushnet
subsequently filed a motion for summary judgment, which the
district court granted. This appeal followed.
II.
Summary judgment is proper where "the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with affidavits, if any, show that there is no genuine
issue as to any material fact and that the moving party is entitled
to judgment as a matter of law." Fed. R. Civ. P. 56(c). "The mere
existence of some alleged factual dispute between the parties will
not defeat an otherwise properly supported motion for summary
judgment; the requirement is that there be no genuine issue of
material fact." Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
247-48 (1986) (emphasis in original). "For the purposes of summary
judgment, 'genuine' means that the evidence is such that a
reasonable jury could return a verdict for the nonmoving party, and
a 'material fact' is one which 'might affect the outcome of the
suit under the governing law.'" Seaboard Sur. Co. v. Town of
Greenfield, 370 F.3d 215, 218-19 (1st Cir. 2004) (internal
quotation marks and citation omitted).
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"The scope of appellate review of entry of summary
judgment in ADA cases, as in all others, is de novo." EEOC v.
Amego, Inc., 110 F.3d 135, 141 (1st Cir. 1997). While we
"constru[e] the record in the light most favorable to the nonmovant
and resolv[e] all reasonable inferences in that party's favor[,] .
. . we can safely ignore conclusory allegations, improbable
inferences, and unsupported speculation." Carroll v. Xerox Corp.,
294 F.3d 231, 237 (1st Cir. 2002) (internal quotation marks and
citation omitted). In so doing, "[w]e are not wed to the lower
court's rationale but, rather, may affirm the entry of summary
judgment on any ground made manifest by the record." Okmyansky v.
Herbalife Int'l of America, Inc., 415 F.3d 154, 158 (1st Cir.
2005).
III.
A. The ADA
The ADA prohibits discrimination against "a qualified
individual with a disability" –- that is, "an individual with a
disability who, with or without reasonable accommodation, can
perform the essential functions of the employment position that
such individual holds or desires" –- "based on that disability."
42 U.S.C. §§ 12111(8), 12112(a). In order to establish a claim
under the ADA, a plaintiff must prove the following three elements
by a preponderance of the evidence: first, that she is disabled
within the meaning of the ADA, i.e., that she has "a physical or
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mental impairment that substantially limits one or more [] major
life activities," 42 U.S.C. § 12102(2); "second, . . . that with or
without reasonable accommodation she was a qualified individual
able to perform the essential functions of the job; and
third, . . . that the employer discharged her because of her
disability." García-Ayala v. Lederle Parenterals, Inc., 212 F.3d
638, 646 (1st Cir. 2000) (internal citation and quotation marks
omitted).
B. The District Court Proceeding
The district court held that Mulloy's disability claim
failed to satisfy both the first and second elements of the ADA.1
Under the first element, the district court held that Mulloy failed
to "present[] sufficient evidence to survive summary judgment on
the issue of 'substantial impairment' either of breathing or of
working." Mulloy, 2005 WL 1528208, at *5. With respect to the
major life activity of breathing, the district court held that
"[Mulloy was] not symptomatic most of the time," and that "[i]t is
not sufficient . . . simply to have intermittent responses to
particular irritants." Id. As for the major life activity of
working, the district court held that "it is a particular job at a
1
Relying on our authority that Chapter 151B, § 4 "tracks the
ADA in virtually all respects," Gillen v. Fallon Ambulance Serv.,
Inc., 283 F.3d 11, 21 n.5 (1st Cir. 2002), the district court did
not separately analyze Mulloy's claim under Chapter 151B, § 4. See
Mulloy v. Acushnet Co., No. Civ.A. 03-11077-DPW, 2005 WL 1528208,
at *1 n.1 (D. Mass. June 20, 2005). We analyze the state law claim
later in this opinion, see infra Part III(D).
-9-
particular location for which [Mulloy's] breathing difficulties
create an impairment," and that "it is not enough to show that an
individual is substantially limited in his ability to perform his
particular job." Id. at *4.
Turning to the second element of the ADA,2 the district
court held that Mulloy was not an otherwise qualified individual
capable of performing the essential functions of his job with or
without reasonable accommodation. Specifically, the district court
found that "it is essential not only that [Mulloy] interact with
those for whom he has responsibility [for] training and supporting,
but also that he interact . . . with machines found in the plant."
Id. at *9. These essential functions, the district court held,
"require [Mulloy's] physical presence" in Ball Plant II. Id. at
*10.
Since the only accommodation proposed by Mulloy –- i.e.,
working from a remote location –- "inherently vitiate[d] [Mulloy's]
2
While the district court could have ended its analysis after
deciding that Mulloy failed to satisfy the first element of the
ADA, the district court turned to the second element "[i]n the
interests of completeness and recognizing that the law of
substantial impairment –- at least to 'working' –- is not yet
completely settled." Mulloy, 2005 WL 1528208, at *5. The district
court's comment is understandable. Compare Sutton v. United Air
Lines, Inc., 527 U.S. 471, 492 (1999) (noting "some conceptual
difficulty in defining 'major life activities' to include work"
under the ADA), with Guzmán-Rosario v. United Parcel Serv., Inc.,
397 F.3d 6, 11 (1st Cir. 2005) ("Awaiting a definitive ruling from
the Supreme Court otherwise, we have assumed that 'working' is a
major life activity."), and Mass. Gen. Laws, ch. 151B, § 1(20)
(including "working" among "major life activities").
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ability to perform essential functions," the district court
concluded that it was not reasonable. Id. Such an accommodation,
the district court stated, "in essence requires not an
accommodation but a redefinition of his job." Id. Even assuming
that technological aids such as a web camera "might permit [Mulloy]
to do his job from another location," the district court concluded
that such an accommodation would necessitate the hiring of an
additional employee to man the camera, and would thus impose an
undue hardship on Acushnet. Id.
C. Application of the ADA
1. First Element: Substantial Limitation of a Major
Life Activity
Mulloy argues that he is disabled under the ADA because
his occupational asthma substantially limits his ability to breathe
and work.3 Acushnet argues that Mulloy is not "disabled" because
"his breathing was only affected at a particular job at a
particular location" and, with respect to the major life activity
of working, he "did not show that he was limited from a broad range
or class of jobs." We need not decide whether Mulloy was disabled
within the meaning of the ADA. The second element of an ADA claim
-– i.e., whether Mulloy was a qualified individual capable of
3
For argument's sake, we assume that "working" is a "major
life activity" under the ADA. See Guzmán-Rosario, 397 F.3d at 11.
Unlike the ADA, Chapter 151B, § 1(20) of the General Laws of the
Commonwealth of Massachusetts includes "working" among "major life
activities".
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performing the essential functions of his job with or without
reasonable accommodation –- provides a sufficient basis for the
decision. We therefore assume without deciding that Mulloy was
disabled under the ADA.
2. Second Element: Qualified Individual Capable of
Performing Essential Functions With or Without
Reasonable Accommodation
"In order to be a 'qualified individual' under the Act,
the burden is on the employee to show: first, that she possesses
the requisite skill, experience, education and other job-related
requirements for the position, and second, that she is able to
perform the essential functions of the position with or without
reasonable accommodation." García-Ayala, 212 F.3d at 646 (internal
citation, quotation marks, and brackets omitted); see also 29
C.F.R. § 1630.2(m). There is no dispute that Mulloy satisfies the
first of these requirements.
Turning to the second requirement, we must analyze
"whether the individual can perform the essential functions of her
position" without reasonable accommodation; and if not, whether
"any reasonable accommodation by her employer would allow her to do
so." Phelps v. Optima Health, Inc., 251 F.3d 21, 25 (1st Cir.
2001). "An 'essential function' is a fundamental job duty of the
position at issue . . . [it] does not include the marginal
functions of the position." Kvorjak v. Maine, 259 F.3d 48, 55 (1st
Cir. 2001) (citing 29 C.F.R. § 1630.2(n)(1)) (internal citations
-12-
omitted). Evidence of whether a particular function is essential
includes, but is not limited to: "[t]he employer's judgment as to
which functions are essential"; "[w]ritten job descriptions
prepared before advertising or interviewing applicants for the
job"; "[t]he work experience of past incumbents in the job"; and
"[t]he current work experience of incumbents in similar jobs." 29
C.F.R. § 1630.2(n)(3); see also Kvorjak, 259 F.3d at 55. In the
absence of evidence of discriminatory animus, "we generally give
substantial weight to the employer's view of job requirements."
Ward v. Mass. Health Research Inst., Inc., 209 F.3d 29, 34 (1st
Cir. 2000). In other words, our inquiry into essential functions
"is not intended to second guess the employer or to require the
employer to lower company standards." Mason v. Avaya
Communications, Inc., 357 F.3d 1114, 1119 (10th Cir. 2004); see
also 29 C.F.R. app. § 1630 ("It is important to note that the
inquiry into essential functions is not intended to second guess an
employer's business judgment with regard to production standards,
whether qualitative or quantitative, nor to require employers to
lower such standards.").
A "reasonable accommodation" is one which "would enable
[the plaintiff] to perform the essential functions of her job [and]
. . . at least on the face of things . . . is feasible for the
employer under the circumstances." Reed v. LePage Bakeries, Inc.,
244 F.3d 254, 259 (1st Cir. 2001); see also 29 C.F.R. §
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1630.2(o)(1)(ii) ("The term reasonable accommodation means . . .
[m]odifications or adjustments to the work environment . . . that
enable a qualified individual with a disability to perform the
essential functions of that position."). An employer who fails to
"mak[e] reasonable accommodations to the known physical or mental
limitations of an otherwise qualified individual with a disability"
violates the ADA, "unless [the employer] can demonstrate that the
accommodation would impose an undue hardship" –- financial or
otherwise –- "on the operation of the business of such covered
entity." 42 U.S.C. § 12112(b)(5)(A).
Before we proceed further with the analysis of Mulloy's
claim that Acushnet should have allowed him to work at a remote
location, we must decide whether the ADA requires us to evaluate
this claim as an essential function issue or as a reasonable
accommodation issue. Courts have treated the issue both ways.
Compare Mason, 357 F.3d at 1122 ("[T]he district court properly
held Mason's physical attendance at the administration center was
an essential function of the service coordinator position because
the position required supervision and teamwork."), and Hypes v.
First Commerce Corp., 134 F.3d 721, 727 (5th Cir. 1998) ("[R]egular
attendance is an essential function of most jobs."), with Kvorjak,
259 F.3d at 54 ("The particular question we face here is whether
appellant can 'perform the essential functions of the position' if
given the accommodation he seeks, working at home."), and Smith v.
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Ameritech, 129 F.3d 857, 867 (6th Cir. 1997) (concluding that
"plaintiff failed to propose an objectively reasonable
accommodation for his disability" because he could not perform any
of his job functions from home). The district court referred to
both approaches in its decision. See Mulloy, 2005 WL 1528208, at
*6 n.2, 11 (referring to physical presence as both "necessary for
[Mulloy] to be able to perform the essential functions of his
position," on the one hand, and as "an essential function of Mr.
Mulloy's position" and "a shorthand for [essential] functions," on
the other). We think it makes more sense on the facts of this case
to treat Mulloy's remote location claim as a question of essential
functions.
a. Essential Functions
Here, the parties do not dispute that Mulloy's essential
functions as a senior electrical engineer at Acushnet's Ball Plant
II included designing and programming; troubleshooting4; and
training, supervising, and supporting personnel. They disagree
about whether physical presence was required to perform these
functions and was thereby, itself, an essential function of the
job. Mulloy bears the burden of establishing that he can perform
his job remotely. See Kvorjak, 259 F.3d at 55. Acushnet produced
voluminous evidence in the summary judgment record to challenge
4
As discussed below, Mulloy tries unpersuasively to create a
dispute about troubleshooting as an essential function.
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that proposition. We turn now to an evaluation of the evidence on
this essential function issue.
i. Employer's Judgment
Acushnet argues that, in the judgment of those most
familiar with Mulloy's job functions, Mulloy's physical presence at
Ball Plant II was an essential function of his job. Kimberly
Francis, who was Acushnet's Director of Engineering and Mulloy's
supervisor, stated that "[t]o carry out the full responsibilities
of the job, [Mulloy] was required to have interaction with the
operator of the machine and the machine itself," which necessarily
"required entrance into the Ball Plant." Specifically, Francis
stated that in order to troubleshoot, support electrical safety
programs, lead investigations, and take corrective actions, Mulloy
"had to enter the plant floor, plug his computer into the system to
access the program and observe how the machine was reacting to the
program commands. . . . This task could not be efficiently
performed from a remote location since many of the adjustments are
time sensitive." According to Francis, "[Mulloy] needed to be able
to visually watch the equipment to be able to trouble-shoot it."
While he could "see the controls operation" from a remote location,
he could not "assess [] what the operator is doing, product
quality, whether or not [the machine is] shooting balls in the
air."
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In order to design and program the machines, Francis
stated that Mulloy "had to work with technicians and other
engineers on the plant floor . . . [and] enter the area with the
machine to make adjustments and finalize the program. To fully
perform this function, the engineer must have access to the
machines." Francis stated that Mulloy also needed to be able to
physically access the machines in order to perform manual
adjustments on them and to fully perform the "hands-on" training
function of his job.
Francis stated that from May 2000 to November 2001, when
Mulloy was restricted from accessing machines in the red zones,
"Mulloy was reassigned to machines outside of the red zone in the
Ball Plant so that he could fully perform all of the necessary
functions of the job. During this time, approximately eighty
percent (80%) of his work was on machines located outside of the
red zone." Mulloy continued to perform a small amount of work -–
presumably, approximately 20% –- on machines inside the red zones,
but relied on others physically to access the machines for him.
When Mulloy was restricted from Ball Plant II, however, Francis
stated that he no longer had "regular[] access [to] the machines"
and the machine operators and, thus, "was unable to perform the
necessary responsibilities and functions of his job as a senior
electrical engineer." Eric Bartsch, Acushnet's Vice President of
Golf Ball Manufacturing, who had supervised Acushnet's electrical
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engineers during his eighteen years at Acushnet, also stated that
"Mr. Mulloy could not perform the necessary responsibilities and
functions of the electrical engineering job from a remote
location." According to Francis, Mulloy's job in Fairhaven
consisted of "finishing up" the documentation of previous projects
on which he worked in Ball Plant II. Francis stated that "[Mulloy]
was no longer assigned work that required access to the machines,"
and instead, [these] assignments were given to other engineers or
technicians in the Ball Plant or to outside vendors." Bartsch
similarly stated that after Mulloy was transferred to Fairhaven,
"his tasks were reprioritized and he was instructed to work on
documentation and a few small tasks that did not require him to
enter the Ball Plant."
Not surprisingly, Mulloy rejects the views of his
employer. Instead, he asserts that his physical presence in Ball
Plant II was not required, and that he performed –- and could have
continued to perform –- his essential job functions remotely from
the Fairhaven facility. Mulloy presents five arguments challenging
the judgment of his employer.
(1) Mulloy's Familiarity With the
Machines and Their Operators
Mulloy first offers his own testimony that he did not
have to see the machines or those operating them in order to
perform his job functions, given his "long experience and
familiarity with the programming, the machines, the electrical
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circuits, and the machine operators," and his ability to
communicate with mechanical engineers and technicians on the
manufacturing floor "using telephone communications and remote
computer technology." In light of the substantial weight we must
accord Acushnet's view of Mulloy's job requirements, together with
the wealth of authority recognizing physical attendance as an
essential function of most jobs,5 we agree with the district court
that Mulloy's own self-serving testimony that he could perform the
essential functions of his job from Fairhaven "is insufficient
under Fed. R. Civ. P. 56(c) to create a 'genuine' issue of material
fact concerning the essential functions of [his job]." Mason, 357
F.3d at 1121; see id. at 1122 ("We are reluctant to allow employees
5
See, e.g., Mason, 357 F.3d at 1122 ("[T]he district court
properly held Mason's physical attendance at the administration
center was an essential function of the service coordinator
position because the position required supervision and teamwork.");
accord Hypes, 134 F.3d at 727; Vande Zande v. State of Wis. Dep't
of Admin., 44 F.3d 538, 545 (7th Cir. 1995) ("[I]t would take a
very extraordinary case for the employee to be able to create a
triable issue of the employer's failure to allow the employee to
work at home."); Carr v. Reno, 23 F.3d 525, 530 (D.C. Cir. 1994);
Tyndall v. Nat'l Educ. Centrs., Inc. of Cal., 31 F.3d 209, 213 (4th
Cir. 1994) ("Except in the unusual case where an employee can
effectively perform all work-related duties at home, an employee
who does not come to work cannot perform any of his job functions,
essential or otherwise." (internal quotation marks and citation
omitted)); see also Kvorjak, 259 F.3d at 57 (holding that
employee's request for at-home accommodation was not reasonable);
Smith, 129 F.3d at 867 (same). Although most of these cases
involve requests to work from home as opposed to a satellite
office, we agree with Acushnet that they are not distinguishable on
that basis since both involve work from a location remote from the
actual worksite.
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to define the essential functions of their positions based solely
on their personal viewpoint and experience.").
(2) Mulloy's Ability to Work On-Site
but Outside of Red Zones
Mulloy points to his performance of the essential
functions of his job on-site but outside of the red zones as
evidence of his ability to work off-site. We find this comparison
unavailing. Acushnet does not dispute that Mulloy performed the
essential functions of his job when he was on-site.6 After being
restricted from the red zones, Francis stated that 80% of Mulloy's
work assignments were reallocated to machines located outside of
the red zones. The other 20% of his work related to machines
located within the red zones that did not require physical access.
Francis stated that, with respect to those machines located in the
red zones, Mulloy relied on another electrical engineer, Ken Souza,
and one of Acushnet's electrical technicians, George Desrosiers, to
access the restricted areas. Mulloy similarly testified that when
he was restricted from the red zones, his focus shifted to problems
in the non-restricted "half of the plant," while Desrosiers
"switched places" with him. In this way, Mulloy was able to
perform the essential functions of his job while on-site, even
6
In her affidavit, Francis states that after Mulloy was
removed from the red zones, "he was not capable of fully performing
the training function of his job." Acushnet does not press this
argument in its brief, and instead concedes that while Mulloy could
perform his essential functions on-site, he could not do so after
he was restricted from Ball Plant II.
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though he was not able to access all of the manufacturing machines
because some of them were located in the red zones.
When Mulloy was transferred off-site, however, he could
no longer access any of the manufacturing machines, including those
outside of the red zones. As the district court stated, the fact
that Mulloy may have been able to perform the essential functions
of his job on-site despite "not [being] able to see some of the
machines upon which he directed work to be done . . . does not
support an inference that he could adequately perform his job
without being able to see any of the machines or be easily
accessible to those working on them." Mulloy, 2005 WL 1528208, at
*8. In short, Mulloy's ability to perform his job functions on-
site has nothing to do with his ability to perform his job remotely
and, therefore, does not support his argument that he could perform
the essential functions of his job from Fairhaven.
(3) Francis' Positive Evaluation of
Mulloy
Mulloy argues that Francis' positive evaluation of his
work on February 19, 2002, more than two months after he was
transferred to Fairhaven, demonstrates that he was able to perform
the essential functions of his job remotely. We disagree. While
the evaluation does not set forth the period of evaluation, it
appears to be an annual evaluation based on the numerous work
projects listed and its reference to "last year's review." It is
undisputed that after his transfer to the Fairhaven facility at the
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end of November 2001, Mulloy continued performing some of the tasks
that he had performed at Ball Plant II for approximately one and a
half months, until January 10, 2002, when Mulloy was asked to spend
90% of his time typing manuals and his projects were assigned to
other engineers. Therefore, regardless of when the annual
evaluation began, Mulloy's off-site work on Ball Plant II
assignments comprised only one and a half months of the work
reviewed in that evaluation period. Francis' positive evaluation
of Mulloy's performance for the entire year thus provides
inadequate support for Mulloy's argument that he could work
remotely from Fairhaven. In fact, Francis states unequivocally in
both her deposition testimony and affidavit that Mulloy could not
work remotely.
(4) Francis' Post-Termination
Statements
Mulloy also argues that the district court should not
have credited Francis' statements because Riall did not consult
Francis prior to terminating Mulloy, and thus did not rely on the
information that she provided in his decision to terminate. We
disagree. Francis' statements mirror the conclusions of Bartsch
who was consulted prior to Mulloy's termination and, therefore,
corroborate Acushnet's basis for terminating him. The district
court, therefore, did not err in considering this evidence. The
district court likewise did not err in considering the statements
of Bartsch, who "ha[d] worked at Acushnet for eighteen (18) years,"
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"was knowledgeable of the necessary responsibilities and functions
of the senior electrical engineering job at Ball Plant II," and who
"determined that Mr. Mulloy was unable to perform the necessary
responsibilities and functions of the senior electrical engineer
job from a remote location."
(5) Francis' Statements About
Troubleshooting
Mulloy also argues that the district court erred in
crediting Francis' statement that Mulloy needed to see the machines
in order to troubleshoot them. Mulloy notes that the job
description refers only to "training and supporting maintenance
personnel to troubleshoot." According to Mulloy, it is the
maintenance personnel -– not Mulloy -– who need to be able to see
the machines. Even if we ascribe this meaning to the words cited
by Mulloy, Mulloy's argument is not significantly probative and, in
all events, it is directly contradicted by other items in the
record. In a second, more detailed job description not referenced
by Mulloy, the duties of an electrical engineer include
"troubleshoot[ing] process-related issues using proven problem
solving techniques" as well as "[t]rain[ing] and support[ing]
maintenance personnel to troubleshoot." And in his Statement of
Material Facts, Mulloy expressly agreed with Acushnet's list of job
responsibilities, which included "training and supporting
maintenance personnel, [and] troubleshooting electrical and
electronic controls," as well as with Acushnet's statement that
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Mulloy "was responsible for troubleshooting and developing new
equipment." The district court did not err in considering Francis'
statements about troubleshooting.
ii. Job Description
Acushnet points to the job description for an electrical
engineer at Acushnet in support of its argument that physical
presence was an essential function. Among the essential functions
listed in the job description are teamwork, troubleshooting,
evaluating, and training and supporting –- all of which imply some
level of interaction with the machines and personnel at Ball Plant
II. "We are not persuaded the absence of [physical attendance]
from the job description demonstrates th[at] function [was]
non-essential. As commonsense suggests, [the employer] probably
did not even consider informing its employees that they were
actually required to show up at the workplace . . . when it drafted
the [] job description –- that is a given." Mason, 357 F.3d at
1122; see also Kvorjak, 259 F.3d at 57 n.17 (holding that "claims
adjudicator's duties as advisor to other call center staff," which
include troubleshooting, teamwork, and training staff members,
"demonstrate[] that the position cannot be performed at home"); id.
at 57 ("Courts that have rejected working at home as a reasonable
accommodation focus on evidence that personal contact, interaction,
and coordination are needed for a specific position." (quoting EEOC
Enforcement Guidance: Reasonable Accommodation and Undue Hardship
-24-
Under the Americans with Disabilities Act, 1999 WL 33305876, at *34
n. 93 (March 1, 1999)) (internal quotation marks omitted)); Vande
Zande, 44 F.3d at 544 ("Most jobs in organizations public or
private involve team work under supervision rather than solitary
unsupervised work, and team work under supervision generally cannot
be performed at home without a substantial reduction in the quality
of the employee's performance."). We therefore agree with Acushnet
that the job description for an electrical engineer supports
Acushnet's argument that Mulloy's physical presence was an
essential function of his job.
Mulloy argues that since "the job description specifies
that the troubleshooting oversight function represents only 10% of
Mulloy's overall responsibilities," troubleshooting is a "marginal"
–- not an "essential" -– function. This argument also lacks merit.
Mulloy explicitly states that the parties "stipulated that the
'essential functions' of Mulloy's former position as a senior
electrical engineer in Acushnet's Ball Plant II are accurately
represented in a company-drafted job description for Mulloy's
position." This job description lists "trouble-shooting" as one of
those functions. Mulloy cannot now claim that troubleshooting is
only a marginal function. Even if Mulloy had not stipulated to the
essential nature of this function, a job function requiring 10% of
Mulloy's time is not insignificant when considered in relation to
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the five remaining essential functions of his job, each of which
requires only 10% to 25% of his time.
iii. Work Experience of Past Incumbents and
Current Incumbents
Mulloy offers no evidence that any electrical engineer at
Acushnet has ever performed the job remotely. As the district
court stated, "Mulloy has no testimony from other former and
current employees –- and in particular, from the other senior
electrical engineer at Acushnet –- to substantiate his view of the
essential duties of his position." Mulloy, 2005 WL 1528208, at *8;
see id. ("Appellant could have, but did not, depose current claims
adjudicators about their duties." (quoting Kvorjak, 259 F.3d at 58)
(internal quotation marks omitted)). The absence of such evidence,
together with Francis' testimony that she was not aware of any
electrical engineer working out of Fairhaven, supports Acushnet's
argument that physical presence was an essential function of
Mulloy's job.
The experience of those who have taken over Mulloy's job
functions since his termination also supports the conclusion that
the job cannot be performed remotely. It is undisputed that over
70% of Mulloy's former job functions are performed in Ball Plant II
by either employees or outside vendors. Based on the work
experience of past and current employees, Mulloy has failed to
present an adequate basis to challenge the company's contention
that his physical presence was an essential function of his job.
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b. Reasonable Accommodation
Having determined that Mulloy's physical presence was an
essential function of his job, we next ask whether his proposed
accommodation –- working remotely from Fairhaven –- was reasonable.
It is well established that, while a reasonable accommodation may
include job restructuring, 42 U.S.C. § 12111(9)(B), "[t]he law does
not require an employer to accommodate a disability by foregoing an
essential function of the position or by reallocating essential
functions to make other workers' jobs more onerous." Kvorjak, 259
F.3d at 57 (internal citation and quotation marks omitted); see
also Mason, 357 F.3d at 1124 ("[A] request to work at home is
unreasonable if it eliminates an essential function of the job.");
Phelps, 251 F.3d at 26 ("Although a reasonable accommodation may
include job restructuring, an employer need not exempt an employee
from performing essential functions, nor need it reallocate
essential functions to other employees." (internal citation and
quotation marks omitted)). Here, Mulloy requests an accommodation
which would prevent him from performing an essential function of
his job, namely, being physically present at Ball Plant II.
As the district court stated, Mulloy's request to work
from Fairhaven "in essence requires not an accommodation but a
redefinition of his job." Mulloy, 2005 WL 1528208, at *10. But
"[a]n employer is not required by the ADA to create a new job for
an employee." Phelps, 251 F.3d at 27. Mulloy's proposed
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accommodation is therefore per se unreasonable. See Mason, 357
F.3d at 1124 ("[Employee's] request for an at-home accommodation is
unreasonable on its face because it seeks to eliminate an essential
function of [employment] position.").7 The district court did not
err in concluding that Mulloy's proposed accommodation was
unreasonable, and that he thus was not a "qualified individual with
a disability" under the ADA.8
D. Application of Massachusetts' Countpart to the ADA,
Chapter 151B, § 4
1. Consistency Between ADA and Chapter 151B, § 4
Our analysis so far has focused on whether Mulloy was a
"qualified individual with a disability" under the ADA. We must
now address whether Mulloy was a "qualified handicapped person"
under Massachusetts' state-law counterpart to the ADA, Chapter
151B, § 4. We have previously noted that this statute "tracks the
ADA in virtually all respects." Gillen, 283 F.3d at 20 n.5; see
7
Since Mulloy did not propose a reasonable accommodation, we
need not address whether the accommodation he did propose imposed
an undue hardship on Acushnet. See Cisneros v. Wilson, 226 F.3d
1113, 1129 (10th Cir. 2000) ("[Since] Plaintiff never established
that her request for leave was 'reasonable' . . . the court need
not address whether her request would constitute undue hardship."),
overruled on other grounds by Bd. of Tr. of Univ. of Ala. v.
Garrett, 531 U.S. 356, 374 n. 9 (2001); Vande Zande, 44 F.3d at 543
("The employee must show that the accommodation is reasonable . .
. . Even if this prima facie showing is made, the employer has an
opportunity to prove that upon more careful consideration the costs
are excessive.").
8
Because we decide this case on the second element of the
ADA, we need not address the third element -- whether Acushnet
discharged Mulloy because of his disability.
-28-
also Labonte v. Hutchins & Wheeler, 678 N.E.2d 853, 856 n.5 (Mass.
1997) ("[O]ur statutes in the area of employee discrimination law
closely mirror the [ADA]."). The action proscribed by Chapter
151B, § 4 is nearly identical to the action proscribed by the ADA.
Under Chapter 151B, an employer shall not "discriminate against,
because of his handicap, any person alleging to be a qualified
handicapped person," that is, "a handicapped person who is capable
of performing the essential functions of a particular job, or who
would be capable of performing the essential functions of a
particular job with reasonable accommodation to his handicap." Id.
§§ 1(16), 4. In order to establish a claim of unlawful employment
discrimination under Chapter 151B, a plaintiff must demonstrate the
same three requirements as under the ADA: (1) she suffers from a
"handicap," i.e., "a physical or mental impairment which
substantially limits one or more major life activities," id. §
1(17); (2) "[s]he is a 'qualified handicapped person'; and (3)
[s]he was fired solely because of h[er] handicap," Labonte, 678
N.E.2d at 859.
In light of these similarities, "[t]he Supreme Judicial
Court of Massachusetts has indicated that federal case law
construing the ADA should be followed in interpreting the
Massachusetts disability law." Ward, 209 F.3d at 33 n.2 (citing
Wheatley v. Am. Tel. & Tel. Co., 636 N.E.2d 265, 268 (Mass. 1994)
("It is our practice to apply Federal case law construing the
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Federal anti-discrimination statutes in interpreting [Chapter
151B].")). Accordingly, while "we write in terms of the ADA, our
comments apply with equal force to [Mulloy's] claim under [Chapter
151B]." Gillen, 283 F.3d at 20 n.5; see also Whitney v. Greenberg,
Rosenblatt, Kull & Bitsoli, P.C., 258 F.3d 30, 32 n.1 (1st Cir.
2001) ("Given the similarity [between ADA and Massachusetts
disability law], our singular analysis disposes of both the federal
and state claims.").
2. Impact of Massachusetts' Workers' Compensation Law
on Chapter 151, § 4
Notwithstanding the many similarities between Chapter
151B, § 4 and the ADA, there is a gloss which Massachusetts'
workers' compensation law, Mass. Gen. Laws ch. 152, § 75B(1),
arguably places on the determination of a "qualified handicapped
individual" under Chapter 151B, § 4 for a work-related injury.
Chapter 152, § 75B(1) states that
[a]ny employee who has sustained a work-related injury
and is capable of performing the essential functions of
a particular job, or who would be capable of performing
the essential functions of such job with reasonable
accommodations, shall be deemed to be a qualified
handicapped person under the provisions of chapter one
hundred and fifty-one B.
Mulloy argues that even if he is not disabled under the
ADA, he is nevertheless a per se "qualified handicapped person"
under Chapter 151B by virtue of the interaction between
Massachusetts' anti-discrimination law and Massachusetts' workers'
compensation law. In other words, Mulloy contends that Chapter
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152, § 75B(1) entitles him to special treatment under Chapter 151B,
§ 4 –- treatment not recognized under the ADA.
The meaning of Chapter 152, § 75B(1) is unclear. The
United States District Court for the District of Massachusetts has
described the statute as a "major exception to the traditional
definition of a 'handicapped person,'" which expands the protection
afforded by Chapter 151B to plaintiffs regardless of whether they
can demonstrate substantial limitation of a major life activity.
See Gilman v. C & S Wholesale Grocers, Inc., 170 F. Supp. 2d 77, 85
(D. Mass. 2001) (holding that a plaintiff who suffered a work-
related injury and was capable of performing the essential
functions of his job under Chapter 152, § 75B(1) "cannot be
excluded as a matter of law, . . . from being a 'qualified
handicapped person' under chapter 151B" -– notwithstanding his
inability to demonstrate substantial limitation of a major life
activity).
While the Supreme Judicial Court has declined to consider
this issue, see Dartt v. Browning-Ferris Indus., Inc., 691 N.E.2d
526, 536 & n.30 (Mass. 1998) (refusing to consider "the
applicability, if any, of [Chapter 152, § 75B(1)] to [plaintiff's]
claim," given the "slight" evidence that plaintiff was regarded as
having a substantially limiting impairment under Chapter 151B), the
majority of Massachusetts' lower courts similarly view Chapter 152,
§ 75B(1) as an alternative means for plaintiffs to demonstrate that
-31-
they are "qualified handicapped persons." Compare Everett Indus.,
Inc. v. Mass. Comm'n Against Discrimination, No. 98-P-960, 2000 WL
1476321, at *5 & n.13 (Mass. App. Ct. June 29, 2000) (unpublished),
and Zarrella v. City of Everett, No. 955305B, 1996 WL 1186938, at
*2 & n.2 (Mass. Super. Ct. May 1, 1996), with Freire v. First
Nat'l, No. 964620, 1998 WL 1181751, at *8 (Mass. Super. Ct. July
22, 1998).
We need not resolve this uncertainty here. While it
remains unclear whether, by virtue of Chapter 152, § 75B(1), a
plaintiff can forego showing substantial limitation of a major life
activity and still be deemed a "qualified handicapped person" under
Chapter 151B, § 4, one thing is clear: both Chapter 151B, § 4 and
Chapter 152, § 75B(1) require that a plaintiff be "capable of
performing the essential functions of a particular job, or [] be
capable of performing the essential functions of a particular job
with reasonable accommodation." Mulloy argues that since "the
onset of [his] occupational asthma was work-related," he should be
deemed a "qualified handicapped person" under Chapter 151B, § 4 by
virtue of Chapter 152, § 75B(1). We disagree. Since Mulloy cannot
show that he was capable of performing the essential functions of
his job with or without reasonable accommodation, he is not a
"qualified handicapped person" under Chapter 151B, § 4. See Poh v.
Mass. Corr. Officers Federated Union, No. 03-11987-RWZ, 2006 WL
1877089, at *4 (D. Mass. July 7, 2006) (holding that even if
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Chapter 152, § 75B(1) constitutes an exception to the traditional
definition of a "qualified handicapped person" under Chapter 151B,
plaintiff still "does not fall within [Chapter 152, § 75B(1)'s]
confines" because "plaintiff has presented no evidence that he was
capable of performing the essential functions of his job."). The
district court correctly rejected this state law claim.
IV.
We conclude that Mulloy was not a qualified individual
with a disability under the ADA or a qualified handicapped person
under Section 151B, §4 because he could not perform the essential
functions of his job with or without reasonable accommodation. The
district court's order granting summary judgment to Acushnet is
affirmed.
So ordered.
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