Troy Olhausen v. Arriva Medical, LLC

USCA11 Case: 21-10366 Date Filed: 04/22/2022 Page: 1 of 6 [DO NOT PUBLISH] In the United States Court of Appeals For the Eleventh Circuit ____________________ No. 21-10366 ____________________ TROY OLHAUSEN, Plaintiff-Appellant, versus ARRIVA MEDICAL, LLC, ALERE, INC., AMERICAN MEDICAL SUPPLIES, INC., ABBOTT LABORATORIES, INC., Defendants-Appellees. USCA11 Case: 21-10366 Date Filed: 04/22/2022 Page: 2 of 6 2 Opinion of the Court 21-10366 ____________________ Appeal from the United States District Court for the Southern District of Florida D.C. Docket No. 1:19-cv-20190-RNS ____________________ Before WILSON and ROSENBAUM, Circuit Judges, and COVINGTON,* District Judge. PER CURIAM: Troy Olhausen appeals from the dismissal of his False Claims Act (“FCA”) action against Arriva Medical, LLC (“Arriva”), Alere, Inc. (“Alere”), American Medical Supplies, Inc., and Abbott Laboratories, Inc. (“Abbott”) (collectively, “Defendants”). Because dismissal was appropriate, we affirm. BACKGROUND Arriva was a Florida provider of mail-order diabetic testing supplies and other medical products. Olhausen was Arriva’s Senior Vice President of Business Development and Marketing. In 2011, Alere acquired Arriva. In 2013, the Centers for Medicare and Med- icaid Services (“CMS”) awarded Arriva a Durable Medical Equip- ment, Prosthetics/Orthotics and Supplies (“DMEPOS”) competi- tive bidding contract to provide Medicare beneficiaries with mail- * The Honorable Virginia Covington, United States District Judge for the Mid- dle District of Florida, sitting by designation. USCA11 Case: 21-10366 Date Filed: 04/22/2022 Page: 3 of 6 21-10366 Opinion of the Court 3 order diabetic supplies. In 2017, Abbott acquired Alere, and closed Arriva soon after. According to Olhausen’s second amended complaint, Arriva violated a number of Medicare rules in the course of furnishing supplies to its patients. As relevant here, Olhausen alleged that Ar- riva provided mail-order diabetic testing supplies without obtain- ing required Assignment of Benefit forms from patients. Olhausen also alleged that Arriva violated Medicare rules and the terms of its competitive-bid contract when it failed to disclose or accredit its Tennessee, Arizona, and Philippines call-center locations. Finally, he alleged that Arriva conspired with its parent companies, Alere and Abbott to submit false Medicare claims based on regulatory violations alleged in the other Counts. The district court granted the Defendants’ motion to dismiss on the grounds that Olhausen failed to sufficiently plead his claims. STANDARD OF REVIEW “We review a dismissal with prejudice for failure to state a claim under the False Claims Act de novo.” Urquilla-Diaz v. Kaplan Univ., 780 F.3d 1039, 1050 (11th Cir. 2015) (citing Hopper v. Solvay Pharm., Inc., 588 F.3d 1318, 1324 (11th Cir.2009)). “In doing so, we accept the allegations in the complaint as true and construe them along with the reasonable inferences therefrom in the relator’s fa- vor.” Id. (citing McNutt v. Haleyville Med. Supplies, Inc., 423 F.3d 1256, 1259 (11th Cir.2005)). DISCUSSION USCA11 Case: 21-10366 Date Filed: 04/22/2022 Page: 4 of 6 4 Opinion of the Court 21-10366 To prevail on his FCA claims, Olhausen must prove: “(1) a false statement or fraudulent course of conduct, (2) made with sci- enter, (3) that was material, causing (4) the government to pay out money or forfeit moneys due.” United States ex rel. v. Mortg. Inv’rs Corp., 987 F.3d 1340, 1346 (11th Cir. 2021), cert. denied sub nom. Mortg. Inv’rs Corp. v. United States ex rel. Bibby, 141 S. Ct. 2632 (2021). We assume without deciding that Olhausen’s second amended complaint pled with sufficient particularity that the De- fendants submitted false statements to the government. We none- theless affirm because we hold that Olhausen has failed to allege the element of scienter as a matter of law. 1 Under the FCA, a person acts with the requisite scienter when she “knowingly” submits a false claim, which the FCA de- fines as either “actual knowledge,” “deliberate ignorance,” or “reckless disregard.” United States ex rel. Phalp v. Lincare Hold- ings, Inc., 857 F.3d 1148, 1155 (11th Cir. 2017) (citing 31 U.S.C. § 3729(b)). The FCA’s scienter requirement is “rigorous.” Universal Health Servs., Inc. v. United States ex rel. Escobar, 579 U.S. 176, 192 (2016). It ensures that FCA liability “does not reach an inno- cent, good-faith mistake about the meaning of an applicable rule or regulation,” nor does it reach “claims made based on reasonable but erroneous interpretations of a defendant’s legal obligations.” 1 We may affirm on any ground that finds support in the record. Long v. Comm’r, 772 F.3d 670, 675 (11th Cir. 2014). Moreover, the parties have fully briefed the scienter issue. USCA11 Case: 21-10366 Date Filed: 04/22/2022 Page: 5 of 6 21-10366 Opinion of the Court 5 United States ex rel. Purcell v. MWI Corp., 807 F.3d 281, 287–88 (D.C. Cir. 2015) (internal quotation marks omitted). Where “the statutory text and relevant court and agency guidance allow for more than one reasonable interpretation, it would defy history and current thinking to treat a defendant who merely adopts one such interpretation as a knowing or reckless violator.” Safeco Ins. Co. of Am. v. Burr, 551 U.S. 47, 70 n.20 (2007). And the analysis of whether an interpretation of ambiguous law is reasonable is an ob- jective one. Id. at 69–70. The Medicare rules that Olhausen alleged the Defendants violated are susceptible to multiple reasonable interpretations. As for Olhausen’s allegations regarding signatures, because Arriva had a Medicare contract, it was considered a “participating supplier.” 42 C.F.R. § 400.202. Generally, “Medicare pays the supplier for covered services if the beneficiary . . . assigns the claim to the sup- plier and the supplier accepts the assignment.” Id. § 424.55(a). But “when payment is for services furnished by a participating physi- cian or supplier, the beneficiary . . . is not required to assign the claim to the supplier in order for an assignment to be effective.” Id. §424.55(c) (emphases added). And if a supplier “files a claim for services that involved no personal contact between the . . . supplier and the beneficiary . . . a representative of the . . . supplier may sign the claim on the beneficiary’s behalf.” Id. § 424.36(c). Arriva concludes from these rules that it was not required to obtain beneficiary signatures for every assignment of benefits, in- cluding for assignments for products not covered by its DMEPOS USCA11 Case: 21-10366 Date Filed: 04/22/2022 Page: 6 of 6 6 Opinion of the Court 21-10366 contract, such as heating pads, orthotic braces, and vacuum-ther- apy pumps. Even if Arriva’s interpretation is wrong (and it was required to obtain signatures), Olhausen cannot show that Arriva had the requisite scienter because it is an objectively reasonable in- terpretation of the rules to conclude that the signatures were not required. See, e.g., U.S. ex rel. Hixson v. Health Mgmt. Sys., Inc., 613 F.3d 1186, 1190 (8th Cir. 2010) (“[A] statement that a defendant makes based on a reasonable interpretation of a statute cannot sup- port a claim under the FCA if there is no authoritative contrary in- terpretation of that statute.”). The same is true regarding the call-center locations allega- tions. Medicare regulations require a supplier to “enroll separate physical locations it uses to furnish Medicare-covered DMEPOS, with the exception of locations that it uses solely as warehouses or repair facilities.” 42 C.F.R. §424.57(b)(1). The term “furnish” is not defined. It is an objectively reasonable interpretation of the rule that Arriva’s call-center locations did not “furnish” DMEPOS, so it was not required to enroll them. Again, even if this interpretation is incorrect, that objectively reasonable conclusion by Arriva ne- gates the scienter element. And for these same reasons, Olhausen also failed to plead the requisite scienter for Arriva and its parent companies to have conspired to violate the FCA. AFFIRMED.