United States Court of Appeals
Fifth Circuit
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT F I L E D
December 12, 2005
_____________________
Charles R. Fulbruge III
No. 04-10998 Clerk
____________________
DANIEL CHIRAS, Individually; ET AL,
Plaintiffs,
DANIEL CHIRAS, Individually; and CONSUELO RODRIGUEZ as Next
Friend of Rocio Rodriguez, Individually and on Behalf of
Others Similarly Situated,
Plaintiffs-Appellants,
v.
GERALDINE MILLER, in Her Official Capacity as Chair of the State
Board of Education; DAVID BRADLEY, in His Official Capacity as a
Member of the State Board of Education and in His Individual
Capacity; DON McLEROY, in His Official Capacity as a Member of
the State Board of Education and in His Individual Capacity; DAN
MONTGOMERY, in His Official Capacity as a Member of the State
Board of Education; CYNTHIA THORNTON; in Her Official Capacity as
a Member of the State Board of Education and in Her Individual
Capacity; and GRACE SHORE, in Her Individual Capacity,
Defendants-Appellees.
__________________
Appeal from the United States District Court
For the Northern District of Texas
__________________
Before KING, Chief Judge, DAVIS, Circuit Judge, and FITZWATER,
District Judge.1
1
District Judge of the Northern District of Texas, sitting by
designation.
1
W. EUGENE DAVIS, Circuit Judge:
Appellants Chiras, a textbook author, and Rodriguez, a high
school student, challenge the district court’s Rule 12(b)(6)
dismissal of their action alleging that the Texas State Board of
Education violated the Free Speech Clause of the First Amendment
when it refused to approve Chiras’ environmental science textbook
for state funding. Because we find that the Appellants do not
state a violation of the First Amendment, we affirm the district
court’s dismissal of their suit.
I.
A.
The Texas State Board of Education (the “SBOE” or “Board”)
is a body created by the state legislature2 and given a wide
degree of authority over education policy in Texas, including the
authority to “develop and update a long range plan for public
education,”3 “establish curriculum and graduation requirements,”4
and “adopt and purchase or license textbooks as provided by
Chapter 31 [of the Texas Education Code] and adopt rules required
2
The Texas Constitution requires that the state legislature
create a State Board of Education, but specifies only that
“the board shall perform such duties as may be prescribed by
law.” TEX. CONST., art. 7, § 8.
3
TEX. EDUC. CODE § 7.102(c)(1) (Vernon 1996).
4
Id. § 7.102(c)(4)
2
by that Chapter.”5 The Board is composed of fifteen members
elected from districts across Texas in biennial general
elections.6
The SBOE reviews and adopts the textbooks it deems
appropriate for each course.7 For each subject and grade level,
the State Board of Education is required to adopt two lists of
textbooks: one list includes “conforming” textbooks, the other
includes “nonconforming” textbooks.8 Conforming textbooks
contain material covering each element of the essential knowledge
and skills of the subject and grade level as determined by the
Board, while nonconforming textbooks contain material covering at
least half, but not all, of those elements.9 Both conforming and
nonconforming textbooks must be free from errors and meet the
physical requirements adopted by the Board.10 The Board accepts
or rejects each textbook proposed for placement on one of the two
lists by a majority vote.11
The review process for a textbook begins with submission of
the textbook by the publisher. The textbook is examined by a
5
Id. § 7.102(c)(23)
6
Id. § 7.101
7
Id. § 31.022
8
Id. § 31.023
9
Id.
10
Id.
11
Id. § 31.024.
3
review panel, which evaluates the textbook according to criteria
promulgated by the SBOE, and submits its evaluation to the Texas
Education Agency Commissioner.12 Based on the opinion of the
review panel, the Commissioner then prepares a recommendation to
the Board that the textbook under consideration be placed on the
conforming list, placed on the nonconforming list, or rejected.13
The Board then solicits commentary from the public on the
textbook, both in written form and in hearings.14 Finally, the
Board votes on each textbook to either place the book on the
conforming or nonconforming list, or to reject the book.15
The SBOE has established four conditions under which a
textbook can be rejected. Specifically, the Board may reject any
textbook for:
(1) failure to meet essential knowledge and skills
specified in the proclamation. In determining the
percentage of elements of the essential knowledge and
skill covered by instructional materials, each
performance description shall count as an independent
element of the essential knowledge and skills of the
subject;
(2) failure to meet established manufacturing standards
and specifications recognized by the SBOE;
(3) failure to correct errors of fact; or
12
19 TEX. ADMIN. CODE § 66.36 (West 1996).
13
Id. § 66.63.
14
Id. § 66.60.
15
Id. § 66.66.
4
(4) content that clearly conflicts with the stated
purpose of the Texas Education Code, § 28.002(h).16
Section 28.002(h) of the Texas Education Code in turn provides:
The State Board of Education and each school district
shall foster the continuation of the tradition of
teaching United States and Texas history and the free
enterprise system in regular subject matter and in
reading courses and in the adoption of textbooks. A
primary purpose of the public school curriculum is to
prepare thoughtful, active citizens who understand the
importance of patriotism and can function productively
in a free enterprise society with appreciation for the
basic democratic values of our state and national
heritage.17
Each year, once the SBOE formulates its lists of conforming
and nonconforming textbooks, the lists are circulated to
individual school districts.18 School districts are required to
select textbooks for use in “foundation curriculum” subjects from
either the conforming or nonconforming list.19 School districts
may select a book not on either list, however, for use in
“enrichment curriculum” subjects.20 If a school district
selects a textbook from the conforming or nonconforming list, the
SBOE pays the cost of supplying copies of the textbook, subject
to certain limitations.21 If, however, a school district
selects a textbook not on either of the lists adopted by the
16
Id.
17
TEX. EDUC. CODE § 28.002(h) (Vernon 1996).
18
Id. § 31.024.
19
Id. § 31.101(a)(1).
20
Id. § 31.101(a)(2).
21
Id. § 31.021; 31.025.
5
Board, the Board pays only 70% of the cost of the textbooks,22
and the local school district is responsible for the remainder.23
School districts may also seek a waiver from the Texas Education
Agency Commissioner to obtain full state funding for a rejected
textbook.24
B.
In May of 1999, the SBOE solicited bids from publishers for
textbooks to be used in regular and advanced environmental
science classes in Texas public high school. In response, Jones
and Bartlett Publishers submitted the sixth edition of
ENVIRONMENTAL SCIENCE: CREATING A SUSTAINABLE FUTURE, authored by
Appellant Daniel Chiras.
In accordance with the Board’s administrative regulations,
Chiras’ book was submitted to a review panel composed of
professors at Texas A&M University. The review panel initially
identified some potential factual errors in Chiras’ book, and so
notified the Commissioner in its initial report. Jones &
Bartlett agreed to make corrections to some statements identified
by the review panel, and provided justification for others. The
review panel accepted Jones & Bartlett’s revisions and reported
22
Id. § 31.101(b).
23
Id. § 31.101(c).
24
Id. §§ 7.056(a), 31.106.
6
to the Commissioner that no additional corrections were
necessary. The Commissioner then placed ENVIRONMENTAL SCIENCE on the
proposed list of nonconforming textbooks to be submitted for
public comment. After reviewing the public comments and Jones &
Bartlett’s responses, the Commissioner recommended in his final
report issued on October 26, 2001, that the SBOE adopt Chiras’
book. ENVIRONMENTAL SCIENCE was one of only three textbooks
recommended for use in regular environmental science courses, and
the only textbook recommended for advanced courses.
Appellants allege that after the Commissioner issued his
report, two “conservative think-tank organizations”—the Texas
Public Policy Foundation (“TPPF”) and Citizens for a Sound
Economy (“CSE”)—requested that the SBOE permit additional public
comment on the proposed textbooks prior to the scheduled vote.
The SBOE agreed, and scheduled a public hearing for November 8,
2001, the day before the final vote on the proposed textbooks was
scheduled. Appellants also allege that Defendant-Appellees
McLeroy, Shore, and Thornton—all members of the Board—worked with
TPPF and CSE to “develop a strategy for rejecting Chiras’ book.”
After the public hearing, at which members of TPPF and CSE spoke
in opposition to approving ENVIRONMENTAL SCIENCE, the Board voted
not to adopt Chiras’ book by a vote of 10-5.
7
The SBOE issued no formal findings or reasons for its
decision to reject ENVIRONMENTAL SCIENCE. However, Appellants
identify three comments by Board members which they allege
demonstrate an unconstitutional motivation to reject the
textbook. First, Appellee McLeroy wrote an article published on
the CSE website in which he suggested that the SBOE rejected
Chiras’ textbook because it was based on a “false premise” and
that the textbook’s “claim that the root cause of environmental
problems is economic growth is simply wrong.” Second, the Austin
American-Statesman reported that Appellee Shore told the
newspaper that “[t]he oil and gas industry should be consulted”
regarding passage of proposed environmental science textbooks,
because “[w]e [the oil and gas industry] always get a raw deal.”
Third, the Dallas Morning News reported that Appellee Bradley
told the newspaper that the Board was “seeing a change in the
attitude of publishers. They are starting to work with
conservative groups and textbook critics ... who more accurately
reflect the viewpoint of most Texans. I really think the
pendulum is swinging back to a more traditional, conservative
value system in our schools.”
C.
8
Following the Board’s decision to reject Chiras’ textbook,
Appellants filed this action on the theory that the Board’s
decision constituted impermissible viewpoint discrimination in
violation of the Free Speech Clause of the First Amendment.
Appellees moved to dismiss, and the district court granted that
motion after concluding that school officials may permissibly
discriminate on the basis of viewpoint when selecting materials
for inclusion in the public school curriculum.
The district court reasoned that the selection and use of a
textbook by the public schools is neither pure government speech
nor pure private speech, but rather private speech which bears
the imprimatur of the government. As a result, the district
court applied the forum analysis articulated by the Supreme Court
in Hazelwood School District v. Kuhlmeier, 484 U.S. 260 (1988).
In Hazelwood, a high school principal had removed from a school
newspaper two pages which contained articles describing students’
experiences with pregnancy and the divorce of their parents. Id.
at 263. The Supreme Court determined that the school newspaper
was a nonpublic forum, and held that “educators do not offend the
First Amendment by exercising editorial control over the style
and content of student speech in school-sponsored expressive
9
activities so long as their actions are reasonably related to
legitimate pedagogical concerns.” Id. at 273.
Applying the rule of Hazelwood, the district court concluded
that Hazelwood did not require the Board’s decision to be
viewpoint neutral, and that the motivations for the Board’s
decision alleged by Appellants were “reasonably related to
legitimate pedagogical concerns.” This appeal followed.
II.
We review the district court's grant of a Rule 12(b)(6)
motion to dismiss de novo. S. Christian Leadership Conference v.
Supreme Ct. of La., 252 F.3d 781, 786 (5th Cir. 2001). In
reviewing the district court's ruling we must treat all facts
pleaded as true, and should construe the pleadings in the manner
most favorable to the non-moving party. Id. We should not grant
such a motion unless it appears beyond doubt that there is no set
of facts on which plaintiff is entitled to relief. Id. To avoid
dismissal, however, a plaintiff must plead specific facts, rather
than conclusory allegations. Guidry v. Bank of LaPlace, 954 F.2d
278, 281 (5th Cir.1992).
III.
10
Appellants argue that the district court erred in concluding
both that Hazelwood does not require the SBOE’s decision to be
viewpoint-neutral and that the Board’s reasons for its decision
were “reasonably related to legitimate pedagogical concerns.”
Appellees argue, however, that the selection and use of textbooks
in the public schools is government speech, not a forum, and not
subject to the First Amendment rights of either textbook authors
or students. Appellees argue, alternatively, that if the
district court was correct in applying the Hazelwood framework,
the court was correct when it concluded that viewpoint neutrality
is not required.
A.
The first question we must answer is whether Appellant
Chiras alleged a violation of his First Amendment rights as a
textbook author by the SBOE when it declined to place his
textbook on the conforming or nonconforming list of textbooks for
use in public school classrooms. Although the Supreme Court has
not answered this question directly, the Court has given us ample
guidance to allow us to comfortably answer in the negative.
1.
Any discussion of the constitutionality of a state's
decision to reject a textbook for its public schools must begin
11
with the recognition that the states enjoy broad discretionary
powers in the field of public education. Central among these
discretionary powers is the authority to establish public school
curricula which accomplishes the states’ educational objectives.
See Bd. of Educ. v. Pico, 457 U.S. 853, 864 (1982); Ambach v.
Norwick, 441 U.S. 68, 76 77 (1979).
In Milliken v. Bradley, 418 U.S. 717, 741 (1974), Chief
Justice Burger wrote: "No single tradition in public education
is more deeply rooted than local control over the operation of
schools; local autonomy has long been thought essential both to
the maintenance of community concern and support for public
schools and to quality of the educational process." Similarly,
in San Antonio Independent School District v. Rodriguez, 411 U.S.
1, 50 (1973), the Court observed that local control over the
educational process affords citizens an opportunity to
participate in decision making, permits the structuring of school
programs to fit local needs, and encourages “experimentation,
innovation, and a healthy competition for educational
excellence.”
The Supreme Court, therefore, has cautioned that all First
Amendment rights accorded to students must be construed “in light
of the special characteristics of the school environment,” and
12
that the federal judiciary should not “intervene in the
resolution of conflicts which arise in the daily operation of
school systems and which do not directly and sharply implicate
basic constitutional values.” Tinker v. Des Moines Indep.
Community Sch. Dist., 393 U.S. 503, 506 (1969); Epperson v.
Arkansas, 393 U.S. 97, 105 (1968).25
The Court’s guidance regarding our limited review of the
broad authority of the school board over its own policy has been
amplified by the Court’s recent cases addressing government’s
authority over its own message. The government undoubtedly has
the authority to control its own message when it speaks or
advocates a position it believes is in the public interest. For
example, in Rust v. Sullivan, the Supreme Court addressed the
federal government’s prohibition on abortion-related advice
applicable to recipients of federal funds for family planning
counseling, which the petitioners claimed impermissibly
discriminated based on viewpoint. 500 U.S. 173, 192-200 (1991).
25
We do not address in this case allegations that a governmental
entity chose to speak in a way that the substance of the speech
might itself violate a provision of the Constitution, such as the
Establishment Clause. See, e.g., Epperson, 393 U.S. at 106-07.
Instead, we address only claims that the SBOE denied a textbook
author access to the list of approved textbooks and denied
students the information contained in the textbook.
13
The Court held that the prohibition was permissible under the
First Amendment, because:
“The Government can, without violating the
Constitution, selectively fund a program to encourage
certain activities it believes to be in the public
interest, without at the same time funding an
alternative program which seeks to deal with the
problem in another way. In doing so, the Government
has not discriminated on the basis of viewpoint; it has
merely chosen to fund one activity to the exclusion of
the other. A legislature’s decision not to subsidize
the exercise of a fundamental right does not infringe
the right.”
Id. at 193. The “basic difference” observed by the Court is that
“between direct state interference with a protected activity and
state encouragement of an alternative activity consonant with
legislative policy.” Id.
In Rosenberger v. Rector and Visitors of the University of
Virginia, the Supreme Court addressed the power of the government
to restrict speech in the educational context. 515 U.S. 819
(1995). The University of Virginia created a program through
which it paid the printing costs of a variety of student
publications. Id. at 822. However, the University withheld
authorization for payments on behalf of a student paper called
Wide Awake: A Christian Perspective at the University of
Virginia, because the paper “primarily promotes or manifests a
particular belie[f] in or about a deity or an ultimate reality.”
14
Id. at 822-23. The Supreme Court invalidated the University’s
restriction, concluding that the University had engaged in
impermissible viewpoint discrimination. Id. at 837.
In reaching its conclusion in Rosenberger, however, the
Court acknowledged that schools have particularly broad
discretion when making funding decisions regarding their own
curriculum: “Nor do we question the right of the University to
make academic judgments as to how best to allocate scarce
resources.” Rosenberger v. Rector and Visitors of the Univ. of
Va., 515 U.S. 819, 833 (1995) (quoting Widmar v. Vincent, 454
U.S. 263, 276 (1981)). The University, however, did not receive
the benefit of the broad discretion normally afforded to an
educational institution regarding its curriculum, because the
Court found that the fund for student publication was a forum,
subject to the viewpoint neutrality restriction. Id. at 829-30.
The Court was careful to distinguish a school’s decision to
“expend[] funds to encourage a diversity of views from private
speakers” from a school’s decision regarding its own message.
Id. at 834. The Court noted that “[a] holding that the
University may not discriminate based on the viewpoint of private
persons whose speech it facilitates does not restrict the
15
University’s own speech, which is controlled by different
principles.” Id. The Court also made it clear that the
university could speak not only through its own employees, but
also through third parties: “When the University determines the
content of the education it provides, it is the University
speaking, and we have permitted the government to regulate the
content of what is or is not expressed when it is the speaker or
when it enlists private entities to convey its own message.” Id.
at 833 (emphasis added). The Court in Rosenberger noted that its
decision was consistent with the principles it had applied in
Rust. Although “the government did not create a program to
encourage private speech but instead used private speakers to
transmit specific information pertaining to its own program, ...
when the government appropriates public funds to promote a
particular policy of its own it is entitled to say what it
wishes.” Id. at 833 (citing Rust, 500 U.S. at 194)(emphasis
added).
The Supreme Court’s decisions in Rosenberger and Rust
elucidate two points that are key in analyzing Chiras’ claim.
First, in establishing and implementing certain governmental
functions, the government, including its educational
institutions, has the discretion to promote policies and values
16
of its own choosing free from forum analysis or the viewpoint-
neutrality requirement. Second, the government retains this
discretion even where it chooses to employ private speakers to
transmit its message. The Supreme Court has confirmed and
clarified these two principles in three other analogous cases,
reasoning that when a governmental entity must exercise editorial
judgment in choosing among private speakers to facilitate the
government’s own message, the government’s decision is not
subject to forum analysis or the viewpoint neutrality
requirements.
First, in Arkansas Educ. Television Comm’n v. Forbes, the
Supreme Court addressed claims by an independent political
candidate that a state-owned public television broadcaster
excluded the candidate from a debate. 523 U.S. 666, 669 (1998).
Although the Court concluded that under the circumstances of the
case the broadcaster had created a nonpublic forum by hosting a
political candidate debate, the Court limited its holding by
stating that under ordinary circumstances, public broadcasters
exercise a wide degree of discretion when making programming
decisions. Id. at 673 (1998) (“As a general rule, the nature of
editorial discretion counsels against subjecting broadcasters to
claims of viewpoint discrimination.”). The Court compared the
17
discretion held by public broadcasters directly to that held by
school boards:
“Much like a university selecting a commencement
speaker, a public institution selecting speakers for a
lecture series, or a public school prescribing its
curriculum, a broadcaster by its nature will facilitate
the expression of some viewpoints instead of others.
Were the judiciary to require, and so to define and
approve, pre-established criteria for access, it would
risk implicating the courts in judgments that should be
left to the exercise of ... discretion.”
Id. at 674 (emphasis added).
The Court in Forbes contrasted the exercise of editorial
discretion to the decision to fund a generalized array of speech,
such as university-funded student publications. Id. at 673
(citing Rosenberger, 515 U.S. 819). The Court reasoned that
“[i]n the case of television broadcasting, however, broad rights
of access for outside speakers would be antithetical, as a
general rule, to the discretion that stations and their editorial
staff must exercise to fulfill their journalistic purpose and
statutory obligations.” Id. The Court concluded that “public
broadcasting as a general matter does not lend itself to scrutiny
under the forum doctrine....” Id. at 675.26
26
This court anticipated the reasoning of the Forbes decision
in Muir v. Alabama Education Television Commission, where we
addressed claims that public television licensees had violated
the First Amendment by canceling a previously scheduled
program. 688 F.2d 1033 (5th Cir. 1982), cert. denied, 460
U.S. 1023 (1983). Just as in Forbes, we concluded in Muir
that a public broadcaster is not normally a forum, and
18
Second, the Court in Nat’l Endowment for Arts v. Finley, 524
U.S. 569 (1998), upheld an art funding program that required the
NEA to use content based criteria in making funding decisions.
The Court explained that “[a]ny content based considerations that
may be taken into account in the grant making process are a
consequence of the nature of artistic funding.” Id. at 585. In
particular, “[t]he very assumption of the NEA is that grants will
be awarded according to the ‘artistic worth of competing
applicants,’ and absolute neutrality is simply inconceivable.”
Id. The Court expressly declined to apply forum analysis,
reasoning that it would conflict with “NEA’s mandate ... to make
esthetic judgments, and the inherently content based ‘excellence’
threshold for NEA support.” Id. at 586.
Third, and most recently, the Court concluded that forum
analysis was inappropriate in United States v. Am. Library Ass’n,
Inc., 539 U.S. 194 (2003). In ALA, the Court addressed claims
that the Children’s Internet Protection Act, which required
public libraries to use internet filters as a condition for
therefore private speakers may not claim a right of access to
broadcast content of their choosing. Id. at 1041-43.
Moreover, we held that public broadcasters are not precluded
by the First Amendment from exercising editorial control over
their own chosen messages. Id. at 1043-44. “In exercising
their editorial discretion state officials will unavoidably
make programming decisions which can be characterized as
‘politically motivated.’” Id. at 1044.
19
receipt of federal subsidies, violated the First Amendment. In
that case, the Court found that “[j]ust as forum analysis and
heightened judicial scrutiny are incompatible with the role of
public television stations and the role of the NEA, they are also
incompatible with the discretion that public libraries must have
to fulfill their traditional missions.” Id. at 205. “Public
library staffs necessarily consider content in making collection
decisions and enjoy broad discretion in making them.” Id.; see
also Mark G. Yudof, Personal Speech and Government Expression, 38
CASE W. RES. L. REV. 671, 687 (1987) (“Even in the school library,
the librarian must normally implement the board’s decisions, and
certainly the writers of the books do not have a constitutional
right to determine what books will be acquired.”).
Similarly, when the SBOE devises the state curriculum for
Texas and selects the textbook with which teachers will teach to
the students, it is the state speaking, and not the textbook
author. Designing the curriculum and selecting textbooks is a
core function of the SBOE. It is necessary for the Board to
exercise editorial judgment over the content of the instructional
materials it selects for use in the public school classrooms, and
the exercise of that discretion will necessarily reflect the
viewpoint of the Board members. The purpose of the Board is not
20
to establish a forum for the expression of the views the various
authors of textbooks and other instructional materials might want
to interject into the classroom. The Board does not encourage a
“diversity of views,” contemplated by the Supreme Court in
Rosenberger, but instead “enlists private entities to convey its
own message.” Further, the Board has a statutory obligation
under Texas law to exercise that discretion in order to promote
the state’s chosen message through the Board’s educational
policy. As noted above, the Texas Education Code requires that
the Board “foster the continuation of the tradition of teaching
United States and Texas history and the free enterprise system in
regular subject matter and in reading courses and in the adoption
of textbooks.” TEXAS EDUC. CODE § 28.002(h) (emphasis added).
Because the Board must necessarily exercise its editorial
discretion in selecting which private entities will convey the
message the state selects, forum analysis and the viewpoint
neutrality requirement are inapposite in this case. As a result,
there is no forum to which Appellant Chiras can claim access as a
textbook author.
2.
Much of the Appellants’ claim depends on the argument that
the SBOE’s decision in this case is subject to the restrictions
21
developed by the Supreme Court in Hazelwood. In Hazelwood, a
high school principal removed several pages of a school newspaper
containing an article describing student’s experience with
pregnancy and an article on the impact of divorce on students.
484 U.S. at 263. The Court found that the school newspaper was a
nonpublic forum, established to allow students to express
themselves within the context of the school’s curriculum and
under the supervision of school officials. Id. at 270. The
Court concluded that regulation by the school was permissible so
long as “editorial control over the style and content of student
speech in school-sponsored expressive activities is reasonably
related to legitimate pedagogical concerns.” Id. at 273.
Appellants argue that Hazelwood also requires that the editorial
control be exercised in a viewpoint-neutral manner.27
27
A split exists among the Circuits on the question of whether
Hazelwood requires viewpoint neutrality. Compare Fleming v.
Jefferson County Sch. Dist., 298 F.3d 918, 928 (10th Cir.
2002) (“We hold ... that Hazelwood does not require educators’
restrictions on school-sponsored speech to be viewpoint
neutral.”) and Ward v. Hickey, 996 F.2d 448, 454 (1st Cir.
1993) (“[T]he Court in Kuhlmeier did not require that school
regulation of school-sponsored speech to be viewpoint
neutral.”) with Planned Parenthood of S. Nev., Inc. v. Clark
County Sch. Dist., 941 F.2d 817, 830 (9th Cir. 1991) (“Because
their decision to limit access, whether wise or unwise, is
reasonable and not an effort at viewpoint discrimination, the
school district did not violate the first amendment in
declining to publish Planned Parenthood’s advertisements.”)
and Searcey v. Harris, 888 F.2d 1314, 1319 n. 7 (11th
Cir.1989) ("Hazelwood ... does not alter the test for
reasonableness in a nonpublic forum such as a school but
22
Hazelwood is comparable to the Supreme Court’s decision in
Forbes. In Forbes, the Court outlined the general proposition
that a public broadcaster, acting as an arm of the state,
normally speaks as the government, and exercises control over its
own message unrestricted by forum analysis or the viewpoint-
neutrality requirements. 523 U.S. 673-74. Nonetheless, a public
broadcaster may become subject to those requirements under
certain circumstances, such as when it creates a forum by holding
and televising a debate for political candidates. Id. at 678-82.
Similarly, the school in Hazelwood became subject to those same
requirements when it created a student newspaper as a forum for
student expression. 484 U.S. at 263. However, just as a
political candidate’s debate is an exception to the general rule
that state-owned media engages in government speech by selecting
and broadcasting programs, so too is the student newspaper an
exception to the general rule that schools engage in government
speech when they set and implement education policy through the
curriculum.
rather provides the context in which the reasonableness of
regulations should be considered.... [T]here is no indication
that the [Hazelwood] Court intended to drastically rewrite
First Amendment law to allow a school official to discriminate
based on a speaker's views.") Because we conclude that
Hazelwood does not apply in this case, we do not consider
whether Hazelwood requires viewpoint neutrality.
23
In order to apply Hazelwood’s principles, we would have to
find that the SBOE opened its lists of conforming and
nonconforming textbooks as a forum, to which textbook authors and
publishers might claim a right of access. We have already
concluded that the SBOE has not done so, and instead created a
program by which the state sets and implements its educational
policy. Although the state may utilize private textbook authors,
it does so to facilitate transmission of its own approved
message, not a message of the authors’ choosing.28
We note that there is no strong consensus among the circuit
courts regarding the application of First Amendment principles to
the selection of curricular materials by school boards. However,
our conclusion that the selection and use of textbooks in the
public school classrooms constitutes government speech, and
therefore that Hazelwood does not apply, is consistent with the
Ninth Circuit’s conclusion in Downs v. Los Angeles Unified Sch.
District., 228 F.3d 1003, 1012 (9th Cir. 2000). In Downs, the
28
Appellants argue that application of Hazelwood is mandated by this
court’s decisions in Chiu v. Plano Indep. Sch. Dist., 260 F.3d 330
(5th Cir. 2001) (“Chiu I”), and Chiu v. Plano Indep. Sch. Dist.,
339 F.3d 273 (5th Cir. 2003) (“Chiu II”). However, both Chiu I and
Chiu II address allegations that parents were restricted from
distributing flyers, leaflets, and posters criticizing a school
program at public meetings on school premises. Both cases are
examples of allegations that a governmental entity acted to
restrict private speech in a forum context, and therefore, like
Hazelwood, are easily distinguishable from the facts of this case.
24
court addressed the claims of a teacher challenging the
constitutionality of the actions of school officials in refusing
to allow him to post materials on a bulletin board relating to
the school’s gay and lesbian awareness month. Id. at 1005-08.
Just as here, the district court had found that the bulletin
board constituted a nonpublic forum and applied the rule of
Hazelwood, concluding that the school’s restrictions were
“reasonably related to legitimate pedagogical concerns,” and need
not be viewpoint-neutral. Id. at 1008. The Ninth Circuit,
however, concluded that the bulletin boards were government
speech, and not a case of an educational institution “opening up
a forum for either unlimited or limited public discussion.” Id.
at 1012. Instead, the boards “served as an expressive vehicle
for the school board’s policy of ‘Educating for Diversity.’” Id.
However, at least one circuit has applied the “legitimate
pedagogical concern” prong of Hazelwood to the removal of a
textbook because of objections to its vulgarity and sexual
explicitness. See Virgil v. Sch. Bd. of Columbia County, 862
F.2d 1517, 1521 (11th Cir. 1989).29 We note, however, that the
29
A few circuits have also applied the Hazelwood standard to
a teacher's instructional speech. See, e.g., Vanderhurst v.
Colorado Mountain Coll. Dist., 208 F.3d 908, 913-14 (10th Cir.
2000); Lacks v. Ferguson Reorganized Sch. Dist., 147 F.3d
718, 724 (8th Cir. 1998); Silano v. Sag Harbor Union Free
Sch. Dist. Bd. of Educ., 42 F.3d 719, 723-24 (2nd Cir. 1994);
Ward v. Hickey, 996 F.2d 448, 452 (1st Cir. 1993); Webster v.
25
Virgil court applied the Hazelwood standard without finding that
any forum had been created by the school, ignoring a necessary
precondition. Moreover, Virgil was decided before Rust,
Rosenberger, Forbes, Finley, and ALA, and therefore did not have
the benefit of the Supreme Court’s clarification of the
government’s authority over its own message, whether it speaks
through its own employees or through private parties. To the
extent Virgil suggests that the selection of instructional
materials by a school board is not generally government speech,
we disagree.30
New Lenox Sch. Dist., 917 F.2d 1004, 1008 (7th Cir. 1990).
However, several circuits, including our own, have recognized
that a teacher’s instructional speech is ordinarily governed
by the specialized standard developed in Pickering v. Bd. of
Educ., 391 U.S. 563 (1968) and Connick v. Myers, 461 U.S. 138
(1983). See Kirkland v. Northside Indep. Sch. Dist., 890 F.2d
794, 797-800 (5th Cir. 1989); see also Boring v. Buncombe
County Bd. of Educ., 136 F.3d 364, 368-69 (4th Cir. 1998) (en
banc); Nicholson v. Bd. of Educ., Torrance Unified Sch.
Dist., 682 F.2d 858, 864-65 (9th Cir. 1982). Under Pickering-
Connick, a public employee's speech in effect receives no
First Amendment protection unless it involves a matter of
public concern. Kirkland, 890 F.2d at 799. Although
Hazelwood may plausibly apply to a teacher’s speech in cases
where the school has created a forum, we do not address such
a situation here.
30
Our conclusion is also consistent with several pre-Hazelwood
cases involving school board control over textbooks. See,
e.g., Cary v. Bd. of Educ., 598 F.2d 535 (10th Cir. 1979)
(rejecting claim that first amendment rights of high school
teachers were violated when school board banned from optional
instructional use ten non-obscene books out of a list of 1285
previously approved for elective language arts classes for
eleventh and twelfth grade students); Zykan v. Warsaw Cmty
Sch. Corp., 631 F.2d 1300, 1306 (7th Cir. 1982) (finding no
26
3.
In considering the appropriate analytical framework in which
to judge the Board’s decision to reject Chiras’ textbook, the
district court concluded that the selection and use of textbooks
by the Board is not government speech, but instead private speech
which bears the imprimatur of the government. In doing so, the
district court relied on a four-factor test adopted by the Tenth
Circuit to determine whether speech is that of the government or
of a private speaker: (1) whether the “central purpose” of the
project is to promote the views of the private speaker; (2)
whether the government exercised “editorial control” over the
content of the speech; (3) whether the government was the
“literal speaker”; and (4) whether “ultimate responsibility” for
the project rested with the government. Chiras v. Miller, 2004
WL 1660388, *6 (N.D. Tex. July 23, 2004) (citing Fleming v.
Jefferson County Sch. Dist., 298 F.3d 918, 923 (10th Cir. 2002);
Wells v. City & County of Denver, 257 F.3d 1132, 1141 (10th Cir.
2001)).
cognizable constitutional violation in school board's
prohibition against use of certain books in course, where it
was not alleged that the board sought to "impos[e] some
religious or scientific orthodoxy or a desire to eliminate a
particular kind of inquiry generally"); Minarcini v.
Strongsville City Sch. Dist., 541 F.2d 577 (6th Cir. 1976)
(upholding school board action, over objection of faculty
committee, refusing to purchase three novels for classroom use
and prohibiting their assignment as supplementary reading).
27
Because we conclude that the selection of curricular
materials by the Board is clearly government speech based on the
principles applied by the Supreme Court in Rust, Rosenberger,
Forbes, Finley, and ALA, we need not adopt this multi-factor test
in order to resolve this dispute. However, we note that the
application of the test in this case produces a result consistent
with our conclusion. The district court found that the “central
purpose,” “editorial control,” and “ultimate responsibility”
factors all weighed in favor of finding that the use and
selection of textbooks in public schools constitutes government
speech. The district court found that only the “literal speaker”
factor weighed in favor of finding that the use of the textbook
was the private speech of Chiras. Nonetheless, the district
concluded on the basis of this single factor that the speech in
the case was not government speech, but rather private speech
which bears the imprimatur of the government.
By giving the “literal speaker” factor determinative weight,
the district court runs afoul of the admonition by the Supreme
Court that the government may “regulate the content of what is or
is not expressed when it is the speaker or when it enlists
private entities to convey its own message.” Rosenberger, 515
U.S. at 833 (emphasis added). If the “literal speaker” factor
28
were enough on its own to outweigh the government’s purpose,
responsibility, and editorial control, the government could never
enlist a private entity to convey its own message, an outcome
inconsistent with settled law. Because the Board exercises
“editorial control” and “ultimate responsibility” over the
selection of textbooks and serves the “central purpose” of
promoting the state’s message as required by statute, the Tenth
Circuit’s four-factor test weighs heavily in favor of concluding
that the selection and use of textbooks by the Board is
government speech.31
Because we conclude that the Board’s selection of textbooks
is government speech, Hazelwood does not apply, and there is no
31
This conclusion is, again, consistent with the approach of
the Ninth Circuit in Downs v. Los Angeles Unified School
District, 228 F.3d 1003, 1011-12 (9th Cir. 2000). In that
case, the court applied an “actual responsibility” test, and
because “the school district and the school board were in fact
responsible for 1) the recognition of Gay and Lesbian
Awareness month and 2) the content of bulletin boards through
school principals’ oversight,” the court distinguished Downs’
claims from other cases, like Hazelwood, involving student
publications. Id. The court concluded that the school board
had not opened a forum for private speech which might bear the
imprimatur of the school, and instead that the bulletin boards
constituted government speech, because the boards “served as
an expressive vehicle for the school boards’ policy....” Id.
at 1012. The same is true in this case. The SBOE bears
“actual responsibility” both for setting the state’s education
policy and for implementing that policy by selecting
appropriate textbooks.
29
forum to which Chiras might assert a right of access under the
First Amendment.
B.
Our conclusion that the SBOE’s selection and use of
textbooks in public school classrooms is government speech and
not a forum for First Amendment purposes means only that
Appellant Chiras may not assert a cognizable right of access to
the approved list of textbooks. The conclusion that no forum
exists in this case does not necessarily preclude, however,
Appellant Rodriguez’s asserted right as a student to receive the
information in Chiras’ textbook from the school. Therefore, the
second question we must answer is whether Appellant Rodriguez
alleged a violation by the SBOE of her First Amendment rights as
a student when it declined to place Chiras’ textbook on the
conforming or nonconforming lists.
Appellants’ primary claim to support for a student’s right
to receive information is the Supreme Court’s decision in Board
of Education v. Pico, 457 U.S. 853 (1982). In that case, the
Court addressed the decision of a school board to remove certain
books it found objectionable from a school library. The Court,
in a plurality opinion authored by Justice Brennan, concluded
that a student may assert a cognizable right to receive ideas,
30
which restricts the ability of the school to exercise discretion
over the materials removed from the school library. See id. at
867-68.32 However, the Court carefully circumscribed that
potential right, acknowledging that the case “does not involve
textbooks” and that the Court’s conclusion “does not intrude into
the classroom, or into the compulsory courses taught there.” Id.
at 862. Indeed, the Court readily admitted that a school board
“might well defend their claim of absolute discretion in matters
of curriculum by reliance upon their duty to inculcate community
32
As this court noted in Muir v. Alabama Educ. Television
Comm’n, the opinions of the Justices in Pico are highly
fractured. See 688 F.2d 1033, 1045 n. 30 (5th Cir. 1982). A
majority of the Justices did not join any single opinion. The
plurality opinion was joined by Justices Marshall and Stevens.
Justice Blackmun concurred in part, but dissented from the
plurality’s conclusion that the “right to receive information”
imposes a duty upon the state to provide information or ideas.
See Pico, 457 U.S. at 878-79 (Blackmun, J., concurring in
part). Chief Justice Burger and Justices Powell, Rehnquist,
and O’Connor all dissent, agreeing with Justice Blackmun that
there is no duty imposed on the state to provide continuing
access to particular books. Id. at 888-89 (Burger, C.J.,
dissenting). Justice White concurred in the judgment of the
Court on the narrowest grounds, concluding that the factual
support for summary judgment was lacking, and that the case
should be remanded for further factual development. Id. at
883-84 (White, J., concurring). As a result, this court
concluded in Muir that Pico has no precedential value as to
the application of First Amendment principles to the school’s
decision to remove the books from the library. Muir, 688 F.2d
at 1045 n.30 (citing Marks v. United States, 430 U.S. 188,
192-93 (1977); Gregg v. Georgia, 428 U.S. 153, 169 n.15
(1976)). Indeed, Chief Justice Burger noted in his dissent
that the Court’s decision contained no binding holding. Pico,
457 U.S. at 886 n. 2 (Burger, C.J., dissenting).
31
values.” Id. at 869 (emphasis in original); see also Mark G.
Yudof, Personal Speech and Government Expression, 38 Case W. Res.
L. Rev. 671, 683 (1987) (“If the expression is governmental and
not personal, students generally may not interfere with the
school’s articulation of its own education messages. They do not
have a constitutional right to add or delete a course from the
curriculum, alter the teacher’s lesson plan, or scrutinize the
school district’s choice of textbooks.”). Because Pico addressed
the removal of an optional book from the school library, not the
selection of a textbook for use in the classroom, we decline to
apply Pico to the facts before us.
Even if we were to assume arguendo that the students’ right
to receive knowledge recognized by Justice Brennan’s plurality
opinion in Pico controlled our decision in this case, the Board’s
decision to exclude Chiras’ textbook from the conforming and
nonconforming lists is firmly within the scope of its discretion.
Justice Brennan states in Pico:
Petitioners rightly possess significant discretion to
determine the content of their school libraries. But
that discretion may not be exercised in a narrowly
partisan or political manner. If a Democratic school
board, motivated by party affiliation, ordered the
removal of all books written by or in favor of
Republicans, few would doubt that the order violated
the constitutional rights of the students.... The
same conclusion would surely apply if an all-white
school board, motivated by racial animus, decided to
32
remove all books authored by blacks or advocating
racial equality and integration.
Id. at 870-71. Justice Rehnquist was willing to “cheerfully
concede” this principle in his dissent. Id. at 907 (Rehnquist,
J., dissenting). Whether a decision to exclude content is
“narrowly partisan or political,” in turn, “depends upon the
motivation behind [the school officials’] actions.” Id. at 871.
Appellants, however, fail to plead any specific facts which
demonstrate that the SBOE’s decision was motivated by “narrowly
partisan or political” considerations. Although ten of the SBOE
members voted against approval of Chiras’ textbook, Appellants
have identified only three comments by Board members which they
allege demonstrate their claims. Moreover, only one of these
comments refers specifically to Chiras’ textbook. Appellants
allege that Appellee McLeroy wrote an article published on the
CSE website in which he suggested that the SBOE rejected Chiras’
textbook because it was based on a “false premise” and that the
textbook’s “claim that the root cause of environmental problems
is economic growth is simply wrong.” While there may be
political controversy surrounding environmental issues,
Appellants offer no facts to suggest that McLeroy’s comments were
based on partisan, rather than scientific disagreement.
33
Of the other two comments alleged by Appellants, neither
actually refers to Chiras’ textbook. The Austin American-
Statesman reported that Appellee Shore told the newspaper that
“[t]he oil and gas industry should be consulted” regarding
passage of proposed environmental science textbooks, because
“[w]e [the oil and gas industry] always get a raw deal.” The
Dallas Morning News reported that David Bradley told the
newspaper that the Board was “seeing a change in the attitude of
publishers. They are starting to work with conservative groups
and textbook critics ... who more accurately reflect the
viewpoint of most Texans. I really think the pendulum is
swinging back to a more traditional, conservative value system in
our schools.” Neither comment suggests that the motivation for
rejecting Chiras’ textbook was “narrowly partisan or political.”
The SBOE may permissibly exercise a wide degree of
discretion in performing its traditional function of selecting a
curriculum which promotes the state’s chosen educational policy.
In doing so, it will necessarily reject some instructional
material to which some students may desire to have access.
Nonetheless, where the Board is selecting textbooks for use in
the classroom, students have no constitutional right to compel
the Board to select materials of their choosing. As a result,
34
Appellant Rodriguez has no cognizable right to compel the Board
to place Chiras’ textbook on the approved list of textbooks.
IV.
We affirm the district court’s judgment dismissing
Appellants’ First Amendment claims, although we do so on
different grounds. First, the selection of textbooks by the
state for use in public school classrooms is government speech,
and is not subject to the forum analysis of Hazelwood or the
viewpoint neutrality requirement. As a result, there is no forum
to which Appellant Chiras can claim a right of access. Second,
even assuming that public school students possess a cognizable
right to receive information, that right does not extend to the
selection of textbooks for use in the classroom. Because we
conclude that Appellant Chiras has not stated a claim as a
textbook author to access the Board’s list of approved textbooks
and Appellant Rodriguez has not stated a claim as a student to
compel the Board to select textbooks of her choosing, we affirm
the district court’s judgment in favor of Appellees.
AFFIRMED.
35