IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Kevan M. Alston, Jr., :
Petitioner :
:
v. : No. 1924 C.D. 2014
: No. 2042 C.D. 2014
: Submitted: September 2, 2016
Pennsylvania Board of Probation :
and Parole, :
Respondent :
BEFORE: HONORABLE MARY HANNAH LEAVITT, President Judge
HONORABLE RENÉE COHN JUBELIRER, Judge
HONORABLE ANNE E. COVEY, Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY JUDGE COHN JUBELIRER FILED: November 28, 2016
In these consolidated appeals, Kevan M. Alston, Jr. (Alston) petitions for
review of the September 24, 2014 and October 28, 2014 Orders of the
Pennsylvania Board of Probation and Parole (Board) denying his requests for
administrative relief. On appeal, Alston argues that the Board erred in imposing 18
months backtime due to his recommitment as a convicted parole violator (CPV)
and improperly recalculated his maximum date by not giving him the appropriate
amount of credit toward his sentence. Alston also asserts that the Board committed
an error of law and violated Alston’s constitutional due process rights by, inter
alia, failing to timely respond to his requests for administrative relief.
Alston’s court appointed counsel had previously filed an Application for
Leave to Withdraw as Counsel, which we denied in Alston v. Pennsylvania Board
of Probation and Parole (Pa. Cmwlth., Nos. 1924, 2042 C.D. 2014, filed July 16,
2015) (Alston I). Because of the state of the certified record, the Board filed a
supplemental record on July 30, 2015 (Supplemental C.R. I). Alston’s counsel
filed a brief on the merits of the Petitions for Review. The Board requested a
remand in its responsive brief, based on its belief that the Board’s maximum
sentence date of May 18, 2020, may not have been correct. This Court remanded
to the Board for an evidentiary hearing and retained jurisdiction. The Board held
an evidentiary hearing at which Alston and his counsel appeared. The Board
issued a supplemental decision, which recalculated his maximum date to June 12,
2020, so as not to give credit for time during which Alston had absconded from
supervision. Although we provided Alston with an opportunity to challenge the
Board’s recalculation, we have not received any response. Upon review, we find
the Board did not err in its calculation of Alston’s maximum date, has given him
appropriate credit, and has not violated his due process rights. Because we
retained jurisdiction, the Board did not officially change Alston’s maximum date,
and therefore, we remand for the Board to do so.
I. History
The lengthy history of this case was described in Alston I as follows:
On September 30, 1998, Alston pled guilty to several charges
of robbery with serious bodily injury and was sentenced to 10 to 20
years. (Sentence Status Summary, C.R. at 1-3.) After being paroled
in January 2010 and recommitted in September 2011 as a technical
parole violator [(TPV)], Alston was reparoled on April 26, 2012 with
a parole violation maximum date of January 7, 2018. (Notice of
Board Decision, Jan[.] 11, 2010, C.R. at 10-11; Notice of Board
2
Decision, September 26, 2011, C.R. at 19; Notice of Board Decision,
Mar[.] 9, 2012, C.R. at 20-21.) While on parole, Alston was charged
with new criminal charges [for simple assault and resisting arrest] in
Lehigh County on January 28, 2013 for which he pled nolo
contendere on September 20, 2013.[1] (Criminal Docket, C.R. at 44-
53.) As a result, Alston was sentenced to time served with immediate
parole and twelve months’ probation. (Criminal Docket, C.R. at
51.)[2]
By Board decision mailed December 24, 2013, Alston was
recommitted as a technical parole violator to serve six months
backtime and “as a convicted parole violator to serve 18 months
concurrently for a total of 18 months backtime, when available[,]
pending receipt of additional information.” (Notice of Board
Decision, Dec[.] 24, 2013, C.R. at 35.) The Board’s December 24,
2013 decision also denied Alston reparole. (Notice of Board
Decision, Dec[.] 24, 2013, C.R. at 35.) On January 22, 2014, the
Board received Alston’s pro se Request for Administrative Relief
challenging the Board imposition of 18 months backtime and the
denial of reparole. (Board Decision/Order, Sept[.] 24, 2014, C.R. at
41.) By Decision/Order mailed September 24, 2014, the Board
advised Alston as follows:
You waived your hearing rights and admitted to
being convicted of the offenses of Simple Assault (M2)
1
Alston also was arrested for driving under the influence of alcohol or controlled
substance (DUI) on February 13, 2013. (Criminal Docket CP-39-CR-0000724-2013 at 2,
Supplemental C.R. I at 107.) The Board concluded that he was released on his own
recognizance (ROR) bail on the same day and was held solely on the Board’s warrant thereafter.
(Notice of Board Decision, Feb. 14, 2014, at 1, Supplemental C.R. I at 144; Hr’g Tr., Apr. 1,
2016, at 22-25, Board’s Supplemental Certified Record II (Supplemental C.R. II) at 53a-56a;
Supplemental Board Letter, Apr. 28, 2016, at 4, Supplemental C.R. II at 77a.) Alston initially
was granted Accelerated Rehabilitative Disposition (ARD) for the DUI, but his ARD was
revoked. (Criminal Docket CP-39-CR-0000724-2013 at 3-6, Supplemental C.R. I at 108-11.)
He pleaded guilty to the DUI charge on October 24, 2013, and received six months probation.
(Id. at 7, Supplemental C.R. I at 112.)
2
By Board decision mailed on October 18, 2013, the Board detained Alston pending the
resolution of his criminal charges, recommitted Alston as a TPV to serve 6 months backtime, and
recalculated Alston’s maximum date to May 28, 2018, to include 141 days Alston was
delinquent on parole. (Order to Recommit, Supplemental C.R. I at 84; Notice of Board Decision,
Oct. 18, 2013, Supplemental C.R. I at 86-88.) The October 18, 2013 Decision indicated that
Alston’s new maximum date was “subject to change if convicted of outstanding criminal
charges.” (Notice of Board Decision, Oct. 18, 2013, at 3, Supplemental C.R. I at 88.)
3
and Resisting Arrest (M2) in violation of your parole in
writing on September 25, 2013. The waiver/admission
form you signed specifically indicates that you chose to
take said action of your own free will, without promise,
threat or coercion. You also failed to withdraw the
waiver/admission within the prescribed ten-day grace
period. This admission gave the Board sufficient
evidence to revoke your parole. Furthermore, you
specifically waived your right to counsel at your
hearings.
The Board recommitted you as a convicted parole
violator to serve 18 months for the offenses of Simple
Assault and Resisting Arrest. The presumptive
recommitment range for the offense of Simple Assault is
9 to 15 months and for Resisting Arrest is 6 to 12
months, respectively. 37 Pa. Code § 75.2. This means
that the maximum term the Board could impose that
would fall within the presumptive range is 27 months.
Thus, the 18-month recommitment term falls within the
presumptive range and is not subject to challenge. Smith
v. Pennsylvania Board of Probation and Parole, 574
A.2d 558 (Pa. 1990).
(Board Decision/Order, Sept[.] 24, 2014, C.R. at 41 (emphasis in
original).) Accordingly, the Board denied Alston’s pro se Request for
Administrative Relief. ([Id.])
By decision mailed February 14, 2014, the Board referred to its
prior actions recommitting Alston as both a technical parole violator
and convicted parole violator to serve 18 months concurrently for a
total of 18 months backtime and advised Alston that his new parole
violation maximum date was May 18, 2020. (Notice of Board
Decision, Feb[.] 14, 2014, C.R. at 37.) On March 4, 2014, the Board
received a pro se “Notice of Appeal” from Alston challenging the
recalculation of his parole violation date and alleging that the
“calculation was done without due process of law as here, [he] was
not afforded a parole violation hearing as guaranteed by the fifth
amendment to the constitution.” (Notice of Appeal, C.R. at 40.) By
Decision/Order mailed October 28, 2014, the Board explained to
Alston how his parole violation maximum date was calculated as May
18, 2020 and affirmed its decision mailed February 14, 2014. (Board
Decision/Order, Oct[.] 28, 2014, C.R. at 54-55.)
4
...
On September 5, 2014, Alston, through Attorney [Kent D.]
Watkins, [Esquire] filed with this Court a “Petition for Review (In the
Nature of a Complaint in Mandamus)” (Mandamus Petition) alleging
that it had been more than 120 days since Alston filed his January 22,
2014 Request for Administrative Relief and his March 4, 2014 Notice
of Appeal and seeking an order from this Court directing the Board to
act on Alston’s requests for administrative relief. After the Board
issued its September 24, 2014 Order denying Alston’s pro se January
22, 2014 Request for Administrative Relief, the Board filed an
application to dismiss Alston’s Mandamus Petition for mootness.
Upon consideration of the Board’s application and Alston’s answer
thereto, this Court denied the Board’s application by Order entered
October 23, 2014. Alston v. P[a.] B[d.] of Prob[.] and Parole (Pa.
Cmwlth., No. 463 M.D. 2014, filed Oct[.] 23, 2014). After the Board
issued its October 28, 2014 Order denying Alston’s pro se March 4,
2014 Notice of Appeal, the Board filed an amended application to
dismiss Alston’s Mandamus Petition as moot. Upon consideration,
this Court granted the Board’s amended application and dismissed
Alston’s Mandamus Petition by Order entered November 14, 2014,
because the Board had responded to Alston’s administrative appeals
thereby providing Alston with the relief he requested. Alston v. P[a.]
B[d.] of Prob[.] and Parole (Pa. Cmwlth., No. 463 M.D. 2014, filed
Nov[.] 14, 2014).
On October 24, 2014, Alston, through Attorney Watkins, filed a
Petition for Review with this Court which was docketed at 1924 C.D.
2014. Therein, Alston seeks an order vacating the Board’s December
24, 2013 action revoking his parole and its February 14, 2014 decision
recalculating Alston’s parole violation maximum date based on the
Board’s “actions in failing to timely respond to [Alston’s]
administrative appeal” of the Board’s decision mailed February 14,
2014. (Petition for Review, 1924 C.D. 2014, ¶ 12.) Alston alleges
that he “has the right to timely be heard” and that the Board’s failure
“to timely reply to [his] administrative appeals . . . has . . . [required
him] to institute multiple court actions in order to receive a reply to
his timely filed administrative appeal.” (Petition for Review, 1924
C.D. 2014, ¶¶ 13, 15.) Alston alleges that the Board’s actions in
failing to timely respond to this administrative appeal constitute an
error of law and a violation of his constitutional rights. (Petition for
Review, 1924 C.D. 2014, ¶ 12.)
On November 12, 2014 Alston, through Attorney Watkins, filed
an additional Petition for Review with this Court which was docketed
5
at 2042 C.D. 2014. Therein, Alston seeks review of the Board’s
October 28, 2014 Order denying his “Notice of Appeal” from the
Board’s decision mailed February 14, 2014. (Petition for Review,
2042 C.D. 2014, ¶ 4.) Alston alleges that the Board “failed to give
[him] credit for all time served exclusively pursuant to the [B]oard’s
warrant.” (Petition for Review, 2042 C.D. 2014, ¶ 5.)
Alston I, slip op. at 2-6 (footnotes omitted). In Alston I, we denied the Application
to Withdraw on the basis that counsel had not satisfied the requirements of a no-
merit letter under Commonwealth v. Turner, 544 A.2d 927, 928 (Pa. 1988) and
Zerby v. Shanon, 964 A.2d 956, 960 (Pa. Cmwlth. 2009). Alston I, slip op. at 7-8.
While counsel discussed “whether Alston’s parole violation maximum date was
correctly recalculated by the Board and whether the 18 month recommitment
period imposed by the Board is within the presumptive range, he does not address
any of the issues raised in the Petition for Review filed at docket number 1924
C.D. 2014.” Id. at 8. Thus, we did not address the merits of Alston’s Petitions for
Review and directed counsel to file either a new application to withdraw or a brief
on the merits. Id. at 9, Order.
We further observed in Alston I that: the certified record was missing
certain documents, documents were incomplete, and there were some factual
discrepancies left unresolved by the Board’s decisions and counsel’s no-merit
letter. Id. at 8-9 n.4.3 The Court then directed the Board to certify a second
volume of the certified record consisting of:
3
Specifically, we observed:
We note that the factual background relating to the time that Alston was
released on parole on April 26, 2012 until the time he was sentenced on new
criminal charges on September 20, 2013, particularly where and when he was
incarcerated after being charged on January 28, 2013 with new criminal charges,
is unclear from the certified record filed with this Court. Thus, it is questionable
whether the Board correctly calculated Alston’s parole violation maximum date.
6
1. [Alston’s] pro se Request for Administrative Relief;
2. Documentation regarding whether, and if so, where [Alston] was
incarcerated between April 26, 2012 and September 20, 2013;
3. The dated and signed Notice of Charges and Hearing issued by the
Board, or other notification of the scheduling, that is, times and
dates, of the preliminary and detention hearings;
4. The waiver/admission form that [Alston] allegedly signed waiving
his right to counsel at the hearings;
For example, the Board gave Alston 86 days credit for the period he was
incarcerated from February 13, 2013 to May 10, 2013 because he was
incarcerated solely on the Board’s detainer; however, the Board also stated that
Alston was erroneously released from incarceration from the Lehigh County
Prison on April 15, 2013 after posting bail despite the Board’s existing detainer
against him. (Board Decision/Order, Oct[.] 28, 2014, C.R. at 54-55.) Whether
Alston was actually incarcerated between April 15, 2013 and the date of his
conviction on September 20, 2013 is unclear because not only was Alston
declared delinquent on April 15, 2013, the certified record indicates that Alston
turned himself in to the Lehigh County authorities on September 3, 2013.
(Supervision History, C.R. at 29-30.) These apparent discrepancies are not
explained by Attorney Watkins in his no-merit letter.
In addition, it appears that there are several documents missing from the
certified record and that the documents that are contained therein are not
complete. For example, the Notice of Charges and Hearing issued by the Board
to Alston charging him with the new criminal charges and technical parole
violations is undated and unsigned and is missing the time and date of the
preliminary and detention hearings. (Notice of Charges [and Hearing], C.R. at
31.) There is no document in the certified record that actually schedules any type
of hearing on these charges. Also missing from the certified record is the
waiver/admission form that Alston allegedly signed waiving his right to counsel
at the hearings. (Board Decision/Order, Sept[.] 24, 2014, C.R. at 41.) As such,
the Board’s determination set forth in its September 24, 2014 Decision/Order that
Alston waived his hearing rights, is not supported by the certified record. Further,
the Board’s December 24, 2013 and February [14], 2014 decisions do not contain
any indication as to the actual date these decisions were mailed. We ascertained
the mailing dates from the Board’s September 24, 2014 and October 28, 2014
denials of Alston’s Requests for Administrative Relief and Notice of Appeal,
respectively. Given that this Court’s ability to perform effective appellate review
is dependent on having complete and accurate records to review, it would be
helpful if the records certified to the Court by the Board were more accurate.
Alston I, slip op. at 8-9 n.4.
7
5. Indications of the mailing dates of the Board’s December 24, 2013
and February [14], 2014 decisions; and
6. Those other parts of the original record that were not previously
forwarded to the Court but were relied upon by [the Board] in
reaching its decisions in these matters.
(Per Curiam Order, July 17, 2015.) The Board filed the Supplemental C.R. I,
consisting of approximately 145 pages of record materials, with this Court on July
30, 2015.
II. Remand for Evidentiary Hearing
Alston’s counsel filed a brief on the merits of the Petitions for Review, and
the Board filed a responsive brief, arguing, inter alia, that Alston’s due process
rights were not violated under these circumstances and requesting a remand based
on its belief that it was “not convinced that the Board’s Original Sentence
maximum date of May 18, 2020 is correct.” (Board Br.’s at 16.) By Per Curiam
Order dated March 18, 2016, this Court remanded the matter to the Board for “an
evidentiary hearing to determine certain facts critical to the proper calculation of
[Alston’s] maximum date.” (Per Curiam Order, Mar. 18, 2016.) In light of
Alston’s alleged due process concerns, this Court, as suggested by the Board’s
counsel in its brief, retained jurisdiction while on remand. (Id.; Board’s Br. at 16-
17.) The Board held the evidentiary hearing, at which Alston and his counsel
appeared and presented evidence, and mailed a decision to Alston on April 20,
2016. (Notice of Board Decision, Board’s Supplemental Certified Record II
(Supplemental C.R. II) at 69a-71a.) The Board sent a letter on April 28, 2016, to
supplement the Board decision mailed April 20, 2016, and recertified the record
8
(Supplemental C.R. II) with this Court on April 28, 2016. (Supplemental Board
Letter, Supplemental C.R. II at 74a-77a.)
Based on the evidence presented at the hearing and the existing record, the
Board concluded that Alston was entitled to 61 days of sentence credit from
February 13, 2013 to April 15, 2013, because this was the period during which he
was confined solely on the Board’s warrant. On February 13, 2013, Alston was
arrested for driving under the influence of alcohol or controlled substance (DUI).
(Criminal Docket CP-39-CR-0000724-2013 at 2, Supplemental C.R. I at 107; Hr’g
Tr. at 18, 21-22, Supplemental C.R. II at 49a, 52a-53a.) The Board issued a
warrant to commit and detain Alston based on the DUI charge also on February 13,
2013.4 (Warrant to Commit and Detain, Supplemental C.R. I at 34.) While
confined on the Board’s warrant, Alston was arrested for the simple assault and
4
It is not entirely clear whether Alston posted bail on the DUI charge. Some documents
indicate that he did not post bail, but Alston testified that he did post bail on February 13, 2013, a
fact the Board appears to have accepted both at the hearing and in its February 14, 2014
Decision. (Notice of Board Decision, Feb. 14, 2014, Supplemental C.R. I at 144; Order to
Recommit, Supplemental C.R. I at 130; Hr’g Tr. at 21-25, Supplemental C.R. II at 52a-56a.)
However, even if Alston did not post bail on that date, he was entitled to receive credit for all of
his time in custody. Martin v. Pa. Bd. of Prob. and Parole, 840 A.2d 299, 304 (Pa. 2003) (citing
Gaito v. Pa. Bd. of Prob. and Parole, 412 A.2d 568, 571 n.6 (Pa. 1980)). “[I]f a parolee is
acquitted, or if no new sentence is imposed for a conviction on the new charges, pre-trial custody
is to be applied to the parolee’s original sentence,” and a parolee must be given credit for all
periods of confinement where, inter alia, the “confinement is the result of both a Board warrant
and pending criminal charges” and “where there is no period of incarceration imposed.” Id. at
305, 309 (emphasis added). Here, Alston received no period of incarceration for the DUI charge;
he initially was sentenced to ARD and, after that was revoked, he ultimately received six months
probation. (Criminal Docket CP-39-CR-0000724-2013 at 3-7, Supplemental C.R. I at 108-12.)
Because Alston was entitled to credit for the pre-sentence time he was being held on the Board’s
warrant, and possibly on the DUI charge, from February 13, 2013 to April 15, 2013 (when he
was arrested on the simple assault and resisting arrest charges, posted bail on those charges, and
absconded), and he was not sentenced to a period of incarceration, that time was rightly credited
toward his original sentence. Martin, 840 A.2d at 305, 307. Thus, any error in the Board’s
finding that Alston was being held solely on its warrant based on Alston’s posting of bail for the
DUI charge is harmless.
9
resisting arrest on April 15, 2013, and Alston was released on his own
recognizance (ROR) bail. (Criminal Docket CP-39-CR-0001325-2013 at 2, 4-5,
Supplemental C.R. I at 84, 96-97; Hr’g Tr. at 21, 24-25, Supplemental C.R. II at
52a, 55a-56a.) Notwithstanding the Board’s existing warrant, Alston was released
from prison on April 15, 2013, absconded from parole supervision, and remained
delinquent until he turned himself in on September 3, 2013. (Hr’g Tr. at 25-27,
Supplemental C.R. II at 56a-58a.) “Subtracting 61 days from the 2,518 days
[remaining] results in Mr. Alston owing 2,457 days,” and adding those days to
September 20, 2013, the date when Alston was granted parole from his conviction
for simple assault and resisting arrest and returned to the Department of
Corrections (DOC), would result in a new maximum date of June 12, 2020.
(Notice of Board Decision, Apr. 20, 2016, Supplemental C.R. II at 69a-71a; Order
to Recommit, Supplemental C.R. II at 72a; Supplemental Board Letter, Apr. 28,
2016, Supplemental C.R. II at 74a-77a.) The Board did not officially change
Alston’s maximum date from May 18, 2020 to June 12, 2020, because this Court
retained jurisdiction. (Supplemental Board Letter (Apr. 28, 2016) at 4,
Supplemental C.R. II at 77a.) Although given an opportunity to respond to the
Board’s supplemental decision and recalculation of Alston’s maximum date,
Alston has not filed a brief or response and, therefore, this matter is ready for our
determination.5, 6
5
By Per Curiam Order dated July 28, 2016, we directed Alston to file a response within
30 days of the Order or we would “proceed to make a determination without the benefit of
[Alston’s] response.” (Per Curiam Order, July 28, 2016.)
6
In reviewing the Board’s orders, our review “is limited to determining whether the
Board’s findings are supported by substantial evidence, [whether] an error of law [was]
committed, or whether any of the parolee’s constitutional rights were violated.” Andrews v. Pa.
Bd. of Prob. and Parole, 516 A.2d 838, 841, n.10 (Pa. Cmwlth. 1986).
10
III. Issues Now Before this Court
a. Recommitment as a CPV to Serve 18 Months Backtime and
Recalculation of Alston’s Maximum Date
We first address the issues related to Alston’s recommitment as a CPV to
serve 18 months backtime and the recalculation of his maximum date. Alston
objects to his being recommitted for a period of 18 months backtime based on his
conviction for simple assault and resisting arrest. (Supplemental C.R. I at 125-26.)
However, as acknowledged in Alston’s brief, the 18 months of backtime falls
within the combined presumptive ranges for recommitment for simple assault (9 to
15 months) and resisting arrest (6 to 12 months). 37 Pa. Code § 75.2. “As long as
the period of recommitment is within the presumptive range for the violation, the
Commonwealth Court will not entertain challenges to the propriety of the term of
recommitment.” Smith v. Pa. Bd. of Prob. and Parole, 574 A.2d 558, 560 (Pa.
1990).
We now turn to the recalculation of Alston’s maximum date. As discussed
above, the Board issued a supplemental determination recalculating Alston’s
maximum date to June 12, 2020, and Alston has not responded to the Board’s new
recalculation to assert that it is erroneous. We will, therefore, only review Alston’s
arguments contained in his initial brief to this Court. Alston argues that the Board
erred in not giving him credit for his time spent at liberty on parole and
recomputing his maximum date based on his conviction for DUI in its February 14,
2014 Decision even though his parole was not revoked based on that conviction,
and he did not waive the revocation hearing for that conviction. (Alston’s Br. at
16.) Alston observes that, although the Board indicated in its February 14, 2014
Decision that it noted the DUI conviction and chose to not take action on that
conviction, the Board nevertheless forfeited Alston’s time spent at liberty on parole
11
and recalculated his maximum date as May 18, 2020, which Alston maintains was
based on this new conviction. (Notice of Board Decision, Feb. 14, 2014,
Supplemental C.R. I at 129.) Therefore, Alston argues that the Board erred in
recalculating his maximum date and that he is entitled to credit for 285 days for his
time at liberty on parole.
The Board responds that the revocation of Alston’s parole, recommitment as
a CPV, forfeiture of his time at liberty on parole, and recalculation of Alston’s
maximum date were based on his pleading nolo contendere on September 20,
2013, to simple assault and resisting arrest and not the DUI conviction as Alston
asserts. According to the Board, Alston waived his revocation hearing,
acknowledged his conviction for simple assault and resisting arrest, and the
Board’s actions, therefore, were not erroneous.
Section 6138(a) of the Prisons and Parole Code (Parole Code), 61 Pa. C.S. §
6138(a),7 authorizes the Board to recommit a parolee who is convicted of a crime
7
Section 6138(a) of the Parole Code provides, in relevant part, that:
(1) A parolee under the jurisdiction of the board released from a
correctional facility who, during the period of parole or while delinquent on
parole, commits a crime punishable by imprisonment, for which the parolee is
convicted or found guilty by a judge or jury or to which the parolee pleads guilty
or nolo contendere at any time thereafter in a court of record, may at the
discretion of the board be recommitted as a parole violator.
(2) If the parolee’s recommitment is so ordered, the parolee shall be
reentered to serve the remainder of the term which the parolee would have been
compelled to serve had the parole not been granted and, except as provided under
paragraph (2.1), shall be given no credit for the time at liberty on parole.
61 Pa. C.S. §§ 6138(a)(1)-(2). Although the Board has the discretion to award credit for time
spent at liberty on parole unless the crime committed while on parole was a crime of violence or
required registration on a sex offender’s registry, it did not do so here. 61 Pa. C.S. §
6138(a)(2.1)(i).
12
punishable by imprisonment that was committed while on parole and to deny credit
for time served at liberty on parole for a parolee who is recommitted as a CPV.
See also Gaito v. Pa. Bd. of Prob. and Parole, 412 A.2d 568, 570 (Pa. 1980)
(holding that the forfeiture of credit for time served at liberty on parole for a CPV
is not unconstitutional). After a thorough review of the certified records in this
case, the records reveal that Alston waived the revocation hearing based on his
pleading nolo contendere on September 20, 2013, to simple assault and resisting
arrest and acknowledged his new conviction. (Criminal Docket CP-39-CR-
0001325-2013 at 1, 7, Supplemental C.R. I at 95, 99; Waiver of Revocation
Hearing and Counsel/Admission Form, Supplemental C.R. I at 83; Hearing Report,
Supplemental C.R. I at 116-18.) The Board revoked Alston’s parole and denied
him credit for time spent at liberty on parole based on that conviction. (Hearing
Report, Supplemental C.R. I at 117-19, 123.) In its December 24, 2013 Decision,
the Board recommitted Alston as a CPV based on the conviction for simple assault
and resisting arrest and ordered him to serve 18 months backtime, “when available
pending receipt of additional information.” (Notice of Board Decision, Dec. 24,
2013, Supplemental C.R. I at 125 (emphasis added).) The December 24, 2013
Decision indicated that, in addition to recommitting Alston as a CPV for 18
months, it was modifying its prior October 18, 2013 Decision, which had
recommitted Alston as a TPV, declared Alston delinquent for 141 days, and
recalculated Alston’s maximum date to May 28, 2018 (based on those 141 days),
by deleting the reparole provision and adding an additional 6 months of backtime
for a new technical violation. (Id.) The December 24, 2013 Decision did not, on
its face, change Alston’s parole violation maximum date from May 28, 2018 to
May 18, 2020, based on the new conviction for simple assault and resisting arrest.
13
(Id.) Rather, it was the Board’s February 14, 2014 Decision that advised Alston of
his new maximum date of May 18, 2020. (Id. at 129.)
A review of the February 14, 2014 Decision shows that the change in
Alston’s maximum date was based on his admitted conviction for simple assault
and resisting arrest, and not the DUI conviction for which the Board chose to take
no action. (Notice of Board Decision, Feb. 14, 2014, Supplemental C.R. I at 129;
Order to Recommit, Supplemental C.R. I at 130-31.) While the Board’s December
24, 2013 Decision addressing Alston’s recommitment as a CPV did not change
Alston’s maximum date, it appears that the Board was waiting for “additional
information” before recalculating Alston’s maximum date to include the forfeiture
of his time at liberty on parole based on Alston’s being recommitted as a CPV for
his conviction for simple assault and resisting arrest. The Board received the
information for which it was waiting, presumably information related to Alston’s
DUI charge and, thereafter, issued the February 14, 2014 Decision. In that
decision, the Board noted the DUI conviction, but declined to take action on it,
and, referring to, inter alia, its prior December 24, 2013 Decision recommitting
Alston as a CPV for 18 months, recalculated Alston’s maximum date from May
28, 2018 to May 18, 2020, based on the simple assault and resisting arrest
conviction. We discern no error because the Board’s recalculation of Alston’s
maximum date and denial of credit for time at liberty on parole were based on
Alston being recommitted as a CPV based on that admitted conviction as
authorized by Section 6138(a) of the Parole Code and Gaito.8
8
Although Alston has not challenged whether the Board correctly recalculated Alston’s
maximum date from May 18, 2020 to June 12, 2020, we have reviewed the record and find that
the Board did not err. Alston admitted that he absconded from supervision of the Board on April
15, 2013, and did not return to custody until September 3, 2013; he is therefore not entitled to
credit for that time period. (Hr’g Tr. 26-27, Supplemental C.R. II at 56a-57a.)
14
b. Alston’s Due Process Rights
Finally, we address Alston’s claims that the Board violated his constitutional
rights to due process. Alston argues that the Board committed an error of law and
violated his constitutional right to due process by causing a delay in the appellate
process where the Board: failed to timely respond to or answer Alston’s requests
for administrative relief; filed multiple Board actions without responding to
Alston’s previous appeals causing Alston to file multiple appeals on the same or
similar issues; and submitted conflicting certified records to this Court. Alston
asserts that parole revocation hearings are subject to the Administrative Law and
Procedure Act (Administrative Law Act), 2 Pa. C.S. §§ 101-754, which provides
for a two-tier process for parole revocations: “[f]irst, a factual record is made and
an initial decision is rendered at a parole revocation hearing”; and second, “[a]
parolee can then appeal this decision to the Board by filing for administrative
relief.” Goods v. Pa. Bd. of Prob. and Parole, 912 A.2d 226, 232 (Pa. 2006); 37
Pa. Code § 71.4(2)(v). Alston acknowledges that neither the Parole Code nor the
Board’s regulations set time limitations on making either of these determinations,
but he argues that this allows the Board to issue multiple actions, rendering filed
appeals void, restarting the appeal period for the parolee, and beginning the
process for the parolee over again. This, Alston contends, interferes with his due
process rights in having an adequate and effective appeal. (Alston’s Br. at 11-12,
citing Com. v. Glover, 458 A.2d 935, 937 (Pa. 1983).) According to Alston, the
Board’s ongoing delays under this process have placed Alston “in a position
where, even if he were afforded the relief he was seeking, he would not have
enough time to have the requested relief credited to his sentence or his appeal
15
would be dismissed as moot because his maximum sentence would be completed.”
(Alston’s Br. at 12.)
The Board responds that any delays in issuing its orders in response to
Alston’s requests for administrative review did not violate Alston’s due process
rights. Citing Section 6113(d) of the Parole Code and Section 73.1(a) of its
regulations, the Board notes that although these provisions set forth procedures for
appeals, neither establish a time period for responding to a request for
administrative review or appeal. 61 Pa. C.S. § 6113(d);9 37 Pa. Code § 73.1(a).10
9
Section 6113(d) of the Parole Code provides that:
(1) An interested party may appeal a revocation decision within 30 days of
the board’s order. The decision shall be reviewed by three board members
appointed by the chairperson or the chairperson’s designee.
(2) If practicable, at least two of the board members reviewing the
decision must not have been on the panel whose decision is being appealed. The
three board members deciding the appeal may affirm, reverse or remand the
decision of the panel or may order the matter be heard de novo.
61 Pa. C.S. §§ 6113(d)(1)-(2).
10
Section 73.1(a) of the Board’s regulations states:
(a) Appeals.
(1) An interested party, by counsel unless unrepresented, may appeal a
revocation decision. Appeals shall be received at the Board’s Central Office
within 30 days of the mailing date of the Board’s order. When a timely appeal of
a revocation decision has been filed, the revocation decision will not be deemed
final for purpose of appeal to a court until the Board has mailed its decision on the
appeal. This subsection supersedes 1 Pa. Code § 35.226 (relating to final orders).
(2) The scope of review of an appeal will be limited to whether the
decision is supported by substantial evidence, an error of law has been committed
or there has been a violation of constitutional law.
16
The Board argues that this Court held in Slotcavage v. Pennsylvania Board of
Probation and Parole, 745 A.2d 89, 91 n.3 (Pa. Cmwlth. 2000), that a six-month
delay in a Board decision did not violate due process and that even if it did, the
relief would be a mandamus order directing the Board to issue a decision, not the
reversal of the decision.
To establish a due process violation based on a delay in the appellate
process, an appellant must prove both that “his cause was prejudiced by the delay .
. . . [and] . . . that the state’s action in causing or allowing the delay was
fundamentally unfair, not merely undesirable.” Com. v. Anders, 725 A.2d 170,
172 (Pa. 1999) (internal quotations omitted) (emphasis added). “This prejudice is
defined as affecting the various interests in facilitating prompt appeals which are:
(1) preventing oppressive incarceration pending appeal; (2) minimizing the anxiety
of persons awaiting the outcome of the appeal; and (3) limiting the possibility that
grounds for appeal, or defenses in the event of reversal and retrial, will be
impaired.” Com. v. Rosarius, 771 A.2d 29, 31 (Pa. Super. 2001) (citing Com. v.
Glass, 586 A.2d 369, 373 (Pa. 1991), abrogated on other grounds by Betterman v.
Montana, __ U.S. __, 136 S. Ct. 1609 (2016)). Our Supreme Court’s “approach
has always been to determine whether there has in fact been prejudice, rather than
(3) The failure of an appeal to present with accuracy, brevity, clearness
and specificity whatever is essential to a ready and adequate understanding of the
factual and legal points requiring consideration will be a sufficient reason for
denying the appeal.
(4) Second or subsequent appeals and appeals which are out of time under
these rules will not be received.
37 Pa. Code §§ 73.1(a)(1)-(4).
17
to presume that prejudice exists.” Glass, 586 A.2d at 372 (emphasis in original)
(citations omitted).
In Slotcavage, the Board revoked the parolee’s parole and recommitted him
as a TPV and CPV based on his conviction for federal charges. Slotcavage, 745
A.2d at 90. The parolee filed an administrative appeal on September 8, 1998, to
which no response was received by January 11, 1999. As here, the parolee filed a
petition for review/mandamus action in this Court’s original jurisdiction seeking an
order directing the Board to issue a decision, but prior to this Court acting on the
petition, the Board issued its decision denying the appeal. We, therefore,
dismissed the petition as moot. The parolee appealed the Board’s denial, arguing
that the Board’s six-month delay in issuing its decision on his administrative
appeal violated his equal protection and due process rights under the United States
and Pennsylvania Constitutions. We held that even if the six months was an
unreasonable amount of time, the parolee did not suffer any actual prejudice by the
delay and, therefore, his due process rights were not violated. Id. at 92. Citing
Sanders v. Pennsylvania Board of Probation and Parole, 651 A.2d 663, 667 (Pa.
Cmwlth. 1994), in which this Court held that because the Parole Code and
regulations do not provide a time frame for decisions, there was “‘no basis . . . for
requiring the Board to dismiss with prejudice the allegations underlying the
revocation hearing,’” we concluded, in Slotcavage, that “[e]ven when the Board
fails to issue a timely decision, that does not mean that its decision would be
reversed; it would only mean that a mandamus order would be issued for the Board
to issue its decision.” Slotcavage, 745 A.2d at 91 n.3.
The Board acknowledges that its Orders here were issued more than six
months after Alston’s appellate filings, but asserts that they were not so delayed as
18
to violate due process, particularly where there was no actual prejudice to Alston.
We observe that these Orders were issued after Alston had filed a mandamus
action in this Court’s original jurisdiction requesting that we direct the Board to
address his requests for administrative relief. Finally, we note that the certified
record initially certified in this matter was, as discussed in Alston I, deficient.
However, even though the delays and the state of the record initially certified to
this Court are concerning, we must conclude that Alston has not “in fact been
prejudice[d]” because the Board did not err in revoking Alston’s parole due to his
admitted conviction for simple assault and resisting arrest, recommitting him as a
CPV to serve 18 months backtime, and recalculating his maximum sentence
without credit for his time at liberty on parole or the time that he absconded.
Glass, 586 A.2d at 372 (emphasis in original); see Gonzalez v. Bd. of Prob. and
Parole (Pa. Cmwlth., No. 2090 C.D. 2010, filed July 15, 2011) (concluding that
the parolee’s due process rights were not violated by a delay in the Board’s issuing
a decision because the Board’s recalculation of the parolee’s maximum date was
correct).11, 12
11
Although Gonzalez is unreported, “an unreported panel decision of this court issued
after January 15, 2008” may be cited “for its persuasive value.” 210 Pa. Code § 69.414(a).
12
Even assuming that the Board had erred in recalculating Alston’s maximum date by
forfeiting his time at liberty on parole, Alston’s recalculated maximum date based solely on his
recommitment as a TPV in the October 18, 2013 Decision was May 28, 2018, more than three
years after the Board’s October 28, 2014 Order denying Alston’s appeal of the February 14,
2014 Decision was issued. Therefore, he was not in danger of reaching his maximum sentence
date and having any appeal dismissed as moot due to the Board’s delay. Moreover, as Alston
acknowledges in his brief to this Court that the 18 months backtime imposed upon him based on
his recommitment as a CPV is within the presumptive range, (Alston’s Br. at 14), he would have
had to serve this 18 months backtime before being eligible for reparole. This means that Alston
would have remained confined during and beyond the period of the Board’s delay before he
would have been even eligible for reparole. Therefore, the delay by the Board in addressing
Alston’s appeals did not result in an “oppressive incarceration pending [those] appeal[s].”
Rosarius, 771 A.2d at 31.
19
IV. Conclusion
For the foregoing reasons, we affirm the Board’s Orders to the extent that
they deny Alston’s requests for administrative relief related to the Board’s
revoking Alston’s parole, recommitting Alston as a CPV to serve 18 months
backtime based on Alston’s admitted convictions for simple assault and resisting
arrest, and not giving credit for his time spent at liberty on parole or while he
absconded from supervision. Additionally, we agree with the Board’s
recalculation of Alston’s maximum date to June 12, 2020, as set forth in its April
20, 2016 Decision issued on remand from this Court and its April 28, 2016
supplemental letter. Accordingly, we vacate the Board’s Orders to the extent that
they affirmed Alston’s maximum date as May 18, 2020, and remand the matter to
the Board to modify Alston’s maximum date in accordance with the Board’s April
20, 2016 Decision and its April 28, 2016 supplemental letter.
________________________________
RENÉE COHN JUBELIRER, Judge
20
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Kevan M. Alston, Jr., :
Petitioner :
:
v. : No. 1924 C.D. 2014
: No. 2042 C.D. 2014
Pennsylvania Board of Probation :
and Parole, :
Respondent :
ORDER
NOW, November 28, 2016, the September 24, 2014 and October 28, 2014
Orders of the Pennsylvania Board of Probation and Parole (Board) are
AFFIRMED to the extent that they deny Kevan M. Alston, Jr.’s (Alston) requests
for administrative relief related to the Board’s recommitting Alston as a convicted
parole violator to serve 18 months backtime based on Alston’s conviction for
simple assault and resisting arrest and not giving him credit for his time spent at
liberty on parole or while he absconded from supervision. Additionally, because
this Court agrees with the Board’s recalculation of Alston’s maximum date to June
12, 2020, as set forth in its April 20, 2016 Decision issued on remand from this
Court and its April 28, 2016 supplemental letter, we VACATE the Board’s Orders
to the extent that they affirmed Alston’s maximum date as May 18, 2020, and
REMAND the matter to the Board to modify Alston’s maximum date in
accordance with the Board’s April 20, 2016 Decision and its April 28, 2016
supplemental letter.
Jurisdiction relinquished.
________________________________
RENÉE COHN JUBELIRER, Judge