United States Court of Appeals
For the First Circuit
Nos. 06-1127, 06-1358
AROOSTOOK BAND OF MICMACS,
Plaintiff, Appellee,
v.
PATRICIA E. RYAN, in her official capacity as Executive Director
of the Human Rights Commission of the State of Maine; WARREN C.
KESSLER, in his official capacity as member of the Human Rights
Commission of the State of Maine; PAUL K. VESTAL, JR., in his
official capacity as member of the Human Rights Commission of the
State of Maine; JAMES VARNER, in his official capacity as member
of the Human Rights Commission of the State of Maine; JADINE R.
O'BRIEN, in her official capacity as member of the Human Rights
Commission of the State of Maine; KRISTEN L. AIELLO, in her
official capacity as member of the Human Rights Commission of the
State of Maine, LISA GARDINER, TAMMY CONDON,
Defendants, Appellants,
BEVERLY AYOOB,
Defendant.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MAINE
[Hon. Margaret J. Kravchuk, U.S. Magistrate Judge]
Before
Lynch, Circuit Judge,
Campbell, Senior Circuit Judge,
and Lipez, Circuit Judge.
Christopher C. Taub, Assistant Attorney General, with whom G.
Steven Rowe, Attorney General, and Paul Stern, Deputy Attorney
General, were on brief, for appellants Ryan, Kessler, Vestal,
Varner, O'Brien, and Aiello.
Matthew S. Keegan, with whom Johnson & Webbert, LLP was on
brief, for appellants Gardiner and Condon.
Douglas J. Luckerman, with whom Law Office of Douglas J.
Luckerman, Gregory P. Dorr, Farrell, Rosenblatt & Russell, and
David Kaplan were on brief, for appellee.
Michael A. Duddy and Kelly, Remmel & Zimmerman on brief for
Houlton Band of Maliseet Indians, amicus curiae.
April 17, 2007
LYNCH, Circuit Judge. This case arises from a lawsuit
brought by the Aroostook Band of Micmacs ("Aroostook Band"), an
Indian tribe based in northern Maine. The tribe seeks to enjoin
proceedings before the Maine Human Rights Commission ("the
Commission"), a state agency which acted on discrimination
complaints it had received from three of the tribe’s former
employees.
The Aroostook Band claims that federal law prevents an
agency of the state of Maine from enforcing state employment
discrimination laws against the Aroostook Band's government. The
state disagrees and argues that federal law specifically grants it
this power. Both sides discuss a series of federal and state
statutes: the state's 1979 Act to Implement the Maine Indian Claims
Settlement ("state Settlement Act"), Me. Rev. Stat. Ann. tit. 30,
§§ 6201-6214; the federal Maine Indian Claims Settlement Act of
1980 ("MICSA" or "federal Settlement Act"), 25 U.S.C. §§ 1721-1735;
the 1989 state Micmac Settlement Act ("state Micmac Act"), Me. Rev.
Stat. Ann. tit. 30, §§ 7201-7207; and the 1991 federal Aroostook
Band of Micmacs Settlement Act ("ABMSA" or "federal Micmac Act"),
Pub. L. No. 102-171, 105 Stat. 1143 (codified at 25 U.S.C. § 1721
note). This case turns on the interpretation of these statutes.
The magistrate judge, presiding with the consent of the
parties, see Fed. R. Civ. P. 73(b), concluded that the 1991 ABMSA
gives the Aroostook Band the protection it claims.
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We reverse. We hold that a provision of the 1980 MICSA,
25 U.S.C. § 1725(a), clearly makes the Aroostook Band "subject to
. . . the laws of the State . . . to the same extent as any other
person." This abrogates any aspects of tribal immunity which might
have prevented application of Maine's employment laws to the
dispute here. We also hold that the later-enacted ABMSA is not in
conflict with, nor has it implicitly repealed, § 1725(a). We
finally hold that the question in this case is resolved by these
two federal statutes -- both of which are settlement acts -- and
not by Indian common law.
I. BACKGROUND
We start with the history behind the enactment of the
state and federal Settlement Acts, and the later state and federal
Micmac Acts. We then move to the background and procedural history
of the events that led to this appeal. Much of the background,
statutory and otherwise, is also recounted in an earlier opinion in
this case. See Aroostook Band of Micmacs v. Ryan, 404 F.3d 48, 50-
55 (1st Cir. 2005) ("Aroostook II"), overruled in part by
Narragansett Indian Tribe v. Rhode Island, 449 F.3d 16, 24-25 (1st
Cir. 2006) (en banc).
A. The Statutory Background
In the 1970s, two Maine Indian tribes -- the Penobscot
Nation and the Passamaquoddy Tribe -- filed suit and claimed
ownership over much of the land in the state of Maine. See id. at
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53; Penobscot Nation v. Fellencer, 164 F.3d 706, 707 (1st Cir.
1999). See generally Joint Tribal Council of the Passamaquoddy
Tribe v. Morton, 528 F.2d 370 (1st Cir. 1975) (providing additional
background on the litigation).
With the assistance of the federal government, the
Penobscots and the Passamaquoddy ultimately reached a settlement
with the state. Aroostook II, 404 F.3d at 53. The first step in
this settlement was Maine's passage of its state Settlement Act in
1979. See 1979 Me. Laws 2393; see also Aroostook II, 404 F.3d at
53. Among other things, that act set out to define the legal
relationship between Maine and its Indian tribes. One general
provision states that except as otherwise provided by the act, all
Indian tribes "shall be subject to the laws of the State and to the
civil and criminal jurisdiction of the courts of the State to the
same extent as any other person." Me. Rev. Stat. Ann. tit. 30,
§ 6204. For shorthand, we use the phrase “Maine law” to refer to
the provisions invoked by the “subject to” clause.
Another part of the statute deals specifically with the
two tribes that had then filed suit; it provides that the Penobscot
Nation and the Passamaquoddy Tribe have the powers and limitations
of Maine municipalities, and are "subject to the laws of the
State," except that the State does not have the power to regulate
"internal tribal matters." Id. § 6206(1). By its terms, that
exception in the state act does not apply to any other tribe.
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The Aroostook Band, which had not filed suit or asserted
any claim, is not mentioned anywhere in the state Settlement Act.
However, another Maine tribe, the Houlton Band of Maliseet Indians
("Houlton Band"), is mentioned in several places. Although by 1979
the small Houlton Band had not filed suit against the state, it too
was asserting that it had valid claims to parts of land in Maine.
See id. § 6202. Nevertheless, at that time Maine was "reluctant to
accord [the Houlton Band] special status," Aroostook II, 404 F.3d
at 54, and the Houlton Band was not originally included in the
compromise. Indeed, the state Settlement Act does not by its terms
grant the Houlton Band any of the benefits that it grants the
Penobscots and Passamaquoddy. In its section on legislative
purposes, the state Settlement Act declares that in contrast to the
arrangement with the Passamaquoddy and the Penobscots, "[t]he
Houlton Band . . . will be wholly subject to the laws of the
State." Me. Rev. Stat. Ann. tit. 30, § 6202.
The next step was the 1980 passage of MICSA, the federal
Settlement Act. See Pub. L. No. 96-420, 94 Stat. 1785. A stated
purpose of the Congress enacting MICSA was to "ratify" the state
Settlement Act. 25 U.S.C. § 1721(b)(3). Even so, MICSA differs
from its state counterpart in several respects, including the fact
that MICSA grants some benefits to the Houlton Band. Like the
state act, MICSA does not mention the Aroostook Band by name, but
it does address issues relevant to all Maine tribes.
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MICSA extinguished the land claims of all Indian tribes
in Maine, by express provision. Id. § 1723. In exchange, MICSA
gave several benefits to the Passamaquoddy, Penobscots, and Houlton
Band, including federal recognition for all three tribes and
eligibility for certain federal Indian programs. See id.
§ 1725(i). MICSA also created a sizable trust fund for the three
tribes to use for acquiring land. Id. § 1724(d). Of the money in
the fund, $26.8 million was for the Passamoquoddy's benefit, $26.8
million was for the benefit of the Penobscots, and $900,000 was for
the benefit of the Houlton Band. Id.
Several MICSA provisions deal with the relationship
between all Maine tribes and state law. Here the statute draws
distinctions. As does the state Settlement Act, MICSA treats
Maine's relationship with the Passamoquoddy and Penobscots
differently from Maine's relationship with all other tribes. MICSA
states that
all Indian[] . . . tribes or bands of Indians
in the State of Maine, other than the
Passamaquoddy Tribe [and] the Penobscot
Nation, . . . shall be subject to the civil
and criminal jurisdiction of the State [and]
the laws of the State . . . to the same extent
as any other person . . . therein.
Id. § 1725(a) (emphasis added).1
1
There are only small exceptions pertaining to child welfare
matters, see 25 U.S.C. § 1727(e), and land acquisition, see id.
§ 1724(d)(4), and the exceptions are not pertinent here, as we
discuss later.
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A separate subsection of the federal MICSA deals with the
applicability of Maine law to the Passamaquoddy and Penobscots;
that section expressly references the state Settlement Act and
declares that "that Act is hereby approved, ratified, and
confirmed." Id. § 1725(b)(1).
In the late 1980s, there was further legislative action.
The Aroostook Band, after meeting with counsel, determined that it
too might have had a potential land claim before the passage of the
1979 and 1980 state and federal settlement acts. See Aroostook II,
404 F.3d at 54. MICSA's language had, however, extinguished any
potential land claim. The Aroostook Band nevertheless opened a
dialogue with the state. After negotiations, the Maine legislature
passed the state Micmac Act. See 1989 Me. Laws 230.
The terms of the state Micmac Act gave the Aroostook Band
a status similar to that accorded the Houlton Band, and different
from the status given the Penobscots and Passamaquoddy. Aroostook
II, 404 F.3d at 54. The Houlton Band, mentioned explicitly in the
two prior settlement acts, had been expressly made "subject to the
civil and criminal jurisdiction of the State [and] the laws of the
State . . . to the same extent as any other person . . . therein."
25 U.S.C. § 1725(a). As for the Aroostook Band, the state Micmac
Act provided that "[e]xcept as otherwise provided in this Act, the
Aroostook Band of Micmacs . . . shall be subject to the laws of the
State and to the civil and criminal jurisdiction of the courts of
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the State to the same extent as any other person. . . therein."
Me. Rev. Stat. Ann. tit. 30, § 7203. Another provision stated
that, unlike the Passamaquoddy and the Penobscots, "[t]he Aroostook
Band of Micmacs shall not exercise nor enjoy the powers, privileges
and immunities of a municipality." Id. § 7205.
The parties now dispute whether the state Micmac Act
actually took effect as a matter of state law. The Aroostook Band
argues that the state Micmac Act is ineffective under state law, so
the clauses of that Act, cited above, do not apply and the
Aroostook Band is not subject to state law.2 For reasons we
describe later, we think this dispute over state law is not
material.
As of the early 1990s, all of the concerned entities
apparently treated the state Micmac Act as validly enacted.
Accordingly, their next step was to persuade Congress to enact
ABMSA, the federal Micmac Act. Congress did so in 1991. See Pub.
2
During committee discussions in the Maine legislature,
members of the Aroostook Band spoke in favor of passage of the
state Micmac Act. After committee deliberations, and after
discussions between the Aroostook Band and the state had ended, the
Maine legislature amended the pending Micmac bill to add an
effectiveness provision. That provision stated that the Micmac Act
would only be effective if certain contingencies were met; one of
these contingencies was a requirement that the Aroostook Band
formally certify its agreement with the act within 60 days of the
legislature's adjournment. See 1989 Me. Laws 230, 232. The
Aroostook Band was apparently unaware that this requirement had
been added, and it never submitted the certification. The other
contingencies for effectiveness, which required that ABMSA be
enacted with certain provisions, also may not have been fulfilled.
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L. No. 102-171, 105 Stat. 1143. The terms of the federal ABMSA,
and the effect that they have on the earlier-enacted federal MICSA,
are at the heart of the resolution of this case.
ABMSA declares, in its findings section, that the
Aroostook Band was not referred to in MICSA because in 1980 there
had been insufficient historical evidence of the tribe's presence
in Maine. ABMSA § 2(a)(2). That documentation had become
available, id. § 2(a)(3), and so Congress decided that it was "now
fair and just" to give the Aroostook Band "the same settlement
provided to the Houlton Band" in MICSA, id. § 2(a)(5). ABMSA also
states that one of its purposes is to "ratify the [state Micmac
Act], which defines the relationship between the State of Maine and
the Aroostook Band of Micmacs." Id. § 2(b)(4).
Among other provisions, ABMSA provided the Aroostook Band
with a $900,000 land acquisition fund, see id. §§ 4(a), 10, gave
the Aroostook Band federal recognition, see id. § 6(a), and
authorized the Aroostook Band to "organize for its common welfare
and adopt [a governing] instrument," see id. § 7(a). ABMSA applies
federal law to the Aroostook Band in the same manner as MICSA
applied federal law to the other three Maine tribes. Id. § 6(b).
However, as to the application of Maine law, ABMSA does not repeat
the language of the state Micmac Act, nor does it repeat the
language of MICSA. It has no language directly on this topic at
all. See Aroostook II, 404 F.3d at 55. ABMSA does empower the
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State and the Aroostook Band to reach their own agreement regarding
Maine's jurisdiction over tribal lands, see ABMSA § 6(d), but it
appears that no agreement has yet been reached that would be
relevant to this case.
ABMSA also contains a "conflicts" provision: it states
that if there is "a conflict of interpretation between the
provisions of the [state Settlement Act, state Micmac Act, or
MICSA] and this Act, the provisions of this Act shall govern." Id.
§ 11.
B. The History of this Litigation: The Maine Law
Discrimination Claims Against the Aroostook Band
During 2001 and 2002, the Aroostook Band fired three of
its employees: Lisa Gardiner, Tammy Condon, and Beverly Ayoob.
Gardiner was the Band's Chief Financial Officer, Condon was its
Compliance Officer, and Ayoob was its Housing Director. Aroostook
II, 404 F.3d at 50. Gardiner and Condon alleged that they had been
the victims of employment discrimination on the basis of their
race, color, and national origin, in violation of the Maine Human
Rights Act (MHRA), Me. Rev. Stat. Ann. tit. 5, §§ 4551-4634, and
that they had been unlawfully retaliated against in violation of
the MHRA and the Maine Whistleblowers' Protection Act (MWPA), Me.
Rev. Stat. Ann. tit. 26, §§ 831-840.3 Aroostook II, 404 F.3d at
3
Gardiner's and Condon's claims are now the subject of
related litigation in the Maine state courts. That litigation has
apparently been stayed pending the outcome of this suit. See
Aroostook II, 404 F.3d at 52.
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51. Ayoob also alleged she had been the victim of unlawful
discrimination and retaliation under these statutes. Id. All
three filed complaints with the Commission, a state agency which
investigates discrimination charges, see Me. Rev. Stat. Ann. tit.
5, § 4566. Aroostook II, 404 F.3d at 51. In all three cases, the
Commission in turn filed charges with the United States Equal
Employment Opportunity Commission. Id. The Aroostook Band asked
the Maine Commission to dismiss the complaints, arguing that the
Commission had no jurisdiction over the Band. Id. The Commission
refused, and it investigated the complaints. Id.
The Aroostook Band then filed suit in U.S. District Court
against the Commission's members, and against Condon, Gardiner, and
Ayoob. Id. at 51-52. It sought declaratory and injunctive relief,
asserting five claims: 1) that ABMSA and/or the Aroostook Band's
inherent sovereignty prohibited the Commission from enforcing the
state MHRA and MWPA against it, 2) that the Aroostook Band's
sovereign immunity4 achieved the same result, 3) that the Aroostook
Band was statutorily exempt from Title VII of the Civil Rights Act
of 1964, 42 U.S.C. §§ 2000e to 2000e-17, 4) that Title VII preempts
application of the state MHRA and MWPA against an Indian tribe, and
5) that the Aroostook Band was not an "employer" within the meaning
of either the state MHRA or MWPA statutes.
4
The complaint treated tribal sovereign immunity as a concept
distinct from inherent sovereignty. As we discuss later in the
opinion, our case law has now rejected this distinction.
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The magistrate judge initially dismissed all claims for
lack of federal jurisdiction under Rule 12(h)(3). See Aroostook
Band of Micmacs v. Executive Dir. Me. Human Rights Comm'n, 307 F.
Supp. 2d 95, 96 (D. Me. 2004) ("Aroostook I"). A panel of this
court reversed on the grounds that the first four claims were
properly brought in federal court. See Aroostook II, 404 F.3d at
67, 69, 71, 73. The panel remanded all five claims, as there was
possible pendent jurisdiction over the final state law claim. See
id. at 73; see also 28 U.S.C. § 1367.
Part of the panel's opinion found that there was a
distinction between tribal sovereign immunity and inherent tribal
authority. See Aroostook II, 404 F.3d at 67-68. That part of the
opinion was later overruled by this court's en banc opinion in
Narragansett. 449 F.3d at 24-25.
On remand, the magistrate judge considered the merits of
both parties' motions for summary judgment. Judgment was entered
for the Aroostook Band on its first claim: that ABMSA and/or
inherent sovereignty protects the tribe's employment decisions from
Maine law. See Aroostook Band of Micmacs v. Ryan, 403 F. Supp. 2d
114, 130 (D. Me. 2005) ("Aroostook III"). The magistrate judge's
decision predated the issuance of our en banc opinion in
Narragansett.
The magistrate judge's reasoning had two primary parts.
First, the magistrate judge concluded that the state Micmac Act,
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with its language subjecting the Aroostook Band to state law, had
never taken effect. Id. at 119-22. This failure to become
effective, the judge held, was not cured by ABMSA, even though the
federal act stated it was ratifying its state counterpart. Id. at
122-23.
Second, the magistrate judge concluded that while MICSA
had subjected the Aroostook Band to Maine law, this aspect of MICSA
was effectively and impliedly abrogated by two provisions in ABMSA:
the grant of federal recognition to the Aroostook Band in § 6(a),
and the authorization in § 7(a) for the Aroostook Band to organize
its government. Id. at 124-30. Both provisions of ABMSA, the
magistrate judge held, were in conflict with MICSA, and the
conflicts were resolved in the Aroostook Band's favor pursuant to
ABMSA's § 11. Id. at 124-26.
The magistrate judge permanently enjoined the Commission
defendants from applying the MHRA and MWPA to the Aroostook Band,
id. at 133, and also issued a declaratory judgment to similar
effect against Gardiner, Condon, and Ayoob.5 The Commission
5
In light of her resolution, the magistrate judge did not
reach the merits of most of the Aroostook Band's remaining claims.
She dismissed the Band's claims based on tribal sovereign immunity,
Title VII preemption, and interpretation of the MHRA and MWPA, as
any relief on those claims would have been identical to the relief
already granted. Aroostook III, 403 F. Supp. 2d at 133. The
magistrate judge did enter judgment for the Aroostook Band on its
third claim, which contended that the Band was exempt from Title
VII. Id. at 130-31, 133. The merits of that claim were not
contested, and are not a subject of this appeal.
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defendants and defendants Gardiner and Condon all appealed. We
consolidated the appeals, and we now reverse.
II. AN OVERVIEW
We review de novo the magistrate judge's disposition of
the cross-motions for summary judgment. Jalbert Leasing, Inc. v.
Mass. Port Auth., 449 F.3d 1, 2 (1st Cir. 2006).
There are several major strands to the Aroostook Band's
argument. First, the Aroostook Band argues that MICSA did not
subject the tribe's government to state employment law. Second,
even if MICSA did have this effect, the tribe contends that this
aspect of MICSA was abrogated by and is in conflict with ABMSA.
Throughout, the Aroostook Band interprets the relevant statutes in
light of its notions of inherent tribal sovereignty, as protected
under federal Indian common law.
The precise question we face is whether Maine is
precluded from applying its employment statutes when these statutes
permit individuals employed by the Aroostook Band's government to
file and pursue discrimination complaints with the Commission and
through any judicial review thereafter. While the parties have
argued in broad terms before us, that is the narrow issue that we
decide.6
6
Maine does acknowledge the possibility that MICSA and ABMSA
did not fully abrogate the Aroostook Band's sovereignty as to all
matters -- it contends, however, that the issues in this case
cannot fall within the limited exception. The State’s
acknowledgment is only that ABMSA § 7(a) may give the Aroostook
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Our conclusion is that this dispute is resolved in
Maine's favor based on two federal statutes, MICSA and ABMSA, both
of which were statutes designed to settle Indian claims. These
settlement acts displaced any federal common law that might
otherwise bear on this dispute. MICSA clearly and unequivocally
establishes that Maine law applies to the Aroostook Band. And
ABMSA does not either explicitly or implicitly conflict with or
override MICSA on this point. It instead reinforces this aspect of
MICSA.
Whether or not the state Micmac Act ever became effective
under state law is not an issue we need to decide. As a federal
court, we would be reluctant in any event to decide such a
difficult and complex issue of state law without guidance from
Maine's Supreme Judicial Court. Our analysis and the resolution of
these issues turn entirely on federal law.
III. MICSA'S EFFECT ON THE AROOSTOOK BAND
A. MICSA’s Text
Maine relies on MICSA's language to support its argument
that MICSA subjected the Aroostook Band to state employment law.
Specifically, MICSA declares that
Band independence over aspects of its own governmental and
electoral structures. Cf. Narragansett, 449 F.3d at 26 (finding
congressional abrogation of a tribe's sovereignty, but recognizing
the possibility that the tribe still retained control over a "core
group of sovereign functions").
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all Indians, Indian nations, or tribes or
bands of Indians in the State of Maine, other
than the Passamaquoddy Tribe, the Penobscot
Nation, and their members, and any lands or
natural resources owned by any such Indian,
Indian nation, tribe or band of Indians and
any lands or natural resources held in trust
by the United States, or by any other person
or entity, for any such Indian, Indian nation,
tribe, or band of Indians shall be subject to
the civil and criminal jurisdiction of the
State, the laws of the State, and the civil
and criminal jurisdiction of the courts of the
State, to the same extent as any other person
or land therein.
25 U.S.C. § 1725(a). By its clear terms, § 1725(a) makes all Maine
tribes, other than the Passamaquoddy Tribe and the Penobscot
Nation, "subject to the civil and criminal jurisdiction of the
State, the laws of the State, and the civil and criminal
jurisdiction of the courts of the State."7
The Aroostook Band argues that even while MICSA made it
"subject to . . . the laws of the State," the statute did not go so
far as to subject the internal tribal matters of the Aroostook Band
to state law.8 It contends that it retains authority over these
7
The State also relies on a separate MICSA provision, see 25
U.S.C. § 1725(h), to argue that the federal common law doctrine of
tribal sovereignty no longer has force anywhere within the State of
Maine. We do not reach this argument.
8
The Aroostook Band argues that its employment of defendants
Gardiner, Condon, and Ayoob was an "internal tribal matter." For
purposes of this decision, we assume that to be true for the sake
of argument.
In Penobscot Nation v. Fellencer, this court determined that
a tribe's employment of a community health nurse, who tended to the
personal medical needs of tribal members, was an "internal tribal
matter" within the meaning of the Settlement Acts. See 164 F.3d at
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matters as part of its inherent tribal sovereignty. We discuss in
a later section why Congress’s intent in MICSA to ratify the state
Settlement Act, grouped with that state statute’s treatment of
“internal tribal matters,” defeats this claim. But in this section
we also provide several other reasons to reject the argument.
1. Statutory Clarity and the Abrogation of
Sovereignty
The Aroostook Band relies on rules of statutory
construction that "obligate us to construe 'acts diminishing the
sovereign rights of Indian tribes . . . strictly,' 'with ambiguous
provisions interpreted to the [Indians'] benefit.'" Fellencer, 164
F.3d at 709 (ellipsis and alteration in original) (internal
citations omitted) (quoting Rhode Island v. Narragansett Indian
Tribe, 19 F.3d 685, 702 (1st Cir. 1994); County of Oneida v. Oneida
Indian Nation, 470 U.S. 226, 247 (1985)). The Aroostook Band
asserts that prior to MICSA's enactment, it had the power to
control all of its own employment matters as part of its inherent
sovereignty. It contends that, judged against a backdrop of
federal common law protecting Indian sovereignty, see Rhode Island,
19 F.3d at 701, MICSA was not clear enough to subjugate this aspect
of the tribe's sovereignty to Maine law.
707. Because it has not been contested, we accept arguendo the
extension of Fellencer to this case. We do note that unlike in
Fellencer, see id. at 710, Maine has here claimed an interest in
the enforcement of its employment laws.
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We disagree. Whatever powers are included within
"inherent tribal authority," Congress may abrogate those powers by
statute. See United States v. Lara, 541 U.S. 193, 200 (2004);
Washington v. Confederated Bands & Tribes of the Yakima Indian
Nation, 439 U.S. 463, 470-71 (1979). Although Congress must do so
clearly, "there is no requirement that talismanic phrases be
employed. Thus, an effective limitation . . . need not use magic
words." Narragansett, 449 F.3d at 25.9
MICSA is clear. In § 1725(a) it not only made Maine
Indians "subject to . . . the laws of the State," and "subject to
the civil and criminal jurisdiction of the State," but it expressly
added the emphasizing phrase "to the same extent as any other
person." And § 1725(a) not only applies to "Indians," but also to
the "Indian nations, . . . tribes[, and] bands of Indians"
themselves. Short of using "magic words," it is hard to imagine
how § 1725(a) could have been clearer. There is no “internal
tribal matters” exception in the statute.
The Aroostook Band tries to interpret this clear
statement by Congress as nevertheless exempting specific units of
tribal government. Aided by the Houlton Band as amicus, the
9
Although this portion of Narragansett was referring to
"sovereign immunity" rather than "inherent sovereignty," elsewhere
in that en banc opinion we rejected the idea that there was a
meaningful distinction between the two, and we explicitly overruled
Aroostook II to the extent it held otherwise. See Narragansett,
449 F.3d at 24-25.
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Aroostook Band sees significance in the fact that § 1725(a) does
not apply state law to governing bodies like the Aroostook Micmac
Council or the Houlton Band Council. Cf. 25 U.S.C. § 1722(a)
(stating that the Houlton Band is “represented” by the Houlton Band
Council); ABMSA § 3(1) (stating that the Aroostook Band is
“represented” by the Aroostook Micmac Council). The inference we
are asked to draw is that § 1725(a) applies state law to Maine
tribes as “polities” but not to their governments.
This argument lacks merit. It is not a natural reading
of the language and it creates an artificial distinction merely to
suit tribal purposes. Further, MICSA recognizes that a governing
Council exists as a representative of a tribe. See 25 U.S.C.
§ 1722(a). It is the tribe itself, as a legal entity, whose
interest in sovereignty is really at issue.10 See Ninigret Dev.
Corp. v. Narragansett Indian Wetuomuck Hous. Auth., 207 F.3d 21, 29
(1st Cir. 2000) (explaining that a tribal housing authority had
sovereign immunity because it was "an arm of the [t]ribe");
10
Indeed, it appears that it was the Aroostook Band as a legal
entity that employed defendants Gardiner, Condon, and Ayoob. Both
sides admitted in the district court that "the Band" employed the
three individual defendants.
Additionally, as defendants Gardiner and Condon point out, the
plaintiff in this lawsuit is the "Aroostook Band of Micmacs," which
the complaint tells us is governed by the "Aroostook Band of
Micmacs Tribal Council." All relief is requested on behalf of "the
Band." If only the Band as "polity" is the plaintiff, and it is
requesting relief only on behalf of itself, one wonders whether the
plaintiff even has standing to advance claims on behalf of the Band
as "government."
-20-
Fletcher v. United States, 116 F.3d 1315, 1324 (10th Cir. 1997)
(holding that the members of a tribal government, sued in their
official capacities, were protected by sovereign immunity because
any relief would "run against the [t]ribe itself"). Under MICSA,
§ 1725(a) applies state law to "Indian nations, . . . tribes[,] or
bands." That is what matters. See Narragansett, 449 F.3d at 30
(holding that tribal officers have no sovereign immunity when they
engage in activities that the tribe itself cannot lawfully
authorize).
Amicus presents another argument why § 1725(a) was not
clear in its abrogation of either Houlton or Aroostook tribal
sovereignty.11 Under 25 U.S.C. § 1727(a), the Passamaquoddy and the
Penobscots have the opportunity to petition for "exclusive
jurisdiction" over certain child custody matters. Amicus contends
that the use of "exclusive jurisdiction" here, in contrast with the
use of the sole word "jurisdiction" in § 1725(a), means that
§ 1725(a) merely grants the state "nonexclusive authority and
concurrent jurisdiction to apply [s]tate law" to tribes like the
Houlton Band and Aroostook Band.
But amicus ignores the fact that elsewhere in MICSA, the
Passamaquoddy and the Penobscots were "authorized to exercise
11
While we are not obligated to consider points raised only
by an amicus, see N. & S. Rivers Watershed Ass'n v. Town of
Scituate, 949 F.2d 552, 556 n.8 (1st Cir. 1991), we nonetheless
consider this and other points, in part because we have the benefit
of the state's responses.
-21-
jurisdiction, separate and distinct from the civil and criminal
jurisdiction of the State of Maine, to the extent authorized by the
[state Settlement Act]." Id. § 1725(f). No such jurisdictional
authorization was provided to the other Maine tribes, and thus we
think it would clearly defeat congressional intent to nevertheless
imply one. The language about "exclusive jurisdiction" in
§ 1727(a) is plainly nothing more than a helpful clarification in
light of the peculiar jurisdictional status of the Penobscots and
Passamaquoddy. It does not turn § 1725(a) into a mere grant of
concurrent jurisdiction. The meaning of MICSA's § 1725(a) is
clear: Maine law applies to this situation.
2. Statutory Clarity in Context: Indian Statutes in
Supreme Court Case Law
The Aroostook Band attempts to undercut the clarity of
MICSA by comparing it to statutes -- most notably Public Law 280
and the Menominee Indian Termination Act of 1954 -- examined in
several Supreme Court cases.
MICSA stands in stark contrast to Public Law 280, Act of
Aug. 15, 1953, ch. 505, 67 Stat. 588 (codified as amended at 18
U.S.C. § 1162 and 28 U.S.C. § 1360). Public Law 280 is the statute
discussed in Bryan v. Itasca County, 426 U.S. 373 (1976), a case on
which the Aroostook Band relies. Bryan addressed the part of the
statute that gave certain states
jurisdiction over civil causes of action
between Indians or to which Indians are
parties which arise in . . . Indian country
-22-
. . . to the same extent that such State has
jurisdiction over other civil causes of
action, and those civil laws of such State
that are of general application to private
persons or private property shall have the
same force and effect within such Indian
country as they have elsewhere within the
State.
28 U.S.C. § 1360(a). The Court found this statute did not clearly
give states civil regulatory jurisdiction over Indians, and it
interpreted the ambiguity for the Indians' benefit by precluding
the application of a state property tax. See Bryan, 426 U.S. at
392-93.
In finding Public Law 280 ambiguous, the Court relied on
reasons that are inapplicable to MICSA's § 1725(a). First, the
Court examined Public Law 280's legislative history and concluded
that its civil law provisions were primarily designed to address
"the lack of adequate Indian forums for resolving private legal
disputes." Id. at 383; see also id. at 379-87. Viewed in this
light, when Public Law 280 gave force to "the civil laws of [the]
State" pertaining to "private persons or private property," 25
U.S.C. § 1360(a), it was merely providing state rules of decision
and a state forum for private disputes, and it was not attempting
to infringe more deeply on tribal sovereignty. Bryan, 426 U.S. at
383-84. MICSA has no such legislative history, nor does it contain
similar language specifically addressed to "private" legal
disputes. Cf. Narragansett, 449 F.3d at 28 (noting the narrowness
of Public Law 280).
-23-
More importantly, the Court in Bryan stressed that Public
Law 280 lacked "any conferral of state jurisdiction over the tribes
themselves." 426 U.S. at 389. In contrast, § 1725(a) expressly
does apply to Indian tribes in addition to their members.
The Aroostook Band also cites to Menominee Tribe of
Indians v. United States, 391 U.S. 404 (1968), but Menominee does
not assist the tribe. Menominee involved a federal statute, the
Menominee Indian Termination Act of 1954, 68 Stat. 250 (repealed
1973), which stated that "the laws of the several States shall
apply to the [Menominee] tribe and its members in the same manner
as they apply to other citizens or persons within their
jurisdiction." 391 U.S. at 410 (internal quotation marks omitted)
(quoting 25 U.S.C. § 899 (repealed 1973)). The Supreme Court
refused to read this language as abrogating certain hunting and
fishing rights that the Menominee Tribe had obtained in an 1854
treaty. Id. at 412-13. The Aroostook Band asks us to reach a
comparable result here as it contends that the language in the
Termination Act is similar to the language in MICSA.
We disagree and find Menominee not only easily
distinguishable, but in fact supportive of our reading of MICSA.
Menominee's holding is not that the Termination Act alone was too
unclear to abrogate aspects of tribal sovereignty. Instead,
Menominee held that the Termination Act needed to be considered in
pari materia with Public Law 280, which was contemporaneously
-24-
passed and which explicitly said it was not interfering with Indian
hunting and fishing rights granted by treaty. Id. at 410-11. The
combination of these two statutes created enough ambiguity to favor
preservation of Indian rights. With MICSA there is no similar
federal statute, passed roughly contemporaneously, that could
create a comparable ambiguity. To the contrary, the federal
statutory scheme is a consistent whole on the issue in question.
Nor is this the sole fact that distinguishes Menominee.
For instance, the Termination Act was abrogating a treaty right,
which meant that rules of statutory construction favoring Indians
were bolstered by the rule that "the intention to abrogate or
modify a treaty is not to be lightly imputed to . . . Congress."
Id. at 413 (quoting Pigeon River Improvement, Slide & Boom Co. v.
Charles W. Cox, Ltd., 291 U.S. 138, 160 (1934)) (internal quotation
marks omitted). By contrast, this case does not involve any
treaty. Additionally, the Menominee Court drew support from
statements by the Termination Act's chief sponsor; he had declared
that the act "'in no way violates any treaty obligation with this
tribe.'" Id. (quoting 100 Cong. Rec. 8537, 8538 (1954) (statement
of Sen. Watkins)). The Aroostook Band has pointed to no
legislative history for MICSA that is similarly so on point.
The Supreme Court's decision in South Carolina v. Catawba
Indian Tribe, Inc., 476 U.S. 498 (1986), puts Menominee in context
and further confirms our reading of MICSA. Catawba interpreted a
-25-
statute virtually identical to the Termination Act in Menominee.
See Catawba Indian Tribe Division of Assets Act, Pub. L. No. 86-
622, 73 Stat. 592 (1959) (repealed 1993). That Catawba statute
declared: "[T]he [Catawba] tribe and its members shall not be
entitled to [certain federal services] . . ., and the laws of the
several States shall apply to them in the same manner they apply to
other persons or citizens within their jurisdiction." 25 U.S.C.
§ 935 (repealed 1993); see also Catawba, 476 U.S. at 505. Without
a contemporaneously passed statute like Public Law 280 to add
ambiguity, the Supreme Court found it "unmistakably clear" that
"state laws apply to the Catawba Tribe and its members in precisely
the same fashion that they apply to others." Catawba, 476 U.S. at
505-06; see also id. at 509 n.20 (distinguishing Menominee on this
basis). MICSA is similarly clear.
3. Statutory Clarity and The Tribal Employment Rule
Despite the statutory clarity, and the Supreme Court case
law reinforcing this clarity, the Aroostook Band urges us to apply
what it calls the "Tribal Employment Rule." What it means by this
is that there are a number of cases, all from other jurisdictions
and involving differently situated tribes,12 holding that general
12
Fellencer is the only cited case from this jurisdiction and
it hardly helps the Aroostook Band. That decision, which involved
a former employee of the Penobscot Nation, merely interprets the
"internal tribal matters" exception explicitly contained in the
state and federal settlement acts. Fellencer, 164 F.3d at 707.
Fellencer concluded that the exception applied on its facts,
insulating the contested employment decision from Maine law. Id.
-26-
federal employment statutes do not apply to tribal employers
despite these statutes' silence on that issue. See, e.g., Snyder
v. Navajo Nation, 382 F.3d 892, 894-95 (9th Cir. 2004) (tribal
employer exempt from Fair Labor Standards Act); Taylor v. Ala.
Intertribal Council Title IV J.T.P.A., 261 F.3d 1032, 1035-36 (11th
Cir. 2001) (tribal employer insulated from employment
discrimination claim under 42 U.S.C. § 1981); NLRB v. Pueblo of San
Juan, 280 F.3d 1278, 1286 (10th Cir. 2000) (tribal employer not
covered by National Labor Relations Act); cf. 42 U.S.C. § 2000e(b)
(explicitly providing that for purposes of Title VII, the term
"employer" does not include an Indian tribe).
These cases are inapposite. The fact that a tribe may be
exempt from federal employment laws says little regarding that
tribe's status under state employment laws, particularly where
Congress has enacted settlement acts. None of these cases say that
tribal employment decisions are somehow insulated from state law in
the face of a federal statute that specifically applies state laws
at 713. No one doubts that the "internal tribal matters" exception
applies to the Penobscots; the question is whether it also applies
to the Aroostook Band.
-27-
to tribes.13 We think the "Tribal Employment Rule" is inapplicable
in the face of MICSA's clarity.
B. The State Settlement Act and Its Relationship to MICSA
We have held that as a matter of reading MICSA, § 1725(a)
clearly subjects the Aroostook Band to Maine law in this situation.
That is enough. But because the Aroostook Band relies heavily on
notions of equity, we also consider the terms of the state
Settlement Act. The terms of that act reinforce our reading of
MICSA's language and intent. Indeed, MICSA purported to ratify
that state act. See 25 U.S.C. § 1725(b)(1); see also Akins v.
Penobscot Nation, 130 F.3d 482, 485 (1st Cir. 1997) (treating the
"internal tribal matters" exception contained in the state
Settlement Act as incorporated into federal law).
The state Settlement Act explicitly created an "internal
tribal matters" exception for the Passamaquoddy and the Penobscots
and not for the Houlton Band, the Aroostook Band, or any other
Maine tribe. Compare Me. Rev. Stat. Ann. tit. 30, § 6204
(providing that "[e]xcept as otherwise provided in this Act, all
Indians, Indian Nations, and tribes and bands of Indians in [Maine]
13
The Aroostook Band does cite one case that is more on point.
See Middletown Rancheria of Pomo Indians v. Workers' Comp. Appeals
Bd., 71 Cal. Rptr. 2d 105 (Cal. Ct. App. 1998). But Middletown
merely interprets the same statute, Public Law 280, which the
Supreme Court dealt with in Bryan. See id. at 112 (holding that
Bryan's interpretation controlled the outcome). We distinguished
Bryan and Public Law 280 above, noting in particular the fact that
Public Law 280 does not specifically apply state law to the tribes
themselves.
-28-
. . . shall be subject to the laws of the State . . . to the same
extent as any other person"), with id. § 6206(1) (providing that
"internal tribal matters" of the Passamaquoddy and the Penobscots
"shall not be subject to regulation by the state"). MICSA's choice
of language echoed the state Settlement Act by providing one legal
regime for the Penobscots and Passamaquoddy, and a different regime
for other tribes. Compare 25 U.S.C. § 1725(a) (subjecting all
Indians in Maine, "other than the Passamaquoddy Tribe, the
Penobscot Nation, and their members" to state law to the same
extent as any other person), with id. § 1725(b)(1) (discussing
Maine's jurisdiction over the Penobscots and Passamaquoddy).
The Aroostook Band takes issue with this understanding of
the state law. It argues that while the "internal tribal matters"
exception in the state Settlement Act refers only to the Penobscots
and the Passamaquoddy, the internal matters of all Maine tribes are
free from state regulation. The Aroostook Band contends that the
exception in the statute is "actually a savings clause that
preserves certain aspects of inherent tribal sovereignty and self-
governance rights that generally apply to all Indian tribes." It
posits that such a savings clause was needed for the Penobscots and
the Passamaquoddy to clarify their retained sovereignty despite
their unique status as municipalities under Maine law. Since the
other Maine tribes were not given municipal status, the Aroostook
Band argues that no "internal tribal matters" exception was needed
-29-
for them in the state Settlement Act, so little should be inferred
from congressional failure to place such an exception in MICSA.
We disagree with this innovative reading of the state
Settlement Act. It is not a rational reading of the language. And
the reading is also in tension with our precedent. We have held
that the "internal tribal matters" exception has its own unique
meaning, and that it does not invoke all of Indian common law.14
See Fellencer, 164 F.3d at 709-13 (treating Indian common law as
but one factor in determining whether something is an "internal
tribal matter"); Akins, 130 F.3d at 488-90 (same); see also id. at
489 (refusing to read the exception "as invoking all of prior
Indian law" because "[t]hat would be inconsistent with the unique
nature of the Maine settlement"). This is hardly the effect we
would expect from a “savings clause.”15
The Aroostook Band's reading of the exception is also
undercut by strong evidence of legislative intent. The state
Settlement Act clearly intended to give the Penobscots and the
Passamaquoddy more independence from state law than it gave the
14
Maine's highest court has expressed a similar understanding.
See Penobscot Nation v. Stilphen, 461 A.2d 478, 488-89 (Me. 1983).
15
The Houlton Band, as amicus curiae, attempts to salvage the
interpretation offered by the Aroostook Band. It contends that the
Passamaquoddy Tribe and the Penobscot Nation received the less
generous "internal tribal matters" exception, while all other Maine
tribes retained the full extent of their inherent sovereignty.
This radical interpretation finds little textual support, and is
drastically at odds with the legislative history.
-30-
Houlton Band (the only other Maine tribe that asserted a claim at
the time that act was passed). In its findings section, the state
Settlement Act declares: "[T]he Passamaquoddy Tribe and the
Penobscot Nation have agreed to adopt the laws of the State as
their own to the extent provided in this Act. The Houlton Band of
Maliseet Indians and its lands will be wholly subject to the laws
of the State." Me. Rev. Stat. Ann. tit. 30, § 6202. It would be
illogical to conclude that the Houlton Band had received the same
exemptions from state law that had been granted to the two larger
tribes. And if the Houlton Band was not given these exemptions,
certainly the Aroostook Band did not receive them either.16
IV. THE STATUS OF THE AROOSTOOK BAND UNDER ABMSA
In the previous section, we concluded that MICSA clearly
subjected the Aroostook Band to state employment laws -- a
conclusion we reached both from MICSA's language and from its
context in relation to the state Settlement Act. "[W]hen two
statutes are capable of co-existence, it is the duty of the courts,
absent a clearly expressed congressional intention to the contrary,
to regard each as effective." Morton v. Mancari, 417 U.S. 535, 551
(1974). We think that MICSA and the later-enacted ABMSA are
capable of co-existence, and there is no clearly expressed
16
The Aroostook Band does not argue that, in 1980, the
drafters of either settlement act intended to give the Aroostook
Band more favorable terms than what the Houlton Band was given.
-31-
congressional intention that ABMSA makes Maine law inapplicable
here despite MICSA's language.
The Aroostook Band's argument to the contrary proffers
two ABMSA provisions as conflicting with MICSA: § 6(a), which gives
the Aroostook Band federal recognition, and § 7(a), which
authorizes the Aroostook Band to adopt a governing instrument and
organize for its common welfare. When read alongside ABMSA § 11,
the conflicts provision, the Aroostook Band believes that ABMSA
codifies the tribe's inherent sovereignty and insulates its
employment decisions from state law. In an attempt to reinforce
its reading of §§ 6(a) and (7)(a), the Aroostook Band also appears
to argue that ABMSA impliedly repeals parts of MICSA. We disagree
with these arguments. Additionally, we disagree with the repeal
argument that is offered by our dissenting colleague (and that was
not advanced by the Aroostook Band).
A. Section 6(a): Federal Recognition
The Aroostook Band contends that when ABMSA gave it
federal recognition, it used a “term of art” that entitles the
tribe to a variety of privileges and immunities.17 Cf. 25 C.F.R.
17
ABMSA § 6(a) states:
Federal recognition is hereby extended to the
Aroostook Band of Micmacs. The Band shall be
eligible to receive all of the financial
benefits which the United States provides to
Indians and Indian tribes to the same extent,
and subject to the same eligibility criteria,
generally applicable to other federally
recognized Indians and Indian tribes.
-32-
§ 83.2 (explaining that recognition means that a "tribe is entitled
to the immunities and privileges available to other federally
acknowledged Indian tribes by virtue of their
government-to-government relationship with the United States").
Among those privileges, we are told, is freedom from the
application of state law.
We flatly reject the argument. MICSA contains express
terms to the contrary. It gave the Penobscots and the
Passamaquoddy "federal recognition," see 25 U.S.C. § 1725(i), and
yet those tribes are subject to limits that do not apply to other
federally recognized tribes. See Akins, 130 F.3d at 485, 489.
Compare 25 U.S.C. § 1724(e) (placing restrictions on the authority
of the United States to take land into trust on behalf of Maine
tribes), with id. § 465 (giving the Secretary of the Interior
discretion to take lands into trust on behalf of Indian tribes).18
Moreover, even though MICSA recognized the Houlton Band, it plainly
subjected that tribe to state law to a greater extent than it
subjected the Penobscots and Passamaquoddy. To interpret
"recognition" as a grant of sovereignty would require us to undo
this differing treatment.
18
Nor is Maine the only state where Congress has made federal
recognition consistent with limits on sovereignty. The
Narragansett Indian Tribe is a federally recognized tribe, and it
too has had aspects of its sovereignty abrogated by a similar
settlement. See Narragansett, 449 F.3d at 19, 25-27.
-33-
Indeed, it is hard to see how the Congress that enacted
MICSA intended recognition to be a "grant" of sovereignty at all.
That Congress understood Maine tribes to be able to invoke
sovereign powers even without recognition: our court had decided as
much in Bottomly v. Passamaquoddy Tribe, 599 F.2d 1061, 1064-66
(1st Cir. 1979), and Congress was plainly aware of our holding, see
H.R. Rep. No. 96-1353, at 14 (1980), reprinted in 1980 U.S.C.C.A.N.
3786, 3790 (noting Bottomly's holding regarding inherent
sovereignty); S. Rep. No. 96-957, at 14 (1980) (same).
Thus we understand “recognition,” at least as used in
MICSA, to be merely an acknowledgment that the Passamaquoddy, the
Penobscots, and the Houlton Band are eligible for particular
federal tax treatment and benefits. It is telling that MICSA only
grants federal recognition as part of two sentences dealing with
financial benefits and taxes:
As federally recognized Indian tribes, the
Passamaquoddy Tribe, the Penobscot Nation, and
the Houlton Band of Maliseet Indians shall be
eligible to receive all of the financial
benefits which the United States provides to
Indians, Indian nations, or tribes or bands of
Indians to the same extent and subject to the
same eligibility criteria generally applicable
to other Indians, Indian nations or tribes or
bands of Indians. The Passamaquoddy Tribe,
the Penobscot Nation, and the Houlton Band of
Maliseet Indians shall be treated in the same
manner as other federally recognized tribes
for the purposes of Federal taxation and any
lands which are held by the respective tribe,
nation, or band . . . shall be considered
Federal Indian reservations for purposes of
Federal taxation.
-34-
25 U.S.C. § 1725(i).
We have no reason to think that ABMSA’s grant of
"recognition" used a “term of art” that meant something different
from MICSA’s use of the term. Like the similar provision in MICSA,
ABMSA § 6(a) grants recognition as part of a provision discussing
federal financial benefits.19 Although there are small differences
in wording, those differences cannot plausibly be read as relevant
to the Aroostook Band’s claimed exemption from employment laws, and
the Aroostook Band does not so argue.
B. Section 7(a): Government Organization and Documents
The Aroostook Band also points to ABMSA § 7(a) as
"affirming" the Aroostook Band's right to "self-governance." The
19
Citing MICSA's Senate Report, amicus argues that
"recognition" in MICSA actually does have the same meaning as what
the Aroostook Band attributes to ABMSA § 6(a). That Senate report
comments on the state Settlement Act's stated purpose to "wholly
subject" the Houlton Band of Maliseet Indians and its lands to "the
laws of the State," Me. Rev. Stat. Ann. tit. 30, § 6202. See S.
Rep. No. 96-957, at 35 (1980). The report states that § 6202
differs from MICSA in that the latter "will extend Federal
recognition to the Maliseets . . .[, and] will provide that
Maliseet land must also be taken in trust . . . which will entail
exemptions from some state laws." Id.
This legislative history does little to advance amicus's
position. First, the report is silent as to any conflict between
MICSA's § 1725(a) and federal recognition, and it is § 1725(a) that
subjects tribes like the Houlton Band and Aroostook Band to Maine
law. Second, even if federal recognition is inconsistent with
"wholly" subjecting the Houlton Band to state law, it is another
question entirely how far any exemption goes. Under Maine's
interpretation of MICSA, the Houlton Band may still retain
sovereignty over certain key decisions regarding the structure of
its government and its electoral process.
-35-
Aroostook Band infers that, as a result, it is not subject to state
laws in this case. Section 7(a) states:
The [Aroostook] Band may organize for its
common welfare and adopt an appropriate
instrument in writing to govern the affairs of
the Band when acting in its governmental
capacity. Such instrument and any amendments
thereto must be consistent with the terms of
this Act. The Band shall file with the
Secretary a copy of its organic governing
document and any amendments thereto.
The Aroostook Band reads this language as allowing it "to determine
the structure and internal operations of [its] governing body," a
power which it contends gives it an exemption from state employment
law.
We disagree with this extremely broad reading. First, by
its plain terms, § 7(a) says nothing about conferring an exemption
from state laws. It merely allows the Aroostook Band to "organize
for its common welfare" and "adopt an appropriate instrument in
writing to govern [tribal] affairs." The language cannot be read
to exclude the Aroostook Band from discrimination suits brought by
former employees.
Second, our view is strengthened by comparing § 7(a) to
a similar provision in MICSA. Section 7(a) is clearly based on
virtually identical language contained in MICSA's § 1726(a). That
subsection stated:
The Passamaquoddy Tribe, the Penobscot Nation,
and the Houlton Band of Maliseet Indians may
each organize for its common welfare and adopt
an appropriate instrument in writing to govern
-36-
the affairs of the tribe, nation, or band when
each is acting in its governmental capacity.
Such instrument and any amendments thereto
must be consistent with the terms of [this
act] and the [state Settlement Act]. The
Passamaquoddy Tribe, the Penobscot Nation, and
the Houlton Band of Maliseet Indians shall
each file with the Secretary a copy of its
organic governing document and any amendments
thereto.
25 U.S.C. § 1726(a). If we were to accept the Aroostook Band's
argument about the meaning of this language, we would be forced to
conclude that § 1726(a) acted to exempt the Houlton Band from the
provisions of § 1725(a) (which applies Maine law to the Houlton
Band).20 That conclusion fails on the face of the statute itself:
§ 1725(a) contains several exceptions for other MICSA provisions,
and § 1726(a) is not one of them.
20
In passing ABMSA, Congress plainly did not intend to give
the Aroostook Band greater benefits than it had given the Houlton
Band in MICSA. As one of its stated purposes, ABMSA declares that
"[i]t is now fair and just to afford the Aroostook Band of Micmacs
the same settlement provided to the Houlton Band of Maliseet
Indians for the settlement of that Band's claims, to the extent
they would have benefitted from inclusion in [MICSA]." ABMSA
§ 2(a)(5); see also id. § 2(a)(4) ("The Aroostook Band . . . is
similar to the Houlton Band . . . and would have received similar
treatment under [MICSA] if the [historical] information available
today had been available . . . [in 1980]"). ABMSA's Senate
committee report reinforces that view. See S. Rep. No. 102-136, at
1 (1991) ("The bill will extend to the Aroostook Band . . . the
same compensation, rights and benefits as were provided to the
Houlton Band . . . in [MICSA]"). Indeed, ABMSA authorizes a
$900,000 appropriation for Aroostook land acquisition, see ABMSA
§§ 4(a), 10, the same amount that MICSA authorized for Houlton land
acquisition. And despite the Aroostook Band's suggestions
otherwise, nothing in Aroostook II contradicts our conclusion that
similar treatment was envisioned.
-37-
Indeed, the Aroostook Band's argument amounts to a claim
that ABMSA § 7(a) (and MICSA's § 1726(a)) provide the functional
equivalent of the "internal tribal matters" exception granted to
the Passamaquoddy and the Penobscots. They plainly do not.
Congress invoked different language, and it intended different
treatment of the Passamaquoddy and Penobscots on the one hand, and
the remaining Maine tribes on the other.21
While it is not necessary to consult legislative history
at all, that history reveals that MICSA's § 1726(a) -- and thus
ABMSA § 7(a) -- cannot be read as the equivalent of the "internal
tribal matters" exception. Rather, the language in § 1726(a) was
meant to serve an entirely different purpose. The language was
added at the suggestion of the Secretary of the Interior, Cecil
Andrus, who saw a "conceptual problem" with the fact that the
Penobscots and the Passamaquoddy were given municipal status under
the state Settlement Act. See Proposed Settlement of Maine Indian
Land Claims: Hearings on S. 2829 Before the S. Select Comm. on
Indian Affairs, 96th Cong. 38 (1980) [hereinafter MICSA Senate
Hearings] (statement of Secretary Andrus). Maine municipalities
derive their authority from charters, and Secretary Andrus noted
that the tribes would have no charters, constitutions, or other
21
The Aroostook Band points us to the IRS's determination that
the tribe exercises "governmental functions" for the purposes of
certain provisions in the Internal Revenue Code. See Rev. Proc.
2002-64, 2002-2 C.B. 717. This is wholly beside the point, and
offers no assistance in our interpretation of ABMSA.
-38-
governing documents. Id. at 37-38. Additionally, because the
tribes were going to be have large land holdings, the Secretary
thought it advisable that they adopt organic governing documents,
and that these be on file with the Department of the Interior. See
Letter from Cecil D. Andrus, Secretary, United States Department of
the Interior, to John Melcher, Chairman, Senate Select Committee on
Indian Affairs (Aug. 8, 1980), reprinted in MICSA Senate Hearings
at 95, 103. These rationales have nothing to do with inherent
sovereignty.22
The Aroostook Band disputes this reading of MICSA's
legislative history by pointing out that § 1726(a) was based on
similar language in the Indian Reorganization Act ("IRA"), Pub. L.
No. 73-383, § 16, 48 Stat. 984, 987 (1934) (codified as amended at
25 U.S.C. § 476). See MICSA Senate Hearings at 38 (statement of
Secretary Andrus) (referring to the IRA). In light of the IRA's
clear purpose of furthering tribal self-government, see Kerr-McGee
Corp. v. Navajo Tribe of Indians, 471 U.S. 195, 199 (1985), the
22
Amicus points to other bits of legislative history, but they
do not provide the needed support for the Aroostook Band's
arguments. Amicus cites Secretary Andrus's testimony that his
proposal would "clarify the jurisdictional relationships and . . .
provide for viable tribal governments in the future." MICSA Senate
Hearings at 38 (statement of Secretary Andrus) (emphasis added).
Yet context shows that this statement was made in regard to the
confusion surrounding the municipal status of the Passamaquoddy and
the Penobscots. It does not appear that the statement was intended
to apply to other tribes. In any event, the reference to
"viability" seems to refer merely to ensuring the tribe has a
clear, written, source of governing authority. There is no
indication it has a broader meaning.
-39-
Aroostook Band contends that § 1726(a) also vests tribes with
"full[] . . . self-governing authority." But this case does not
involve construction of the general terms of the IRA. It instead
involves the interpretation of more specific laws, whose
interpretation we have explained. Indeed, the Aroostook Band has
pointed us to no authority interpreting the relevant section of the
IRA, § 16, to have the meaning that the tribe urges on us.23
C. Remaining ABMSA Arguments
1. ABMSA as a Repeal of MICSA: The Aroostook Band's
Position
The Aroostook Band makes another argument, designed to
advance its claim that ABMSA §§ 6(a) and/or 7(a) give it an
exemption from state employment laws. It points to the fact that
two ABMSA sections, 6(b) and 8(a), specifically invoke parts of
MICSA as applicable to the Aroostook Band. Section 1725(a) is not
one of the specifically invoked provisions. The Aroostook Band
posits that if Congress had intended § 1725(a) to apply to it as
well, then ABMSA would have said so. Otherwise, the Aroostook Band
23
This omission is glaring because the Aroostook Band asserts
that § 1726(a) took language with "well-established meaning" in the
IRA. In fact, a leading casebook seems to suggest that the meaning
of § 16 is very much in doubt. See Getches et al., Cases and
Materials on Federal Indian Law 196 (5th ed. 2005) (noting the
paucity of litigation about the IRA's terms); see also id.
(wondering whether § 16 actually grants tribes any substantive
powers).
-40-
reasons, the specific inclusions in §§ 6(b) and 8(a) would be
"meaningless surplusage."24
At its core, this is an argument about congressional
intent, and it is one that we reject. Courts rarely presume that
a statute's failure to invoke a prior statute will reflect an
intent to repeal, see Morton, 417 U.S. at 549-50, although in an
appropriate case this rule can be overcome by the Indian canons of
construction, see, e.g., Montana v. Blackfeet Tribe of Indians, 471
U.S. 759, 766 (1985). In any event, ABMSA's failure to reference
MICSA's § 1725(a), or to repeat that section's language, is easily
explained: Congress likely saw no need to do so in light of both
MICSA and the state Micmac Act. ABMSA clearly contemplates that
the state Micmac Act will have effect. See ABMSA § 6(d)
(consenting to amendments to that law). And the state Micmac Act
24
It is a significant overstatement to claim that § 8(a)'s
reference to MICSA would be "meaningless surplusage" under Maine's
reading of the relevant statutes. The first part of § 8(a)
includes the Aroostook Band in the Indian Child Welfare Act, a
federal statute. Without clarification, this part of § 8(a) would
raise a real question whether the Indian Child Welfare Act
continues to have force in Maine. See 25 U.S.C. § 1725(h) (making
federal laws inapplicable in Maine if they give Indians special
benefits and they "affect[] or preempt[]" Maine's jurisdiction).
Thus the second half of § 8(a) plainly adds a needed proviso:
"[n]othing in this section shall alter or affect the jurisdiction
of the State of Maine over child welfare matters as provided by
[MICSA]."
-41-
contains language nearly identical to MICSA's § 1725(a).25 The
Aroostook Band's reading is implausible.
There is another possible explanation for the failure to
reference § 1725(a), but it is also detrimental to the Aroostook
Band's argument. The two ABMSA provisions that the Aroostook Band
cites for their explicit references to MICSA, §§ 6(b) and 8(a), do
not deal with the application of Maine law. Instead, both deal
with the application of federal law. That ABMSA did not
specifically repeat § 1725(a) may simply reflect this differing
subject matter.
2. ABMSA as a Repeal of MICSA: The Dissent's Position
Our dissenting colleague offers a different
interpretation of ABMSA. The dissent does not argue that there are
provisions in ABMSA that affirmatively grant the Aroostook Band
sovereign powers. Nor does the dissent dispute our pre-ABMSA
reading of MICSA. The dissent even accepts that the Congress that
enacted MICSA, the Congress that enacted ABMSA, and the Maine
Legislature, never intended to give the Aroostook Band even the
25
Compare Me. Rev. Stat. Ann. tit 30, § 7203 ("[T]he Aroostook
Band of Micmacs and all members . . . shall be subject to the laws
of the State and to the civil and criminal jurisdiction of the
courts of the State to the same extent as any other person
. . . ."), with 25 U.S.C. § 1725(a) ("[All Maine tribes and
Indians], other than the Passamaquoddy Tribe, the Penobscot Nation,
and their members . . . shall be subject to the civil and criminal
jurisdiction of the State, the laws of the State, and the civil and
criminal jurisdiction of the courts of the State, to the same
extent as any other person . . . .").
-42-
relatively narrow protections from state law that the tribe now
claims. Nonetheless, the dissent interprets ABMSA to yield the
paradoxical conclusion that ABMSA accidentally restored full
sovereign rights to the Aroostook Band -- making it the sole Maine
tribe with such extensive independence from state law. We decline
to reach a result that we can be fully confident Congress did not
intend. Cf. Griffin v. Oceanic Contractors, 458 U.S. 564, 575
(1982) ("[I]nterpretations of a statute which would produce absurd
results are to be avoided if alternative interpretations consistent
with legislative purpose are available.").
To reach its paradoxical result, the dissent offers the
following syllogism. First, the dissent contends that ABMSA
essentially repealed MICSA insofar as MICSA dealt with the
relationship between Maine law and the Aroostook Band. This is
because, in the dissent's view, Congress intended for the state
Micmac Act to deal with the issue. Second, the dissent contends
that the state Micmac Act never became effective as a matter of
state law, due to irregularities in its passage. Third, the
dissent argues that despite Congress's allegedly very strong intent
for the state Micmac Act to govern this issue, Congress's intent
was apparently not quite strong enough for it to have succeeded in
ratifying the relevant portions of the state Micmac Act into
federal law. Finally, faced with an apparent legal void on the
-43-
issue, the dissent concludes that the "default option" must
necessarily be the full scope of federal Indian common law.
This view of ABMSA diverges significantly from the
interpretation offered by the Aroostook Band. Indeed, the dissent
goes far beyond the position that the Aroostook Band advocates.26
In any event, we disagree with the dissent's view that
ABMSA supplanted MICSA's § 1725(a) insofar as that MICSA provision
applied Maine law to the Aroostook Band. Although the dissent
acknowledges that we must attempt to construe MICSA and ABMSA
consistently unless Congress has clearly expressed otherwise, see
Morton, 417 U.S. at 551, the dissent nevertheless concludes that
ABMSA effects a repeal of the relevant part of MICSA by "explicitly
deferring to [the state Micmac Act] on the issue of state
jurisdiction." Post, at 59.
The dissent first points out that Congress did not simply
amend MICSA to add the Aroostook Band, but rather enacted a
separate statute. Yet that can hardly carry significant weight --
the fact that Congress enacted a separate statute is the whole
26
The Aroostook Band's implied repeal argument was made only
to advance its claim that certain provisions of ABMSA provide
affirmative grants of sovereignty. See Principal Br. for the
Appellee at 54-56. Indeed, the portion of the brief cited by the
dissent was taken from a section titled "ABMSA §§ 6(a) and 7(a)
Conflict Sharply with MICSA." See id. at 54. Although we disagree
with the Aroostook Band's interpretation of ABMSA §§ 6(a) and 7(a),
we acknowledge its attempt to advance a view of the statutory
scheme that it simultaneously claims was intended by Congress.
Amicus also does not present the dissent's interpretation.
-44-
reason why we must apply cases like Morton and the statutory canons
that deal with the effect of a later statute on an earlier one.
See, e.g., Morton, 417 U.S. at 537 (seeking to determine the effect
of a later-enacted statute on a separate earlier-enacted one).
The dissent also finds persuasive the fact that ABMSA
§§ 6(b) and 8 specifically reference MICSA, and the dissent
concludes that the rest of MICSA must have been intentionally
omitted. Yet as we explained above, the fact that ABMSA did not
explicitly invoke MICSA's § 1725(a) may well have been because the
state Micmac Act contained nearly identical language.
The dissent seizes on this, contending that it
demonstrates Congress's belief that § 1725(a) was no longer
pertinent. But the dissent's conclusion is too hasty. There is no
reason to believe that Congress intended to repeal § 1725(a)
insofar as it provided a default rule in the event that the state
Micmac Act were ineffective for some reason.27
27
Indeed, the dissent's position essentially conceives of
ABMSA as containing an (unwritten) clause that repeals part of
§ 1725(a) in favor of the state Micmac Act. See post, at 59 ("By
explicitly deferring to the [state Micmac Act] . . . ABMSA states,
in effect, that MICSA is no longer the governing law on the
Micmacs' relationship with the State."). But can such a "clause"
continue to be valid if it were later determined that the state
Micmac Act never became law?
That scenario resembles situations in which a new statute
arguably repeals an earlier statute, but the new statute is
ultimately found unconstitutional. As the Sixth Circuit has
recognized, it is well established that an invalid statute "does
not repeal a prior statute on the subject when a contrary
construction would create a void in the law which the legislative
body did not intend. The prior statute is 'revived' to avoid a
-45-
Perhaps in recognition of this distinction, the dissent
acknowledges that our position would have significant force if
MICSA and the state Micmac Act contained identical jurisdictional
provisions. Yet the dissent argues that they are not the same
because while MICSA's § 1725(d)(1) contains a "sue and be sued"
provision, the state Micmac Act does not. Notably, the dissent
does not contend that MICSA's § 1725(a) is meaningfully different
from its sister provision in the state Micmac Act. Of course, it
is § 1725(a), and not § 1725(d)(1), that applies state law to the
Aroostook Band in the ways relevant to this appeal.
Furthermore, the dissent's position is internally
inconsistent. The dissent concludes that ABMSA "does not directly
refer to the State's jurisdiction." Post at 67. Yet it also finds
that Congress displaced MICSA's allocation of jurisdiction with the
state Micmac Act. Because (in the dissent's view) the state Micmac
Act was not effective, the dissent assumes that Congress must have
preferred a void in the law over a reinstatement of MICSA's
acknowledgment of state jurisdiction in disputes such as this.
Even if ABMSA had supplanted MICSA in favor of the state
Micmac Act, the correct conclusion would be that ABMSA had
simultaneously ratified the relevant provision of that act into
chaotic hiatus in the law." White Motor Corp. v. Citibank, N.A.,
704 F.2d 254, 261 (6th Cir. 1983). Although our situation is not
perfectly analogous, similar principles counsel avoiding an
interpretation that would lead to an unintended "void in the law."
-46-
federal law. Cf. Mattingly v. District of Columbia, 97 U.S. 687,
690 (1878) (explaining that Congress can ratify earlier
proceedings, notwithstanding the fact that the earlier proceedings
were procedurally irregular, "if the irregularity consists in the
. . . mode or manner of doing some act . . . which [Congress] might
have made immaterial by prior law").
Thus, notwithstanding the dissent's arguments, we believe
that MICSA's § 1725(a) continues to govern the relationship between
Maine law and the Aroostook Band. And even if it did not, we would
conclude that a virtually identical provision in the state Micmac
Act, Me. Rev. Stat. Ann. tit. 30, § 7203, had been ratified into
federal law with similar effect. Under either scenario, the
Aroostook Band is subject to the state laws at issue in this
appeal.
3. ABMSA and the Status of the Houlton Band
A final set of arguments about ABMSA, and its interplay
with MICSA, comes from the Houlton Band as amicus curiae. These
arguments are also without merit.
First, amicus notes that while MICSA's § 1725(a) subjects
Maine tribes to state law, that provision also contains exceptions
for §§ 1724(d)(4) and 1727(e). Amicus reads those two provisions
as "authoriz[ing] the State and the [Houlton] Band to separately
negotiate jurisdictional and other terms." Amicus adds that
because these exceptions are introduced by the language "[e]xcept
-47-
as provided in," rather than the word "notwithstanding," Congress
failed to express an intent to generally subject the Houlton Band
to state law. The further inference we are apparently supposed to
make is that ABMSA has a similar intent (or lack thereof) regarding
the Aroostook Band.
This argument is misguided. Whatever the difference
between the phrases "except as provided in" and "notwithstanding,"
it does not bear the weight amicus assigns. By using "except as
provided in," Congress clearly expressed its view in MICSA that
state law will apply to Maine tribes unless one of the two
exceptions applies. These two statutory exceptions have nothing to
do with the application of state law in this case. One, § 1727(e),
pertains solely to child welfare matters. The other, § 1724(d)(4),
is clearly limited to arrangements for Houlton Band land
acquisition, and the tax consequences that will flow from that.
Second, amicus argues from MICSA's § 1725(e)(2), which
provides:
Notwithstanding the provisions of [§ 1725(a)],
the State of Maine and the Houlton Band of
Maliseet Indians are authorized to execute
agreements regarding the jurisdiction of the
State of Maine over lands owned by or held in
trust for the benefit of the band or its
members.
Amicus reasons from this that Congress wanted Maine and the Houlton
Band to form their own agreement regarding Maine's jurisdiction,
and thus Congress did not intend MICSA to contravene the Houlton
-48-
Band's sovereignty (with the inference, again, that Congress
intended a similar effect for the Aroostook Band in ABMSA).
Amicus misses the mark. While Congress contemplated the
state and Houlton Band negotiating over certain matters, it also
clearly set the baseline from which that negotiation would proceed.
Indeed, § 1725(e)(2) clearly states that any negotiated agreement
would be an exception to § 1725(a). Since there is no pertinent
agreement here, § 1725(a) controls, and the Houlton Band's
sovereignty has been abrogated (with the further implication that
any inferential argument applicable to the Aroostook Band would be
foreclosed).
V. OTHER ARGUMENTS
In the previous sections, we concluded that MICSA
subjects the Aroostook Band to claims of employment discrimination
under state law, and that this is not altered by ABMSA. The
Aroostook Band argues that even if this is so, there are two other
reasons why we should uphold the magistrate judge's decision. We
reject both reasons.
First, the Aroostook Band argues that its sovereign
immunity protects it from the jurisdiction of the Maine courts,
even if the Aroostook Band is in fact subject to substantive Maine
law. But the language of § 1725(a) clearly subjects the Aroostook
Band to not only the civil and criminal jurisdiction of "the
State," but also the jurisdiction of its courts. Also, the
-49-
Aroostook Band's argument relies on a distinction between inherent
sovereignty and sovereign immunity that this court has rejected.
See Narragansett, 449 F.3d at 24-25.
The Aroostook Band next contends that this court must
engage in Bracker preemption analysis. See White Mountain Apache
Tribe v. Bracker, 448 U.S. 136 (1980). When it applies, Bracker
analysis has two parts: state law may be preempted either because
of the application of federal law, or because of inherent tribal
sovereignty. See id. at 142-43; see also New Mexico v. Mescalero
Apache Tribe, 462 U.S. 324, 333-34 & n.16 (1983). But Bracker
analysis does not apply in cases where a federal settlement act
applies state law to a tribe. See Narragansett, 449 F.3d at 22-
23.28
VI. CONCLUSION
The parties have not challenged the magistrate judge's
finding that the Aroostook Band is exempt from Title VII, and we do
not disturb that conclusion. In all other respects, we reverse the
magistrate judge's decision.
28
Narragansett's holding regarding Bracker is properly applied
to this fact pattern. Settlement act cases like this one involve
a federal statute that clearly subjects a tribe to state law by
abrogating that tribe's inherent sovereignty. It would be
inconsistent to nevertheless conclude, under Bracker, either that
federal law wishes a different result than a statute's plain
meaning, or that a tribe's sovereignty continues in force despite
abrogation. Saying that Bracker is inapplicable in a case like
this is merely a shorthand way of saying that a federal statute has
already balanced the competing factors.
-50-
The magistrate judge did not rule on several of the
Aroostook Band's alternative claims for relief: count 2, regarding
sovereign immunity, count 4, regarding Title VII preemption, and
count 5, regarding interpretations of state employment law. But
the sovereign immunity claim was briefed to us as an alternative
ground for affirmance, we have rejected it, and it is now
foreclosed. The other two claims -- Title VII preemption of state
law and the state law interpretive question based on pendent
jurisdiction29 -- are remanded.
The judgment is reversed and remanded. Costs are awarded
to the defendants-appellants.
-Dissenting opinion follows-
29
The magistrate judge did not decide whether to exercise
pendent jurisdiction over count 5, see Aroostook III, 403 F. Supp.
2d at 132, and we express no opinion on that issue.
-51-
LIPEZ, Circuit Judge, dissenting. The majority considers
at length whether the Maine Indian Claims Settlement Act ("MICSA")
authorizes the State to enforce its employment discrimination laws
against the Aroostook Band of Micmacs and concludes that it does.
In my view, however, MICSA no longer governs the relationship
between the Band and the State. Instead, the federal Aroostook
Band of Micmacs Settlement Act ("ABMSA") replaced MICSA in 1991 as
the federal law governing the Band's status, including its
relationship with the State of Maine.
I recognize that all relevant parties – Congress, the
State and the Band – assumed that ABMSA's passage would leave the
Band subject to Maine law. ABMSA, however, relied solely on the
State's Micmac Settlement Act ("MSA") to establish Maine's
jurisdiction over the Band.30 That reliance makes the effectiveness
of the state statute critical to the outcome of this case. I agree
with the magistrate judge that, with at least one prerequisite
unmet, MSA was never validly enacted, and the jurisdiction asserted
by Maine and anticipated by Congress never took effect.
Consequently, I conclude that the Band is not subject to the Maine
employment discrimination laws at issue in this case.
Respectfully, therefore, I dissent.
30
ABMSA § 2(b) provides, in relevant part: "It is the purpose
of this Act to – (4) ratify the Micmac Settlement Act, which
defines the relationship between the State of Maine and the
Aroostook Band of Micmacs."
-52-
I.
The majority's discussion of "The Status of the Aroostook
Band under ABMSA" is devoted primarily to addressing, and
rejecting, potential conflicts between MICSA and ABMSA. My
colleagues specifically consider whether ABMSA's provisions on
federal recognition and self-government, §§ 6(a) and 7(a), conflict
with, and thus exempt the Band from, the MICSA provision subjecting
all Maine tribes to state law, 25 U.S.C. § 1725(a). Their
discussion of potential conflicts is, however, beside the point
because § 1725(a) no longer applies to the Micmacs. I agree with
the Band that, except where otherwise stated in ABMSA, that act
supplants MICSA with respect to the Micmacs' status. ABMSA was
enacted to replace MICSA on all matters for which the Band should
have received individualized recognition in the earlier statute –
as did the Passamaquoddys, the Penobscots and the Maliseets. In
effect, Congress retrieved the Micmacs from the MICSA catch-all
provisions that applied to "all other tribes or bands of Indians"
and, in a detailed and comprehensive enactment, defined the
Micmacs' new status as the fourth Maine tribe to be recognized and
compensated for the loss of their aboriginal holdings.
I recognize the canon of statutory construction, cited by
the majority, that two statutes capable of co-existence must both
be regarded as effective, "absent a clearly expressed congressional
intention to the contrary." Morton v. Mancari, 417 U.S. 535, 551
-53-
(1974); see also United States v. Lahey Clinic Hosp., Inc., 399
F.3d 1, 10 (1st Cir. 2005) ("Inconsistency between . . . two
statutes . . . is not enough: 'where two seemingly inconsistent
acts can reasonably stand together, a court must interpret them in
a manner which gives harmonious operation and effect to both, in
the absence of clear and unambiguous expression of Congressional
intent to the contrary.'") (citations omitted). The issue,
however, is not whether the two statutes may co-exist – I agree
that they may – but what effect ABMSA had on MICSA's applicability
to the Micmacs.
In my view, it is apparent that ABMSA replaces the
general "all other tribes" approach of MICSA, as it may have
applied to the Band, with a specific statute premised on federal
recognition of the Band. In its coverage of subjects addressed in
MICSA, this separate statutory settlement with the Micmacs
parallels MICSA's settlement with the other named tribes. In fact,
Congress included language in ABMSA reflecting such an intent. In
ABMSA's "Findings and policy" section, Congress observed that
"[t]he Band was not referred to in [MICSA]" because its historical
presence in Maine had not yet been documented, § 2(a)(2) (emphasis
added), and further stated that "[i]t is now fair and just to
afford the [Micmacs] the same settlement provided to the
[Maliseets] . . . to the extent they would have benefitted from
inclusion in the Maine Indian Claims Settlement Act of 1980,"
-54-
§ 2(a)(5) (emphasis added). Congress thus enacted ABMSA because,
after closer scrutiny of the Band's history, lawmakers saw the need
to redress the Band's omission from MICSA as a federally recognized
tribe.
Despite an expressed intent to afford the Band the same
settlement as the Maliseets, it is telling that Congress did not
simply amend MICSA to extend like terms to the Micmacs. Rather,
Congress specified in ABMSA's provisions various entitlements for
the Band, including a $900,000 land acquisition fund, see § 4(a),
federal recognition, see § 6(a), and the right to "organize for its
common welfare," see § 7(a). ABMSA also contains provisions that
parallel MICSA's on the Band's eligibility for financial benefits
and for special services from the federal government. Compare
ABMSA §§ 6(a), (c) with 25 U.S.C. § 1725(i).
In addition, as the majority acknowledges, ABMSA
explicitly incorporated MICSA provisions governing the
applicability of federal law, see § 6(b), and implementation of the
Indian Child Welfare Act, see § 8.31 If MICSA continued to apply
31
Section 6(b), which is labeled "Application of Federal law,"
states: "For the purposes of application of Federal law, the Band
and its lands shall have the same status as other tribes and their
lands accorded Federal recognition under the terms of [MICSA]."
Section 8, which is labeled "Implementation of the Indian Child
Welfare Act," provides:
For the purposes of this section, the Band is an 'Indian
tribe' within the meaning of section 4(8) of the Indian
Child Welfare Act of 1978 (25 U.S.C. 1903(8)), except
that nothing in this section shall alter or affect the
-55-
to the Micmacs independently of such references in ABMSA, there
would be no need for ABMSA to explicitly incorporate particular
MICSA provisions. The majority offers an explanation for the
overlap with respect to § 8 – observing that it clarifies the
applicability of the Indian Child Welfare Act in Maine – but does
not explain the need to adopt MICSA's terms for the applicability
of federal law in § 6(b). In my view, the reason for both is the
same: where Congress wanted MICSA's provisions to continue to apply
to the Micmacs, it knew that it had to say so explicitly because
ABMSA replaced MICSA with respect to the Band. Congress also took
this approach with MICSA's universal extinguishment of claims of
aboriginal title to Maine lands, explicitly recognizing that the
Band remained bound by that portion of the earlier statute. See
ABMSA § 2(a)(3) (noting that the Micmacs "could have asserted
aboriginal title" to lands in Maine "but for the extinguishment of
all such claims by the Maine Indian Claims Settlement Act of
1980").
The specificity and completeness of ABMSA are persuasive
evidence that the Act was clearly intended by Congress as a
comparable, but independent, statement of the benefits and
limitations applicable to the Band. The majority wrongly dismisses
the Band's argument that ABMSA's reference to particular MICSA
jurisdiction of the State of Maine over child welfare
matters as provided by [MICSA].
-56-
provisions, and not others, is significant, see supra pp. 41-42
(observing that the lack of reference to MICSA's § 1725(a) – the
section imposing state jurisdiction on the tribes – is "easily
explained" because ABMSA "clearly contemplates that the state
Micmac Act will have effect," and the state act "contains language
nearly identical to MICSA's § 1725(a)"). That, of course, is
precisely my point: in fully addressing the status of the Micmacs
in ABMSA, Congress intended and expected that state jurisdiction
over the Band would be accomplished by means of the state Micmac
Act. Section 1725(a) was not mentioned because it was no longer
pertinent; as with all other facets of the Micmacs' status,
Congress enacted a new, specific provision to govern the Band's
relationship with the State.
The majority misses the larger context when it briefly
rejects the notion that ABMSA impliedly repealed § 1725(a). As my
discussion shows, the issue here is not whether MICSA or any of its
particular provisions were repealed through ABMSA. They were not.
Rather, as the Band has argued, ABMSA simply rendered MICSA
inapplicable to the Micmacs – except where specifically
incorporated.32 Moreover, even if we viewed this case from the
32
The majority asserts that my view that AMBSA wholly
supplants MICSA was not argued by the Band. That is not so. In
its brief, the Band argued that "[u]nder well-settled rules of
construction, MICSA provisions may apply to the Band only as
provided in ABMSA." Br. at 55. The Band then goes on to discuss
the two incorporated MICSA provisions noted by the majority:
-57-
perspective of implied repeal, the all-embracing nature of ABMSA
would meet the standard to show Congressional intent to "repeal"
MICSA insofar as it applied to the Micmacs. Cf. Posadas v. Nat'l
City Bank, 296 U.S. 497, 503 (1936) ("[I]f the later act covers the
whole subject of the earlier one and is clearly intended as a
substitute, it will operate similarly as a repeal of the earlier
act."); Lahey Clinic Hosp., 399 F.3d at 10 (noting that implied
repeal of a federal statute may be shown if, "by clear and manifest
intent," a later act "covers the whole subject matter area and was
meant as a substitute") (citing Kremer v. Chem. Constr. Corp., 456
For example, Congress enumerated in ABMSA § 8(a) that the
MICSA Child Welfare provisions apply to the Micmac.
ABMSA § 6(b) provides that federal law will apply to the
Band as it does to other Maine tribes in MICSA. If
Congress intended that all or any other parts of MICSA
would apply to the Band, then it would not have specified
those it did and not the others. It is a "fundamental
principle of statutory construction that the specific
trumps the general." . . . Clearly, all of MICSA cannot
apply to the Band without rendering the specific
inclusions meaningless surplusage.
Id. at 55-56. This position was also articulated by the Band at
oral argument. In explaining the Micmacs' position in response to
questions from the panel, counsel for the Band stated:
The 1980 law except where expressly . . . noted by
Congress cannot apply to deny the Band its right to self-
government. Congress created a wholly separate statute
for the Micmac. . . . The 1991 Act, and only the 1991
Act, except where Congress noted . . . the 1980 Act would
apply . . .
At that point, a panel member asked: "So, the '91 Act basically
eliminates the 1980 Act except where it expressly repeats?"
Counsel replied: "Correct, your honor, that is our argument."
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U.S. 461, 468 (1982)); Granite State Chapter, Assoc. of Civilian
Tehnicians v. Fed. Labor Relations Auth., 173 F.3d 25, 27 (1st Cir.
1999) ("If one Congress clearly and manifestly makes known its
intent to supplant an existing law, a court can find repeal by
implication."). That the progression from MICSA to ABMSA is from
a general statute to a specific one lends additional support to the
view that AMBSA effectively "repealed" MICSA with respect to the
Band. Cf. Montana v. Blackfeet Tribe of Indians, 471 U.S. 759, 766
(1985) (noting the "strong presumption against repeals by
implication, . . . especially an implied repeal of a specific
statute by a general one") (citations omitted).
Congress's intention to replace MICSA with ABMSA for the
Micmacs is evident in ABMSA's approach to the issue of state
jurisdiction over the Band. ABMSA neither invokes MICSA nor in its
own terms subjects the Band to state law. Instead, it states as an
express purpose the ratification of "the Micmac Settlement Act,
which defines the relationship between the State of Maine and the
Aroostook Band of Micmacs." § 2(b)(4). By explicitly deferring to
MSA on the issue of state jurisdiction without any reference to
MICSA, ABMSA states, in effect, that MICSA is no longer the
governing law on the Micmacs' relationship with the State.33
33
The MSA jurisdiction provision states, in relevant part:
"[T]he Aroostook Band of Micmacs and all members . . . shall be
subject to the laws of the State and to the civil and criminal
jurisdiction of the courts of the State to the same extent as any
other person . . . ." Me. Rev. Stat. Ann. tit. 30, § 7203.
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The view of the majority that MICSA could be reactivated
as a default, imposing state law on the Micmacs in the face of any
statutory gap that may have occurred because of the failed
enactment of MSA, might be more persuasive if MICSA and MSA
contained identical jurisdictional provisions. In such
circumstances, one could more plausibly argue that ABMSA was
intended to reaffirm an ongoing relationship, first defined by
MICSA. MICSA, however, included two separate provisions
establishing the State's authority over its resident tribes. See
25 U.S.C. § 1725(a), (d)(1). MSA did not include the second of
these – the "sue and be sued" provision that typically is used to
signify a waiver of immunity from suit. See, e.g., Gómez-Pérez v.
Potter, 476 F.3d 54, 57 (1st Cir. 2007). Whether or not that
omission is significant on the question of sovereign immunity, it
is a further indication that ABMSA was a distinct and independent
enactment that replaced MICSA with respect to the Micmacs. To
resurrect statutory provisions from MICSA when Congress in ABMSA
effected (through attempted ratification of MSA) a different
governing framework for the Band's relationship with the State is
unsupportable – and inconsistent with "a clearly expressed
congressional intention to the contrary," Morton, 417 U.S. at 551.
My view that ABMSA replaced MICSA as the federal law
governing the Band's status and defining the Micmac-Maine
relationship – and that MICSA therefore may not be invoked as a
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default – is reinforced by comments from every member of Maine's
Congressional delegation at the time of ABMSA's passage. In urging
a favorable vote on the statute, then-Senators Cohen and Mitchell
and then-Representatives Andrews and Snowe all emphasized the need
for the new legislation because of the Micmacs' "omission from the
1980 Maine Indian Claims Settlement Act." 137 Cong. Rec. H9,652,
9,655 (1991); see also 137 Cong. Rec. S13,360, 13,362 (1991).
Among other comments, Senator Mitchell observed:
The Micmacs' exclusion from the 1980
Maine Indian Claims Settlement Act left them
in a unique situation, where they have no
State Indian assistance and are ineligible for
Federal assistance. The bill the Senate is
considering today will establish the
historical presence of the Micmacs in Maine
and provide Federal recognition to the band.
137 Cong. Rec. at S13,362 (emphasis added).
Senator Cohen assured his colleagues that "[t]he bill
does not amend the 1980 act, and we do not intend that any of the
issues covered in that landmark legislation will be reopened or
reconsidered." 137 Cong. Rec. at S13,362. In other words,
Congress began with a clean slate in giving the Band – singularly
excluded from MICSA – due recognition for its historical presence
in Maine. To the extent that Congress wanted to draw on MICSA in
drafting ABMSA, it cited the specific provisions of MICSA that it
wished to incorporate into ABMSA.
ABMSA's conflicts provision, § 11, reflects this
approach. The provision states: "In the event of a conflict of
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interpretation between the provisions of the Maine Implementing
Act, the Micmac Settlement Act, or the Maine Indian Claims
Settlement Act of 1980 . . . and this Act, the provisions of this
Act shall govern." MICSA remained in effect, and Congress
undoubtedly recognized that the general language in MICSA and the
more specific language in ABMSA covered some of the same subject
matter. It thus sought to ensure that any seeming conflicts
between the two would be resolved by deferring to ABMSA's
provisions – reinforcing ABMSA's preemptive effect on the matters
it covered.34
34
The majority states that "[t]here is no reason to believe
that Congress intended to repeal § 1725(a) insofar as it provided
a default rule in the event that the state Micmac Act were
ineffective for some reason." See supra p. 45 (emphasis in
original). The majority thus speculates that Congress would have
invoked MICSA's jurisdictional provision as a default if it had
anticipated the ineffectiveness of the state law. That speculation
is improper for at least two reasons. First, as noted infra, it is
not inevitable that Congress would have legislated a specific
relationship for Maine and the Micmacs if the State itself failed
to do so. Congress did not explicitly incorporate in ABMSA the
substance of MSA, and it may have made a deliberate choice to allow
the State to define its own jurisdictional relationship with the
Band. Moreover, even if there were a basis for a presumed
congressional intent to impose state jurisdiction on the Band
comparable to that found in MICSA, that is no justification for
rewriting ABMSA. Judgments about congressional intent must have
some basis in the language of the relevant statute, even if that
language is ambiguous. The majority would incorporate by judicial
fiat a default provision that would read something like this: "If
the Maine Settlement Act fails to take effect, the Micmacs shall be
subject to the jurisdictional terms of MICSA § 1725(a)." There is
not a hint of such language in ABMSA.
Elsewhere, my colleagues note that, even if Congress through
ABMSA had substituted MSA for MICSA with respect to state
jurisdiction over the Band, "the correct conclusion would be that
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In sum, every indicator points to a congressional intent
to supplant MICSA for the Micmacs in all respects in which that
earlier statute was not explicitly extended by ABMSA's terms.
Thus, I can only conclude that, after passage of ABMSA, MICSA no
longer controlled Maine's jurisdiction over the Aroostook Band of
Micmacs.
II.
My conclusion that ABMSA, rather than MICSA, governs
Maine's authority to impose its employment discrimination laws on
the Band requires me to evaluate the Maine Micmac Act. ABMSA
relied wholly on the state act to "define[] the relationship
between the State of Maine and the Aroostook Band of Micmacs," §
2(b)(4), and I therefore must confront the Band's challenge to the
validity of MSA. In a thoughtful and thorough discussion, the
magistrate judge considered whether that statute may be deemed
valid even though several statutory prerequisites to its
effectiveness – including a requirement that it be certified by the
ABMSA had simultaneously ratified the relevant provision of the act
into federal law." This assertion reflects the same flawed
judgment about Congress's intent. The statute that Congress passed
does not by its own terms impose state jurisdiction on the Band.
Consequently, ABMSA's purpose to ratify MSA may reflect only an
intent to endorse whatever jurisdictional relationship Maine
enacted into law, and not an intent to adopt a particular Maine-
Micmac relationship as a matter of federal law. Congress could
have adopted the substance of MSA's jurisdictional provision by
incorporating it into ABMSA (as MICSA incorporated the
jurisdictional provisions of the Maine Implementing Act), but
Congress did not do so.
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Band within sixty days of the 1989 Legislature's adjournment – were
not met.35 See Aroostook Band of Micmacs, 403 F. Supp. 2d at 118-
22. I agree with her assessment that it may not.36
The required certification cannot be cast aside as a mere
technicality. Given the complex relationship between Maine and its
tribes, it would be both injudicious and disrespectful to ignore an
express requirement of consent contained in a settlement act.37
Indeed, ABMSA and MSA carry the consent requirement through to
future amendments regarding jurisdiction, see 30 Me. Rev. Stat.
Ann. tit. 30, § 7201 (Historical and Statutory Note); ABMSA § 6(d).
Therefore, on this jurisdictional issue in particular, securing the
Band's formal agreement was deemed necessary.
35
In the official codification, a note is appended to each
section of MSA stating that the provision was added to the code
"pending receipt of certification of agreement by Council of
Aroostook Band of Micmacs." The notes following each subsection
state that the act will become effective only if: (1) the United
States enacts ratifying legislation that approves the act without
modification; (2) the United States consents to amendments that
would be made with the consent of the Aroostook Band of Micmacs;
and (3) within sixty days of the Legislature's adjournment, the
Secretary of State receives written certification from the tribal
council that the Band has agreed to the act. It is undisputed that
no certification was received by the Secretary of State.
36
The majority opinion notes that whether the state Micmac Act
became effective is a "difficult and complex issue of state law,"
and my colleagues are reluctant to decide it without guidance from
the Maine Supreme Judicial Court. As I shall explain, the issue is
neither complicated nor just a matter of state law.
37
As noted by the majority, the certification provision and
the other contingencies for effectiveness were added to the pending
Micmac bill late in the legislative process. The Band did not
learn of the certification requirement until 1997.
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As the magistrate judge pointed out, strict adherence to
the consent procedure is consistent with a 1985 legal opinion from
Maine's Attorney General concerning a similar certification
requirement in the "Act Relating to the Time of Penobscot Nation
Trust Land Acquisition." That act required the Penobscot Nation to
submit written certification of its agreement with the act's
provisions within sixty days of the legislature's adjournment. The
tribe's certification was received two days late, and the Attorney
General concluded that the only remedy was to reenact the
legislation. He observed:
While this is unfortunate, I feel it is
especially necessary to be strict in
interpreting these provisions in that it deals
with the question of land acquisition.
Indeed, any other conclusion . . . could
render a land transaction subject to legal
challenge by third parties.
Although MSA does not focus on the question of land acquisition, it
is of comparable significance because the statute would diminish
the Band's sovereign rights. Cf., e.g., Penobscot Nation v.
Fellencer, 164 F.3d 706, 709 (1st Cir. 1999) (noting that courts
are obliged "to construe 'acts diminishing the sovereign rights of
Indian tribes . . . strictly'") (quoting Rhode Island v.
Narragansett Indian Tribe, 19 F.3d 685, 702 (1st Cir. 1994)).
Moreover, the Legislature added the certification requirement to
MSA in the face of the Attorney General's previously issued
opinion, with the presumptive understanding that a failure to meet
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it could prevent the statute from taking effect. The formalities
of legislative enactments often have substantive importance. In
the context of Indian sovereignty, it would be particularly
inappropriate to ignore an express statutory term protective of
that sovereignty.
Indeed, while MSA's efficacy is technically an issue
governed by Maine law, the limitation it purportedly imposes on the
Band's sovereignty implicates federal concerns as well. States may
not assert jurisdiction over tribes without congressional approval,
see Three Affiliated Tribes of Fort Berthold Reserv. v. Wold Eng'g,
476 U.S. 877, 891 (1986) ("[I]n the absence of federal
authorization, tribal immunity, like all aspects of tribal
sovereignty, is privileged from diminution by the States.");
Fellencer, 164 F.3d at 709 ("[O]nly Congress can abrogate or limit
an Indian tribe's sovereignty."), and courts must remain sensitive
to the federal interest even when sovereignty issues arise from
state law. Noting that this is a "unique case and there is no
controlling authority either way," appellants urge the court to
find implied certification based on the Band's expressed support of
MSA at the time of its enactment. On matters of Indian
sovereignty, however, the magistrate judge is certainly correct
that a court may not "finesse what is clearly the absence of a
state legislative imposed precondition to the statute's valid
enactment." 403 F. Supp. 2d at 121.
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Moreover, as with the issue of land acquisition,
compliance with the certification requirement could have reduced
the risk of time-consuming and expensive future conflicts. If the
Band's governing body had discussed and voted on the certification,
tribal officials would have had the opportunity to crystallize
their expectations and clarify matters of concern, and the Band's
formal commitment to the agreement would have protected the State
from later claims that the Band objected to certain of its terms.
Failure to obtain the Band's consent was not, as appellants argue,
simply an "irregularity in the final execution of the agreement."
To find implied consent would be to override the very purpose of a
certification provision.
I also join the magistrate judge in rejecting the notion
that Congress's expression of purpose to ratify MSA effectively
validated the statute – or served to incorporate its substantive
provisions into federal law. Unlike MICSA, which affirmatively
states that the tribes shall be "subject to the civil and criminal
jurisdiction of the State," 25 U.S.C. § 1725(a), or, in the case of
the Passamaquoddy Tribe and Penobscot Nation, "subject to the
jurisdiction of the State of Maine to the extent and in the manner
provided in the Maine Implementing Act," id. § (b)(1), ABMSA does
not directly refer to the State's jurisdiction. Instead, it defers
to state law to "define[] the relationship between the State of
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Maine and the Aroostook Band of Micmacs."38 The silence in the
federal statute, in light of Congress's otherwise comprehensive
treatment of the Band's status, reflects a lack of affirmative
intent on the issue. From all that appears, Congress was content
in 1991 to leave the relationship between the Band and the State to
Maine law. While Congress unquestionably anticipated a limitation
on the Band's sovereignty through MSA, it would be reading beyond
the text to construe the purpose provision to mandate such a
limitation. I see no basis for invigorating a state statutory
enactment that fails as a matter of state law, and which Congress
has not replicated as a discrete statutory provision within ABMSA.
It has now been nearly ten years since the certification
problem surfaced, casting doubt on the validity of MSA and its
assertion of state jurisdiction over the Band. In the well stated
words of the magistrate judge: "There is no doubt that Congress did
(and still does) have the power to enact federal legislation which,
despite the lack of an effective state law, included the terms of
that legislation in the federal act[,] making those terms federal
law." 403 F. Supp. 2d at 122. Congress has so far not chosen to
act, and the courts are not at liberty to fill the gap.39
38
As noted earlier, § 2(b) provided, in relevant part, that
"It is the purpose of this Act to – (4) ratify the Micmac
Settlement Act, which defines the relationship between the State of
Maine and the Aroostook Band of Micmacs."
39
I fully agree with the magistrate judge that the lack of a
severability provision in ABMSA does not mean that the entire
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III.
I recognize that my conclusions about ABMSA and MSA lead
to an anomalous result – the Micmacs are the sole Maine tribe not
subject to some level of state jurisdiction. But courts may not
ignore established principles of statutory construction or the
canons of Indian law to avoid uncomfortable outcomes. The failure
of MSA to take effect means that the Micmacs were left with the
sovereign rights they otherwise would hold as a recognized Indian
tribe under ABMSA. See Aroostook Band of Micmacs v. Ryan, 404 F.3d
48, 62 (1st Cir. 2005) ("A tribe retains those aspects of
sovereignty that have not been 'withdrawn by treaty or statute, or
by implication as a necessary result of [the tribe's] dependent
status.'") (quoting United States v. Wheeler, 435 U.S. 313, 323
(1978)) (alteration in original), overruled on other grounds by
Narragansett Indian Tribe v. Rhode Island, 449 F.3d 16 (1st Cir.
2006) (en banc)40; Fellencer, 164 F.3d at 709. Although that
statute must be held invalid based on MSA's ineffectiveness, which
frustrated only one of ABMSA's purposes. Like her,
I am uncomfortable with the notion of reading an entire
Congressional enactment out of existence, not because it
is unconstitutional, but because one of its stated
purposes has apparently failed. Congress can easily
remedy that failure by adopting the terms of the [MSA]
itself, if it chooses to do so.
403 F. Supp. 2d at 123.
40
Narragansett rejected the distinction drawn in Aroostook
Band of Micmacs between tribal sovereignty and tribal sovereign
immunity. See 449 F.3d at 24-25.
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outcome is not what Congress anticipated,41 it is nonetheless the
inevitable result of the choice Congress made to explicitly rely on
the state Micmac Act to frame the Maine-Micmac relationship.42
41
With quotations from two cases, the majority suggests that
my statutory interpretation is indefensible because it would
produce "absurd results" or "'a chaotic hiatus in the law.'" I
reject those characterizations. The restoration of Micmac
sovereignty beyond what Congress had anticipated could hardly be
called "absurd" and surely would not create "chaos."
42
I am not alone in reaching this conclusion. The same view
was expressed in a memorandum prepared by Philip N. Hogen, an
Associate Solicitor for the Department of the Interior, in
connection with Maine's application to administer the Maine
Pollutant Discharge Elimination System within Indian country.
Hogen's five-page memorandum was submitted to the Office of General
Counsel of the U.S. Environmental Protection Agency along with a
31-page memorandum prepared by counsel for the Micmacs (who is also
counsel for the Micmacs in this case) in consultation with
attorneys from the Department of the Interior and the Department of
Justice. Hogen noted that "[t]he Micmacs' detailed legal
memorandum incorporates comments from the two Departments and we
concur with its conclusions." His memo stated:
The Department, as the primary federal agency responsible
for interpreting the Maine Indian settlement acts, has
analyzed the legal status of the Aroostook Band of Micmac
Indians (Micmacs) and we conclude that under the
Aroostook Band of Micmac Settlement Act (ABMSA), the
Micmacs have retained their inherent tribal sovereignty.
The substance of the memo's analysis is reflected in three section
headings: (1) "The 1989 State and 1991 Federal Micmac Settlement
Acts Replaced the Earlier Settlement Acts to the Extent the Earlier
Acts Applied to the Micmacs," (2) "The [MSA] does not Subject the
Micmacs to State Law because the [MSA] Never Became Effective," and
(3) "Congress Intended the [MSA] and ABMSA to Embody the
Settlements with the Micmacs, thereby Repealing the Provisions of
the [Maine Implementing Act] and MICSA Previously Applicable to the
Micmacs." In the last of those sections, the memo states: "To the
extent Congress intended the earlier settlement acts to continue to
apply to the Micmacs, Congress specified those sections in the
ABMSA."
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Our prior case law establishes that the sovereign rights
retained by the Band foreclose application of the state's
employment discrimination laws to the Micmacs. Cf. Fellencer, 164
F.3d at 711-13 (rejecting employment discrimination claim against
the Penobscot Nation, relying, inter alia, on "'the longstanding
federal policy of providing a unique legal status to the Indians in
matters of tribal employment'") (quoting Morton v. Mancari, 417
U.S. 535, 548 (1974)). I would therefore affirm the judgment of
the magistrate judge.
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