Filed
Washington State
Court of Appeals
Division Two
October 4, 2016
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 47205-8-II
Respondent, PART PUBLISHED OPINION
v.
JOHN GARRETT SMITH,
Appellant.
BJORGEN, C.J. — Following a bench trial, the trial court found John Garrett Smith guilty
of second degree attempted murder and second degree assault, each with a domestic violence
sentencing enhancement. He appeals these convictions and the enhancements, arguing that the
trial court erred when it ruled that a voice mail recording containing part of a domestic dispute
between him and his spouse, Sheryl Smith, was admissible and not in violation of Washington’s
privacy act, RCW 9.73.030. He also raises myriad arguments in his statement of additional
grounds (SAG).
In the published portion of this opinion, we hold that the trial court erred in admitting the
voice mail recording because its contents contained a private conversation that was recorded
without the parties’ consent. Because the trial court specifically relied on that recording to find
No. 47205-8-II
John1 guilty of second degree attempted murder, its erroneous admission was prejudicial to that
conviction. However, the improper admission of the recording had no prejudicial effect on the
second degree assault conviction. Accordingly, we reverse and remand John’s second degree
attempted murder conviction and affirm his second degree assault conviction.
In the unpublished portion of the opinion, we address and reject John’s SAG claims.
FACTS
John and Sheryl married in 2011 and lived in Vancouver with Sheryl’s daughter, Skylar
Williams. On June 2, 2013, John and Sheryl were in their residence drinking. They became
intoxicated and began to argue, which prompted Williams to leave the house. While Sheryl and
John were alone, John began to beat and strangle Sheryl, who lost consciousness due to the
strangling.
Sometime during the attack, John used the residence’s landline telephone to try to locate
his cell phone. Unable to do so, he was unaware that his actions activated his cell phone’s voice
mail function, which started recording part of the dispute. In that recording, John is heard
yelling insults at Sheryl and demands related to locating his cell phone. Sheryl responded to
these statements by screaming unintelligibly or asking him to stop or leave her alone. At one
point during the recording, Sheryl tells John to “[g]et away,” to which he responds, “No way. I
will kill you.” Report of Proceedings (RP) at 241-43.
1
For clarity, we refer to John Smith and Sheryl Smith by their first names. No disrespect
intended.
2
No. 47205-8-II
Shortly after the voice mail was recorded, John left the residence. Sheryl called 911 and
reported that John had beaten her. During the 911 call, Williams returned home and saw that
Sheryl’s head was bloodied and swollen. Ly Rota Yong, a police officer with the Vancouver
Police Department, arrived at the residence, and Sheryl was transported to the hospital. At some
point after Williams arrived home, she retrieved John’s cell phone and listened to the voice mail.
At the hospital, Williams played the voice mail recording for Yong, who took the phone into
possession.
John was later arrested and charged with first degree attempted murder (domestic
violence), second degree attempted murder (domestic violence), first degree assault (domestic
violence), and second degree assault (domestic violence).
Before trial, John moved to suppress the cell phone voice mail recording based on RCW
9.73.030. The trial court held a CrR 3.6 hearing, denied his motion, and entered findings of fact
and conclusions of law. Pertinent to his assignments of error on this appeal, the trial court made
the following conclusions of law:
7. RCW 9.73.030(1)(a) does not apply to this case because the people in the room
where the recording took place, [Sheryl] and [John], were not attempting to
communicate by electronic means. Neither party attempted to communicate by
electronic means.
8. RCW 9.73.030(1)(b) applies when two people are having a private, non-
electronic, conversation and a third party attempts to record or intercept that
conversation.
9. RCW 9.73.030(1)(b) does not apply to this case because this information was
recorded by [John]’s phone inadvertently. At the time this information was
recorded, nobody was trying to intercept or record what was occurring.
....
3
No. 47205-8-II
11. At the time [Williams] discovered the phone and opened it, neither of the
activities prohibited by RCW 9.73.030 were taking place. [Williams] was not
violating that statute when she opened the phone and listened to its contents.
....
13. None of the information that was gathered up until the point that Officer Yong
listened to the phone recording was gathered illegally.
Clerk’s Papers (CP) at 92-93.
At John’s bench trial, he, Sheryl, Williams, several police officers, and expert witnesses
testified. The recorded voice mail, 911 phone calls, and photographs of Sheryl’s injuries were
admitted into evidence. The trial court entered findings of fact and conclusions of law, finding
John guilty of second degree attempted murder and second degree assault, both with domestic
violence enhancements.2 The trial court found that the convictions merged, so it sentenced him
only on the second degree attempted murder conviction.
John appeals.
ANALYSIS
I. PRIVACY ACT VIOLATION
1. Standard of Review and Legal Principles
John does not challenge any of the trial court’s findings of fact related to the CrR 3.6
hearing, and unchallenged findings are deemed verities on appeal. State v. O’Neill, 148 Wn.2d
564, 571, 62 P.3d 489 (2003). He does challenge several of the trial court’s conclusions of law,
2
The trial court acquitted John of his charges for first degree attempted murder and first degree
assault.
4
No. 47205-8-II
which we review de novo. State v. Roden, 179 Wn.2d 893, 898, 321 P.3d 1183 (2014). We review
conclusions of law to determine whether they are legally correct and whether they are supported
by the findings. State v. Cole, 122 Wn. App. 319, 323, 93 P.3d 209 (2004); see McCleary v. State,
173 Wn.2d 477, 514, 269 P.3d 227 (2012).
Washington’s privacy act, chapter 9.73 RCW, is “one of the most restrictive electronic
surveillance laws ever promulgated,” significantly expanding the minimum standards of its
federal counterpart and offering a greater degree of protection to Washington residents. Roden,
179 Wn.2d at 898. RCW 9.73.030 provides in pertinent part,
(1) Except as otherwise provided in this chapter, it shall be unlawful for any
individual, . . . to intercept, or record any:
(a) Private communication transmitted by telephone, telegraph, radio, or other
device between two or more individuals between points within or without the state
by any device electronic or otherwise designed to record and/or transmit said
communication regardless how such device is powered or actuated, without first
obtaining the consent of all the participants in the communication;
(b) Private conversation, by any device electronic or otherwise designed to record
or transmit such conversation regardless how the device is powered or actuated
without first obtaining the consent of all the persons engaged in the conversation.
“Any information obtained in violation of RCW 9.73.030 . . . shall be inadmissible in any civil or
criminal case.” RCW 9.73.050.3
3
RCW 9.73.030(2) allows the recording of certain communications or conversations with the
consent of one party to the conversation, including those of an emergency nature or which
convey threats of bodily harm. State v. Caliguri, 99 Wn.2d 501, 506, 664 P.2d 466 (1983).
Because neither John nor Sheryl consented to this recording, this provision does not apply to the
circumstances presented.
5
No. 47205-8-II
2. Private Communication
John assigns error to conclusion 7 from the trial court’s CrR 3.6 ruling, in which it ruled
that RCW 9.73.030(1)(a) did not apply. In this, the trial court was correct.
Unequivocally, RCW 9.73.030(1)(a) requires a “[p]rivate communication transmitted by
telephone, telegraph, radio, or other device between two or more individuals.” (Emphasis
added.); see also Roden, 179 Wn.2d at 898-900 (text messages between two cell phones); State
v. Christensen, 153 Wn.2d 186, 191-92, 102 P.3d 789 (2004) (telephone calls); State v.
Townsend, 147 Wn.2d 666, 672, 57 P.3d 255 (2002) (e-mails, instant messaging). The
unchallenged findings 1 and 2 and the evidence supporting them show that the voice mail feature
recorded John and Sheryl communicating in person. They were not attempting to communicate
through any device that would make the voice mail recording subject to RCW 9.73.030(1)(a).
Accordingly, we hold that the trial court did not err in concluding that RCW 9.73.030(1)(a) was
inapplicable.
3. Private Conversation
John raises three issues related to the trial court’s conclusions 8, 9, 11, and 13 pertinent to
RCW 9.73.030(1)(b): (1) whether the recorded voice mail’s contents are a conversation; (2) if
the contents are a conversation, whether it was private; and (3) if a private conversation, whether
it was recorded or intercepted. For the following reasons, we hold that John recorded a private
conversation in violation of RCW 9.73.030.
A. Conversation
To begin with, the parties dispute whether the contents of the recorded voice mail are a
conversation under RCW 9.73.030(1)(b). Because the privacy act does not define
6
No. 47205-8-II
“conversation,” we may use a dictionary to discern the plain meaning of that term. Newton v.
State, 192 Wn. App. 931, 937, 369 P.3d 511, review denied, ___ P.3d ___ (2016). Webster’s
Third New International Dictionary 498 (2002), defines “conversation” in pertinent part as an
“oral exchange of sentiments, observations, opinions, ideas: colloquial discourse.”
However, the State contends that State v. Smith, 85 Wn.2d 840, 540 P.2d 424 (1975)
complicates this dictionary definition. In Smith, the Washington Supreme Court held that the
trial court did not err in admitting a tape that had recorded the moments immediately before
Nicholas Kyreacos, the victim, was killed. Id. at 842-43, 846-47. Kyreacos was wearing a
device to record his encounter with the defendant. Id. at 843. The recording begins with
Kyreacos observing his surroundings while walking to meet with the defendant. Id. at 844.
After Kyreacos’ statement that “[e]verything looks quite normal,” the Smith court described the
pertinent contents of the tape recording in the following terms:
Then, suddenly are heard the sounds of running footsteps and shouting, the words
“Hey!” and “Hold it!”, Kyreacos saying “Dave Smith,” and a sound resembling a
gunshot. The running stops, and Smith tells Kyreacos to turn around. Kyreacos
asks, “What’s the deal?” Smith replies, “You know what the deal is. I’ll tell you
one thing baby, you have had it.”
Several more words are exchanged, not all of which are clearly intelligible,
about whether Smith has “a charge.” Then Kyreacos asks, “If you wanted me, why
didn’t you come to see me?” Smith replies, “I’ll tell you why.” A moment later,
another shot is heard. The quality of the recording becomes “tinny.” (There was
expert testimony that this shot damaged the microphone.) Then Kyreacos,
screaming, repeatedly begs for his life. More shots are fired. There is a slight
pause, two more shots are heard, then certain unclear sounds, then silence. After a
period of nearly complete silence, a voice is heard to say, “We’ve already called
the police.” Another voice says, “Hey, I think this guy’s dead, man.” Afterward,
the tape records police sirens and the sounds of the officers investigating.
Id. at 844-45. Based on this recording, the Smith court held that
the material recorded was clearly “private conversation” within the simple meaning
of that term. However, the special circumstances of the present case compel us to
7
No. 47205-8-II
arrive at a different result. We are convinced that the events here involved do not
comprise “private conversation” within the meaning of the statute. Gunfire,
running, shouting, and Kyreacos’ screams do not constitute “conversation” within
that term’s ordinary connotation of oral exchange, discourse, or discussion. We do
not attempt a definitive construction of the term “private conversation” which
would be applicable in all cases. We confine our holding to the bizarre facts of this
case, and find that the tape does not fall within the statutory prohibition of RCW
9.73.030, and thus its admission is not prohibited by RCW 9.73.050.
Id. at 846-47.
The Smith court made clear that it was confining its holding to its specific facts and that
its definition of “conversation” was not applicable in all cases. Because of its sui generis nature,
Smith has little bearing on the case before us. Nevertheless, the State argues that the contents of
the voice mail recording here are legally indistinguishable from and as unique as the recording in
Smith. We disagree.
Unlike Smith, there was a much greater oral exchange of words and sentiments between
John and Sheryl. Examples within the voice mail recording include: (1) John calling Sheryl a
“[f]at [b]itch” and Sheryl responding, “Stop”; (2) John asking, “Where is my phone?” and Sheryl
screaming, “Look what you have done to me!”; and (3) John telling Sheryl, “I will kill you” to
which Sheryl responds, “I know.” RP at 241-43. In this final example’s complete context, the
exchange particularly shows a clear dialogue between the two individuals:
John: You think you’re bleeding?. . . . You’re the most fucked up person.
Give me back the phone.
Sheryl: Get away.
John: No way. I will kill you.
Sheryl: I know.
John: Did you want to kill me? Give me back my phone.
Sheryl: No. Leave me alone.
RP at 241-43. These examples from the voice mail recording are unmistakably verbal exchanges
falling within the definition of conversation.
8
No. 47205-8-II
We agree with the State, that similar to Smith, some parts of the recorded voice mail may
fall outside the definitional scope of conversation, particularly Sheryl’s unintelligible screams.
Standing alone, Sheryl’s screams would not constitute a conversation. However, these screams
were responsive to statements that John was making to Sheryl and were scattered throughout the
entire dispute, which contained repeated verbal exchanges between the two individuals as
outlined above. Within this context, Sheryl’s screams serve as an expression of sentiments
responsive to John’s yelling and thus constitute part of a conversation.4
For the above reasons, the contents of the recorded voice mail constituted a conversation
under RCW 9.73.030(1)(b).
B. Private
Both parties dispute whether the conversation between John and Sheryl was private under
RCW 9.73.030(1)(b). For the following reasons, we hold that the conversation was private.
“A communication is private (1) when parties manifest a subjective intention that it be
private and (2) where that expectation is reasonable.” Kipp, 179 Wn.2d at 729. In determining a
subjective intention of privacy, a party does not need to explicitly state such an intention during
the conversation; rather, it can be inferred from the facts and circumstances of the specific case.
Id. In ascertaining whether an expectation of privacy is reasonable, we examine the following
factors: duration and subject matter of the conversation, the location of the conversation, the
presence or potential presence of third parties at the conversation, and the role of the
nonconsenting party and his or her relationship to the consenting party. Id. As with subjective
4
We note that even if the screams themselves were not deemed to be conversation, their
presence would not affect the status of the remaining verbal exchange as conversation.
9
No. 47205-8-II
intent, “[t]he reasonable expectation standard calls for a case-by-case consideration of all the
facts.” Id. Because the trial court’s CrR 3.6 findings of fact are undisputed, we review de novo
whether the conversation was private. Id. at 722-23.
Here, a domestic dispute occurred between two married persons in the privacy of their
home. The dispute did not occur until Williams left, which signals a subjective intention and
reasonable expectation that the conversation would be private. Id. at 729-31. Of the factors set
out above, the location of the conversation, the relationship between the parties, and the absence
of third parties all declare the privacy of the conversation. None of the considerations in Kipp
dispute its privacy. On these facts, we hold that John had a subjective intention and reasonable
expectation that the conversation with Sheryl would be private.
C. Recording and Interception
Finally, related to conclusions 8, 9, 11, and 13, John contends that the trial court erred in
ruling that the conversation was not recorded or intercepted.
In conclusion 11, the trial court ruled: “At the time [Williams] discovered the phone and
opened it, neither of the activities prohibited by RCW 9.73.030 were taking place. [Williams]
was not violating that statute when she opened the phone and listened to its contents.” CP at 93.
In this, the trial court was correct. Williams did not record or intercept John’s conversation when
she merely opened his phone and played the voice mail for the police. John himself was the one
who enabled the device to record the private conversation. Williams may have accessed a device
that happened to record or intercept a conversation, but John was the one who recorded the
conversation. Thus, the trial court did not err in concluding that Williams did not record or
intercept the conversation.
10
No. 47205-8-II
In conclusion 8, the trial court ruled that “RCW 9.73.030(1)(b) applies when two people
are having a private, non-electronic, conversation and a third party attempts to record or
intercept that conversation.” CP at 92 (emphasis added). The trial court erred in this conclusion.
RCW 9.73.030(1) by its plain language imposes its restraints on “any individual” without
limitation to those not participating in the conversation. A broad and literal reading of this plain
text is in step with the Supreme Court’s characterization of our privacy act as requiring the
consent of all parties to a private conversation. Kipp, 179 Wn.2d at 725. Further, although no
case has held so directly, the case law has implied that no third party is required to record a
conversation, i.e., a party to a private conversation can also be the person who impermissibly
records the conversation. Kipp, 179 Wn.2d at 723; Smith, 85 Wn.2d at 843, 846-47; State v.
D.J.W., 76 Wn. App. 135, 139, 142, 882 P.2d 1199 (1994), aff’d and remanded sub nom. by
State v. Clark, 129 Wn.2d 211 (1996). Thus, John’s recording of this conversation can violate
the privacy act, even though he was a party to it.
In conclusion 9, the trial court ruled that
RCW 9.73.030(1)(b) does not apply to this case because this information was
recorded by [John]’s phone inadvertently. At the time this information was
recorded, nobody was trying to intercept or record what was occurring.
CP at 92 (emphasis added). The trial court also erred in this conclusion.
Whether John inadvertently or purposely recorded himself is beside the point; the statute
requires no specific mental state for a person to improperly record a conversation. Lewis v.
Dep’t of Licensing, 157 Wn.2d 446, 465, 139 P.3d 1078 (2006); Haymond v. Dep’t of Licensing,
73 Wn. App. 758, 762, 872 P.2d 61 (1994). Although some cases involve a person who is both a
party to a conversation and intentionally or knowingly records his or her own conversation, e.g.,
11
No. 47205-8-II
Kipp, 179 Wn.2d at 723, nothing in the plain language of RCW 9.73.030 imposes such a
requirement. We are unwilling to risk compromising the scope of the privacy act by the doubtful
implication of a mental state requirement from language saying nothing about a mental state.
Therefore, the trial court erred by holding that John’s inadvertence in recording the private
conversation removed his actions from the reach of the privacy act.
In conclusion 13, the trial court ruled that “[n]one of the information that was gathered up
until the point that Officer Yong listened to the phone recording was gathered illegally.” CP at
93. Because John recorded a private conversation without Sheryl’s consent, the trial court erred
in this conclusion.5
For these reasons, the trial court erred in conclusions 8, 9, and 13 and by admitting the
voice mail recording at John’s trial.
4. Prejudice
Having concluded that the recorded voice mail was improperly admitted, we next turn to
whether its admission was prejudicial to John’s trial.
Failure to suppress evidence obtained in violation of the [privacy] act is prejudicial
unless, within reasonable probability, the erroneous admission of the evidence did
not materially affect the outcome of the trial.
Christensen, 153 Wn.2d at 200 (citation omitted). If the erroneous admission of evidence was
prejudicial, we reverse. State v. Courtney, 137 Wn. App. 376, 383-84, 153 P.3d 238 (2007).
5
Because we conclude that John recorded the conversation in violation of the privacy act, we
need not decide whether his actions also constituted an interception of the same conversation
under the act.
12
No. 47205-8-II
The trial court clearly relied on the voice mail recording in determining that John formed
the intent to kill Sheryl, which was part of its basis for finding him guilty of second degree
attempted6 murder.7 The trial court found:
4.1 [John] formed the intent to kill [Sheryl] and is heard telling [Sheryl] that “I
will kill you” and then proceeds to beat her in the head and strangle her.
....
4.4 In the moment when [John] told [Sheryl], “I am going to kill you,” the Court
finds beyond a reasonable doubt that killing [Sheryl] was his exact intent. [John]
did not say this because he was angry at [Sheryl], or for some other reason. He
said it because he meant it.
CP at 86. Given these findings, we cannot say within reasonable probability that the trial court
would have found John guilty of second degree attempted murder if the voice mail recording had
been suppressed.
On the other hand, nothing in the trial court’s findings supporting the second degree
assault conviction suggest that it relied on the voice mail recording. The voice mail was merely
cumulative evidence supporting that conviction, considering that several witnesses testified to
Sheryl’s injuries and corroborating pictures were admitted into evidence.
Accordingly, we reverse and remand the second degree attempted murder conviction,8
but affirm the second degree assault conviction.
6
“A person is guilty of an attempt to commit a crime if, with intent to commit a specific crime,
he or she does any act which is a substantial step toward the commission of that crime.” RCW
9A.28.020(1)
7
“A person is guilty of murder in the second degree when: (a) [w]ith intent to cause the death of
another person but without premeditation, he or she causes the death of such person or of a third
person.” RCW 9A.32.050(1)(a).
8
John does not argue in his briefing that the evidence of the second degree murder conviction is
insufficient without the recording. In his SAG, he asks that the conviction be dismissed with
prejudice, but only as the bare conclusion of his argument that the recording should be
13
No. 47205-8-II
A majority of the panel having determined that only the foregoing portion of this opinion
will be printed in the Washington Appellate Reports and that the remainder shall be filed for public
record pursuant to RCW 2.06.040, it is so ordered.
II. SAG
In the unpublished part of this opinion, we examine and reject John’s SAG claims. We
do not address his arguments related to the second degree attempted murder conviction, since we
are reversing that conviction on other grounds.9 However, we analyze his contentions (1) that
there is not substantial evidence to support the trial court’s finding 6.1, which determined Sheryl
had been strangled into unconsciousness; (2) that the State suppressed favorable and material
evidence in violation of Brady;10 (3) that the trial court erred in sustaining the State’s objections
to testimonial evidence related to Sheryl’s financial motive; (4) that the State committed
prosecutorial misconduct when the prosecutor disclosed at a pretrial conference that the attorney
general’s office was investigating John; and (5) that the trial judge was biased and failed to
disclose that he sat in a prior, unrelated case involving Sheryl. For the reasons discussed below,
we hold that all these claims fail.
suppressed. Therefore, consistently with Christensen, 153 Wn.2d at 201, we reverse and
remand.
9
Thus, we do not address his arguments (1) that the trial court made contrary rulings in its
conclusions related to first degree assault, of which John was acquitted, and second degree
attempted murder, which we reverse; and (2) that the trial court did not give appropriate weight
to the autism evidence as it related to his ability to form the intent to kill Sheryl. We also do not
readdress his contention related to the trial court’s error in admitting the recorded voice mail
message under RCW 9.73.030, since we already examined that issue in the published portion of
this opinion.
10
Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963).
14
No. 47205-8-II
1. Substantial Evidence of Strangulation and Loss of Consciousness
John argues that the trial court’s finding 6.1, to the extent it determined that he strangled
Sheryl to unconsciousness, is not supported by substantial evidence.11 We disagree.
Generally, to determine whether sufficient evidence supports a conviction, we view the
evidence in the light most favorable to the State and determine whether any reasonable juror
could have found the elements of the crime beyond a reasonable doubt. State v. Homan, 181
Wn.2d 102, 105, 330 P.3d 182 (2014). Following a bench trial, “appellate review is limited to
determining whether substantial evidence supports the findings of fact and, if so, whether the
findings support the conclusions of law.” Id. at 105-06. “Substantial evidence is evidence
sufficient to persuade a fair-minded person of the truth of the asserted premise.” Id. at 106
(internal quotation marks omitted). “We treat unchallenged findings of fact and findings of fact
supported by substantial evidence as verities on appeal.” Id. “We review challenges to a trial
court's conclusions of law de novo.” Id.
“In claiming insufficient evidence, the defendant necessarily admits the truth of the
State’s evidence and all reasonable inferences that can be drawn from it.” Id. “These inferences
‘must be drawn in favor of the State and interpreted most strongly against the defendant.’” Id.
(quoting State v. Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068 (1992)). Further, we defer to the
11
In his SAG, John challenged all the trial court’s findings related to its determination that he
had strangled Sheryl into unconsciousness. However, we do not address the trial court’s findings
4.1 and 4.2 because those findings only supported the trial court’s conclusion that John was
guilty of second degree attempted murder, a conviction that we are reversing. We address only
finding 6.1 because it supported the trial court’s conclusion that John had committed second
degree assault, a conviction we uphold.
15
No. 47205-8-II
trier of fact for purposes of resolving conflicting testimony and evaluating the persuasiveness of
the evidence. Id.
Sheryl testified in detail that John strangled her to the point of unconsciousness.
Photographic evidence, which depicts bruising and discoloration around Sheryl’s neck after the
attack, corroborated her testimony. The State also presented Sheryl’s Smith12 affidavit, which
was read into the record and bolstered her version of the events. Expert witnesses also testified
that she had neck pain and had suffered a concussion, which one of the State’s expert witnesses
defined as a “brief loss of consciousness.” RP at 442, 445, 488. The aggregate of her testimony,
the expert witnesses, and the photographic evidence supply substantial evidence that Sheryl was
strangled into unconsciousness.
John raises several arguments challenging this evidence, including that Sheryl wrote her
Smith affidavit 22 days after the attack, that she had a financial motive to exaggerate her injuries,
that she had an alcohol allergy which caused her injuries, and that she was not strangled because
of contrary expert testimony and medical evidence in the record. However, these arguments
potentially affect only Sheryl’s credibility13 or are merely allegations of contrary evidence. We
do not reweigh the credibility of the witnesses or make a different credibility finding than the
trial court, as long as the challenged finding is supported by substantial evidence. Dalton v.
12
State v. Smith, 97 Wn.2d 856, 651 P.2d 207 (1982); see also KARL B. TEGLAND, 5B WASH.
PRAC.: EVIDENCE LAW AND PRACTICE § 801.21 (6th ed.).
13
John also contends that the trial court erred in finding Sheryl credible because the record
contains “49 counts of perjury.” SAG at 18-19. As an initial matter, whether Sheryl committed
theft, perjury, fraud, or other offenses are all allegations, and the record does not show whether
she in fact was charged with or convicted of any of these crimes. Thus, the trial court considered
that claimed evidence properly for what it was: potential impeachment of Sheryl’s credibility as
related to her financial motive to lie or exaggerate her injuries.
16
No. 47205-8-II
State, 130 Wn. App. 653, 667, 124 P.3d 305 (2005). Because there is substantial evidence to
support the trial court’s finding 6.1 as related to Sheryl’s strangulation and loss of consciousness,
John’s claim fails.
2. Brady Evidence
John next argues that the State suppressed nine pieces of favorable and material evidence
that he attached to his SAG, which included parts of medical documents, police reports, a
deposition, a letter, and an e-mail. Specifically, he contends that the State put these pieces of
evidence on a memory stick and compact disc, but that the technology was unreadable because
he did not have the necessary equipment in jail to download the evidence.
In order to demonstrate a Brady violation, the defendant has the burden to establish that
the evidence at issue (1) was favorable to the defendant because it is exculpatory or impeaching;
(2) was willfully or inadvertently suppressed by the State; and (3) was material. State v. Davila,
184 Wn.2d 55, 69, 357 P.3d 636 (2015). Even assuming his attached exhibits show a possibility
of favorable, material evidence, John’s Brady claims fail because he does not meet his burden in
establishing that the State suppressed these items.
Here, the record supports that when John received the compact disc and memory stick
two weeks before trial, he was not provided the necessary equipment to view the evidence
contained on them. However, during this time he was pro se for a couple of weeks and the State
was in the process of getting him “well over a thousand pages of discovery” in printed form,
rather than the unreadable memory stick and compact discs. RP at 47-50. After this short period
of pro se status, he decided to be represented by defense counsel again. At a status hearing,
John’s defense counsel confirmed that John did not have access to the evidence contained on the
17
No. 47205-8-II
memory stick and compact discs while he was pro se and in jail. However, John’s defense
counsel stated that he would “have access to those materials” and would prepare John’s defense
with consideration of those materials. RP at 162.
On these facts, John does not meet his burden in showing that the State suppressed any
favorable material evidence. The record shows that his defense counsel was ultimately given all
of the evidence contained on the memory stick and compact discs. Without any evidence that
John continued to lack access to favorable evidence in his case, his Brady claims fail.
Furthermore, John has not met his burden to show that the information on the compact
discs or memory stick actually contained the allegedly favorable material evidence that he
attached in his SAG. Mere allegations are not enough to support a Brady claim. If John “wishes
a reviewing court to consider matters outside the record, a personal restraint petition is the
appropriate vehicle for bringing those matters before the court.” State v. McFarland, 127 Wn.2d
322, 338, 899 P.2d 1251 (1995). Accordingly, on this record, we hold that his Brady claims fail.
3. Testimony Evidence Related to Sheryl’s Financial Motive
John next argues that the trial court abused its discretion in not permitting certain
testimony related to Sheryl’s financial motive. We disagree.
John first challenges the trial court’s decision to sustain the State’s objection to a question
to John’s father, Lawrence Smith.14 After Lawrence testified that Sheryl was trying to take
control of John’s patents, defense counsel asked Lawrence how he knew this information. The
State objected on relevance grounds, which the trial court sustained. We do not find this to be an
abuse of discretion. The trial court allowed Lawrence to testify that Sheryl was trying to take
14
We refer to Lawrence Smith by his first name for clarity. No disrespect is intended.
18
No. 47205-8-II
control of John’s patents, which would further the defense’s purpose in impeaching her
credibility. The trial court did not abuse its discretion in ruling that how Lawrence knew Sheryl
was stealing patents was not relevant to further impeaching her credibility.
John also challenges the trial court’s decision to sustain the State’s objection to the
opinion of one of the defense’s witnesses, Guido Bini. Bini was prepared to testify that Sheryl’s
company, Echosmith, was stealing the business ideas of John’s company, Stewardsmith. The
defense’s offer of proof showed that Bini’s knowledge of Echosmith was derived from web sites
researched on the internet. Specifically, by comparing the Echosmith and Stewardsmith web
sites, he concluded that Sheryl was stealing Stewardsmith’s assets. After the defense’s offer of
proof, the trial court ruled that Bini lacked personal knowledge on the issue and could not testify
on the matter. “A witness may not testify to a matter unless evidence is introduced sufficient to
support a finding that the witness has personal knowledge of the matter.” ER 602. It was not an
abuse of the trial court’s discretion to determine that obtaining and comparing information from
internet web sites does not constitute personal knowledge of this matter. John’s claim that this
testimony should have been admitted fails.
4. Prosecutorial Misconduct
John next argues that the prosecutor improperly disparaged him as a witness when she
stated during a pretrial hearing that the attorney general’s office was investigating him. To
establish prosecutorial misconduct, the defendant must prove that the prosecuting attorney’s
remarks were both improper and prejudicial. State v. Allen, 182 Wn.2d 364, 373, 341 P.3d 268
(2015). To show prejudice, the defendant must “show a substantial likelihood that the
misconduct affected the jury verdict.” In re Pers. Restraint of Glasmann, 175 Wn.2d 696, 704,
19
No. 47205-8-II
286 P.3d 673 (2012). Assuming for purposes of argument that the prosecutor’s remark was
improper, John has not shown that the prosecutor’s remark had any effect on the result of the
trial. Therefore, he has not shown prosecutorial misconduct.
John further contends that the prosecutor was lying and disparaging him from opening
statement to closing argument. However, his contention is not particularized enough to permit
its analysis. RAP 10.10(c). Accordingly, this prosecutorial misconduct claim also fails.
5. Judicial Bias
John next contends that Judge Robert Lewis, who presided over the bench trial, failed to
disclose his involvement in a prior case with Sheryl. Specifically, he alleges that Judge Lewis
determined that Sheryl was not subject to a special needs trust in a prior case and that the
resolution of that prior case made him biased toward her at the bench trial.
Principles of due process, the appearance of fairness doctrine, and the Code of Judicial
Conduct require that a judge disqualify him or herself from hearing a case if that judge is biased
against a party or if his or her impartiality may be reasonably questioned. In re Marriage of
Meredith, 148 Wn. App. 887, 903, 201 P.3d 1056 (2009). “Before we can find a violation of this
doctrine, however, there must be evidence of a judge’s actual or potential bias.” State v. Bilal,
77 Wn. App. 720, 722, 893 P.2d 674 (1995).
John fails to bring any evidence that Judge Lewis actually presided over the action to
change Sheryl’s special needs trust to a standard one, if such an action ever took place. With no
evidence that Judge Lewis was ever involved in a prior case with Sheryl, his claim for a violation
of judicial fairness necessarily fails.
20
No. 47205-8-II
CONCLUSION
We reverse and remand John Smith’s second degree attempted murder conviction and
affirm his second degree assault conviction.
BJORGEN, C.J.
We concur:
WORSWICK, J.
LEE, J.
21