PD-1230-14
COURT OF CRIMINAL APPEALS
February 6, 2015 AUSTIN, TEXAS
Transmitted 2/4/2015 1:23:18 AM
Accepted 2/6/2015 8:37:45 AM
ABEL ACOSTA
COURT OF CRIMINAL APPEALS CLERK
PD-1230-14
Chad William Murray, Appellant,
v.
State of Texas, Appellee.
On Discretionary Review from No. 07-13-00356-CR
Seventh Court of Appeals, Amarillo
On Appeal from No. M0187-11
66th Judicial District Court, Hill County
Appellant’s Brief
Michael Mowla
445 E. FM 1382 #3-718
Cedar Hill, Texas 75104
Phone: 972-795-2401
Fax: 972-692-6636
michael@mowlalaw.com
Texas Bar No. 24048680
Attorney for Appellant
ORAL ARGUMENT NOT PERMITTED BY THE COURT
I. Identity of Parties, Counsel, and Judges
Chad William Murray, Appellant.
Michael Mowla, Attorney for Appellant on Discretionary Review, 445 E. FM
1382 #3-718, Cedar Hill, Texas 75104, phone 972-795-2401, fax 972-692-6636,
email michael@mowlalaw.com.
Mark T. Lassiter, Attorney for Appellant at Trial and on Direct Appeal, 3500
Maple Avenue Suite 400, Dallas, Texas 75219, phone (214) 845-7007, fax (214)
845-7006, email mark@lassiterlawoffice.com.
State of Texas, Appellee.
David Holmes, Hill County Attorney, Attorney for Appellee, P.O. Box 253
Hillsboro, TX 76645-2353, phone 254-582-4047, fax 254-582-4013.
Lisa McMinn, State Prosecuting Attorney, Attorney for Appellee, P.O. Box
13046, Austin, Texas 78711-3046, phone 512-463-1660, fax 512-463-5724, email
Lisa.McMinn@spa.texas.gov.
John Messinger, Assistant State Prosecuting Attorney, Attorney for Appellee,
P.O. Box 13046, Austin, Texas 78711-3046, phone 512-463-1660, fax 512-463-
5724, email john.messinger@spa.state.tx.us.
Bob McGregor, Jr., Presiding Judge (during trial), 66th Judicial District
Court, Hill County, P.O. Box 284, Hillsboro, Texas 76645-0284, phone 254-582-
4045, fax 254-582-4010.
Lee Harris, Presiding Judge (present), 66th Judicial District Court, Hill
County, P.O. Box 284, Hillsboro, Texas 76645-0284, phone 254-582-4045, fax
254-582-4010.
Page 2 of 47
II. Table of Contents
I. Identity of Parties, Counsel, and Judges ..........................................................2
II. Table of Contents .............................................................................................3
III. Table of Authorities .........................................................................................6
IV. Appendix Index ...............................................................................................9
V. Statement of the Case and Procedural History ..............................................10
VI. Statement Regarding Oral Argument ............................................................12
VII. Issues Presented .............................................................................................13
VIII. Facts ...............................................................................................................14
IX. Summary of the Arguments ...........................................................................16
X. Argument .......................................................................................................17
1. Appellant’s First Issue: Because the Court of Appeals acquitted
Appellant for the DWI conviction, a result that is the
“functional equivalent of an acquittal,” Appellant’s
constitutional rights against double jeopardy under the Fifth and
Fourteenth Amendments would be violated if this Court
reverses the judgment and opinion of the Seventh Court of
Appeals. .........................................................................................................17
i. Introduction .........................................................................................17
ii. Appellant may raise this issue for the first time before
this Court because: (1) of the fundamental nature of
double jeopardy protections; and (2) logically Appellant
could not have raised this issue in the Court of Appeals
since it is the opinion and judgment of the Court of
Appeals that acquitted him. .................................................................18
iii. The double jeopardy clause of the Fifth Amendment
protects Appellant from a retrial on this case, any
postacquittal factfinding or other proceeding by any
court, or reinstatement of the Judgment of Conviction by
Jury and sentence because the opinion and judgment of
the Court of Appeals is the “functional equivalent of an
acquittal.” ............................................................................................18
iv. Conclusion ...........................................................................................23
Page 3 of 47
2. Response to State’s Issue: The State’s question for review
presumes that a person who is passed out behind the wheel of a
running vehicle while parked is “operating” the vehicle.
However, this Court should conclude that in order to “operate”
a vehicle for purposes of the DWI statutes, approximately at the
same time the person is intoxicated, the person must move or
attempt to move the vehicle in a public place. Further, the
Court of Appeals did not err when it found that the evidence
was legally insufficient to prove that Appellant committed
Driving While Intoxicated. ............................................................................25
i. Introduction .........................................................................................25
ii. Standard of review for legal sufficiency under the
Jackson v. Virginia and Brooks standard ............................................26
iii. 160 years of Supreme Court precedent provides that the
law does not presume that Appellant was engaged in
criminal activity merely because Appellant was asleep in
his vehicle on a cold January night while parked on
private property. ..................................................................................29
iv. The opinion of the Court of Appeals is correct because it
considered all the evidence presented against Appellant
in the light most favorable to the verdict. Further, for
purposes of the DWI statutes, the test for “operating” a
vehicle should be that approximately at the same time the
person was intoxicated, the person moved or attempted to
move the vehicle in a public place. .....................................................31
v. A review of the rulings from the courts of some other
states show that they also generally require that in order
to “operate” a vehicle for purposes of the DWI statutes,
approximately at the same time the person is intoxicated,
the person must move or attempt to move the vehicle in a
public place. ........................................................................................36
vi. The Court of Appeals did not err when it found that the
evidence was legally insufficient to prove that Appellant
committed Driving While Intoxicated. ...............................................41
vii. This Court should adopt the proposed definition of
“operating” because Texas public policy should favor
allowing intoxicated persons to “sleep it off” in their
Page 4 of 47
vehicles if they are unable to safely seek shelter without
driving, which clearly is the “lesser of three evils” when
compared to: (1) attempting to drive while intoxicated; or
(2) exposing themselves to the dangers of the elements or
being in the open without the shelter of their vehicles. ......................43
viii. Conclusion ...........................................................................................45
XI. Conclusion and Prayer ...................................................................................46
XII. Certificate of Service .....................................................................................46
XIII. Certificate of Compliance with Tex. Rule App. Proc. 9.4 ............................47
Page 5 of 47
III. Table of Authorities
Cases
Adames v. State, 353 S.W.3d 854 (Tex. Crim. App. 2011) .............................. 28, 43
Allen v. State, 651 S.W.2d 267 (Tex. Crim. App. 1983) .........................................27
Arizona v. Rumsey, 467 U.S. 203 (1984) .................................................................22
Atkinson v. State, 627 A.2d 1019 (Md. 1993)................................................... 37, 38
Barton v. State, 882 S.W.2d 456 (Tex. App. Dallas 1994, no pet.) ................. 34, 42
Benavidez v. State, 323 S.W.3d 179 (Tex. Crim. App. 2010) .................................20
Benton v. Maryland, 395 U.S. 784 (1969) ...............................................................19
Boston v. Lecraw, 58 U.S. 426 (1855) .....................................................................29
Carrizales v. State, 414 S.W.3d 737 (Tex. Crim. App. 2013).......................... 26, 42
Conner v. State, 67 S.W.3d 192 (Tex. Crim. App. 2001)........................................28
Crist v. Bretz, 437 U.S. 28 (1978)............................................................................19
Delay v. State, 443 S.W.3d 909 (Tex. Crim. App. 2014) ........................................29
Denton v. State, 911 S.W.2d 388 (Tex. Crim. App. 1995) ............................... 32, 33
Dornbusch v. State, 262 S.W.3d 432 (Tex. App. Fort Worth 2008, no
pet.) ................................................................................................................41
Evans v. Michigan, 133 S.Ct. 1069 (2013) ..............................................................21
Fong Foo v. United States, 369 U.S. 141 (1962).....................................................21
Foster v. State, 635 S.W.2d 710 (Tex. Crim. App. 1982) .......................................27
Gollihar v. State, 46 S.W.3d 243 (Tex. Crim. App. 2001) ......................................28
Gonzalez v. State, 8 S.W.3d 640 (Tex. Crim. App. 2000) .......................................18
Hearne v. State, 80 S.W.3d 677 (Tex. App. Houston [1st Dist.] 2002,
no pet.) ...........................................................................................................42
Hernandez v. State, 773 S.W.2d 761 (Tex. App. San Antonio 1989, no
pet.) ................................................................................................................42
Hudson v. United States, 522 U.S. 93 (1997) ..........................................................27
Isassi v. State, 330 S.W.3d 633 (Tex. Crim. App. 2010) ................................. 28, 43
Jackson v. Virginia, 443 U.S. 307 (1979) ........................................................ passim
Johnson v. State, 364 S.W.3d 292 (Tex. Crim. App. 2012) ....................................28
Page 6 of 47
Kirsch v. State, 357 S.W.3d 645 (Tex. Crim. App. 2012) ................................ 32, 33
Langs v. State, 183 S.W.3d 680 (Tex. Crim. App. 2006) ........................................19
Laster v. State, 275 S.W.3d 512 (Tex. Crim. App. 2009) .................... 26, 27, 29, 42
Martinez v. Illinois, 134 S.Ct. 2070 (2014) ...................................................... 20, 23
McFarland v. State, 930 S.W.2d 99 (Tex. Crim. App. 1996) .................................27
Moreno v. State, 294 S.W.3d 594 (Tex. Crim. App. 2009) .....................................20
Murray v. State, 440 S.W.3d 927 (Tex. App. Amarillo 2014) ........................ passim
Narvaiz v. State, 840 S.W.2d 415 (Tex. Crim. App. 1992) .....................................27
North Carolina v. Pearce, 395 U.S. 711 (1969) ......................................................19
Ortiz v. State, 577 S.W.2d 246 (Tex. Crim. App. 1979) .........................................27
Piaskowski v. Bett, 256 F.3d 687 (7th Cir. 2001) ....................................................22
Pope v. State, 802 S.W.2d 418 (Tex. App. Austin 1991, no pet.) ...........................42
Powell v. State, 194 S.W.3d 503 (Tex. Crim. App. 2006) ......................................28
Prible v. State, 175 S.W.3d 724 (Tex. Crim. App. 2005)................................. 26, 42
Reddie v. State, 736 S.W.2d 923 (Tex. App. San Antonio 1987, pet.
ref.) .......................................................................................................... 35, 36
Reynolds v. State, 744 S.W.2d 156 (Tex. App. Amarillo 1987, pet.
ref.) .................................................................................................................41
Sanabria v. United States, 437 U.S. 54 (1977) ........................................................21
Serfass v. United States, 420 U.S. 377 (1975) .........................................................20
Smalis v. Pennsylvania, 476 U.S. 140 (1986)..........................................................19
Smith v. Massachusetts, 543 U.S. 462 (2005) .................................................. 19, 22
Sorrells v. State, 343 S.W.3d 152 (Tex. Crim. App. 2011) .....................................28
State v. Daly, 313 A.2d 194 (N.J. 1973) ..................................................................39
State v. Proctor, 841 S.W.2d 1 (Tex. Crim. App. 1992) .........................................19
State v. Zavala, 666 P.2d 456 (Ariz. 1983)..............................................................40
Thurston Motor Lines, Inc. v. Jordan K. Rand, Ltd., 460 U.S. 533
(1983) .............................................................................................................30
United States v. Ball, 163 U.S. 662 (1896) ..............................................................21
United States v. Black Lance, 454 F.3d 922 (8th Cir. 2006) ...................................23
Page 7 of 47
United States v. Hunt, 212 F.3d 539 (10th Cir. 2000) .............................................23
United States v. Lynch, 162 F.3d 732 (2d Cir. 1998) ..............................................22
United States v. Martin Linen Supply Co., 430 U.S. 564 (1977) ............................20
United States v. Scott, 437 U.S. 82 (1978) ..............................................................22
Winfrey v. State, 393 S.W.3d 763 (Tex. Crim. App. 2013) .....................................28
Wise v. State, 364 S.W.3d 900 (Tex. Crim. App. 2012) ............................. 26, 29, 42
Statutes
Md. Transportation Code § 21-902 (1992) ..............................................................37
Tex. Code Crim. Proc. Art. 44.25 (2015) ................................................................27
Tex. Code Crim. Proc. Arts. 1.10 & 1.11 (2015) ....................................................20
Tex. Pen. Code § 49.04 (2011) ................................................................... 11, 32, 42
Other Authorities
NHTSA’s 2012 Motor Vehicle Crashes: Overview, http://www-
nrd.nhtsa.dot.gov/Pubs/811856.pdf ...............................................................43
Rules
Tex. Rule App. Proc. 43.2 (2015) ..................................................................... 23, 27
Tex. Rule App. Proc. 68.11 (2015) ..........................................................................46
Tex. Rule App. Proc. 68.4 (2015) ............................................................................12
Tex. Rule App. Proc. 9.4 (2015) ..............................................................................47
Constitutional Provisions
U.S. Const. Amend. V................................................................................. 19, 26, 27
U.S. Const. Amend. XIV ............................................................................ 19, 26, 27
Page 8 of 47
IV. Appendix Index
Appendix 1: Judgment and Opinion of the Court of Appeals in Murray v. State,
440 S.W.3d 927 (Tex. App. Amarillo 2014)
Page 9 of 47
To The Honorable Judges of the Court of Criminal Appeals:
Appellant Chad William Murray respectfully submits this Brief:
V. Statement of the Case and Procedural History
This case arises out of the judgment and opinion of the Seventh Court of
Appeals in Murray v. State, 440 S.W.3d 927 (Tex. App. Amarillo 2014) (See
Appendix 1), in which the Court of Appeals reversed the Judgment of Conviction
by Jury and sentence for Driving While Intoxicated imposed on Appellant, and
rendered a judgment of acquittal. In its Brief, the State poses the following
question to the Court: “Is a driver who is passed out behind the wheel of a running
vehicle ‘operating’ it for the purposes of DWI?” State’s Brief, p. 2.
However, as Appellant will show, because the Court of Appeals acquitted
Appellant for the DWI conviction, a result that is the “functional equivalent of an
acquittal,” Appellant’s constitutional rights against double jeopardy under the Fifth
and Fourteenth Amendments would be violated if this Court reverses the judgment
and opinion of the Seventh Court of Appeals.
In the alternative, Appellant will show that the State’s question for review
presumes that a person who is passed out behind the wheel of a running vehicle
while parked is “operating” the vehicle. However, Appellant will show that this
Court should conclude that in order to “operate” a vehicle for purposes of the DWI
statutes, approximately at the same time the person is intoxicated, the person must
Page 10 of 47
move or attempt to move the vehicle in a public place. And as a result, the Court
of Appeals did not err when it found that the evidence was legally insufficient to
prove that Appellant committed Driving While Intoxicated.
On September 9, 2013, in the 66th Judicial District Court of Hill County,
under Cause Number M0187-11, Appellant was convicted by a jury of Driving
While Intoxicated, second offense (class A misdemeanor). (CR, 67-68)1; See Tex.
Pen. Code § 49.04 (2011). On the same day, Appellant was sentenced to one year
in the county jail, but his sentence was suspended, and he was placed on
community supervision for a period of two years. (CR, 67-68).
Appellant appealed the Judgment of Conviction by Jury and sentence to the
Seventh Court of Appeals. On June 26, 2014, the Court of Appeals reversed the
Judgment of Conviction by Jury and sentence for Driving While Intoxicated
imposed on Appellant, and rendered a judgment of acquittal. Murray v. State, 440
S.W.3d 927 (Tex. App. Amarillo 2014).
The State filed a petition for discretionary review, which was granted on
November 19, 2014. On December 18, 2014, the State filed its Brief on the Merits.
Appellant now responds with his Brief.
1
The Clerk’s Record, which is comprised of a single volume and a sealed volume, is referenced
throughout this Brief as “CR” followed by the page number of the Clerk’s Record. The
Reporter’s Record, which is comprised of three volumes, is referenced throughout this Brief as
“RR” followed by the volume number and page number.
Page 11 of 47
VI. Statement Regarding Oral Argument
In this Court’s November 19, 2014 notice in which it granted the State’s
petition for discretionary review, the Court announced that oral argument will not
be permitted. See Tex. Rule App. Proc. 68.4(c) (2015). However, should this
Court determine that its decisional process will be significantly aided by oral
argument, undersigned counsel will be honored to present oral argument.
Page 12 of 47
VII. Issues Presented
Appellant’s First Issue: Because the Court of Appeals acquitted Appellant for the
DWI conviction, a result that is the “functional equivalent of an acquittal,”
Appellant’s constitutional rights against double jeopardy under the Fifth and
Fourteenth Amendments would be violated if this Court reverses the judgment and
opinion of the Seventh Court of Appeals.
Response to State’s Issue: The State’s question for review presumes that a person
who is passed out behind the wheel of a running vehicle while parked is
“operating” the vehicle. However, this Court should conclude that in order to
“operate” a vehicle for purposes of the DWI statutes, approximately at the same
time the person is intoxicated, the person must move or attempt to move the vehicle
in a public place. Further, the Court of Appeals did not err when it found that the
evidence was legally insufficient to prove that Appellant committed Driving While
Intoxicated.
Page 13 of 47
VIII. Facts
The findings of fact by the Court of Appeals are supported by the record on
appeal: a Texas trooper found Appellant “alone, reclining, asleep in the seat of his
pickup in the cold early hours of a January morning (January 16, 2011).” (RR2,
6); Murray, Id. at 928. The vehicle was parked on a private drive near a fireworks
stand with its radio on. Murray, Id. at 928. The trooper described the vehicle as
“...pulled off the roadway and kind of like in a little driveway. There was a
fireworks stand there that had just been broken into a couple of weeks before that,
and he was parked in the driveway of that location...” (RR2, 7). The trooper
clarified his answers as follows when questioned by the State:
Question: Would that be considered a public place where the vehicle
was parked?
Answer: Not in that driveway, it wouldn’t. That was private property.
(RR2, 7). A portion of the vehicle remained on a shoulder adjacent to the
roadway, but no part of the vehicle was on the roadway. Murray, Id. at 928.
Although the vehicle’s motor was running, its transmission was in “park” mode.
Murray, Id. at 929; (RR2, 8).
There were no containers containing alcoholic substances found in or around
the vehicle. Murray, Id. at 929. There was no evidence showing how long
Appellant was inside the vehicle. Id. There was no evidence showing how long the
vehicle was parked at its location. Id. There was no evidence even showing
Page 14 of 47
whether Appellant was the one who drove the vehicle to its location. Id. The
trooper who first encountered and awoke Appellant acknowledged that Appellant
was not operating the vehicle in his presence. Id. The same trooper also testified
that: (1) a sleeping person is not operating a vehicle; and (2) he did not know if
Appellant had consumed beer at the scene or elsewhere. Id. There was no
evidence showing whether Appellant owned or was in some way affiliated with the
fireworks stand. Id. There was no evidence showing whether Appellant began
ingesting alcoholic substances at a location near the fireworks stand. Id. Finally,
there was no evidence showing whether establishments existed nearby where
intoxicating substances could be purchased. Id.
Page 15 of 47
IX. Summary of the Arguments
Appellant will first argue that because the Court of Appeals acquitted
Appellant for the DWI conviction, a result that is the “functional equivalent of an
acquittal,” Appellant’s constitutional rights against double jeopardy under the Fifth
and Fourteenth Amendments would be violated if this Court reverses the judgment
and opinion of the Seventh Court of Appeals. As a result, Appellant will ask this
Court to affirm the opinion and judgment of the Court of Appeals.
Second, in response to the State’s issue, Appellant will argue that the State’s
question for review presumes that a person who is passed out behind the wheel of a
running vehicle while parked is “operating” the vehicle. However, this Court
should conclude that in order to “operate” a vehicle for purposes of the DWI
statutes, approximately at the same time the person is intoxicated, the person must
move or attempt to move the vehicle in a public place. Thus, the Court of Appeals
did not err when it found that the evidence was legally insufficient to prove that
Appellant committed Driving While Intoxicated. As a result, Appellant will ask
this Court to affirm the opinion and judgment of the Court of Appeals.
Page 16 of 47
X. Argument
1. Appellant’s First Issue: Because the Court of Appeals acquitted
Appellant for the DWI conviction, a result that is the “functional
equivalent of an acquittal,” Appellant’s constitutional rights against
double jeopardy under the Fifth and Fourteenth Amendments would be
violated if this Court reverses the judgment and opinion of the Seventh
Court of Appeals.
i. Introduction
The Court of Appeals acquitted Appellant for the DWI conviction. This is
the “functional equivalent of an acquittal.” Thus, Appellant’s constitutional rights
against double jeopardy under the Fifth and Fourteenth Amendments would be
violated if this Court reverses the judgment and opinion of the Seventh Court of
Appeals because any such reversal would presumably reinstate the Judgment of
Conviction by Jury and sentence after Appellant was acquitted by the Court of
Appeals. And even if such reversal does not reinstate the Judgment of Conviction
by Jury and sentence and instead remands the case back to the Court of Appeals or
the trial court, because there would be “postacquittal factfinding proceedings going
to guilt or innocence,” the double jeopardy clause is still violated.
As a result, this Court should affirm the opinion and judgment of the Court
of Appeals. The State should not get “another shot” at Appellant merely because
the State failed to present legally sufficient evidence at trial.
Page 17 of 47
ii. Appellant may raise this issue for the first time before this Court
because: (1) of the fundamental nature of double jeopardy
protections; and (2) logically Appellant could not have raised this
issue in the Court of Appeals since it is the opinion and judgment
of the Court of Appeals that acquitted him.
Generally, due to the “fundamental nature of double jeopardy protections,”
an appellant may raise a claim of double jeopardy for the first time on appeal
provided that: (1) the undisputed facts show the double jeopardy violation is
clearly apparent on the face of the record; and (2) enforcement of the usual rules of
procedural default would serve no legitimate state interests. See Gonzalez v. State,
8 S.W.3d 640, 643 (Tex. Crim. App. 2000). In the case before this Court, the
record is clear that double jeopardy had already attached when the Court of
Appeals reversed the Judgment of Conviction by Jury and sentence for Driving
While Intoxicated imposed on Appellant, and rendered a judgment of acquittal.
Further, procedural default does not apply here because logically Appellant could
not have raised this issue in the Court of Appeals since it is the opinion and
judgment of the Court of Appeals that acquitted him. And, it is the State that filed
for discretionary review, not Appellant. As a result, Appellant properly raises this
issue for the first time in this Brief.
iii. The double jeopardy clause of the Fifth Amendment protects
Appellant from a retrial on this case, any postacquittal factfinding
or other proceeding by any court, or reinstatement of the
Judgment of Conviction by Jury and sentence because the opinion
Page 18 of 47
and judgment of the Court of Appeals is the “functional
equivalent of an acquittal.”
The Fifth Amendment of the United States Constitution provides that no
person shall be put in jeopardy of life or liberty twice for the same offense. U.S.
Const. Amend. V; see North Carolina v. Pearce, 395 U.S. 711, 717 (1969) and
Benton v. Maryland, 395 U.S. 784, 794 (1969). This protection includes the
fundamental requirement that a defendant cannot be subjected to “postacquittal
factfinding proceedings going to guilt or innocence.” See Smith v. Massachusetts,
543 U.S. 462, 467 (2005) and Smalis v. Pennsylvania, 476 U.S. 140, 145 (1986).
And, the Fourteenth Amendment’s Due Process Clause extends the protections of
the Double Jeopardy Clause of the Fifth Amendment to state prosecutions.
See Benton, 395 U.S. at 794; U.S. Const. Amend. XIV. Finally, there are three
distinct types of double jeopardy claims: (1) a second prosecution for the same
offense after acquittal; (2) a second prosecution for the same offense after
conviction; and (3) multiple punishments for the same offense. See Langs v. State,
183 S.W.3d 680, 685 (Tex. Crim. App. 2006).
Next, jeopardy attached in Appellant’s case when the jury was empanelled
and sworn. See Crist v. Bretz, 437 U.S. 28, 37-38 (1978); State v. Proctor, 841
S.W.2d 1, 4 (Tex. Crim. App. 1992). The protection provided by the double
jeopardy clause cannot be invoked unless jeopardy actually attached in a former
proceeding, but in Appellant’s case, jeopardy attached. Serfass v. United States,
Page 19 of 47
420 U.S. 377, 391-394 (1975).
When determining whether an acquittal occurred for the purposes of
double jeopardy, a court must examine whether the “acquittal” (regardless of how
the “acquittal” is referred to)...”...actually represent[ed] a resolution, correct or not,
of some or all of the factual elements of the offense charged.” United States v.
Martin Linen Supply Co., 430 U.S. 564, 571 (1977); Benavidez v. State, 323
S.W.3d 179, 181 (Tex. Crim. App. 2010) (A reviewing court may enter a judgment
of acquittal if the trial court’s ruling amounts to a de facto but unacknowledged
acquittal, or the reviewing court finds that the evidence is insufficient to support
the conviction). In other words, an acquittal occurs if the judgment “...resolved any
of the ultimate elements in the defense.” Moreno v. State, 294 S.W.3d 594, 600
(Tex. Crim. App. 2009); see also, e.g., Tex. Code Crim. Proc. Arts. 1.10 & 1.11
(2015) (Defendant is also protected by these provisions of the Texas Code of
Criminal Procedure, which provide that no person shall be put in jeopardy of life or
liberty twice for the same offense.).
The Supreme Court of the United States recently addressed double jeopardy
and acquittals in Martinez v. Illinois, 134 S.Ct. 2070 (2014). Although in Martinez
the acquittal was ordered by the trial court, the concept is the same regardless of
when a court renders a verdict of acquittal. The Supreme Court found that its
“...cases have defined an acquittal to encompass any ruling that the
Page 20 of 47
prosecution’s proof is insufficient to establish criminal liability for an
offense.” Id. at 2076 (emphasis added); citing Evans v. Michigan, 133 S.Ct. 1069,
1071 (2013).
The opinion and judgment of the Court of Appeals is clearly a “ruling” that
the state’s proof was insufficient to establish Appellant’s liability for DWI. See
Martinez, Id. at 2076. The Supreme Court does not differentiate between
acquittals that occur at the trial court level or the appellate court level. In other
words, regardless of when a court makes a “ruling” that the state’s proof was
insufficient to establish Appellant’s liability, “an acquittal is an acquittal.” This
concept dates back over 100 years, as in United States v. Ball, 163 U.S. 662, 671
(1896), the Supreme Court held,
“As to the defendant who had been acquitted by the verdict duly
returned and received, the court could take no other action than to
order his discharge. The verdict of acquittal was final, and could not
be reviewed, on error or otherwise, without putting him twice in
jeopardy, and thereby violating the Constitution. However it may be
in England, in this country a verdict of acquittal, although not
followed by any judgment, is a bar to a subsequent prosecution for the
same offence.” (internal citations omitted).
Numerous other cases hold the same: retrial or further consideration of the case
following any court-decreed acquittal is barred even if the acquittal is “based upon
an egregiously erroneous foundation.” See Fong Foo v. United States, 369 U.S.
141, 143 (1962); Sanabria v. United States, 437 U.S. 54, 68-69 (1977) (“That ‘[a]
verdict of acquittal...[may] not be reviewed...without putting [the defendant] twice
Page 21 of 47
in jeopardy, and thereby violating the Constitution,’ has....been described as ‘the
most fundamental rule in the history of double jeopardy jurisprudence.’”); Smith,
543 U.S. at 473 (Mistaken understanding of what evidence would suffice to sustain
a conviction); Arizona v. Rumsey, 467 U.S. 203, 211 (1984) (Reliance on an error
of law did not change the double jeopardy effects of the judgment that amounted to
an acquittal on the merits).
And as the Supreme Court held in United States v. Scott, 437 U.S. 82, 91
(1978), a verdict of acquittal is not the same as a reversal due to procedural rulings,
which lead to dismissals or mistrials on a basis unrelated to factual guilt or
innocence. Rather, acquittals are substantive rulings that conclude proceedings
absolutely, and thus implicate double jeopardy. Further, “a verdict of acquittal
cannot be reviewed, on error or otherwise, without putting a defendant twice in
jeopardy, and thereby violating the Constitution.” Id. at 90.
Many other courts have ruled essentially that “an acquittal is an acquittal.”
and when any court acquits a defendant, this amounts to the functional equivalent
of an acquittal, and the double jeopardy clause of the Fifth Amendment bars a
retrial or reconsideration of the case. See, e.g., Piaskowski v. Bett, 256 F.3d 687,
694 (7th Cir. 2001) (Double jeopardy bars a retrial because the court’s holding that
the evidence was insufficient acted as a “functional equivalent of
an acquittal.”); United States v. Lynch, 162 F.3d 732, 735 (2d Cir. 1998) (Double
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jeopardy bars the government to appeal an acquittal because government failed to
prove facts sufficient to establish element of charge); United States v. Black Lance,
454 F.3d 922, 924-925 (8th Cir. 2006) (Double jeopardy bars any further
consideration of the case because the trial court’s dismissal with prejudice was
functional equivalent of acquittal, not a mistrial); United States v. Hunt, 212 F.3d
539, 543-544 (10th Cir. 2000) (Double jeopardy bars the government’s appeal of
an acquittal because government failed to prove facts sufficient to establish
elements of charge).
Like in Martinez and the other cases cited above, the Court of Appeals
clearly made a “ruling” that acquitted Appellant. And like in Martinez, the Court
of Appeals entered a “textbook acquittal” in Appellant’s case, which was “a
finding that the State’s evidence cannot support a conviction.” Martinez, Id. at
2076. The Court of Appeals is empowered to do just what it did: to reverse the
trial court’s judgment in whole or in part and render the judgment that the trial
court should have rendered, which is for an acquittal. See Tex. Rule App. Proc.
43.2(c) (2015).
iv. Conclusion
Because the Court of Appeals acquitted Appellant for the DWI conviction, a
result that is the “functional equivalent of an acquittal,” Appellant’s constitutional
rights against double jeopardy under the Fifth and Fourteenth Amendments would
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be violated if this Court reverses the judgment and opinion of the Seventh Court of
Appeals. As a result, this Court should affirm the opinion and judgment of the
Court of Appeals.
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2. Response to State’s Issue: The State’s question for review presumes that
a person who is passed out behind the wheel of a running vehicle while
parked is “operating” the vehicle. However, this Court should conclude
that in order to “operate” a vehicle for purposes of the DWI statutes,
approximately at the same time the person is intoxicated, the person must
move or attempt to move the vehicle in a public place. Further, the Court
of Appeals did not err when it found that the evidence was legally
insufficient to prove that Appellant committed Driving While
Intoxicated.
i. Introduction
Without waiving the arguments above regarding double jeopardy that arise
from the acquittal rendered by the Court of Appeals, Appellant argues that the
State’s question for review of “[I]s a driver who is passed out behind the wheel of
a running vehicle ‘operating’ it for the purposes of DWI?” does not fully address
the legal issue in this case. This question presumes that a person who is passed out
behind the wheel of a running vehicle while parked is actually operating the
vehicle. Appellant argues that this presumption does not consider that in order to
“operate” a vehicle for the purpose of the DWI statutes, the precedence and the
realities of DWI require that approximately at the same time the person was
intoxicated, the person moved or attempted to move the vehicle in a public place.
Appellant will further argue that for purposes of the DWI statutes, this Court
should adopt this as the definition of “operate.” By doing so, while giving
deference to the precedence on this issue, this Court will eliminate the ambiguity
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and confusion surrounding the definition of “operate” or “operating” for purposes
of the DWI statutes, and promote good Texas public policy.
ii. Standard of review for legal sufficiency under the Jackson v.
Virginia and Brooks standard
The Court of Appeals reversed the Judgment of Conviction by Jury and
sentence for DWI because it found that the evidence presented by the State was not
legally sufficient to support a conviction for DWI. When reviewing a claim that
the evidence is legally insufficient to support the conviction, an appellate court
must determine whether “any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.” Laster v. State, 275 S.W.3d
512, 517 (Tex. Crim. App. 2009) (emphasis added), quoting Jackson v. Virginia,
443 U.S. 307, 316-319 (1979); Brooks v. State, 323 S.W.3d 893, 912 (Tex. Crim.
App. 2010); Prible v. State, 175 S.W.3d 724, 729-730 (Tex. Crim. App. 2005);
Wise v. State, 364 S.W.3d 900, 903 (Tex. Crim. App. 2012); Carrizales v. State,
414 S.W.3d 737, 742 (Tex. Crim. App. 2013).
The Due Process Clauses of the Fifth and Fourteenth Amendments require
that a criminal conviction be supported not only by proof beyond a reasonable
doubt regarding every essential element of a crime, but that such a determination
be made by a rational trier of fact. U.S. Const. Amend. V; U.S. Const. Amend.
XIV; Laster, 275 S.W.3d at 517; Jackson v. Virginia, 443 U.S. at 316-319. After
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giving “proper deference” (and not total deference) to the trier of fact, an appellate
court must “uphold the verdict unless a rational factfinder must have had
reasonable doubt as to any essential element.” Laster, 275 S.W.3d at 518, citing
Narvaiz v. State, 840 S.W.2d 415, 423 (Tex. Crim. App. 1992); see Brooks, Id. at
902 n.1.
Although based upon a review of the facts, review of the legal sufficiency of
evidence is a determination of law. Allen v. State, 651 S.W.2d 267, 269-270 (Tex.
Crim. App. 1983). Even if the conviction may be reversed on other grounds, a
legal sufficiency review must be conducted when a challenge is raised because a
finding that the evidence is legally insufficient to support the conviction prevents a
retrial under the Double Jeopardy Clause of the Fifth Amendment. Hudson v.
United States, 522 U.S. 93, 98-99 (1997); U.S. Const. Amend. V & XIV; Ortiz v.
State, 577 S.W.2d 246, 250 (Tex. Crim. App. 1979); Foster v. State, 635 S.W.2d
710, 717 (Tex. Crim. App. 1982); McFarland v. State, 930 S.W.2d 99, 100 (Tex.
Crim. App. 1996). Should an appellate court find that the verdict is contrary to the
evidence presented at trial, the court is empowered to reverse the conviction and
enter a judgment of acquittal. Tex. Code Crim. Proc. Art. 44.25 (2015); Tex. Rule
App. Proc. 43.2(c) (2015).
Evidence is legally sufficient only if the state has affirmatively proven each
of the essential elements of the offense. Isassi v. State, 330 S.W.3d 633, 638 (Tex.
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Crim. App. 2010); Jackson, 443 U.S. at 319; Adames v. State, 353 S.W.3d 854,
859-860 (Tex. Crim. App. 2011). When conducting a legal sufficiency review, a
reviewing court considers all evidence in the record of the trial, whether admissible
or inadmissible. Winfrey v. State, 393 S.W.3d 763, 767 (Tex. Crim. App. 2013);
Conner v. State, 67 S.W.3d 192, 197 (Tex. Crim. App. 2001); Powell v. State, 194
S.W.3d 503, 507 (Tex. Crim. App. 2006).
The State’s case falls short if there is a material variance between the
indictment allegations and the proof at trial. Gollihar v. State, 46 S.W.3d 243, 246
(Tex. Crim. App. 2001); Johnson v. State, 364 S.W.3d 292, 294 (Tex. Crim. App.
2012). This may occur when a statute specifies alternate methods by which an
offense could be committed, the charging instrument pleads one of those alternate
methods, but the State proves, instead, an unpled method. Id.
When performing a legal sufficiency review, a reviewing court does not
reevaluate the weight and credibility of the evidence and substitute its judgment for
that of the trier of fact. Isassi, 330 S.W.3d at 638. Instead, the reviewing court
determines whether the necessary inferences are reasonable based upon the
cumulative force of the evidence when viewed in the light most favorable to the
verdict. Sorrells v. State, 343 S.W.3d 152, 155 (Tex. Crim. App. 2011) (emphasis
added). The reviewing court presumes that the trier of fact resolved conflicting
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inferences in favor of the verdict and defers to that resolution. Jackson, 443 U.S. at
326; Wise, 364 S.W.3d at 903.
A reviewing court may also consider whether the trier of fact “got it wrong”
because the verdict the trier of fact renders is irrational considering the evidence
presented. See Laster, 275 S.W.3d at 517 (a legal sufficiency review “is restricted
to guarding against the rare occurrence when a factfinder does not act rationally.”).
As the Court of Criminal Appeals noted, “...sometimes appellate review of legal
sufficiency involves simply construing the reach of the applicable penal provision
in order to decide whether the evidence, even when viewed in the light most
favorable to conviction, actually establishes a violation of the law.” Delay v. State,
443 S.W.3d 909, 912-913 (Tex. Crim. App. 2014).
iii. 160 years of Supreme Court precedent provides that the law does
not presume that Appellant was engaged in criminal activity
merely because Appellant was asleep in his vehicle on a cold
January night while parked on private property.
About 160 years ago, Justice Robert Grier of the Supreme Court of the
United States wrote in Boston v. Lecraw, 58 U.S. 426 (1855), that “the law does
not presume any (person’s) acts to be illegal...” The full relevant part of Justice
Grier’s holding is as follows:
“That the law will not presume any man’s acts to be illegal, and will
therefore attribute to long continued use and enjoyment, by the public,
of a right of way or other privilege in or over that lands of another, to
a legal rather than an illegal origin; and will ascribe long possession
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which cannot otherwise be accounted for, to a legal title: upon a
reasonable principle and very forcible presumption, that the
acquiescence in such enjoyment, for a long period, by those whose
interest it was to interrupt it, arose from the knowledge and
consciousness on their part that the enjoyment was rightful, and could
not be disturbed; and also on consideration of the hardship which
would accrue to parties, if after long possession, and when time had
robbed them of the means of proof, their titles were to be subjected to
a rigorous examination.”
Id. at 435. Although Justice Grier’s opinion in Boston v. Lecraw dealt with a matter
involving real property, the concept is the same here: absent evidence that the
person is engaged in illegal activity, the law does not presume that the person’s
acts are illegal.
Further, only the Supreme Court of the United States may overrule one of its
precedents, and the Supreme Court has not overruled its holding in Boston v.
Lecraw. In Thurston Motor Lines, Inc. v. Jordan K. Rand, Ltd., 460 U.S. 533, 535
(1983), the Supreme Court ruled, “...only this Court may overrule one of its
precedents.” The issue in Thurston Motor Lines was that the United States Court of
Appeals for the 9th Circuit was unclear whether the holding in a prior Supreme
Court case is “...still good law.” Id. Answering in the positive, the Supreme Court
held that until it overrules one of its precedents, any of its prior holdings “…is the
law.” Id.
Therefore, the holding in Boston v. Lecraw has not been overruled by the
Supreme Court, and Appellant asks this Court of Criminal Appeals to consider that
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Appellant had the right to sleep in his vehicle on a cold January night while parked
on private property. As the following analysis will show, there was no evidence
that would have led any officer to believe that Appellant was engaged in criminal
activity.
iv. The opinion of the Court of Appeals is correct because it
considered all the evidence presented against Appellant in the
light most favorable to the verdict. Further, for purposes of the
DWI statutes, the test for “operating” a vehicle should be that
approximately at the same time the person was intoxicated, the
person moved or attempted to move the vehicle in a public place.
The opinion of the Court of Appeals is correct because it considered all the
evidence presented against Appellant in the light most favorable to the verdict, and
the Court found that the evidence was legally insufficient to prove that Appellant
committed Driving While Intoxicated under Texas Penal Code 49.04. Appellant
first points out that when asked whether Appellant was parked in a “public place,”
the trooper answered, “[N]ot in that driveway....[T]hat was private property.”
(RR2, 7). A portion of the vehicle remained on a shoulder adjacent to the
roadway, but no part of the vehicle was on the roadway. Murray, Id. at 928. Thus,
for this reason alone, Appellant could not have committed Driving While
Intoxicated because he did not operate a vehicle in a public place.
But even if Appellant was snoozing in his vehicle while pulled over on the
side of a public road, the State failed to prove beyond reasonable doubt that
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Appellant was “intoxicated while operating a motor vehicle in a public place.”
Murray, Id. at 928; Tex. Pen. Code § 49.04(a) (2011). The issues in this case are
whether there is evidence proving beyond a reasonable doubt that: (1) Appellant
was “operating” a motor vehicle, (2) in a “public place.” The Court of Appeals
found that the State failed to prove both of these prongs of § 49.04(a).
In addition to failing to prove that Appellant was parked in a “public place,”
the State failed to prove beyond a reasonable doubt that Appellant was “operating”
a motor vehicle. This Court has held that a person “operates” a vehicle when the
totality of the circumstances demonstrate that he “took action to affect the
functioning of his vehicle in a manner that would enable the vehicle’s use.”
Murray, Id. at 928; citing Kirsch v. State, 357 S.W.3d 645, 650-651 (Tex. Crim.
App. 2012) and Denton v. State, 911 S.W.2d 388, 389 (Tex. Crim. App. 1995).
The circumstances must illustrate that the “defendant exerted personal effort upon
his vehicle for its intended purpose.” Murray, Id. at 928; Denton, 911 S.W.2d at
389. Stated in a more simple manner for purposes of the DWI statutes, the
evidence and circumstances must show that approximately at the same time the
person is intoxicated, the person must move or attempt to move the vehicle in a
public place.
In Kirsch, the defendant argued before this Court that the court of appeals
erred by affirming the trial court’s charge to the jury, which included a definition
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of the statutorily undefined term “operate” as it is used in Texas Penal Code §
49.04. Kirsch, 357 S.W.3d at 647. Because whether the defendant was operating
his motorcycle was a question of fact to be resolved by the jury, this Court
concluded that the trial court erred by defining “operate,” so this Court reversed
the judgment of the court of appeals. Id. at 652. Kirsch does not resolve the
question of whether a person who is passed out behind the wheel of a running
vehicle while parked ‘operating’ the vehicle for purposes of DWI. Kirsch merely
leaves the task of defining “operating” or “operate” in the hands of the trier of fact,
and the Court of Appeals in the case before this Court found that the evidence was
legally insufficient to show that Appellant was “operating” his vehicle merely
because the engine was running while he was asleep inside the vehicle while
parked on private property. Still, Kirsch leaves unanswered what it means to
“operate” a vehicle.
Nor does Denton resolve the issues before this Court. Denton was not an
appeal of a DWI case, but rather involved a defendant who was convicted for
unauthorized use of a motor vehicle because he broke into a vehicle for the
purpose of stealing it, only to find that he could not cause the vehicle to move.
Denton, 911 S.W.2d at 388. This Court rejected the defendant’s contention that he
did not “operate” the vehicle because it “was never actually moved from a
stationary position.” Id. at 390. Rather, this Court apparently concluded that
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because the defendant attempted to cause the vehicle to move at about the same
time he was committing the offense, he was in fact “operating” the vehicle.
This reasoning appears to be based upon the reasoning of the Dallas Court of
Appeals in Barton v. State, 882 S.W.2d 456 (Tex. App. Dallas 1994, no pet.). In
Barton, with one foot on the brake and the other foot on the clutch, the defendant
was found asleep in his vehicle by a police officer. Id. at 457. The engine of the
vehicle was idling and the transmission was in neutral. Id. The vehicle was
stopped partially in an intersection controlled by a flashing yellow light. Id. When
the officer opened the door, turned off the ignition, and yelled at the defendant, the
defendant awoke, and in an attempt to drive away, engaged the clutch, put the gear
shift into first and let out the clutch. Id. When the defendant realized that the
engine was not running, he attempted to start the vehicle. Id. The evidence
showed that the defendant was intoxicated at the time he attempted to move the
vehicle. Id.
The Dallas Court of Appeals rejected the contention that in order to
“operate” a vehicle within the meaning of § 49.04, the driver’s “personal effort
must cause the automobile to either move or not move.” Id. at 459. Instead, the
court examines “the totality of the circumstances to determine if [the defendant]
exerted personal effort upon his vehicle for its intended purpose.” Id. In Barton,
the totality of the circumstances showed that the defendant “took action to affect
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the functioning of his vehicle in a manner that would enable the vehicle’s use.” Id.
Thus, the facts show that because the defendant was intoxicated at approximately
the same time he moved or attempted to move the vehicle in a public place, the
Dallas Court of Appeals concluded that he was “operating” the vehicle.
In Denton, this Court also cites Reddie v. State, 736 S.W.2d 923, 925 (Tex.
App. San Antonio 1987, pet. ref.). Reddie further supports Appellant’s argument
that in order to “operate” a vehicle for purposes of the DWI statutes, approximately
at the same time the person is intoxicated, the person must move or attempt to
move the vehicle in a public place. In Reddie, several witnesses stated that they
saw the defendant slumped over the steering wheel of a vehicle. Id. at 924. The
motor was idling. Id. The vehicle was parked in the middle of the road leading into
a new residential subdivision outside city limits. Id. No one knew how long the car
had been parked in the road. Id. Nor did anybody know how long appellant had
been sitting in the vehicle or how long he may have been intoxicated. Id.
The Reddie court reversed the defendant’s conviction and entered a
judgment of acquittal. Id. at 927. The reasons were because: (1) there was no
evidence showing how or when the defendant arrived at the scene; (2) there was no
evidence that he even drove to the scene (or whether some other person drove him
there); (3) there was no evidence showing whether the defendant was intoxicated at
the time he arrived at the scene or became intoxicated later; and (4) the gear of the
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vehicle was in “park.” Id. at 925. The facts of Reddie closely resemble the facts
of the case before this Court because in the case before this Court, (1) there were
no containers containing alcoholic substances found around Appellant’s vehicle;
(2) there was no evidence showing how long Appellant was inside the vehicle; (3)
there was no evidence showing how long the vehicle was parked at its location; (4)
there was no evidence even showing whether Appellant was the one who drove the
vehicle to its location; (5) the transmission of the vehicle was not engaged; (6)
even the trooper who first encountered and awoke Appellant acknowledged that
Appellant was not operating the vehicle in his presence; and (7) the same trooper
admitted that a sleeping person is not “operating” a vehicle. Murray, Id. at 929.
Therefore, like the facts in Redding, the facts of Appellant’s case show that
approximately at the same time Appellant was intoxicated, Appellant did not move
or attempt to move the vehicle in a public place.
v. A review of the rulings from the courts of some other states show
that they also generally require that in order to “operate” a
vehicle for purposes of the DWI statutes, approximately at the
same time the person is intoxicated, the person must move or
attempt to move the vehicle in a public place.
Ruling of the courts of some other states show that they also generally
require that in order to “operate” a vehicle for purposes of the DWI statutes,
approximately at the same time the person is intoxicated, the person must move or
attempt to move the vehicle in a public place. For instance, in Atkinson v. State,
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627 A.2d 1019 (Md. 1993), the Maryland Court of Appeals held that a person is in
actual physical control of a vehicle if the person is presently exercising or is
imminently likely to exercise restraining or directing influence over a motor
vehicle while in an intoxicated condition; but if the person is totally passive, has
not in any way attempted to actively control the vehicle, and there is no reason to
believe that the person is imminently going to control the vehicle in his or her
condition, criminal sanctions do not apply. (emphasis added).
In Atkinson, the defendant was found by an officer slumped over in the
driver’s seat inside a vehicle parked on the shoulder of a highway. Id. at 1021.
The keys were in the ignition, and the engine was turned off. Id. The officer
woke the defendant. Id. The officer “detected a strong odor of an alcoholic
beverage coming from the vehicle.” Id. The defendant was arrested, and later
convicted of driving while under the influence under Maryland law that prohibits
driving while under the influence of alcohol. See Md. Transportation Code § 21-
902 (1992). The defendant argued that he was not guilty because he did not “drive,
operate, [or] move” his vehicle while under the influence. Atkinson, Id. at 1021.
Although the Maryland Court of Appeals discussed the issue of being in
“actual physical control” of a vehicle as a prerequisite of the statute, more pertinent
to Appellant’s case is that the Maryland Court of Appeals noted that it did not
believe that the “legislature meant to forbid those intoxicated individuals who
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emerge from a tavern at closing time on a cold winter night from merely entering
their vehicles to seek shelter while they sleep off the effects of alcohol.” Id. at
1025-1026. Further, “...rather than assume that a hazard exists based solely upon
the defendant’s presence in the vehicle, we believe courts must assess potential
danger based upon the circumstances of each case.” Id. at 1026.
And although the Maryland Court of Appeals reversed the conviction, it also
noted that “had there been evidence to establish that Atkinson had driven prior to
his apprehension, he might properly have been convicted...not because of what he
was doing when the officer arrived on the scene, but because of what the factfinder
could have inferred he had done previously, i.e., actually drive, operate, or move
his vehicle while intoxicated.” Id. at 1029. But like Appellant in the case before
this Court, as to the defendant in Atkinson, (1) there were no containers containing
alcoholic substances found around the vehicle; (2) there was no evidence showing
how long the defendant was inside the vehicle; (3) there was no evidence showing
how long the vehicle was parked at its location; (4) the engine was turned off (the
engine in Appellant’s case was running but not in gear); and (5) there was no
evidence even showing whether defendant was the one who drove the vehicle to its
location. Thus, there was no evidence showing that approximately at the same
time (Atkinson) was intoxicated, (Atkinson) moved or attempted to move the
vehicle in a public place.
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In State v. Daly, 313 A.2d 194 (N.J. 1973), the defendant was found reclined
in the driver’s seat of his vehicle, which was parked in the parking lot of a tavern.
Id. at 195. The motor of the vehicle was running. Id. The defendant was not asleep
at the time. Id. The defendant told the officer he was sitting in the car to keep
warm and intended to drive home in a “little while.” Id. The officer ordered the
defendant to step out of the vehicle. Id. The officer immediately noticed that the
defendant was intoxicated. Id. When the officer told the defendant that due to his
condition, he could not drive his vehicle, the defendant “uttered a vulgarism and
stated, ‘I will drive my car when I feel like it.’” Id.
The New Jersey Supreme Court affirmed the reversal of the defendant’s
conviction, finding that there was no evidence that the defendant actually intended
to move his vehicle until he sobered up. Id. Further, there was no evidence
showing exactly how long the defendant had been in the vehicle; and in fact, the
evidence showed that the defendant had been in the vehicle for at least one hour
and twenty minutes without driving. Id.
The New Jersey Supreme Court also rejected the argument that “...intent to
move the vehicle should not be a required element of the offense of operating a
motor vehicle while intoxicated.” Id. The State’s position was that “an
intoxicated person who enters a motor vehicle and starts the engine is a threat to
himself and to the public because of the hazard that either he may try to drive the
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vehicle, or accidentally cause it to be moved.” Id. at 195-196. The court
disagreed, holding that because the statutory sanction is against “operating” a
motor vehicle while intoxicated, that “...in addition to starting the engine,
evidence of intent to drive or move the vehicle at the time must appear.” Id. at
196 (emphasis added). Thus, there was no evidence showing that approximately at
the same time (Daly) was intoxicated, (Daly) moved or attempted to move the
vehicle in a public place.
Finally, in State v. Zavala, 666 P.2d 456 (Ariz. 1983), the defendant was
found by the police unconscious, hanging partially from the window on the
driver’s side of the vehicle. Id. at 457. The police noticed a strong odor of an
alcoholic beverage coming from the defendant and inside the vehicle. Id. The key
to the ignition was in the “off” position, and the vehicle’s motor was not running.
Id. The relevant issue on appeal was whether the defendant was driving under the
influence. In reversing the defendants conviction for driving under the influence,
the Supreme Court of Arizona held that “...driving entails some motion of the
vehicle in which the offender is apprehended.” Id. at 458. Therefore, like in
Appellant’s case, in Zavala, there was no evidence showing that approximately at
the same time (Zavala) was intoxicated, (Zavala) moved or attempted to move the
vehicle in a public place.
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vi. The Court of Appeals did not err when it found that the evidence
was legally insufficient to prove that Appellant committed Driving
While Intoxicated.
As Appellant argues above, (1) there were no containers containing
alcoholic substances found around Appellant’s vehicle; (2) there was no evidence
showing how long Appellant was inside the vehicle; (3) there was no evidence
showing how long the vehicle was parked at its location; (4) there was no evidence
even showing whether Appellant was the one who drove the vehicle to its location;
(5) the transmission of the vehicle was not engaged; (6) even the trooper who first
encountered and awoke Appellant acknowledged that Appellant was not operating
the vehicle in his presence; and (7) the same trooper admitted that a sleeping
person is not “operating” a vehicle. Murray, Id. at 929.
Thus, there was no evidence showing that approximately at the same time
(Appellant) was intoxicated, (Appellant) moved or attempted to move the vehicle in
a public place. The Court of Appeals further contrasted the facts of Appellant’s
case from dispositive facts in other cases in which convictions were sustained,
including the fact that there was no evidence in Appellant’s case of the vehicle’s
transmission being engaged [as opposed to in Dornbusch v. State, 262 S.W.3d 432
(Tex. App. Fort Worth 2008, no pet.)]; no admission by Appellant that he had been
driving the vehicle [as opposed to in Reynolds v. State, 744 S.W.2d 156 (Tex. App.
Amarillo 1987, pet. ref.)]; Appellant’s vehicle was not running while in the
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roadway [as opposed to in Pope v. State, 802 S.W.2d 418 (Tex. App. Austin 1991,
no pet.)]; Appellant’s vehicle was not in a moving lane of traffic [as opposed to in
Hearne v. State, 80 S.W.3d 677 (Tex. App. Houston [1st Dist.] 2002, no pet.)]; and
there was no evidence that Appellant attempted to manipulate the vehicle’s
controls (steering wheel, gear lever, brakes, or accelerator) [as opposed to in
Barton or Hernandez v. State, 773 S.W.2d 761 (Tex. App. San Antonio 1989, no
pet.)]. As the Court of Appeals further concluded, each of the cases it listed had
“more indicia” allowing a trier of fact to reasonably infer that the defendant “took
action to affect the functioning of his vehicle in a manner that would enable the
vehicle’s use or that the defendant exerted personal effort upon his vehicle for its
intended purpose.” Id. at 929.
As a result, there was no direct or circumstantial evidence that would allow a
reasonable trier of fact to infer that in violation of Texas Penal Code § 49.04(a),
Appellant operated his vehicle while intoxicated because approximately at the time
Appellant was intoxicated, Appellant did not move or attempt to move the vehicle
in a public place. And, no rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.” Laster, 275 S.W.3d at 517,
Jackson, 443 U.S. at 316-319; Brooks, 323 S.W.3d at 912; Prible, 175 S.W.3d at
729-730; Wise, 364 S.W.3d at 903; Carrizales, 414 S.W.3d at 742. Further, after
giving “proper deference” (and not total deference) to the trier of fact, the Court of
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Appeals correctly concluded that the State failed to affirmatively prove each of the
essential elements of Driving While Intoxicated. Isassi, 330 S.W.3d at 638;
Jackson, 443 U.S. at 319; Adames, 353 S.W.3d at 859-860.
vii. This Court should adopt the proposed definition of
“operating” because Texas public policy should favor allowing
intoxicated persons to “sleep it off” in their vehicles if they are
unable to safely seek shelter without driving, which clearly is the
“lesser of three evils” when compared to: (1) attempting to drive
while intoxicated; or (2) exposing themselves to the dangers of the
elements or being in the open without the shelter of their vehicles.
As a preface to this argument, undersigned counsel agrees and understands
that: (1) driving while intoxicated is dangerous, (2) driving while intoxicated
causes significant safety concerns, and (3) many people are injured or killed as a
result of driving while intoxicated. According to the National Highway Traffic
Safety Administration (“NHTSA”), during 2012, out of the 33,561 people who
died in motor vehicle traffic accidents in the United States, alcohol-impaired-
driving fatalities increased accounted for 31 percent of the fatalities. See
NHTSA’s 2012 Motor Vehicle Crashes: Overview, http://www-
nrd.nhtsa.dot.gov/Pubs/811856.pdf, last accessed on February 3, 2015. In Texas
during the same year (2012), out of 3,398 traffic fatalities, 1,296, or 38 percent
involved impaired driving. Id. Thus, the seriousness of the problem of impaired
driving is not lost on undersigned counsel, and undersigned counsel agrees and
Page 43 of 47
understands that the best public policy is that persons should not drive at all
while intoxicated.
However, Texas public policy should also favor allowing intoxicated
persons to “sleep it off” in their vehicles if they are unable to safely seek shelter
without driving, which clearly is the “lesser of three evils” when compared to: (1)
attempting to drive while intoxicated, or (2) exposing themselves to the dangers of
the elements or being in the open without the shelter of their vehicles. Logically, if
an impaired person realizes that he or she should not be driving, it is best for all
concerned that the impaired person immediately stop driving and seek shelter until
the effects of the intoxicants wear off. But if there is no shelter immediately
available, upon stopping the vehicle, the impaired person may either: (1) exit the
vehicle and risk exposure to the elements or risk being accosted by bandits; or (2)
remain in the relative safety of the vehicle, and stay warm (during the winter) until
the effects of the intoxicants wear off. No rational person (or rational impaired
person) would rather exit the vehicle and risk freezing to death or risk coming
upon bandits merely to avoid a DWI arrest. Nor should the rational person (or
rational impaired person) do so.
But if this Court where to adopt Appellant’s proposed definition of
“operating,” the impaired person would not have to choose between the equally
unappealing choices of: (1) risking arrest for DWI merely because the person is
Page 44 of 47
“sleeping it off” in a vehicle; or (2) risking arrest for DWI and putting his or her
life and the lives of those on the road in danger by attempting to drive home or to
nearby shelter. Obviously if the impaired person was not impaired to begin with,
the person would not have to choose between these alternatives. This conclusion is
understand and obvious. However, this Court is well-aware of the realities of
DWI, as persons from all walks of life have made the crucial error of driving while
impaired. And, public policy supports the conclusion that allowing intoxicated
persons to “sleep it off” in their vehicles if they are unable to safely seek shelter
without driving is the “lesser of three evils” compared to: (1) attempting to drive
while intoxicated; or (2) risking the elements or worse without the shelter of their
vehicles.
viii. Conclusion
The State’s question for review presumes that a person who is passed out
behind the wheel of a running vehicle while parked is “operating” the vehicle. This
question presumes that such a person is actually operating the vehicle, but this
presumption does not consider that in order to “operate” a vehicle for the purpose
of the DWI statutes, the precedence and the realities of DWI require that
approximately at the same time the person was intoxicated, the person move or
attempt to move the vehicle in a public place. As a result, Appellant asks that this
Court affirm the judgment of the Court of Appeals.
Page 45 of 47
XI. Conclusion and Prayer
For the reasons stated in this Brief, Appellant respectfully prays that this
Court affirm the opinion and judgment of the Seventh Court of Appeals, which
reversed the Judgment of Conviction by Jury and sentence imposed on Appellant,
and rendered a judgment of acquittal.
Respectfully submitted,
Michael Mowla
445 E. FM 1382 #3-718
Cedar Hill, Texas 75104
Phone: 972-795-2401
Fax: 972-692-6636
michael@mowlalaw.com
Texas Bar No. 24048680
Attorney for Appellant
/s/ Michael Mowla
By: Michael Mowla
XII. Certificate of Service
This certifies that on February 4, 2015, a true and correct copy of this
document was served on David Holmes, District Attorney, Hill County, by email
to dholmes@co.hill.tx.us, on Lisa McMinn, the State Prosecuting Attorney, by
email to Lisa.McMinn@spa.texas.gov and information@spa.texas.gov, and John
Messinger, john.messinger@spa.state.tx.us. See Tex. Rule App. Proc. 9.5 (2015)
and Tex. Rule App. Proc. 68.11 (2015)
/s/ Michael Mowla
By: Michael Mowla
Page 46 of 47
XIII. Certificate of Compliance with Tex. Rule App. Proc. 9.4
This certifies that this document complies with the type-volume limitations
because this document is computer-generated and does not exceed 15,000 words.
Using the word-count feature of Microsoft Word, the undersigned certifies that this
document contains 7,836 words in the document except in the following sections:
caption, identity of parties and counsel, statement regarding oral argument, table of
contents, index of authorities, statement of the case, statement of issues presented,
statement of jurisdiction, statement of procedural history, signature, proof of
service, certification, certificate of compliance, and appendix. This document also
complies with the typeface requirements because it has been prepared in a
proportionally-spaced typeface using 14-point font. See Tex. Rule App. Proc. 9.4
(2015).
/s/ Michael Mowla
By: Michael Mowla
Page 47 of 47
APPENDIX 1
| | Caution
As of: December 31, 2014 8:52 AM EST
Murray v. State
Court of Appeals of Texas, Seventh District, Amarillo
June 26, 2014, Decided
No. 07-13-00356-CR
Reporter
440 S.W.3d 927; 2014 Tex. App. LEXIS 7023; 2014 WL 2916878
CHAD WILLIAM MURRAY, APPELLANT v. THE STATE OF TEXAS, APPELLEE
Notice: PUBLISH.
Subsequent History: Rehearing overruled by Murray v. State, 2014 Tex. App. LEXIS 8881 (Tex. App.
Amarillo, Aug. 12, 2014)
Petition for discretionary review granted by Murray, 2014 Tex. Crim. App. LEXIS 1824 (Tex. Crim.
App., Nov. 19, 2014)
Prior History: [**1] On Appeal from the 66th District Court, Hill County, Texas. Trial Court No.
M0187-11, Honorable F. B. (Bob) McGregor Jr., Presiding.
Core Terms
pet, operation of a vehicle, intoxicated, substances, vehicle’s, alcohol, roadway, circumstantial
evidence, fireworks, asleep, infer, driving while intoxicated, reversing judgment, judgment rendered,
intended purpose, private driveway, reasonable doubt, direct evidence, personal effort, steering wheel,
fact finder, circumstances, transmission, functioning, unmentioned, Appeals, exerted, locale, parked,
truck
Case Summary
Overview
HOLDINGS: [1]-No direct or circumstantial evidence appeared of record enabling a reasonable
factfinder to infer that defendant operated his vehicle while intoxicated, in violation of Tex. Penal Code
Ann. § 49.04(a) (Supp. 2013), because he was simply found asleep in a running truck while parked off
the roadway and mainly in a private driveway; while the vehicle’s motor was running, its transmission
was not engaged, and no signs of containers holding alcoholic substances were found around the
vehicle.
Outcome
Judgment reversed; judgment of acquittal rendered.
440 S.W.3d 927, *927; 2014 Tex. App. LEXIS 7023, **1
LexisNexis® Headnotes
Criminal Law & Procedure > ... > Standards of Review > Substantial Evidence > Sufficiency of Evidence
Evidence > Admissibility > Circumstantial & Direct Evidence
HN1 A legal sufficiency review requires an appellate court to view the evidence in the light most
favorable to the verdict and determine whether any rational trier of fact could have found the essential
elements of the offense beyond a reasonable doubt. Direct evidence is not necessary for circumstantial
evidence can be as probative as direct evidence in establishing the guilt of the actor. Indeed,
circumstantial evidence alone may be sufficient.
Criminal Law & Procedure > ... > Vehicular Crimes > Driving Under the Influence > Elements
Criminal Law & Procedure > Trials > Burdens of Proof > Prosecution
Evidence > Burdens of Proof > Proof Beyond Reasonable Doubt
HN2 To convict a defendant of driving while intoxicated, the State is obligated to show, beyond
reasonable doubt, that the defendant was intoxicated while operating a motor vehicle in a public place.
Tex. Penal Code Ann. § 49.04(a) (Supp. 2013). One is intoxicated when he lacks the normal use of his
mental or physical faculties by reason of the introduction of alcohol, among other substances, into his
body or when having a blood alcohol concentration of 0.08 or more. Tex. Penal Code Ann. § 49.01(2).
And, though statute does not define the term ″operate,″ the Texas Court of Criminal Appeals holds that
a person operates a vehicle when the totality of the circumstances demonstrate that he took action to
affect the functioning of his vehicle in a manner that would enable the vehicle’s use. In other words,
the circumstances must illustrate that the defendant exerted personal effort upon his vehicle for its
intended purpose.
Judges: Before QUINN, C.J., and CAMPBELL and HANCOCK, JJ.
Opinion by: Brian Quinn
Opinion
[*928] Chad William Murray appeals his conviction for driving while intoxicated. He raises four
issues, but we address only one for it is dispositive.1 That issue involves the sufficiency of the evidence
to support his conviction. We find the evidence legally insufficient, reverse the judgment, and render
judgment of acquittal.
The pertinent standard of review was most recently explained in Carrizales v. State, 414 S.W.3d 737
(Tex. Crim. App. 2013). HN1 It requires the court to view the evidence in the light most favorable to
the verdict and determine whether any rational trier of fact could have found the essential elements of
the offense beyond a reasonable doubt. Id. at 742. Direct evidence is not necessary for circumstantial
evidence can be as probative as direct evidence in establishing the guilt of the actor. Id. Indeed,
circumstantial evidence alone may be sufficient. Id.
1
The State did not favor us with a brief addressing any issue raised by appellant.
Page 2 of 4
440 S.W.3d 927, *928; 2014 Tex. App. LEXIS 7023, **1
As previously mentioned, the State convicted appellant [**2] of driving while intoxicated under
section 49.04 of the Texas Penal Code. Thus, HN2 it was obligated to have shown, beyond reasonable
doubt, that appellant was ″intoxicated while operating a motor vehicle in a public place.″ TEX. PENAL
CODE ANN. § 49.04(a) (West Supp. 2013).
One is intoxicated when he lacks the normal use of his mental or physical faculties by reason of the
introduction of alcohol, among other substances, into his body or when having a blood alcohol
concentration of 0.08 or more. Id. § 49.01(2). And, though statute does not define the term ″operate,″
our Court of Criminal Appeals has held that a person operates a vehicle when the totality of the
circumstances demonstrate that he ″took action to affect the functioning of his vehicle in a manner that
would enable the vehicle’s use.″ Kirsch v. State, 357 S.W.3d 645, 650-51 (Tex. Crim. App. 2012);
Denton v. State, 911 S.W.2d 388, 389 (Tex. Crim. App. 1995), quoting Barton v. State, 882 S.W.2d 456
(Tex. App.—Dallas 1994, no pet.). In other words, the circumstances must illustrate that the ″defendant
exerted personal effort upon his vehicle for its intended purpose.″ Denton v. State, 911 S.W.2d at 389,
quoting Barton v. State, supra. [**3] Appellant contends that the State failed to prove he was operating
the vehicle as contemplated by the statute.
The record illustrates that Texas troopers found appellant alone, reclining, asleep in the seat of his
pickup in the cold early hours of a January morning. The vehicle was parked on a private drive near
a fireworks stand with its radio on. Though a portion of the vehicle remained on a shoulder adjacent
to the roadway, none was on the roadway. Furthermore, while its motor [*929] was running, its
transmission was not engaged; that is, it was in park. No signs of containers holding alcoholic
substances were found around the vehicle. How long appellant and his vehicle were at the locale went
unmentioned, as did the time at which he arrived there. Moreover, the trooper who first encountered
and then awoke appellant acknowledged that appellant was not operating the vehicle in his presence.
The same trooper also testified both that a sleeping person is not operating a vehicle and that he did
not know if appellant had consumed beer at the scene or elsewhere.
Whether appellant owned or was in some way affiliated with the fireworks stand also went
unmentioned. Whether he began ingesting alcoholic [**4] substances at a locale near the fireworks
stand went undeveloped, as did whether establishments existed nearby whereat intoxicating substances
could be acquired.
We do not have evidence of the vehicle’s transmission being engaged, as in Dornbusch v. State, 262
S.W.3d 432 (Tex. App.—Fort Worth 2008, no pet.).2 Nor did appellant here inform the officers that he
had been driving the car, as in Reynolds v. State, 744 S.W.2d 156 (Tex. App.—Amarillo 1987, pet.
ref’d). Nor was the vehicle running while actually on the roadway, as in Barton v. State, supra and
Pope v. State, 802 S.W.2d 418 (Tex. App.—Austin 1991, no pet.) and Hernandez v. State, 773 S.W.2d
761 (Tex. App.—San Antonio 1989, no pet.). Nor was the vehicle found running in a moving lane of
traffic, as in Hearne v. State, 80 S.W.3d 677 (Tex. App.—Houston [1st Dist.] 2002, no pet.). Nor is there
evidence that appellant attempted to manipulate the vehicle’s controls, like the steering wheel, gear
lever, brakes, or accelerator, as in Barton v. State, supra, or Hernandez v. State, supra. Each of those
prosecutions may have involved someone finding someone awake or asleep behind a steering wheel
2
Indeed, that the car was in gear was the determinative factor according to the justice who concurred in Dornbusch. Dornbusch v. State,
262 S.W.3d 432, 438-39 (Tex. App.—Fort Worth 2008, no pet.) (concurring).
Page 3 of 4
440 S.W.3d 927, *929; 2014 Tex. App. LEXIS 7023, **4
of an idling car. Yet, each had more indicia [**5] allowing a fact finder to reasonably infer that the
accused took action to affect the functioning of his vehicle in a manner that would enable the vehicle’s
use or that the defendant exerted personal effort upon his vehicle for its intended purpose. Here,
however, appellant was simply found asleep in a running truck while parked off the roadway and
mainly in a private driveway. And, while one can infer that someone had to have driven the truck there,
we have no evidence as to when or whether the person was inebriated at the time.
Simply put, no direct or circumstantial evidence appears of record enabling a reasonable fact finder to
infer that appellant operated his vehicle while intoxicated. We reverse the judgment and render
judgment acquitting appellant of the offense.
Brian Quinn
Chief Justice
Publish.
Page 4 of 4