Carl A. Green v. Union Foundry

                                                                [PUBLISH]

             IN THE UNITED STATES COURT OF APPEALS

                      FOR THE ELEVENTH CIRCUIT                   FILED
                                                        U.S. COURT OF APPEALS
                                                          ELEVENTH CIRCUIT
                                                           FEBRUARY 7, 2002
                                                           THOMAS K. KAHN
                                No. 01-11014                    CLERK

                    D. C. Docket No. 99-03249 CV-H-E

CARL A. GREEN,

                                                Plaintiff-Appellant,

                                   versus

UNION FOUNDRY COMPANY,

                                                Defendant-Appellee.



                 Appeal from the United States District Court
                    for the Northern District of Alabama

                             (February 7, 2002)


Before EDMONDSON, DUBINA and COX, Circuit Judges.

DUBINA, Circuit Judge:
         This is an employment discrimination case in which the district court

granted summary judgment in favor of the employer, Union Foundry Company

(“UFC”), on the Appellant, Carl A. Green’s (“Green”) Title VII claims. The

district court never reached the merits of Green’s Complaint, but rather determined

that Green failed to satisfy his initial burden of demonstrating that he filed suit

within ninety days of receiving his right-to-sue letter from the Equal Employment

Opportunity Commission (“EEOC”). We affirm.

                                 I. BACKGROUND

A. Procedural History

         Green filed this action on December 6, 1999. In his Complaint, he asserted a

Title VII claim of racial harassment and a Title VII claim of race discrimination

associated with his job assignment, demotion, and discharge. He filed an Amended

Complaint on December 29, 2000, changing only his promotion and demotion

dates.

         After some period of discovery, UFC filed a Motion for Summary Judgment

arguing that all of Green’s Title VII claims were procedurally barred and due to be

dismissed because Green failed to prove that he had filed suit within ninety days of

receiving his right-to-sue letter from the EEOC. In granting UFC’s Motion for

Summary Judgment, the district court concluded that the “plaintiff has failed to


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satisfy his burden of establishing that he filed his complaint within 90 days of his

receipt of a right-to-sue letter from the EEOC.” Green v. Union Foundry Co., No.

CV-99-H-3249E (N.D. Ala. Jan. 3, 2001)(mem.). The district court found that “the

notice of right-to-sue was mailed on August 31, 1999, and this action was filed

December 6, 1999, 97 days after the right-to-sue letter was mailed.” Id. Further,

the district court found that,

       plaintiff has presented no evidence to establish the date on which his
       wife received the right-to-sue letter or received any attempted delivery
       notice regarding the letter. The burden of proof of filing within the
       90-day period rests on the plaintiff and the plaintiff in this case has
       failed to satisfy that burden.

Id. Based on its findings and conclusions, the court entered judgment in favor of

UFC.

       Green filed a motion to alter or amend the judgment in favor of UFC; the

district court denied that motion without opinion. Green then filed a second

motion to alter or amend, which was grounded on Rules 59 and 60 of the Federal

Rules of Civil Procedure. In support of this second post-judgment motion, Green

submitted what he described as “newly discovered evidence” in the form of an

affidavit dated February 3, 2001, from Milton McArthur, Jr. (“McArthur”).

McArthur’s affidavit stated that he was the window service manager for the U.S.

Post Office in Gadsden, Alabama, and discussed when the post office delivered the


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certified mail notices to Green’s wife. Green’s counsel also filed an affidavit in

which he testified that before February 2, 2001, “I was unaware that it would be

possible to ascertain, without the envelope in which it was delivered, the date that a

certified letter was delivered in September 1999.” (Cobb Aff. ¶ 2).

      On February 21, 2001, the district court issued a two-page order denying

Green’s second post-judgment motion. The district court based its decision on two

grounds: (1) even if the newly-discovered evidence from McArthur had been

before the court when it considered UFC’s Motion for Summary Judgment, the

evidence would not have changed the court’s ruling; and (2) even if that evidence

could have changed the outcome, Green failed to demonstrate that any of the

reasons for granting relief under Rule 60(b) of the Federal Rules of Civil Procedure

had been satisfied. The district court specifically noted that Green failed to show

that this “new” evidence could not have been discovered in time to move for a new

trial under Rule 59.

      On February 20, 2001, Green filed a notice of appeal to this court, which

referenced only the district court’s summary judgment order of January 3, 2001,

and the court’s order denying Green’s first post-judgment motion on January 22,

2001. Importantly, Green did not file a separate notice of appeal from the district




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court’s February 21, 2001, order, nor has he amended his February 20, 2001,

notice of appeal to add that ruling to this appellate proceeding.

B. Facts

        UFC hired Green, a 37 year-old black male, on April 7, 1998. UFC operates

a fittings plant in Anniston, Alabama, where the events surrounding this case

occurred. On December 1, 1998, Green and another black employee, Jankowicz

Curry (“Curry”), engaged in a fight during working hours. On December 3, 1998,

UFC terminated both Green and Curry. The next day, Green filed a charge of

discrimination with the EEOC, alleging racial harassment during his employment

with UFC and racial discrimination with respect to his job assignment, demotion,

and discharge.

        On April 14, 1999, Green was convicted of felony child abuse as a result of

an incident involving his seven-year-old stepdaughter who suffered a broken arm.

The court sentenced Green to five years in the penitentiary. He began serving his

sentence on April 14, 1999, in the Etowah County jail. He remained in that facility

until being transferred to the Alabama state prison at Mt. Meigs, Alabama, on June

2, 2000. He was confined in prison both at the time the EEOC issued his right-to-

sue letter on August 31, 1999, and when he filed his Complaint on December 6,

1999.


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      On July 16, 1999, the EEOC mailed a form letter to Green’s home address in

Gadsden, Alabama, asking him to decide among a number of options with respect

to his Title VII charge. Green’s wife received the letter at his home and mailed it

to him in jail, because she considered it to be “important.” On July 21, 1999,

Green checked the box on the letter indicating that he wanted a “right-to-sue” and

mailed the letter back to the EEOC. Although the EEOC’s form letter specifically

requested that Green provide the agency with his “current address,” he wrote his

Gadsden, Alabama, home address on the form and made no mention of the fact that

he was in prison. Counsel represented Green at the time of these events.

      On August 31, 1999, the EEOC mailed Green’s right-to-sue letter to his

home address as he had requested. The right-to-sue letter reflects that the EEOC

mailed it to the same Gadsden address as Green provided on the EEOC’s form

letter. Mrs. Green acknowledges receiving the letter, but she does not know the

date on which she received it. Likewise, Green does not know the date on which

his wife received the letter.

      The right-to-sue letter does not reflect the method by which it was mailed

(i.e., by regular U.S. mail, certified mail, or otherwise). Mrs. Green believes, but

is not sure, that the letter came by certified mail, but she acknowledges that she

may be confusing the right-to-sue letter with the earlier EEOC form letter sent in


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July. She also concedes that the EEOC could have sent both of the letters by

certified mail.

      Mrs. Green recalled receiving a notice from the post office about a certified

letter or a package to be retrieved. She is not sure whether the notice stated from

whom the letter came, and if it did, she “didn’t pay it any attention.” Mrs. Green

ignored the first notice; she received at least one, and possibly two, notices from

the post office about the letter. Mrs. Green finally retrieved the letter from the post

office at least two or three weeks, and possibly a month, after receiving the first

notice. She did not get a receipt when she picked up the letter.

      After retrieving the letter, Mrs. Green did not open it and “didn’t pay it [any]

attention.” She merely put it on her dresser as she did with other mail. At some

point thereafter when she cleaned off the dresser, she opened the letter, but she did

not keep the envelope. She did not call her husband about the letter immediately;

she finally told him about it when he called her some days later. Mrs. Green then

forwarded the letter to her husband’s lawyer at her husband’s request.

      As established by the September 15, 1999, affidavits of McArthur, the post

office delivered a “second notice” of certified mail to Green’s home address.

McArthur did not personally know about the delivery of a “first notice,” and the

second notice did not identify the sender of the mail or its contents. No other


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postal records exist which identify the sender or the date of any notice of attempted

delivery. One record reflects that Mrs. Green signed for a letter or package from

the post office on September 22, 1999. Green did not file his Complaint until

December 6, 1999, ninety-seven days after the EEOC mailed his right-to-sue letter.

After the district court entered judgment against him, Green perfected this appeal.

                                    II. ISSUES

      1. Whether the district court correctly granted UFC’s Motion for Summary

Judgment.

      2. Whether the district court abused its discretion in denying Green’s post-

judgment motions.

                        III. STANDARDS OF REVIEW

      This court reviews the district court’s grant of summary judgment de novo,

viewing the evidence in the light most favorable to the party opposing the motion.

Patrick v. Floyd Med. Ctr., 201 F.3d 1313, 1315 (11th Cir. 2000). This court

reviews the denial of post-judgment motions under an abuse of discretion standard.

Toole v. Baxter HealthCare Corp., 235 F.3d 1307, 1316 (11th Cir. 2000).

                                IV. DISCUSSION

      As an initial matter, we conclude that Green has not properly appealed the

district court’s ruling on his second post-judgment motion. Green failed to either


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amend his original notice of appeal or file a separate appeal from the district

court’s denial of his second post-judgment motion, and therefore, he has not

properly perfected an appeal from that order. See Fed. R. App. P. 4(a)(4)(B)(ii);

see also Stone v. INS, 514 U.S. 386, 401 (1995). Accordingly, we decline to

consider the district court’s ruling on Green’s second post-judgment motion.

      The parties agree that, in order for Green to maintain his Title VII claims

against UFC, he has the initial burden of establishing that he filed his Complaint

within ninety days of his receipt of the EEOC’s right-to-sue letter. See 42 U.S.C. §

2000e-5(f)(1) (1994); see also Santini v. Cleveland Clinic Fla., 232 F.3d 823, 825

(11th Cir. 2000). Once the defendant contests this issue, the plaintiff has the

burden of establishing that he met the ninety day filing requirement. Jackson v.

Seaboard Coast Line R.R. Co., 678 F.2d 992, 1010 (11th Cir. 1982).

      After reviewing the record, we hold that the undisputed evidence before the

district court clearly demonstrates that Green did not file his Complaint until

ninety-seven days after the EEOC mailed his right-to-sue letter. In reaching its

decision, the district court considered the following uncontroverted facts:

      (1) The Birmingham district office of the EEOC mailed Green a right-to-sue

letter on August 31, 1999, to his home address in Gadsden, Alabama.




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       (2) Green was incarcerated at the time the letter was mailed, and his wife

received the letter at their home address.

       (3) Neither Green nor his wife knows the exact date (or even the week) that

Mrs. Green received the right-to-sue letter.

       (4) Green did not file his Complaint until December 4, 1999, ninety-seven

days after the EEOC mailed the right-to-sue letter.

       Based on the foregoing undisputed evidence, Green failed to satisfy his

burden of establishing that he filed suit within the ninety day filing period. We

affirmed the grant of summary judgment to an employer under similar facts in

Martinez v. United States Sugar Corp., 880 F. Supp. 773 (M.D. Fla. 1995), aff’d,

77 F.3d 497 (11th Cir. 1996).1 In that case, the EEOC mailed the plaintiff’s right-

to-sue letter on November 25, 1992, and he filed suit ninety-five days later, on

March 1, 1993. While the plaintiff in Martinez testified that he remembered

receiving the right-to-sue letter, he could not remember the date on which he

received it. After considering the evidence, the district court held that “[s]imply

put, Plaintiff has not met his burden of proof. On this ground alone, the Court can,

and does, find ample reason to grant judgment for the Defendant.” Id. at 777.


       1
                The district court’s decision in Martinez was affirmed without opinion. See 11TH
CIR. R. 36-1.


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      In the present case, because Green is unable to present evidence of the date

of his wife’s receipt of the letter, or to otherwise rebut the fact that ninety-seven

days elapsed from the date of mailing to the date of filing, we conclude Green has

failed to satisfy his burden. Accordingly, we affirm the district court’s grant of

summary judgment in favor of UFC. Likewise, because we see no abuse of

discretion in the district court’s ruling denying Green’s first post-judgment motion,

we also affirm that order.

      AFFIRMED.




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