SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the
interest of brevity, portions of any opinion may not have been summarized.)
State v. Michael Ross II (A-79-15) (077458)
Argued March 27, 2017 -- Decided June 26, 2017
FERNANDEZ-VINA, J., writing for the Court.
In this appeal as of right. the Court considers whether the trial court’s active questioning in a first-degree
murder trial constituted plain error.
Alesky Bautin and Sergey Barbashov were shot and killed on the evening of October 30, 2003. The men
were sitting in Barbashov’s red Volkswagen Passat outside the Forest View apartment complex in Avenel when the
shooting occurred. Nearly one month earlier, defendant was stopped at a traffic signal when a car pulled up and
blocked his vehicle. A passenger defendant knew only as “Mitch” got out of the car and pointed a gun at him.
On October 30, defendant was with Jamil McKnight, Sherrill Williams, and Ronald Huff. The group drove
in McKnight’s car to visit a friend. McKnight did not drive because of a condition that impaired his vision. Upon
seeing a red car parked outside, defendant told the group that he spotted the individuals who had threatened him
weeks earlier. Defendant said he wanted to go get his gun, which he had left at McKnight’s house.
Before reaching McKnight’s house, Huff asked to get out of the car. Williams stayed at McKnight’s house
while defendant and McKnight drove back to Forest View with the gun. As they passed Barbashov’s car, defendant
fired multiple shots into the car from approximately three to four feet away. McKnight claimed he and defendant
discarded the gun before visiting a mutual friend, Greg Wakefield. McKnight admitted retrieving the gun before
dawn on October 31, and that he and Williams gave the gun to a man in Queens whom he knew only as Dante.
The police received information leading to Sharhi Roberts, defendant’s ex-girlfriend. Roberts was arrested
on municipal court charges and agreed to give a statement in exchange for dropping the charges against her. She
told police that defendant had admitted to her on two separate occasions that he committed the murders. Wakefield,
who was also facing charges in an unrelated case, reluctantly gave a statement to the police in which he said that
defendant had admitted to committing the murders. In September 2006, police arrested defendant.
An eight-day jury trial was held in 2008. The State presented seventeen witnesses and defendant presented
three witnesses, including himself. The trial court questioned many of the witnesses. Defendant did not object at
any point during trial to the court’s questioning of witnesses. During the final jury charge, the judge instructed the
jury that it should not be influenced by his questioning.
In its fifth day of deliberations, the jury indicated it was unable to reach a verdict, and the court delivered a
Czachor charge. A juror became ill, and the judge substituted an alternate juror and instructed the jury to begin
deliberations anew. The jury deliberated four additional days before convicting defendant of the first-degree
murders of Bautin and Barbashov, second-degree possession of a weapon for an unlawful purpose, third-degree
unlawful possession of a weapon, and third-degree hindering apprehension. Defendant moved for a new trial, but
defense counsel did not challenge the trial court’s questioning. The court denied defendant’s motion.
The Appellate Division subsequently reversed defendant’s convictions, holding that the trial court erred in
substituting a juror after the jury announced it was deadlocked. The Court reversed and remanded for the Appellate
Division to consider defendant’s other points on appeal. 218 N.J. 130 (2014).
On remand, an Appellate Division panel rejected defendant’s remaining contentions in a split decision.
The majority and dissent disagreed as to whether the trial court’s questioning constituted plain error. Defendant
filed a notice of appeal as of right by virtue of the dissent in the Appellate Division.
1
HELD: Although some of the trial court’s inquiries were unnecessary and over-reaching, the trial judge’s conduct did
not rise to the level of plain error. Upon review of the record, the Court is satisfied that the trial court’s questions did
not deprive defendant of a fair trial.
1. When a defendant fails to object to an error or raise an issue before the trial court, courts review for plain error and
reverse only if the error was “clearly capable of producing an unjust result.” R. 2:10-2. (pp 21-22)
2. Defendant suggests that his failure to object at trial is excusable because of the “awkwardness” of objecting to the
trial court’s conduct in front of the jury. Defendant, however, could have done so at sidebar. Defendant also
contends that his failure to object at trial was justifiable because the impact of the court’s questioning may not have
seemed prejudicial until viewed cumulatively. In light of defendant’s failure to object to the nature or scope of the
trial court’s questioning in his motion for a new trial, the Court is unpersuaded by this contention. (pp. 22-23)
3. Judges are authorized to question witnesses “in accordance with law and subject to the right of a party to make
timely objection.” N.J.R.E. 614. A trial judge may intervene to expedite the proceedings and clarify testimony.
State v. O’Brien, 200 N.J. 520, 534 (2009). A trial judge may also pose questions to help elicit facts from a witness
who is in severe distress. State v. Taffaro, 195 N.J. 442, 451 (2008). Although a trial judge has wide latitude to
question witnesses, a judge must exercise this authority with “great restraint,” especially during a jury trial. Ibid. A
fine line separates proper and improper judicial questioning. A trial court crosses this line when its inquiries give
the jury an impression that it takes one party’s side or that it believes one version of an event and not another. In
determining whether a trial judge crossed over this line, courts must examine the record as a whole. (pp 23-25)
4. The Court reviews in detail the trial court interventions challenged by defendant and finds that none constitute
plain error. In contrast to Taffaro and O’Brien, the trial court in this case did not question defendant or his alibi
witnesses. Rather, the trial judge interjected only during the testimony of some of the State’s seventeen witnesses.
And even then, the court posed few questions to the four witnesses whose testimony mattered most in resolving the
primary contested issue in this case—the identity of the shooter. Although the judge was at times harsh with
Roberts, defense counsel was fully able to impeach her credibility regarding defendant’s alleged incriminating
admissions. Moreover, the judge actually helped facilitate cross-examination of Roberts. (pp 25-32)
5. It is unlikely that the trial court’s putative error led the jury to a result it otherwise might not have reached.
Notably, defendant’s credibility was severely impaired on cross-examination. The trial court’s jury instructions also
indicate that the court’s intervention did not lead the jury to a result it otherwise might not have reached. On this
record, where the court did not cast doubt on the credibility of defendant or underscore weaknesses in his defense,
one can fairly conclude that the jury followed the judge’s instructions. (pp. 32-33)
6. By intervening during defendant’s trial, the trial judge in this case skirted perilously close to the fine line that
distinguishes proper and improper judicial conduct. The court, however, did not cross that line. Judges must remain
ever vigilant not to cross that line by asking questions that suggest a favorable impression of a party or signal doubt
about a witness’s credibility, or overly intervene in counsel’s questioning. It bears repeating that defendant did not
object at trial to the court’s questioning and review is confined to the plain error standard. The Court views
counsel’s failure to object as an indication that counsel perceived no prejudice in the court’s questioning. (p. 33)
The judgment of the Appellate Division is AFFIRMED.
JUSTICE TIMPONE, DISSENTING, expresses the view that the trial judge’s extensive cross-
examination of fourteen of the State’s seventeen witnesses, through colloquies extending for well beyond thirty
pages of transcripts, crossed that fine line that separates advocacy from impartiality. The judge sowed doubts as to
defendant’s theory of the case by buttressing the State’s witnesses, casting doubt with his tone and manner on a
critical defense-leaning witness, and testifying himself while adroitly avoiding examining defendant, according to
Justice Timpone. Where the majority finds that the judge came perilously close to the line, Justice Timpone finds
that he clearly crossed it, denying the defendant his due process right to a fair trial.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA, ALBIN, PATTERSON, and SOLOMON
join in JUSTICE FERNANDEZ-VINA’s opinion. JUSTICE TIMPONE filed a separate, dissenting opinion.
2
SUPREME COURT OF NEW JERSEY
A-79 September Term 2015
077458
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MICHAEL ROSS II,
Defendant-Appellant.
Argued March 27, 2017 – Decided June 26, 2017
On appeal from the Superior Court, Appellate
Division.
Jay L. Wilensky, Assistant Deputy Public
Defender, argued the cause for appellant
(Joseph E. Krakora, Public Defender,
attorney).
Nancy A. Hulett, Assistant Prosecutor,
argued the cause for respondent (Andrew C.
Carey, Middlesex County Prosecutor,
attorney).
Emily R. Anderson, Deputy Attorney General,
argued the cause for amicus curiae
(Christopher S. Porrino, Attorney General,
attorney).
JUSTICE FERNANDEZ-VINA delivered the opinion of the Court.
In this appeal as of right, we consider whether the trial
court’s active questioning in a first-degree murder trial
constituted plain error.
1
A jury convicted defendant Michael Ross of committing a
double murder and related offenses. The State’s theory of the
case was that defendant shot and killed the two victims because
he mistook one of them for an individual who had previously
threatened him with a firearm. At trial, defendant testified
and denied involvement in the shooting.
The State presented seventeen witnesses and defendant
presented three witnesses, including himself. The trial court
questioned many of the witnesses. Defendant did not object at
any point during trial to the court’s questioning of witnesses.
On appeal, however, defendant argued that the judge’s
questioning of a number of the State’s witnesses constituted
plain error.
A divided Appellate Division panel affirmed defendant’s
convictions. A majority of the panel acknowledged that the
trial judge’s conduct was a mistaken exercise of discretion, but
concluded that the judge’s participation did not constitute
plain error. Conversely, the dissenting judge maintained that
the trial court’s conduct warranted reversal of defendant’s
convictions.
Although some of the trial court’s inquiries were
unnecessary and over-reaching, we conclude that the trial
judge’s conduct did not rise to the level of plain error. Upon
review of the record, we are satisfied that the trial court’s
2
questions did not deprive defendant of a fair trial.
Accordingly, we affirm the judgment of the Appellate Division
and uphold defendant’s convictions.
I.
A.
Alesky Bautin and Sergey Barbashov were shot and killed on
the evening of October 30, 2003. The men were sitting in
Barbashov’s red 1999 Volkswagen Passat outside the Forest View
apartment complex (“Forest View”) in Avenel when the shooting
occurred. Nearly one month earlier, on October 1, defendant was
stopped at a traffic signal in the Woodbridge area when a car
pulled up and blocked his vehicle. A passenger defendant knew
only as “Mitch” got out of the car and pointed a gun at him. In
an attempt to avoid the confrontation, defendant drove away,
hitting two other cars in the process. On October 2, defendant
traveled to police headquarters and gave a statement regarding
the incident. Defendant told police that the gun-waving
individual drove a burgundy or maroon Ford Taurus or Mercury
Sable that he had previously seen in the neighborhood.
On October 30, defendant was with Jamil McKnight, Sherrill
Williams, and Ronald Huff. The group drove to Forest View in
McKnight’s car to visit a friend. McKnight did not drive
because of a condition that impaired his vision. Upon seeing a
red car parked outside one of the apartment buildings, defendant
3
told the group that he spotted the individuals who had
threatened him weeks earlier. Defendant said he wanted to get
his gun, which he had left at McKnight’s house. Defendant also
described the individuals in the car, including Mitch, as black
males.
Before reaching McKnight’s house, Huff asked to get out of
the car. Williams stayed at McKnight’s house while defendant
and McKnight drove back to Forest View with the gun. As they
passed Barbashov’s car, defendant fired multiple shots into the
car from approximately three to four feet away. McKnight
claimed he and defendant discarded the gun before visiting a
mutual friend, Greg Wakefield. McKnight admitted retrieving the
gun before dawn on October 31, and that he and Williams gave the
gun to a man in Queens whom he knew only as Dante.
Huff, who was walking around the neighborhood at the time
of the shooting, heard multiple shots. Walking in the direction
of the shooting, Huff approached Barbashov’s car and saw Bautin,
who appeared to be dead, and Barbashov, who was still alive.
Huff heard sirens and told Barbashov that help was on the way.
Officer Christopher Lyons of the Woodbridge Police Department
responded to the shooting. When he arrived at the scene, he
found Bautin dead with a bullet hole at the base of his skull
behind his ear lobe. Lyons found Barbashov alive in the
driver’s seat and called for an ambulance. Responders
4
transported Barbashov to the hospital for emergency surgery, but
doctors there were unable to save him.
Several spent shell casings and bullets were found in and
around Barbashov’s vehicle. Gary Mayer, a forensics ballistics
investigator, determined that the spent shells, bullets, and
fragments recovered from the scene had all been fired from the
same nine-millimeter firearm. Mayer examined a nine-millimeter
Glock handgun belonging to Barbashov’s business partner and
concluded that the rounds at the scene were not fired from that
gun.
With no further leads, the investigation stalled.
Eventually, the police received information leading to Sharhi
Roberts, defendant’s ex-girlfriend. Roberts was arrested on
municipal court charges and agreed to give a statement to police
in exchange for dropping the charges against her. Roberts told
police that defendant had admitted to her on two separate
occasions that he committed the murders.
Wakefield, who was also facing charges in an unrelated
case, reluctantly gave a statement to the police in which he
said that defendant had admitted to committing the murders.
Wakefield did not have an attorney present when he gave his
first statement to the police, and averred at trial that
authorities pressured him to implicate defendant. Sergeant Mark
Clements, who investigated the crime on behalf of the Middlesex
5
County Prosecutor’s Office, stated that Wakefield was with
authorities for approximately seven and one-half hours on the
date he gave his first statement and took a polygraph exam.
In September 2006, nearly three years after the October 30
shooting, police arrested defendant. McKnight was arrested in
New York for disposing of the firearm that had been used in the
shootings, and defendant was arrested three days later for the
murders. Police never recovered the murder weapon.
B.
In October 2006, a Middlesex County grand jury issued an
indictment charging defendant with two counts of first-degree
murder, contrary to N.J.S.A. 2C:11-3(a)(1) and (a)(2); second-
degree possession of a weapon for an unlawful purpose, contrary
to N.J.S.A. 2C:39-4(a); third-degree unlawful possession of a
weapon, contrary to N.J.S.A. 2C:39-5(b); and third-degree
hindering apprehension, contrary to N.J.S.A. 2C:29-3(b)(3).
An eight-day jury trial was held in 2008. On April 1, the
State called the first of its seventeen witnesses. Officer
Vincent Totka, who investigated the October 1 gun-waving
incident, was the first witness to testify. The trial judge
asked Officer Totka, who took defendant’s statement the day
after the incident, a brief series of questions to establish
defendant’s age at the time of questioning and to clarify why
defendant’s father was not in the room when the officer took
6
defendant’s statement regarding the gun-waving episode. Totka
responded that defendant was twenty-one years old at the time
and that parental consent was not needed.
Detective Michael Ng, who investigated the motor vehicle
accident resulting from defendant’s driving away from Mitch, was
the second witness to testify. The trial court posed several
questions to Ng, whose responses established that the police
asked defendant’s father to have defendant contact them about
the accident and that defendant came to the station the
following day. Following Ng’s testimony, a Verizon employee and
a New Jersey State Police lieutenant testified regarding the 911
call made on the night of the murders. The trial court asked
those two witnesses limited questions. Bautin’s brother and
Barbashov’s girlfriend were the next witnesses to testify, and
the court posed only a few questions.
On the second day of trial, the State called Huff, who had
been in the car with defendant, McKnight, and Williams on the
evening of the murders. Huff described what he witnessed that
night and testified as to what he told the police in response to
their questioning during the investigation. During his direct
testimony, Huff referred to defendant and McKnight by their
nicknames and denied knowledge of their real names. During
cross-examination, defendant responded to questions using
defendant and McKnight’s real names. After cross-examination,
7
the court had Huff clarify that he knew their real names only at
the time of trial and not previously:
[Court]: So, in other words, you know who the
real name of Sagacious is now?
[Huff]: I do not, no.
[Court]: Now?
[Huff]: Now.
[Court]: That is what I’m saying.
[Huff]: Jamil, whatever his name is.
[Court]: Do you know his last name now?
[Huff]: If they say it again I’ll know.
[Court]: Did the attorney just ask you about
McKnight?
[Huff]: Jamil McKnight. Yes.
[Court]: Jamil McKnight?
[Huff]: Jamil McKnight. Like I said, I don’t
know his real name.
[Court]: But you think that’s his real name
now?
[Huff]: Yes.
The judge also asked Huff some questions regarding the details
of the night of the murders, including the weather conditions
and the lighting.
Next, the State called Roberts, defendant’s former
girlfriend who previously informed police that defendant had
confessed to her. In her testimony, Roberts stated for the
8
first time that defendant told her that he “made up” his story
about committing the shootings. Roberts also testified that the
police pressured her into implicating defendant, and the court
directed her to answer defense counsel, who had asked her to
recount specific instances of harassment:
[Defense Counsel]: Can you describe for the
jury the manner in which they harassed you
with as much specificity as you can.
[Roberts]: Okay. They came to my house. I’ve
been evicted from places.
[Court]: I’m sorry. Came to your house and
what?
[Roberts]: They came to my house. Harassed
me numerous times.
[Court]: In other words, the question is we
need specifics. What did they do?
Specifically, what did they do? What did they
say? What did they do?
[Roberts]: Well --
[Court]: Okay.
[Roberts]: They --
[Court]: They came to your house. What else?
At that point, Roberts gave a more detailed answer. Shortly
thereafter, defense counsel asked Roberts a question that
prompted an objection from the State and a sidebar discussion.
After concluding the discussion at sidebar and before defense
counsel resumed cross-examination, the following colloquy took
place:
9
[Court]: All right. Now, Miss Roberts, you
have to listen to the questions of [defense
counsel] very carefully. All right?
[Roberts]: Okay.
[Court]: You listen to the question and you
think and you only answer his question.
[Roberts]: Okay.
[Court]: Try to focus on his question and
then try to give a specific answer to that
question. Right? Could you do that?
[Roberts]: Yes.
[Court]: I appreciate it. Thank you very
much. Yes, [defense counsel].
[Defense Counsel]: All right. Sharhi,
describe how you were harassed. I don’t just
mean the cops showed up. How many times did
they come, what did they say to you and so
forth, things like that.
[Roberts]: They came numerous times.
[Court]: Came where, ma’am?
[Roberts]: To my house, to my job. They
waited in the parking lot of my job. They
came into my job, gave false statements about
me.
[Defense Counsel]: What statements did they
make about you?
[Prosecutor]: Judge, that’s hearsay. It’s
hearsay.
[Court]: Overruled.
The defense then attempted to draw out Roberts’s assertions
about police harassing her into making a statement, and Roberts
10
answered defense counsel’s question regarding the timing of the
alleged harassment:
[Defense Counsel]: Okay. So when’s the first
time that you can remember the police coming
to you and harassing you?
[Roberts]: The first time I remember was my
father’s house.
[Court]: When? When? When? When? Not
where.
[Roberts]: I can’t remember the exact day.
[Court]: Well, was it like –- was it before
. . . October 30, 2003, or was it after October
30?
[Roberts]: It was after.
[Court]: Was it a month after, a year after?
[Roberts]: A year, a year –- almost two years
-- it was a little after November, I want to
say –- I want to say ’05 –-
[Court]: Okay.
[Roberts]: -- 6, November.
[Court]: November 2005.
The court also guided Roberts when answering defense
counsel’s questions regarding her police interview, whether she
had an unrecorded pre-interview, and whether she had an attorney
present. During defense counsel’s cross-examination and
recross-examination of Roberts, the court frequently overruled
the State’s objections.
11
The next witness to testify was Officer Lyons, who
responded to the scene of the shooting. The trial court posed
several questions regarding Lyons’s efforts to secure the crime
scene, the lighting conditions, and other details about the
scene. The court also asked several clarifying questions:
[Defense Counsel]: Do you ever recall telling
a witness they were going to be a witness or
they were going to get a green sheet? Do you
recall any of this?
[Court]: Hold on. Do you recall any of that,
sir?
[Lyons]: I believe you’re asking the same
question again, sir.
[Defense Counsel]: No, I’m not.
[Court]: Specific words.
[Lyons]: Okay. I don’t recall.
Following Lyons’s testimony, John Haley, a retired officer
from the Middlesex County Prosecutor’s Officer who responded to
the scene of the shootings, testified regarding the evidence
gathered from the scene. After cross-examination, the court
engaged in a colloquy with Haley about how the crime scene was
processed.
The State later called Roberts’s attorney, who rebutted
Roberts’s assertion that he had advised her not to tell police
that defendant recanted his confession to her. The trial court
did not ask any questions during direct or cross-examination.
12
The State then called McKnight to describe what happened the
night of the double homicide. The court’s intervention was
limited –- the judge asked McKnight to repeat or clarify a few
points to ensure that the court’s notes were accurate.
The State called Mayer, from the Somerset County
Prosecutor’s Office, to testify whether the firearm from
Barbashov’s business partner matched the shell casings recovered
from the scene. During direct examination, the court asked
Mayer to clarify his testimony that two guns made by the same
manufacturer would have different markings in the barrel and to
explain what Mayer meant when he referred to “lands” and
“grooves.” The court also elicited the location of the evidence
vault of the forensic ballistic unit. In addition, the court
asked Mayer to clarify the term “proved positive” and how the
forensic ballistics unit labels evidence. The court also
clarified a few questions asked by the prosecutor, including
whether Mayer had the ability to compare lead fragments in the
case microscopically, not whether he actually did; and whether
Mayer could list, “for the record,” the major gun manufacturers
capable of firing the projectiles found in this case.
After a brief cross-examination, the court engaged in a
colloquy with Mayer. The court asked about the differences
between a revolver, a semi-automatic weapon, and an automatic
weapon. The judge also asked about how many weapons were used
13
and which casings matched. In addition, he asked Mayer about
the significance of the term “Luger” and what happens to a
projectile when it is fired from a weapon. The prosecutor asked
additional questions after the court’s colloquy with Mayer, but
defense counsel declined the opportunity to further cross-
examine Mayer.
Wakefield, who was with defendant the evening of October 30
before the murders, also testified. Wakefield stated that
authorities pressured him to implicate defendant. The court’s
questioning of Wakefield was limited. Sergeant Clements of the
Middlesex County Prosecutor’s Office testified on behalf of the
State regarding his role in the investigation of the double
homicide. Clements rebutted Wakefield’s testimony that he had
been pressured to give a statement to the police. Defense
counsel cross-examined Clements on how much time Wakefield had
been in custody before providing a formal statement, and how
much time Wakefield spent with the polygraph examiner before
providing the statement. The judge interrupted and, at sidebar,
told counsel that Clements, who was not present during the
polygraph, could not possibly know about the procedures employed
by the examiner that night.
During redirect, the prosecutor established that Clements
did not know how long a polygraph examiner would spend
explaining the test or administering preliminary questions
14
before beginning the actual examination. In a recross
examination, of Clements, defense counsel established that
Wakefield was in police custody for an extended period of time
suggesting that Wakefield’s disclosure was the result of
aggressive interrogation from the police. After redirect and
recross, the court asked if the polygraph examination was
administered in a separate room and established that Clements
and Lyons were not present during the administration of the
test. Both the prosecutor and defense counsel asked follow-up
questions after the court’s inquiries.
The State also posed questions to the medical examiners who
performed the autopsies on Barbashov and Bautin. After defense
counsel declined to cross-examine both witnesses, the court
engaged in questioning of Dr. Frederick DiCarlo, who performed
the autopsy on Bautin, and Dr. Andrew Falzon, who performed the
autopsy on Barbashov. After defense counsel declined to cross-
examine Dr. Falzon, the following colloquy took place:
[Court]: All right. So, the cause of death
is gunshot wounds, right?
[Dr. Falzon]: Correct.
[Court]: Which -- what’s the mechanism of
death?
[Falzon]: The mechanism would be shock.
[Court]: You have to tell the jury.
15
[Falzon]: The mechanism of death would be
shock. Basically when a person sustains
gunshot wounds in a case like this, they are
bleeding internally. And they go into what we
term as hemorrhagic shock where there is not
enough blood left in the vascular system to
sustain life.
[Court]: All right. You’re saying shock is
equated with loss of blood?
[Falzon]: Correct.
[Court]: And what –- how do you classify this?
[Falzon]: The manner of death?
[Court]: Yeah, manner of death.
At this point, the prosecutor asked for a sidebar, during which
the parties agreed that the manner of death was the province of
the jury and should not be elicited by the judge. The court
then asked one question regarding the time of death, and gave
both parties the chance to ask follow-up questions. Both the
prosecutor and defense counsel declined.
After the State rested, the defense called three witnesses:
a private investigator hired by defense counsel; defendant’s
friend, Chaney McPhatter; and defendant himself. The defense
called Chaney McPhatter as an alibi witness, and she testified
that she thought she remembered seeing defendant at her house on
the night of the murders. On cross-examination, the State
highlighted that McPhatter was only thirteen years old at the
time of the murders and confronted her with a statement in which
16
she told investigators that she did not recall defendant
visiting that night at all.
In his testimony, defendant described the October 1 gun-
waving incident. He denied that Mitch was involved and stated
that the gun-waving assailant exited a Taurus or Sable.
Defendant acknowledged knowing that Mitch drove a 1988 red
Volkswagen Jetta. Defendant testified that on the night of the
murders, he was driving with McKnight, Williams, and Huff when
they saw a Taurus leaving Forest View. McKnight suddenly asked
to return home. When they arrived there, Huff left and McKnight
entered his house, returning to the car with something wrapped
in a bandana. Defendant believed it was a gun. Defendant drove
to the house of a friend, Latoya McPhatter, Chaney McPhatter’s
older sister. Leaving McKnight and Williams in the car,
defendant briefly stayed at Latoya McPhatter’s house. Defendant
then walked to Wakefield’s house, where McKnight arrived later.
Defendant denied shooting the victims.
During cross-examination, it was revealed that authorities
recorded a telephone conversation defendant had with his father
while incarcerated in 2006 without defendant’s knowledge.
Defendant told his father he was not in Middlesex County at all
on the night of the murders. He also told his father that Mitch
was, in fact, involved in the October 1, 2003 incident.
17
The trial court did not engage in independent questioning
of defendant, Chaney McPhatter, or the private investigator.
During the final jury charge, the judge instructed the jury
that it should not be influenced by his questioning:
[T]he fact that I may have asked questions of
a witness or different witnesses in the case
must not influence you in any way in your
deliberations. The fact that I asked
questions does not indicate that I hold any
opinion one way or the other as to the
testimony given by the witness.
In its fifth day of deliberations, the jury indicated it
was unable to reach a verdict, and the court delivered a Czachor
charge.1 A juror became ill, and, after dismissing that juror
the following day, the judge substituted an alternate juror and
instructed the jury to begin deliberations anew.
The jury deliberated over the course of four additional
days before convicting defendant of the first-degree murders of
Bautin and Barbashov, second-degree possession of a weapon for
an unlawful purpose, third-degree unlawful possession of a
weapon, and third-degree hindering apprehension.
Defendant moved for a new trial before sentencing, but
defense counsel did not challenge the trial court’s questioning.
After denying defendant’s motion for a new trial, the court
sentenced defendant to two consecutive life terms on the murder
1
State v. Czachor, 82 N.J. 392 (1980).
18
counts, each subject to the No Early Release Act, N.J.S.A.
2C:43-7.2, and a consecutive five-year term on the hindering
charge.
The Appellate Division subsequently reversed defendant’s
convictions, holding that the trial court erred in substituting
a juror after the jury announced it was deadlocked. We reversed
and remanded for the Appellate Division to consider defendant’s
other points on appeal. State v. Ross, 218 N.J. 130 (2014).
On remand, an Appellate Division panel rejected defendant’s
remaining contentions in a split decision. The majority and
dissent disagreed as to whether the trial court’s questioning
constituted plain error. Defendant filed a notice of appeal as
of right by virtue of the dissent in the Appellate Division.
N.J. Const. art. VI, § V, ¶ 1(b).
Because the parties are limited to the issues raised by the
dissent, R. 2:2-1(a)(2), the sole issue in this appeal is
whether the trial court’s questioning rose to the level of plain
error. The Court granted the Attorney General amicus curiae
status.
II.
Defendant argues that the trial court’s excessive
involvement warrants reversal as plain error. He posits that
“this case presents a distortion, if not a breakdown, of the
carefully circumscribed roles of the participants in a trial
19
that define our adversary system.” Defendant emphasizes that a
trial judge may only intervene to expedite the proceedings,
clarify testimony, or assist a witness or counsel in distress.
Defendant avers that the trial court’s inquiries did not fit
within these limited purposes.
Recognizing that he did not object at trial, defendant
claims the lack of objection below is not an impediment to
reversal. Citing State v. Taffaro, 195 N.J. 442 (2008) and
State v. O’Brien, 200 N.J. 520 (2009), defendant notes that this
Court has previously granted reversal as a matter of plain error
where a trial court questioned witnesses. In addition,
defendant highlights the “awkwardness” of objecting to a trial
court’s intervention at trial and asserts that the impact of the
court’s questioning may not have seemed prejudicial until viewed
cumulatively.
Defendant points out several instances in which the trial
court’s questioning of witnesses was improper. Specifically,
defendant references the court’s inquiries of Officers Totka and
Ng, Huff, Roberts, Wakefield, Mayer, and the medical examiners.
Defendant maintains that the trial court’s extensive questioning
of those witnesses mandates reversal of his convictions.
The State notes that defendant did not object to the
court’s questioning at trial. The State contends that
defendant’s failure to object at trial demonstrates that he did
20
not view the court’s intervention to be prejudicial. The State
submits that the court’s questions were primarily clarifying in
nature and that the court posed few questions to the witnesses
most pivotal to the State’s case. The State also distinguishes
Taffaro and O’Brien on the basis that the court did not make any
inquiries of defendant or his alibi witness. The Attorney
General agrees with the State that the trial court’s
intervention did not give rise to plain error.
III.
A.
When a defendant fails to object to an error or raise an
issue before the trial court, we review for plain error. R.
2:10-2. We may reverse on the basis of unchallenged error only
if the error was “clearly capable of producing an unjust
result.” Ibid. “The possibility of an unjust result must be
‘sufficient to raise a reasonable doubt as to whether the error
led the jury to a result it otherwise might not have reached.’”
State v. Williams, 168 N.J. 323, 336 (2001) (quoting State v.
Macon, 57 N.J. 325, 336 (1971)). A defendant who does not raise
an issue before a trial court bears the burden of establishing
that the trial court’s actions constituted plain error. State
v. Weston, 222 N.J. 277, 295 (2015). A defendant assumes this
burden because “to rerun a trial when the error could easily
have been cured on request, would reward the litigant who
21
suffers an error for tactical advantage either in the trial or
on appeal.” Id. at 294-95 (quoting Macon, supra, 57 N.J. at
333).
Defendant suggests that his failure to object at trial is
excusable because of the “awkwardness” of objecting to the trial
court’s conduct in front of the jury. Defendant, however, need
not have objected to the trial court’s questioning in front of
the jury and could have done so at sidebar. In fact, during the
trial court’s questioning of Dr. Falzon, the State requested a
sidebar and challenged the propriety of the court’s inquiry to
the medical examiner about Barbashov’s manner of death. After
this exchange at sidebar, the court asked only one question
regarding the time of death. That the State raised an issue as
to the trial court’s questioning at sidebar, which had the
effect of curtailing further intervention from the court,
convinces us that defendant’s capacity to object at trial was
not as precarious as he and our dissenting colleague attempt to
portray.
Defendant also contends that his failure to object at trial
was justifiable because the impact of the court’s questioning
may not have seemed prejudicial until viewed cumulatively. In
light of defendant’s failure to object to the nature or scope of
the trial court’s questioning in his motion for a new trial, we
are unpersuaded by this contention. Because defendant failed to
22
object to the trial court’s questioning, we analyze his claim in
this appeal through the lens of plain error review.
B.
The New Jersey Rules of Evidence explicitly permit trial
judges to interrogate witnesses. Judges are authorized to
question witnesses “in accordance with law and subject to the
right of a party to make timely objection.” N.J.R.E. 614.
Indeed, we have recognized that the discretionary power of a
judge to participate in the development of proof is of “high
value.” State v. Guido, 40 N.J. 191, 207 (1963). A trial judge
may intervene to expedite the proceedings and clarify testimony.
O’Brien, supra, 200 N.J. at 534. A trial judge may also pose
questions to help elicit facts from a witness who is in severe
distress. Taffaro, supra, 195 N.J. at 451.
Although a trial judge has wide latitude to question
witnesses, a judge must exercise this authority with “great
restraint,” especially during a jury trial. Ibid. A judge must
use considerable care when questioning witnesses to avoid
influencing the jury. Ibid. There is a grave risk that a trial
court may influence a jury through its questioning by signaling
doubt about a witness’s credibility or suggesting that it favors
one side over the other. See O’Brien, supra, 200 N.J. at 523
(noting that judge “holds powerful symbolic position vis-a-vis
jurors . . . and must refrain from any action that would suggest
23
that he favors one side over the other, or has a view regarding
the credibility of a party or a witness”). A fine line
separates proper and improper judicial questioning. A trial
court crosses this line when its inquiries give the jury an
impression that it takes one party’s side or that it believes
one version of an event and not another. See Taffaro, supra,
195 N.J. at 451 (citing Village of Ridgewood v. Sreel Inv.
Corp., 28 N.J. 121, 132 (1958)).
In determining whether a trial judge crossed over this
line, we must examine the record as a whole. See id. at 454.
“[I]t is the impact of the court’s questions, and not the number
of minutes they lasted, which matters most.” Ibid. With these
legal principles in mind, we assess whether defendant has met
his burden of establishing that the trial court’s actions
constituted plain error.
IV.
A.
Defendant challenges the trial court’s queries to the first
two witnesses to testify on behalf of the State, Officers Totka
and Ng. We find the court’s eliciting defendant’s age at the
time of his interview with police regarding the gun-waving
incident and the reason defendant’s father was not in the room
to be nothing more than an innocuous intervention. Although it
was not necessary for the trial court to draw out this
24
information, the court’s intervention did not indicate to the
jury that it held a favorable view of Officer Totka or that it
favored the State’s case. In addition, the purpose of Officer
Totka’s testimony was to describe the gun-waving incident as a
basis for defendant’s motive for the October 30 shooting. The
trial court’s questions were clearly tangential to the crux of
Officer Totka’s testimony as they did not convey to the jury
information about defendant’s motive.
As to Officer Ng, defendant claims the trial court’s
inquiries had the effect of highlighting defendant’s failure to
report the gun-waving incident immediately or voluntarily. Like
Officer Totka, Officer Ng testified for the limited purpose of
establishing defendant’s motive for the October 30 shooting.
The court’s questions were peripheral to this underlying purpose
and did not strike at the heart of Officer Ng’s testimony. In
short, although the trial court’s intervention after both
officers were cross-examined was unnecessary, it was not
damaging to defendant.
Because the judge asked limited questions of the Verizon
employee and of the state trooper, defendant does not focus on
these witnesses, and next challenges the court’s intervention
during Huff’s testimony. We fail to discern how the trial court
prejudiced defendant by clarifying that Huff learned the real
name of Jamil McKnight only at the time of trial. Defendant
25
also highlights the court’s questioning of Huff about the
lighting conditions and avers that this effectively supported
the State’s theory that he sought to exact revenge on Mitch, but
mistakenly shot two innocent individuals. However, this
questioning could also have buttressed defendant’s theory of the
case that it was McKnight, a man with poor eyesight, who
mistakenly shot the victims. Thus, whether the court’s
questioning of Huff had an adverse effect on defendant’s case is
speculative at best.2 Because we may reverse on the basis of
unchallenged error only if the error was “clearly capable of
producing an unjust result,” R. 2:10-2, the court’s questioning
of Huff does not mandate reversal.
B.
Turning to defendant’s claim that the trial judge’s
“harshest intervention was reserved for Sharhi Roberts,” it is
difficult to assess from the record the harshness of this
2The dissent asserts that the court’s questioning of Huff is of
“particular concern” because the judge acted as a second
prosecutor “to elicit testimony to dispel the theory posed by
defense counsel that the poor-visioned McKnight was the shooter
who mistook the red Passat for a maroon Mercury.” Post at ____
(slip op. at 16-18). Specifically, the dissent highlights the
judge’s remark, “[o]f course there were lights on,” after Huff
mentioned it was dark. The dissent concludes that this exchange
favored the State. The court’s remark favors neither since both
the defense’s and prosecution’s theories were that the shooting
occurred based on an inability to make observations.
Additionally, the dissent raises the argument that the judge in
so stating testified on the State’s behalf in questioning Huff
despite defendant’s never having advanced that argument.
26
intervention. Nonetheless, the judge’s questioning of Roberts
was proper as it fell squarely within the well-recognized
judicial role of clarifying testimony.
Significantly, the trial judge’s exchange with Roberts, who
was a State witness, took place while defense counsel was cross-
examining her. The court guided Roberts to answer defense
counsel, who had asked Roberts to describe with “as much
specificity” as possible how Officers Clements and Lyons had
harassed her. When Roberts simply replied, “[t]hey came to my
house. I’ve been evicted from places,” the court intervened and
told her that counsel’s question called for specifics. Roberts
only provided a detailed answer to defense counsel’s question
after the court guided her to answer the question with the
specific information that counsel was asking her to provide.
In addition, before defense counsel resumed his cross-
examination of Roberts, the trial court instructed Roberts that
she had “to listen to the questions of [defense counsel] very
carefully” and she had to “think” and “answer his question.”
Contrary to defendant’s contentions, the court was not acting as
an advocate for the State, and any “harshness” toward Roberts
stemmed from the State’s witness not being responsive to defense
counsel’s questioning. If anything, the court’s admonitions to
the witness had the effect of facilitating defense counsel’s
27
cross-examination of a non-responsive witness testifying on
behalf of the State.
Defendant also maintains that the court’s impatience with
Roberts signaled doubt about her claims of harassment. The
record does not support this interpretation. In fact, the court
repeatedly overruled the State’s objection to defendant’s line
of inquiry in an attempt to permit its full development.
Because the trial court’s intervention with Roberts was unlikely
to affect the result when viewed in the context of her testimony
as a whole, we do not find that intervention to rise to the
level of plain error. That defendant himself characterizes the
trial court’s treatment of Roberts as its “harshest
intervention” foretells the difficulty defendant encounters in
showing plain error as to the court’s questioning of the other
witnesses.
C.
The trial court also extensively questioned the State’s
forensic ballistics expert and the two medical examiners who
performed the autopsies on the victims. Although the trial
court heavily intervened during this testimony, it’s questions
were harmless. Indeed, the court’s questioning was largely
gratuitous and, as the Appellate Division correctly recognized,
“the questions . . . seemingly served only to display the
judge’s personal knowledge of the subject matters involved.”
28
Accordingly, although the court acted imprudently when
questioning these witnesses, the effect of the questioning was
neither prejudicial to defendant nor supportive of the State.
Because “it is the impact of the court’s questions, and not the
number of minutes they lasted, which matters most,” defendant’s
emphasis on the amount of questions the court posed to these
witnesses is unavailing. Taffaro, supra, 195 N.J. at 451.3
D.
Finally, defendant relies on Taffaro and O’Brien, in which
the trial judge’s conduct constituted plain error. Taffaro and
O’Brien, however, are readily distinguishable from the case at
bar. In Taffaro, supra, the trial judge extensively questioned
the defendant in a manner that “underscored the weaknesses in
his defense.” Id. at 448, 452. As we explained, “the questions
had the effect of suggesting to the jury that the [trial] court
doubted defendant’s account in a case that rested heavily on
defendant’s credibility.” Id. at 453.
Likewise, in O’Brien, supra, the trial judge engaged in
lengthy questioning of the defendant and key defense witnesses.
200 N.J. at 526-33. The defendant in O’Brien confessed to
3The dissent similarly makes much of the fact that the trial
court asked a multitude of questions to numerous witnesses. In
doing so, the dissent erroneously gives short shrift to
Taffaro’s instruction that we must determine the prejudicial
impact of the court’s questioning in the context of the trial as
a whole.
29
fatally shooting his parents, and his sole defense at trial was
diminished capacity. Id. at 524-25. In advancing his
diminished capacity defense, the defendant presented a
psychiatrist as an expert witness. Id. at 525. We concluded
that the questions the trial judge posed to defendant’s medical
expert were “damaging to the overall fairness of the trial”
because they “[e]xpress[ed] clear disbelief in the witness’s
conclusions.” Id. at 538. As to the trial court’s questioning
of the defendant, we determined that “the only inference [the
jury] could draw from the judicial intervention was that [the]
defendant’s testimony probably was not true.” Id. at 537-38.
Moreover, the trial court questioned one of the State’s
investigators in such a way that it “effectively hammered nails
into defense counsel’s ongoing cross-examination and bolstered
the State’s witness.” Id. at 539. Encountering a trial judge
“who appeared to disbelieve [the defendant] and his expert
witness, revealed that disbelief to the jury, and supported a
witness adverse to [the defendant],” this Court had little
difficulty in finding plain error. Id. at 539-40.
In contrast to Taffaro and O’Brien, the trial court in this
case did not question defendant or his alibi witnesses. Rather,
the trial judge interjected only during the testimony of some of
the State’s seventeen witnesses. And even then, the court posed
few questions to the four witnesses whose testimony mattered
30
most in resolving the primary contested issue in this case –-
the identity of the shooter. The trial judge asked only a few
questions of Huff, McKnight, and Wakefield, who were with
defendant on the night of the murders.
Although the judge was at times harsh with Roberts, defense
counsel was fully able to impeach her credibility regarding
defendant’s alleged incriminating admissions. Unlike the trial
judge in O’Brien, supra, who “effectively hammered nails” into
defense counsel’s cross-examination of a State witness, the
trial judge here accorded defense counsel flexibility in cross-
examining Roberts, as demonstrated by his repeated rejection of
the prosecutor’s objections. Moreover, the judge actually
helped facilitate defense counsel’s cross-examination of
Roberts. Defendant’s comparison with Taffaro and O’Brien as
support for his position falls short because those cases are
plainly distinguishable.
Furthermore, it is unlikely that the trial court’s putative
error “led the jury to a result it otherwise might not have
reached.” Williams, supra, 168 N.J. at 336 (quoting Macon,
supra, 57 N.J. at 336). Notably, defendant’s credibility was
severely impaired on cross-examination. After testifying that
he was at Latoya McPhatter’s house when the shootings occurred,
the State confronted defendant with his jailhouse call to his
31
father in which he stated he was not in Middlesex County on the
night of the murders.
The trial court’s jury instructions also indicate that the
court’s intervention did not lead the jury to a result it
otherwise might not have reached. The last witness called by
the State, and the last witness to whom the judge posed any
questions, testified on April 10, 2008. The last witness,
defendant, testified on April 15. Before the jury began its
deliberations on April 16, the trial judge carefully instructed
the jury that the questions he posed to witnesses should not
influence them. After extensive deliberations, the jury
announced its verdict on April 29, nearly three weeks after the
court asked its last question. In an egregious case of judicial
intervention, a jury instruction may be insufficient to offset
the prejudicial effect of improper questioning by the court.
See Taffaro, supra, 195 N.J. at 448, 454. On this record, where
the court did not cast doubt on the credibility of defendant or
underscore weaknesses in his defense, we can fairly conclude
that the jury followed the judge’s instructions. See State v.
Loftin, 146 N.J. 295, 390 (1996) (“That the jury will follow the
instructions given is presumed.”).
Averring that this was a very close case, the dissent
suggests that the jury’s deliberation over five days illustrates
that the judge placed his thumb on the scale. Courts are not
32
able to draw accurate inferences from the length of
deliberations. The only observation we can make from the
deliberations is that the jury spent five days weighing the
evidence. Thus, the dissent’s reliance on the jury’s
deliberations to show that the trial court placed its thumb on
the scale is unavailing.
V.
By intervening during defendant’s trial, the trial judge in
this case skirted perilously close to the fine line that
distinguishes proper and improper judicial conduct. The court,
however, did not cross that line. We emphasize that judges must
remain ever vigilant not to cross that line by asking questions
that suggest a favorable impression of a party or signal doubt
about a witness’s credibility, or overly intervene in counsel’s
questioning.
Here, it bears repeating that defendant did not object at
trial to the court’s questioning and our review is confined to
the plain error standard. We view counsel’s failure to object
as an indication that counsel perceived no prejudice in the
court’s questioning. After a careful review of the record, we
cannot discern any prejudice that would warrant reversal of
defendant’s convictions.
VI.
33
Accordingly, we affirm the judgment of the Appellate
Division and uphold defendant’s convictions.
CHIEF JUSTICE RABNER and JUSTICES LaVECCHIA, ALBIN,
PATTERSON, and SOLOMON join in JUSTICE FERNANDEZ-VINA’s opinion.
JUSTICE TIMPONE filed a separate, dissenting opinion.
34
SUPREME COURT OF NEW JERSEY
A-79 September Term 2015
077458
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MICHAEL ROSS II,
Defendant-Appellant.
JUSTICE TIMPONE, dissenting.
Walk into any trial courtroom in this State -- whether
furnished in gray gunmetal or carved wood -- the centerpiece is
the judge’s bench, rising above all else and all others. That
is not happenstance. The message is clear: the judge presides;
the judge decides; the judge has the final word.
Trial lawyers are well aware of a judge’s impact on a
sitting jury. Judges dote on jurors. They generally exhibit
kindness and understanding toward jurors, making them feel
welcome and part of the process. Judges often banter with
jurors, recognize when they need a break, and try to accommodate
their schedules. As jurors enter and exit the courtroom, many
judges stand in deference. Notably, jurors return the
deference. Jurors may raise an eyebrow at the lawyers’
arguments and examinations but they usually take a judge’s
pronouncements as gospel. When a judge speaks, jurors listen.
1
Jurors do not see judges as partisans; they view the judges
as impartial decision-makers who have no stake in the outcome of
the trial. When a judge drifts from being a pillar of
neutrality, most jurors do not recognize the drift but do
recognize the subtle cues. Often the drift is inadvertent,
singular in nature, and harmless. But not in this case.
Here, the trial judge’s extensive cross-examination of
fourteen of the State’s seventeen witnesses, through colloquies
extending for well beyond thirty pages of transcripts,
“cross[ed] that fine line that separates advocacy from
impartiality.” Ridgewood v. Sreel Inv. Corp., 28 N.J. 121, 132
(1958). His cumulative actions created sufficient reasonable
doubt as to whether the errors “led the jury to a result it
otherwise might not have reached.” State v. Macon, 57 N.J. 325,
336 (1971). The judge’s unrelenting questioning prejudiced
defendant and, therefore, is plain error that warrants the
reversal of defendant’s conviction. R. 2:10-2.
As a result, I cannot stand with the majority, and I
respectfully dissent.
I.
“The trial judge is an imposing figure. To the jurors he
is a symbol of experience, wisdom, and impartiality. If he so
intervenes as to suggest disbelief, the impact upon the jurors
may be critical.” State v. Guido, 40 N.J. 191, 208 (1963); see
2
Ridgewood, supra, 28 N.J. at 132; Macon, supra, 57 N.J. at 336.
Legal scholars have long been conscious of the impact judges
have on juries. See, e.g., Peter David Blanck et al., The
Appearance of Justice: Judges’ Verbal and Nonverbal Behavior in
Criminal Jury Trials, 38 Stan. L. Rev. 89, 89 (1985) (studying
relationship between trial judge’s “‘appearance,’ or conduct and
behavior” and jury’s verdict).
Shortly after the trial of this matter, this Court
reaffirmed Guido in State v. Taffaro, 195 N.J. 442 (2008) and
State v. O’Brien, 200 N.J. 520 (2009). Although those cases are
not binding as to the matter at hand, they demonstrate this
Court’s continued support of the long-standing limits on
judicial advocacy.
The O’Brien Court explained the scope of N.J.R.E. 614 and
elucidated the appropriate circumstances under which a trial
judge should interject and ask questions -- namely, when a
party’s basic rights are being threatened, when it is necessary
to expedite the trial and prevent waste, or to clarify when a
witness has trouble articulating an answer. O’Brien, supra, 200
N.J. at 534. When a judge goes beyond those confines, the Court
determined, a defendant may be deprived of a fair trial “[i]n
light of the trial judge’s esteemed position in the courtroom.”
Taffaro, supra, 195 N.J. at 454. Indeed, with respect to a
witness whose credibility played a “central role” in the trial,
3
the Court reasoned that the judge’s “suggesting disbelief of
[the witness’s] testimony could well have had a critical impact
on the verdict.” Ibid.
In O’Brien, we vacated a defendant’s conviction for
murdering his parents because of the invasive role the judge
played at trial. O’Brien, supra, 200 N.J. at 541. There, the
defendant confessed to shooting his parents and asserted a
defense of diminished capacity based on drug intoxication and
depression. Id. at 523, 525. We found improper the trial
court’s direct questioning of the defendant, who had already
been extensively examined about his memory of the events; the
court’s questioning of the expert witness regarding memory loss
from the defendant’s addiction to marijuana; and the court’s
questioning of an officer’s experience. Id. at 526-27. The
trial court’s “rapid-fire” questioning of the defendant
“hammer[ed] home the prosecutor’s view of [the] defendant’s
memory as selective, and [left] the impression that [the court]
did not believe [the] defendant’s claim.” Id. at 537.
We explained that when a judge questions a witness who has
already given “perfectly plain” answers, it “strongly suggest[s]
to the jury that [the witness] is not to be believed.” Ibid.
Similarly, with regard to the expert witness, the trial court
“[e]xpress[ed] clear disbelief in the witness’s conclusions.”
Id. at 538. Ultimately, we found the judge’s excessive
4
questioning “damaging to the overall fairness of the trial,” and
that defendant was “entitled to face a single adversary, the
State.” Id. at 537, 539. Accordingly, we found that a new
trial was proper because the defendant “should not have had to
bear the consequences of a judge who appeared to disbelieve him
and his expert witness, revealed that disbelief to the jury, and
supported a witness adverse to him.” Id. at 539-40.
Federal courts have applied the same constraints to the
analogous Federal Rule of Evidence 614. The Third Circuit
explained that “[j]udges must be especially careful about their
conduct during trial because they hold a position of special
authority and credibility in the eyes of the jury” and cross-
examination by the court “can prove fatal to a witness’s
credibility.” United States v. Ottaviano, 738 F.3d 586, 595 (3d
Cir. 2013), cert. denied, 134 S. Ct. 1922, 188 L. Ed. 2d 945
(2014). “[C]ross-examination of a witness by the trial judge is
potentially more impeaching than such an examination conducted
by an adversary attorney.” United States v. Godwin, 272 F.3d
659, 678 (4th Cir. 2001), cert. denied, 535 U.S. 1069, 122 S.
Ct. 1942, 152 L. Ed. 2d 846 (2002).
The federal courts warn that “[a] trial judge’s isolated
questioning to clarify ambiguities is one thing; however, a
trial judge cannot assume the mantle of an advocate and take
over the cross-examination for the government to merely
5
emphasize the government’s proof or question the credibility of
the defendant and his witnesses.” United States v. Beaty, 722
F.2d 1090, 1095 (3d Cir. 1983) (quoting United States v. Singer,
710 F.2d 431, 436-37 (8th Cir. 1983) (en banc)). “Even when the
evidence provides the court with a negative impression of the
defendant, the judge must refrain from interjecting that
perception into the trial.” Godwin, supra, 272 F.3d at 678.
Where a judge engages in extensive questioning, the
appellate court must apply a “balancing process” to “determine
whether the trial judge’s comments have pervaded the overall
fairness of the proceeding.” Ottaviano, supra, 738 F.3d at 596
(quoting United States v. Wilensky, 757 F.2d 594, 598 (3d. Cir.
1985)). When the judge’s questioning becomes “lengthy” or
“over-zealous,” spanning several pages of the trial transcripts,
the judge has overstepped the bounds of prudent judicial
conduct. Beaty, supra, 722 F.2d at 1096.
This Court’s admonition against trial-judge-overreach did
not begin with Taffaro and O’Brien. It long predated those
cases. Even if the expansive list of cautionary cases
instructing judges on their neutral and impartial roles that
foreshadowed this trial did not exist, the basic principles of
fairness did. For years our judicial code of ethics was
embedded with convictions of neutrality and fairness:
6
[A judge] may properly intervene in a trial of a
case to promote expedition, and prevent
unnecessary waste of time, or to clear up some
obscurity, but he should bear in mind that his
undue interference, impatience, or participation
in the examination of witnesses, or a severe
attitude on his part toward witnesses,
especially those who are excited or terrified by
the unusual circumstances of a trial, may tend
to prevent the proper presentation of the cause,
or the ascertainment of the truth in respect
thereto.
[Guido, supra, 40 N.J. at 207 (quoting Canons of
Judicial Ethics, Canon 15 (1924)).]
Trial judges intuitively know that they cannot buttress a
party’s witness, show negative emotions about the testimony of
an alibi witness, or coach either party’s counsel without having
an impact on the jury. As Bob Dylan once wisely said, “You
don’t need a weatherman to know which way the wind blows.” Bob
Dylan, Subterranean Homesick Blues, on Bringing It All Back Home
(Columbia Records 1965).
The trial court here went far beyond the purview of
N.J.R.E. 614 and all guidance on the matter. The record reveals
that the trial judge put his thumb on the scale, time and time
again, and prejudiced defendant. The judge’s actions were even
more significant in a factually close case like this, where
there was little physical evidence and where the State relied
heavily on the credibility of seventeen witnesses at trial --
fourteen of whom faced prejudicial interrogation by the court.
II.
7
Defendant Michael Ross was charged with committing a double
murder and other related offenses. The State’s trial theory was
that defendant mistakenly shot and killed the two victims,
thinking that one of them, who had previously threatened him,
had brandished a firearm. Defendant denied any involvement in
the killings.
Accounts of the killings were central to the outcome of the
trial, and the witnesses’ testimonial credibility was crucial to
the verdict. Of the seventeen witnesses presented by the State,
the trial judge questioned fourteen of them -- at times
interrupting the attorneys’ questioning. Many of the judge’s
actions unequivocally strengthened the testimony of the State’s
law enforcement and expert witnesses. In other instances, the
judge developed those same witnesses’ expertise in areas that
had not been developed by the prosecution or the defense. With
another witness, the judge exhibited incredulity in his tone and
demeanor, casting doubt upon that witness’s credibility -- whose
testimony was important to the defense.
Examples are numerous. The trial judge conducted a
friendly examination of Officer Lyons, a State witness. The
examination highlighted how Lyons was instrumental in
reinvigorating this cold case and sought specific times and
dates of relevant events. This effort by the judge undermined
defense counsel’s extensive cross-examination that challenged
8
Lyons’s aggressive interrogation tactics used to elicit
statements from several of the State’s other witnesses. The
exchange is not, as the majority has characterized it, an
instance of clarification. The prejudicial effect comes after
the passage quoted by the majority, when the judge rehabilitates
the witness, painting him as the reviver of a cold case, and
returning to mundane details far less incriminating than
coercion. The tenor of the judge’s exchange buttressed the
detective’s credibility and rehabilitated the witness after
defense counsel’s cross-examination.
Similarly, the court interfered with defense counsel’s
cross-examination of Clements, one of the State’s investigators,
who was present when Wakefield, a key witness for the State,
gave a statement to the police explaining that defendant had
admitted to the murders. Wakefield, facing charges in an
unrelated case, recanted his testimony, stating that police
pressured him into making the incriminating statement against
defendant. Investigator Clements’s testimony attempted to rebut
Wakefield’s claims that he had been unduly pressured during
seven-and-one-half hours of questioning that included a
polygraph examination. During lengthy cross-examination,
defense counsel elicited testimony indicating that the polygraph
examination of Wakefield actually took less time than
Investigator Clements originally stated. The import of the
9
elicited testimony was that the majority of the seven-hour
period was spent interrogating Wakefield, aiding Wakefield’s
claim (and defendant’s theory) that he was pressured into making
a statement against defendant. In the midst of cross-
examination, the judge called counsel to sidebar and limited
defense counsel’s efforts on that point. As the Appellate
Division majority conceded, that sidebar disrupted development
of the timeline of Wakefield’s questioning but, in context, the
panel found the disruption harmless.
One of court’s most profound interferences occurred during
the testimony of Sharhi Roberts, a State witness. On the stand,
Roberts disavowed a statement she gave concerning a conversation
she had with defendant during which defendant confessed to
committing the murders. First, the judge aided the
prosecution’s direct examination, then the judge demonstrated
his incredulity of Roberts’s testimony that was favorable to
defendant.
On the heels of other intrusions, the judge interrupted the
prosecutor’s examination, interjecting with instructions to the
prosecutor on how to probe Roberts on defendant’s recantation.
Apparently not satisfied with the prosecutor’s examination of
the State’s witness, the judge gave the prosecutor detailed
instructions on the questions to ask in order to elicit the
necessary testimony, in the presence of the jury. Thereafter,
10
the prosecutor resumed examination, no longer fumbling, but
instead asking crisper, tighter questions.
[PROSECUTOR]: Okay. Let me ask you to take
a long minute and look at your statement from
January 26th, 2006, and tell us on what page
you indicate to the three officers and to your
attorney where you state Michael Ross told me
he made it up. Take your time.
[THE COURT]: Well, you should ask her whether
it was -- was it during the taped part of the
conversation or during another part.
[PROSECUTOR]: Was it during the taped part of
the conversation?
And again:
[PROSECUTOR]: And it’s your testimony that
your lawyer sat there and let you say when you
were asked the question were there only two
times, were there only two times when you
discussed the murders at Avenel in Forest view
and you answered or were there any other --
you were asked were there any other times,
correct? So you were asked were there any
other times --
[THE COURT]: Why don’t you read the exact
question, Prosecutor --
[PROSECUTOR]: Thank you, Judge.
[THE COURT]: -- that’s on page 18. What page
is that?
[PROSECUTOR]: Referring to page 26 --
[THE COURT]: 26.
[PROSECUTOR]: -- you were asked the question
were there any other times that Michael Ross
asked you in reference to the shooting --
[THE COURT]: Talked to you.
11
[PROSECUTOR]: Talked to you.
[PROSECUTOR]: Thank you, Judge.
[THE COURT]: Read the exact question please.
In the presence of the jury, the judge instructed the
prosecutor on the manner and method of using those portions of
Robert’s testimony to draw out the inconsistency between her
testimony at trial and her statements to the police. While the
judge found it appropriate to intervene with Roberts, he did not
press with equal force the State’s other two key witnesses --
McKnight or Wakefield -- signaling to the jury that Roberts’s
recantation was questionable, while McKnight’s and Wakefield’s
incrimination of defendant was more credible.
Defense counsel sought to illuminate Roberts’s claim that
police harassed her into implicating defendant. Yet, the judge
interjected several times and suggested disbelief of her
testimony:
[DEFENSE COUNSEL]: Can you describe for the
jury the manner in which they harassed you
with as much specificity as you can.
[ROBERTS]: Okay. They came to my house. I’ve
been evicted from places.
[THE COURT]: I’m sorry. Came to your house
and what?
[ROBERTS]: They came to my house. Harassed
me numerous times.
12
[THE COURT]: In other words, the question is
we need specifics. What did they do?
Specifically, what did they do? What did they
say? What did they do?
[ROBERTS]: Well --
[THE COURT]: Okay.
[ROBERTS]: They --
[THE COURT]: They came to your house. What
else?
Again, the judge intervened:
[DEFENSE COUNSEL]: Okay. So when’s the first
time that you can remember the police coming
to you and harassing you?
[ROBERTS]: The first time I remember was my
father’s house, on 19 Walter Drive,
Woodbridge.
[THE COURT]: When? When? When? When? Not
where.
[ROBERTS]: I can’t remember the exact day.
[THE COURT]: Well, was it like -- was it
before August -- before October 30, 2003, or
was it after October 30?
[ROBERTS]: It was after.
[THE COURT]: Was it a month after, a year
after?
The court’s questioning indicated mounting frustration with
the witness:
[THE COURT]: Was there some sort of
preinterview that occurred before the
recording begins?
13
[ROBERTS]: Yes. He stated that he wanted
me --
THE COURT: No. No. No. Question was was
there portions of the interview that was
unrecorded. Yes?
The judge exhibited more than momentary testiness. Not
only do those exchanges illustrate the judge’s frustration with
the witness, they show his incredulity at testimony that was
favorable to defendant. That palpable frustration does not aid
the defense, as the majority suggests; instead, it telegraphs
the court’s skepticism of Roberts’s testimony.
On several other occasions, the judge engaged in wide-
ranging questioning, despite defense counsel’s limited cross-
examination or his decision not to cross-examine at all. The
court conducted a detailed voir dire examination of the State’s
forensic pathology expert, despite no cross by defense counsel.
He also questioned the State’s ballistics expert, where defense
counsel asked only three questions. Despite defense counsel’s
decision not to cross-examine the medical examiner, the judge
conducted lengthy questioning about the cause of death. The
court’s questioning was far from innocuous because it opened the
door for the State’s experts to polish and expand their
analyses, bolstering their credibility.
Defense counsel asked only a single question of Officer Ng,
an investigating officer testifying for the State. In contrast,
14
the court questioned Ng and established that defendant did not
voluntarily speak with police after the October 1 incident, when
a maroon Ford Taurus or Mercury Sable pulled up and blocked
defendant’s vehicle, in which witness McKnight was a passenger,
at a traffic stop. A passenger got out of the maroon car and
pointed a gun at defendant, causing defendant to hit two other
cars as he sped away from the threat. The trial judge prompted
the officer further, eliciting from Ng that he found defendant’s
identification inside a vehicle at the scene of the October 1
incident, went to defendant’s house, and asked defendant’s
father to have defendant come to police headquarters.
That extracted testimony established that defendant did not
go voluntarily to the police station after he was involved in
the car accident nor did he report that he was threatened with a
gun. Effectively, the court sowed the seeds of distrust of
defendant, planting the inference that defendant intended to
seek redress for the incident himself through illegal means.
The trial judge’s intrusion here had the considerable potential
to negatively color the jury’s view of defendant’s
trustworthiness and credibility.
The defense theory in this case was “mistaken identity,”
that is, the shooter was not defendant but McKnight -- someone
whom the defense claimed many of the State’s witnesses feared.
In his opening statement, defense counsel indicated that
15
defendant had seen the maroon Taurus/Sable several times in the
past. He also proferred that the car containing the victims was
a red VW Passat. Evidence adduced at trial indicated that the
passenger who originally blocked defendant and McKnight’s
vehicle was a black man and that the victims in the red Passat
were both white men. Defense counsel also suggested that
McKnight was the shooter and that he had very poor vision,
20/80, implying that McKnight could easily have mistaken the red
Passat for a maroon Taurus/Sable and the white victims for
black.
Counsel attempted to support his theory with the testimony
of one of the State’s witnesses, Huff. Huff testified that he
heard “pops,” went to the scene, and found the victims in the
red Passat, barely alive. After defense counsel concluded
cross-examination, the court questioned Huff, eliciting
additional testimony about the lighting on the night of the
shooting, in an apparent attempt to dispel the notion that poor-
visioned McKnight was the real shooter.
[THE COURT]: All right. And you said -- now,
what did you say the lighting condition was
there?
[HUFF]: Dark.
[THE COURT]: Dark?
[HUFF]: Yes.
[THE COURT]: No -- no street lights?
16
[HUFF]: No.
[THE COURT]: --of the apartment?
[HUFF]: No.
Refusing to accept Huff’s answer, the court made its own
determination as to the lighting, and continued:
[THE COURT]: Of course there were lights on.
And what time was this around?
[HUFF]: I couldn’t even tell you, your Honor.
[THE COURT]: Okay. What time did you start
walking?
[HUFF]: It was dark outside?
[THE COURT]: It was dark outside?
[HUFF]: I guess after dinner.
[THE COURT]: After dinner. What time do you
eat dinner usually? Dinner.
[HUFF]: Six-ish.
[THE COURT]: Do you think you were walking
around six?
[HUFF]: Maybe seven, 7:30. Digest about an
hour.
[THE COURT]: You were coming walking by that
car what time do you think it was?
[HUFF]: Well, a lot things taking place between
that time.
[THE COURT]: Any idea what time it was?
[HUFF]: Couldn’t tell you that.
[THE COURT]: All right. What kind of night was
it?
17
[HUFF]: It wasn’t cold yet, but that doesn’t
happen until the kids go trick-or-treating,
following day, so it was still -- still decent
weather.
. . . .
[THE COURT]: Now, there was some light from --
wasn’t there some light from the apartments
themselves?
[HUFF]: From the apartments themselves up until
I got to this particular apartment.
[THE COURT]: From that particular apartment
there wasn’t many lights?
[HUFF]: Dark. Dark. This particular apartment.
Dark.
[THE COURT]: The whole apartment was dark?
[HUFF]: Yes.
This instance is of particular concern because the judge
acted as a second prosecutor in the courtroom, apparently cross-
examining a witness in order to elicit tesitmony to dispel the
theory posed by defense counsel in his opening statement that
the poor-visioned McKnight was the shooter who mistook the red
Passat for a maroon Mercury. When the witness insisted that it
was dark and there were no lights illuminating the scene, the
judge rejected the response, replying, “Of course there were
lights on.” The judge did more than highlight favorable
testimony for the State -- he testified on its behalf.
Here looms the deeper issue -- the court, having the
benefit of hearing the defense’s opening statements and theory
18
of the case, interjected, acting not only as a second
prosecutor, but also as a witness. The majority admits that it
is uncertain at best that the court’s questioning of Huff had an
adverse impact on defendant. Yet such a view minimizes the role
of this Court’s review in ensuring a fair trial, even under the
plain-error standard. The exchange above was the culmination of
many instances of improper interjection.
III.
Jurors are solicitous of judges’s opinions. The judge’s
actions in this case indicated a favoritism toward the State and
undermined the defense strategy, which is the precise course of
conduct that merits a retrial. The trial judge revealed his
partiality to the prosecutor’s side by underscoring witness
testimony, eliciting witness testimony that had not been
developed, and even testifying on the State’s behalf.
Significant portions of the court’s questioning ran afoul
of the confines of N.J.R.E. 614 -- it failed to expedite the
trial, provide clarification to a witness’s answer, or redress
tactics of the parties. There were no rights threatened, no
witnesses in distress, and the trial’s only need for expedition
was due to the court’s continuous questioning. Very few of the
instances described here can be fairly characterized as mere
clarification. Instead, the trial court acted as a second
prosecutor in the litigation. Especially problematic is the
19
court’s intervention on multiple occasions when defense counsel
chose to engage in minimal or no cross-examination. To simply
dismiss the court’s actions by relying on the reasoning that it
is not the quantity but the quality of the questions that
renders judicial intervention prejudicial flies in the face of
basic notions of fairness and justice. At some point, quantity
affects quality, and here, we have both an extensive collection
of questions and the distinct pollution of prejudice.
The majority relies heavily on defendant’s failure to
object to the judge’s interventions. In the normal course of
the give and take of trials, motions are made and judges rule.
If a party believes the ruling to be in error, that party may
object. Here, defense counsel made no objection to the court’s
multiple intrusions. In reality, however, interposing an
objection would have been no easy task given the nature of the
objection in this case -- an objection to the trial judge
himself.
Objecting to the court’s conduct as improper and
prejudicial is different in kind than the prosecutor’s objection
here, where at sidebar she reminded the court during the medical
examiner’s testimony that determining the cause of death is the
province of the jury. Counsel should not be forced into the
Hobbesian choice of objecting and raising the ire of the judge
for the remainder of the trial, or making the strategic decision
20
of not objecting to avoid heavier interference and being seen by
the jury as clearly at odds with the pillar of neutrality.
Moreover, the full effects of the judge’s intrusive actions were
not felt until the accumulation of over thirty pages of the
judge’s examinations -- and, by that point, an objection or a
paltry curative instruction would not unring the bell.
Prudence by the court is especially critical to ensure a
fair trial when the case is close. Here, the jury was
deadlocked at first and then deliberated for five days. The
case was hard-fought, with a clearly viable defense that gave
the jury pause. The Appellate Division majority acknowledged --
without accepting -- that the lengthy deliberations reflected
that the State’s evidence was not overwhelming. In such a close
case, there was fertile ground upon which the judge’s extensive
questioning might sow mischief. The Appellate Division majority
further took solace in the three-week break after the judge’s
last intrusions and the beginning of jury deliberations,
concluding that the judge’s intrusions had little impact on the
fair consideration of the evidence. This is pure speculation
cloaked with the patina of justification. In a criminal case
this close, where a person’s liberty interest is at stake, the
benefit of any doubt should go to the defendant. On this point,
I fully agree with the Appellate Division dissent’s analysis
that “when a judge sheds the mantle of impartiality, the
21
defendant’s right to a fair trial is at risk.” A new trial is
but a small token when considering the stakes here.
The trial court’s actions were not singular. Contrary to
the restrictions set forth in our case law and rules of
evidence, the judge sowed doubts as to defendant’s theory of the
case by buttressing the State’s witnesses, casting doubt with
his tone and manner on a critical defense-leaning witness, and
testifying himself while adroitly avoiding examining defendant.
I embrace, therefore, the plain-error standard applied by the
majority, but part with them in their finding of harmless error
because the trial judge’s actions cumulatively had the capacity
to negatively influence the jury’s view of the defendant.
Where the majority finds that the judge came perilously
close to the line, I find that he clearly crossed it, denying
the defendant his due process right to a fair trial.
I find plain error and I dissent.
22