Filed 3/10/22 P. v. Petty CA1/2
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
A163677
v.
JAMES LAKIE PETTY IV, (Napa County
Super. Ct. No. 21CR000462)
Defendant and Appellant.
Defendant James Lakie Petty IV appeals from a postconviction order
denying his request for a reduction of his probation period. Petty’s appellate
counsel has filed a brief raising no legal issues and asking this court to
independently review the record pursuant to People v. Wende (1979)
25 Cal.3d 436 (Wende). Counsel informed Petty of his right to file a
supplemental brief, and he has not filed one. Upon our Wende review, we
conclude there are no arguable appellate issues requiring further briefing
and affirm.
BACKGROUND
On March 12, 2021, the Napa County District Attorney filed a criminal
complaint charging Petty with being a felon in possession of a firearm (Pen.
Code,1 § 29800, subd. (a)(1)) (count 1); possessing a loaded firearm not
1 Further undesignated statutory references are to the Penal Code.
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registered to the person (§ 25850, subd. (c)(6)) (count 2); possessing a
concealed firearm in a vehicle (§ 25400, subd. (a)(1)) (count 3); possessing a
loaded firearm in a public place (§ 25850, subd. (a)) (count 4); being a felon in
possession of ammunition (§ 30305, subd. (a)) (count 5); driving under the
influence of alcohol (Veh. Code, § 23152, subd. (a)) (count 6); and driving
without a license (id., § 12500, subd. (a)) (count 7).
On March 24, pursuant to a plea agreement, Petty pleaded no contest
to the charges in counts 1 and 6, in exchange for the dismissal of the
remaining counts and his placement on probation for three years, subject to
certain terms and conditions. The court found Petty knowingly, intelligently,
and voluntarily waived his rights and accepted the plea.
On April 22, the court granted Petty three years’ probation, conditioned
on him serving 120 days in county jail, with 85 days of credit for time served,
among other probation conditions. The court also imposed various fines,
assessments, and fees.
On July 30, the Probation Department filed a petition to revoke Petty’s
probation, alleging he violated several terms of probation. On August 10, the
court revoked and reinstated probation and modified its conditions to include
requirements that he complete an alcohol and drug treatment assessment
and an outpatient or residential treatment program, and serve ten days in a
community work program.
On August 16, the Probation Department filed a motion to transfer
Petty’s case to Solano County. A hearing on that motion was held on
October 7, which began with defense counsel orally requesting “that the court
reduce Petty’s probation term as to the felony conviction in count 1 to two
years,” pursuant to Assembly Bill No. 1950 (AB 1950). AB 1950 took effect
on January 1, 2021 and amended sections 1203a and 1203.1 to limit the
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maximum term of probation for most felony offenses to two years and most
misdemeanor offenses to one year. (§§ 1203a, subd. (a), 1203.1, subds. (a),
(m)), as amended by Stats. 2020, ch. 328, §§ 1, 2.) Defense counsel, however,
requested that the court “leave probation as to the misdemeanor count [Veh.
Code, § 23152, subd. (a)] as it is currently set, three years,” because it was for
an offense that AB 1950’s one-year probation limitation did not apply to.
(§ 1203a, subd. (b); Veh. Code, § 23600, subd. (b)(1).)
The court asked Petty’s counsel if he wished to brief the issue, but
counsel declined. It turned to the probation department’s motion to transfer,
to which the parties stated they had no objections.
The court granted the motion to transfer, but denied the request to
modify his probation term as to count 1. The court was “unaware of any
authority . . . to reduce probation on the felony to two years while keeping
probation on the misdemeanor at three years.” It also denied the request in
light of the fact that the three-year probation term was negotiated pursuant
to a plea agreement. Because the agreement was entered into after AB
1950’s effective date, the court presumed the parties contemplated it in their
negotiations.
On October 8, Petty filed a notice of appeal from the order denying his
motion to modify the probation term and on October 20, obtained a certificate
of probable cause.
DISCUSSION
Preliminarily, we note that whether the protections afforded by Wende
or its federal constitutional counterpart, Anders v. California (1967) 386 U.S.
738 (Anders), apply to an appeal from a postconviction order, such as the
order appealed from here, remains an open question. Our Supreme Court
has not spoken. The Anders/Wende procedures address appointed counsel’s
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representation of an indigent criminal defendant in the first appeal as a
matter of right, and courts have been reluctant to expand their application to
other proceedings or appeals. (See People v. Serrano (2012) 211 Cal.App.4th
496, 500–501, 503 [Anders/Wende review not available to defendant facing
deportation and challenging postjudgment motion to vacate judgment];
Conservatorship of Ben C. (2007) 40 Cal.4th 529, 536–537 [Anders/Wende
review not required in conservatorship proceedings]; People v. Thurman
(2007) 157 Cal.App.4th 36, 44–45, 47 [Anders/Wende not applicable in
postconviction motions for a new trial]; In re Sade C. (1996) 13 Cal.4th 952,
981–984 [Anders review not required in cases affecting parental rights];
Pennsylvania v. Finley (1987) 481 U.S. 551, 555, 557 [Anders review not
available in postconviction proceedings].)
Moreover, appellate courts are not in unison with respect to whether
we should exercise our discretion to conduct an independent review of the
record in an appeal from the denial of postconviction relief if a defendant does
not respond to an invitation to file a supplemental brief. (Compare People v.
Cole (2020) 52 Cal.App.5th 1023, 1038–1039 (Cole), review granted Oct. 14,
2020, S264278 [holding appellate courts are not required to independently
review record when no supplemental brief filed and may dismiss the appeal
as abandoned]; People v. Scott (2020) 58 Cal.App.5th 1127, 1130–1132, review
granted Mar. 17, 2021, S266853 [following Cole]; and People v. Figueras
(2021) 61 Cal.App.5th 108, 111–113, review granted May 12, 2021, S267870
[same], with People v. Flores (2020) 54 Cal.App.5th 266, 269, 273–274
[although not required, a reviewing court “can and should . . . in the interests
of justice” independently review the record even if defendant did not file a
supplemental brief]; People v. Gallo (2020) 57 Cal.App.5th 594, 598–599
[following Flores]; People v. Allison (2020) 55 Cal.App.5th 449, 456 [same].)
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We need not wade into this debate, which is currently pending review by our
Supreme Court.
In the absence of Supreme Court authority, we believe it prudent to
adhere to Wende in this case, where counsel has undertaken to comply with
Wende requirements. And upon conducting a review of the record here, we
conclude there are no arguable appellate issues requiring further briefing.
Petty’s request to reduce his probation term only as to his felony
conviction in count 1 was not supported by any authority. Statutory law
indicates that if a court places a defendant on probation, it will be under a
single grant for the entire case, regardless of the number of counts. Section
1203, subdivision (b)(3) provides that a trial court shall “determine . . . the
suitability of probation in the particular case,” and makes no reference to
suitability as to individual counts within a case. (Italics added.) Also, for
purposes of applying the maximum periods of probation in sections 1203.1
and 1203a, courts have treated probation for multiple counts as a single
period, thus precluding the imposition of a series of separate and consecutive
probation terms. (Couzens, et al., Sentencing Cal. Crimes (The Rutter Group
2021) §§ 8:15.20, 8:15.50 (Couzens), citing Fayad v. Superior Court (1957)
153 Cal.App.2d 79, 83–84 (Fayad); People v. Blume (1960) 183 Cal.App.2d
474, 481–482; People v. Cole (2020) 50 Cal.App.5th 715, 719.)
Additionally, there did not appear to be a basis for the court to
unilaterally modify the term of probation that was negotiated as part of a
plea agreement. First, although Petty argued he was entitled to the benefits
of AB 1950, AB 1950 went into effect before the parties entered into the plea
agreement, and thus the court properly presumed the parties contemplated
the new law in their negotiations. (See Doe v. Harris (2013) 57 Cal.4th 64,
65, 75.)
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Second, and in any event, AB 1950’s amendments did not necessitate
modification of the agreed-upon probation length. Petty was convicted of
being a felon in possession of a firearm (§ 29800, subd. (a)(1)), a felony, with a
two-year maximum period of probation under amended section 1203.1,
subdivision (a). He also was convicted of driving under the influence of
alcohol (Veh. Code, § 23152, subd. (a)), a misdemeanor excluded from
AB 1950’s one-year limitation and instead subject to a five-year maximum
probation period. (Veh. Code, § 23600, subd. (b)(1); § 1203a, subd. (b).)
Where a defendant is convicted in the same case of multiple offenses with
various lengths of probation, a court is “permitted to select a term of
probation for the entire case up to the longest authorized for any single
conviction, whether the longest term is for a felony or a misdemeanor.”
(Couzens, supra, §§ 8:15.20, 8.15.50 [citing Fayad and similar cases].)
“Stated differently, defendants convicted of multiple counts, any one of which
excludes them from AB 1950 and who are subject to the ‘maximum sentence’
period of probation, will have the status of an excluded defendant for the
entire case, regardless of the number of counts and regardless of whether
some of the counts are crimes which otherwise would be subject to limited
terms of probation under AB 1950.” (Couzens, § 8:15.20.) Placing Petty on
three years’ probation thus was authorized.
In sum and in short, there was nothing arguable about the trial court’s
order denying the request to reduce the probation term.
DISPOSITION
The order appealed from is affirmed.
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_________________________
Richman, Acting P. J.
We concur:
_________________________
Miller, J.
_________________________
Mayfield, J. *
People v. Petty (A163677)
*Superior Court of Mendocino County, Judge Cindee Mayfield, sitting as
assigned by the Chief Justice pursuant to article VI, section 6 of the California
Constitution.
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