[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
APR 11, 2007
No. 05-14659 THOMAS K. KAHN
________________________ CLERK
D. C. Docket No. 05-60022-CR-WPD
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
FEDNERT ORISNORD,
THEODORE WITHERSPOON,
BERNARD DONJOIE,
a.k.a. Jean Pierre,
JONIEL POLYNICE,
Defendants-Appellants.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(April 11, 2007)
Before BLACK, MARCUS and KRAVITCH, Circuit Judges.
KRAVITCH, Circuit Judge:
Defendants-Appellants, Bernard Donjoie (“Bernard”), Fednert Orisnord
(“Orisnord”), Joniel Polynice (“Polynice”), and Theodore Witherspoon
(“Witherspoon”) appeal their convictions for conspiracy to commit a Hobbs Act
robbery, in violation of 18 U.S.C. § 1951(a) (Count 1); conspiracy (Count 2) and
attempt (Count 3) to possess with intent to distribute cocaine, both in violation of
21 U.S.C. § 846; using, carrying, and possessing a firearm during and in relation to
a crime of violence and a drug trafficking crime, in violation of 18 U.S.C.
§ 924(c)(1)(A) (Count 4); and possessing a firearm as a convicted felon, in
violation of 18 U.S.C. § 922(g) (Count 5), all in connection with a conspiracy to
rob a narcotics stash house. Polynice, Witherspoon, and Bernard also appeal their
sentences. For the reasons that follow, we reverse Witherspoon’s firearm
convictions, vacate his sentence, and remand to the district court for resentencing.
We affirm the convictions and sentences of the remaining Appellants.
I. Background
In December of 2004, a confidential informant (“CI”) informed federal
agents from the Bureau of Alcohol, Tobacco, and Firearms (“ATF”) that Orisnord
and others were interested in committing home invasion robberies of narcotics
stash houses. Based on this tip, ATF Special Agent Michael Connors (“Connors”),
2
acting undercover, met with Orisnord and the CI in Sunrise, Florida on December
29, 2004. Connors told Orisnord that he performed security for a Colombian drug
organization, that his employers owned a cocaine stash house in Fort Lauderdale,
and that he was looking for people to help him rob the stash house. Conners also
told Orisnord that the stash house usually contained 20 to 25 kilograms of cocaine
and that his Colombian bosses often moved the “stash” to different locations.
Indicating that he had performed several robberies in the past, Orisnord agreed to
assemble a team to rob the stash house. He also agreed to give Connors four
kilograms of cocaine as his share of the robbery proceeds.
On January 6, 2005, Connors and the CI met with Orisnord and Sonny
Hilaire, who Orisnord introduced as one of his “boys” who would be performing
the “lick” with him. During a telephone conversation a few days later, Orisnord
told Connors that there was a problem with Hilaire’s participation, but that he was
still interested in performing the robbery. On January 18, 2005, Connors called
Orisnord and told him that a shipment of cocaine was arriving the next day. After
Orisnord indicated that his team was ready, Orisnord and Connors scheduled the
robbery for the night of January 19, 2005. The plan called for the CI to pick up
Orisnord’s robbery team in a vehicle ostensibly belonging to Connors’ girlfriend.
They would meet with Connors at an unspecified location to review the final
3
details and wait for Connors’ Colombian employers to call and give him the
stash-house address. The team would then drive to the stash house in a rental car
provided by Connors.
On January 19th, driving a BMW supplied by Connors that was equipped
with video and audio recorders as well as a global-positioning-system transmitter,
the CI picked up Orisnord and Witherspoon in Fort Lauderdale. They then drove
to Pompano Beach to pick up Polynice. While in route to Pompano, the CI asked
Witherspoon if he was “ready to get down.” Witherspoon responded by saying
“Yeah, damn right. [Orisnord] had told me about it like a couple of weeks ago.”
Witherspoon later said that he did not have a pistol, but that Orisnord told him not
to worry because “we got that.”
Once in Pompano, Polynice got into the BMW and both he and Witherspoon
asked Orisnord to explain the plan. After Orisnord responded that Connors would
explain everything, Polynice said that he was “ready to roll” and asked Orisnord if
Orisnord had procured a gun for him. Orisnord responded that they would get
pistols at a later time and that they would need three. Orisnord then explained that
the plan was to “go over there, we gonna get the money and the dope, then we
gonna get [Connors]. We gonna give [Connors] three keys1 and we gonna keep the
1
As discussed above, Orisnord and Connors originally agreed that Connors would
receive four kilograms of cocaine for his participation. Other than this single reference to “three
4
rest.” Polynice responded, “Right now, we stand as one.”
After returning to Fort Lauderdale, the CI, Orisnord, Polynice, and
Witherspoon met Connors at a Hess gas station. Connors reiterated that the
robbery was to occur that night, that the team was to follow him to an undisclosed
location to await the call from the Colombians, and that they should have their
firearms ready. Orisnord stated that the team did not have their firearms because
he believed Connors merely wanted to meet the other team members at the Hess
station. Orisnord also indicated that he thought the team would be given another
vehicle and would then have a chance to procure their firearms. Orisnord then
asked Connors to explain the robbery plan to Polynice and Witherspoon, and
Connors did so. Polynice asked how many men would be in the stash house, and
Connors explained that there would be two armed men. Polynice responded that
Connors had told him all he needed to know. Orisnord reiterated that they would
need three guns and said he needed five minutes to get his. Polynice stated that
they had to get “the fire” and “the tools.” During this exchange, Connors observed
Witherspoon nodding in apparent understanding. When Witherspoon got back into
the BMW, the CI asked him what was happening. Witherspoon responded that
Connors’ bosses were to “bring in dope,” that there was a “house,” and that there
keys,” both Orisnord and Connors continued to repeat the four-kilogram figure.
5
would be “20 to 25 keys” inside the house.
After the meeting with Connors, the CI, Orisnord, Witherspoon, and
Polynice drove to Pompano. Upon arriving at a housing project, Orisnord entered
an apartment occupied by approximately ten people and asked if anyone had seen
“Sonny.” Approximately 20 minutes later, the CI entered the same apartment and
asked if anyone had seen “Face” (which was one of Orisnord’s aliases).
Addressing everyone in the apartment, including brothers Henry and Bernard
Donjoie, the CI stated that a “big deal” with “a lot of money” was going down, that
he was driving a BMW belonging to his boss’s wife, and that anyone interested in
the “deal” should accompany him to meet his boss to learn the details. Henry and
Bernard accepted the invitation and joined the other team members to learn more
about this “deal.” Sometime later, the CI, Orisnord, Witherspoon, Polynice, and
the Donjoies got into the BMW and traveled back to Fort Lauderdale to meet with
the CI’s boss (Connors) and discuss the “deal.” Although no one mentioned
firearms during the drive, Orisnord phoned Connors and said that they were now
“all set.”
Upon arriving in Fort Lauderdale, the team stopped at a Citgo gas station.
Orisnord exited the BMW and conversed with the occupants of a Buick parked at
the station. Orisnord then returned to the BMW, and both vehicles traveled to a
6
Hess station where Connors awaited. When the vehicles entered the Hess parking
lot, Connors pulled his car in front of the BMW and the Buick, and both vehicles
followed Connors to a warehouse. Connors’ vehicle and the BMW parked in the
warehouse parking lot, while the Buick parked across the street. The CI and the
other occupants of the BMW entered the warehouse with Connors.
Because the Donjoie brothers were the last to meet Connors, Orisnord
instructed Connors to “[t]ell those two what’s going on. Explain to them the deal.”
Connors explained that he worked security for Colombians who had a stash house
containing 20 to 25 “keys,” that there were two or three armed guards in the stash
house, that the Colombians moved the stash around such that he did not yet know
the address, and that once the Colombians phoned him to provide the address, the
team would drive to the house and perform the robbery. Connors further explained
that to conceal his involvement in the robbery, one of the crew members should
strike him on the head. Henry asked Connors several questions about the plan,
such as how many armed guards would be in the house; where “it” would be
located; whether there were “more people to pick up more packages;” and where
they would need to leave Connors’ share. Once Connors answered those
questions, Henry said that the “garage is the only way to go,” and that the “shit is
already in the house.” At some point, Orisnord asked Connors how many “keys”
7
he wanted, Connors responded that he wanted four, and Henry replied: “Four.
That’s fine. That’s yours. That’s guaranteed.” Bernard also responded that
Connors was “guaranteed that.” After Connors instructed the team to place his
four keys under the BMW, Henry said they would “put it in a trash bag” under the
car. Bernard said that they would be “In and out and that’s it.” Connors then
asked if the team “had enough fire to take care of it,” and one of the team members
responded “[d]on’t you worry about that” because the “fire is in the car.”
Based on these discussions, Agent Connors determined that the team
members were capable of, and committed to, carrying out the robbery, and that
none of them had evinced a clear desire to withdraw. He gave the arrest signal,
and a SWAT team moved in. Approximately ten minutes after the arrests, Agent
Leonard Coy entered the warehouse and searched the defendants, finding a loaded
pistol, black gloves, and a knit hat on Henry; a loaded pistol and black gloves on
Polynice; and a loaded pistol and black gloves on Bernard. Officers also
discovered two black stocking caps in the front passenger seat of the BMW where
Orisnord had been sitting.
While sitting together in the back of a police car following their arrests,
Orisnord and Bernard discussed their plight. Bernard blamed Orisnord, and
Orisnord agreed that he was at fault. Bernard also complained that Orisnord was a
8
“rookie.” Orisnord said that he would exonerate Bernard by claiming that the
entire scheme was his idea, that all of the pistols were his, and that Bernard knew
nothing.
A grand jury returned an indictment against the defendants, charging them
with conspiracy to commit a Hobbs Act robbery, in violation of 18 U.S.C.
§ 1951(a) (Count 1); conspiracy (Count 2) and attempt (Count 3) to possess with
intent to distribute cocaine, both in violation of 21 U.S.C. § 846; using, carrying,
and possessing a firearm during and in relation to a crime of violence (referring to
Count 1) and a drug trafficking crime (referring to Counts 2 and 3), in violation of
18 U.S.C. § 924(c)(1)(A) (Count 4); and possessing a firearm as a convicted felon,
in violation of 18 U.S.C. § 922(g) (Count 5). Following a trial, the defendants
were convicted on all counts.2 The ensuing sentences ranged from 387 months’
imprisonment for Witherspoon to 420 months’ imprisonment for the remaining
defendants.
II. Discussion
On appeal, Appellants argue that the evidence was insufficient to sustain
their convictions. In addition, Polynice, Witherspoon, and Bernard argue that:
2
Before trial, Henry Donjoie’s case was severed. In his separate trial, he was convicted
on all counts charged in the indictment.
9
they were entrapped by government agents; the Government violated their due
process rights by engaging in outrageous conduct; the district court violated the
Confrontation Clause by improperly restricting the cross-examination of Agent
Connors; and improper comments made by the Government during closing
arguments denied them a fair trial. Polynice and Witherspoon also challenge the
district court’s denial of their motions to conduct post-verdict interviews of two
jurors. Finally, Polynice, Witherspoon, and Bernard challenge their sentences.
Based on careful review of the record and the parties’ arguments, we
conclude that the evidence was sufficient to uphold the drug conspiracy, attempt,
and firearm convictions of Bernard, Orisnord, and Polynice, and we affirm those
convictions without further discussion. We likewise conclude that the due process
and closing argument challenges raised by Bernard, Polynice, and Witherspoon are
without merit, and we do not discuss them further.3 We also hold that
Witherspoon’s drug conspiracy and attempt convictions are supported by sufficient
evidence and do not warrant further discussion. Based on the record and the
Government’s concession, however, we conclude that the evidence was
3
Although Appellants properly preserved their sufficiency-of-the-evidence challenges,
they failed to preserve their due process and closing-argument challenges. Thus, the standard of
review for these unpreserved issues is plain error. United States v. Williams, 445 F.3d 1302,
1307 (11th Cir. 2006). Based on a thorough review of the record, Appellants have failed to meet
the plain error standard.
10
insufficient to sustain Witherspoon’s firearms convictions (Counts 4 and 5).
Accordingly, we reverse those convictions without further discussion, vacate
Witherspoon’s sentence, and remand to the district court for resentencing.
We now address Appellants’ arguments regarding (A) their convictions for
conspiracy to violate the Hobbs Act, (B) entrapment, (C) the Confrontation Clause,
(D) juror interviews, and (E) sentencing.
A. Hobbs Act Conspiracy
Polynice, Witherspoon, and Bernard argue that the evidence was insufficient
to sustain their Hobbs Act conspiracy convictions. We review the sufficiency of
the evidence de novo, viewing “the evidence in the light most favorable to the
government, with all reasonable inferences and credibility choices made in the
government’s favor.” United States v. Martinez, 83 F.3d 371, 374 (11th Cir.
1996). We will uphold a district court’s denial of a motion for a judgment of
acquittal unless there is no reasonable construction of the evidence under which a
reasonable trier of fact could have found the defendant guilty beyond a reasonable
doubt. United States v. Garcia, 405 F.3d 1260, 1269 (11th Cir. 2005).
“The Hobbs Act prohibits robbery or extortion, and attempts or conspiracies
to commit robbery or extortion, that in any way or degree obstruct, delay, or affect
commerce or the movement of any article or commodity in commerce.” United
11
States v. Diaz, 248 F.3d 1065, 1084 (11th Cir. 2001) (citation and internal
punctuation marks omitted). Because the Hobbs Act, by its own terms,
encompasses the inchoate offenses of attempt and conspiracy, the interstate nexus
required to prove a Hobbs Act conspiracy may be established upon evidence that
had the conspiratorial objective been accomplished, interstate commerce would
have been affected. United States v. Le, 256 F.3d 1229, 1233 (11th Cir. 2001);
United States v. Kaplan, 171 F.3d 1351, 1354 (11th Cir. 1999) (holding that “the
government need only show a realistic probability of an effect” on interstate
commerce). Thus, to prove a Hobbs Act conspiracy, the impact on interstate
commerce is measured from the time the objective of the conspiracy is established.
See Le, 256 F.3d at 1232, 1232 n.3 (citing United States v. Nguyen, 246 F.3d 52,
54 (1st Cir. 2001)). And factual impossibility is no defense to an inchoate offense
under the Hobbs Act. United States v. Rodriguez, 360 F.3d 949, 955-57 (9th Cir.
2004); United States v. Clemente, 22 F.3d 477, 480-81 (2d Cir. 1994); United
States v. DiCarlantonio, 870 F.2d 1058, 1061 (6th Cir. 1989); United States v.
Jannotti, 673 F.2d 578 (3d Cir. 1982). Accordingly, this court recently held that
the interstate nexus was satisfied when the defendant conspired to rob the stash
house of a narcotics organization, even though both the narcotics and the
organization were fictional. United States v. Taylor, --- F.3d ----, ---, No.
12
05-14562, 2007 WL 652160, at *2 (11th Cir. Mar. 6, 2007).
Here, after a thorough review of the record, we conclude that the evidence
was sufficient to establish beyond a reasonable doubt that an agreement existed to
rob the stash house of a narcotics organization; Polynice, Witherspoon, and
Bernard knew of that agreement; and with that knowledge, they voluntarily
participated in helping to accomplish the objective of that agreement. See Diaz,
248 F.3d at 1084. We also conclude that the interstate nexus was sufficient
because, as in Taylor, the conspiratorial aim was to rob the stash house of a
narcotics organization. That neither the narcotics nor the intended victims actually
existed is irrelevant. Taylor, --- F.3d at ---, 2007 WL 652160, at *2. Accordingly,
we hold that the evidence was sufficient to sustain Appellants’ Hobbs Act
conspiracy convictions.
B. Entrapment Defense
Polynice, Witherspoon, and Donjoie argue that the district court erroneously
denied them judgments of acquittal on the ground that the government failed to
rebut their entrapment defense, as there was insufficient evidence to establish that
they were predisposed to commit the charged offenses. We review this preserved
claim de novo, viewing all facts and making all inferences in favor of the
Government. United States v. King, 73 F.3d 1564, 1568 (11th Cir. 1996).
13
Entrapment is an affirmative defense. United States v. Quinn, 123 F.3d
1415, 1423 (11th Cir. 1997). There are two elements to an entrapment claim:
(1) government inducement of the crime and (2) the defendant’s lack of
predisposition to commit the crime before the inducement. United States v. Ryan,
289 F.3d 1339, 1343 (11th Cir. 2002). “[T]he defendant bears the initial burden of
production as to government inducement[,]” and he may meet this “burden by
producing any evidence sufficient to raise a jury issue that the government’s
conduct created a substantial risk that the offense would be committed by a person
other than one ready to commit it.” Id. at 1343-44 (citation omitted). “The
defendant may make such a showing by demonstrating that he had not favorably
received the government plan, and the government had to ‘push it’ on him or that
several attempts at setting up an illicit deal had failed and on at least one occasion
he had directly refused to participate.” United States v. Andrews, 765 F.2d 1491,
1499 (11th Cir. 1985) (internal citations omitted). Once the defendant produces
sufficient evidence of inducement, the government must prove beyond a
reasonable doubt that the defendant was predisposed to commit the offense. Id.
Here, there was no evidence that either the CI or Agent Connors did
anything to “induce” Appellants’ participation in the robbery plan. Nothing in the
record demonstrated that either the CI or Connors had to “push” the robbery
14
scheme on them, that multiple attempts at setting up the robbery had failed, or that
any of the defendants had clearly evinced a refusal to participate. Because
Appellants did not meet their burden of demonstrating government inducement, the
government was not required to prove beyond a reasonable doubt that Appellants
were predisposed to commit the charged offenses. See Andrews, 765 F.2d at 1499.
Thus, the district court did not err in rejecting Appellants’ entrapment defense.
C. Confrontation Clause
Polynice, Witherspoon, and Bernard argue that the district court violated the
Sixth Amendment’s Confrontation Clause by improperly restricting cross-
examination of Agent Connors regarding SWAT team arrest methods. We review
the district court’s decisions limiting cross-examination for abuse of discretion.
United States v. Tokars, 95 F.3d 1520, 1531 (11th Cir. 1996).
The Confrontation Clause is violated if a criminal defendant can
demonstrate that he was prohibited from engaging in otherwise appropriate
cross-examination designed to show “bias on the part of the witness, and thereby to
expose to the jury the facts from which jurors could appropriately draw inferences
relating to the reliability of the witness.” De Lisi v. Crosby, 402 F.3d 1294, 1300
(11th Cir. 2005) (citation and internal punctuation marks omitted). “Not every
limitation on cross-examination violates the Confrontation Clause.” Id. at 1301.
15
Thus, although “cross-examination of a government ‘star’ witness is important,
and a presumption favors free cross-examination on possible bias, motive, ability
to perceive and remember, and general character for truthfulness,” the mere fact
that defense counsel sought to explore a prosecution witness’s bias does not
automatically invalidate “the court’s ability to limit cross-examination.” United
States. v. Lyons, 403 F.3d 1248, 1256 (11th Cir. 2005) (citations omitted). “The
test for the Confrontation Clause is whether a reasonable jury would have received
a significantly different impression of the witness’ credibility had counsel pursued
the proposed line of cross-examination.” United States v. Garcia, 13 F.3d 1464,
1469 (11th Cir. 1994) (citations omitted). “As long as sufficient information is
elicited from the witness from which the jury can adequately assess possible
motive or bias, the Sixth Amendment is satisfied.” De Lisi, 402 F.3d at 1301
(quoting United States v. Lankford, 955 F.2d 1545, 1549 n.10 (11th Cir.1992)).
Here, Agent Connors testified that the video camera in the warehouse was
turned off just before Appellants’ arrests in order to protect the confidentiality of
SWAT team arrest methods. When defense counsel asked the district court to
direct Connors to answer questions about the precise tactical methods he claimed
the ATF was trying to protect, the court refused on the grounds that these methods
constituted a collateral issue. According to Appellants, had they been allowed to
16
more thoroughly cross-examine Connors about these tactical methods, they would
have demonstrated that Connors was lying about why the video camera was turned
off, thereby impeaching the credibility of the Government’s star witness. They
also argue that additional questioning would have demonstrated that the “real
reason” the video camera was turned off was that a video would have shown that
Appellants did not possess guns at the time of their arrests.
In our view, defense counsel had elicited ample evidence to enable the jury
to assess Agent Connors’ credibility. Given Polynice’s testimony that the arrests
involved nothing out of the ordinary and Agent Coy’s testimony that he was not
inside the warehouse during the arrests (although he testified unequivocally that he
found guns on Polynice, Bernard, and Henry), defense counsel had a sufficient
evidentiary basis to argue that the video recorder was stopped for nefarious reasons
rather than to preserve arrest tactics. We therefore conclude that the district court’s
limitation on the cross examination did not violate the Confrontation Clause.
D. Post-Trial Requests to Interview Jurors
Polynice and Witherspoon challenge the district court’s denial of their
motions to interview certain jurors following the verdict. We review a district
court’s refusal to permit juror interviews for abuse of discretion. United States v.
Hooshmand, 931 F.2d 725, 737 (11th Cir. 1991).
17
Under Southern District of Florida Local Rule 11.1E, after the jury is
discharged, upon application in writing, the district court may allow counsel to
interview jurors to determine if the verdict is subject to legal challenge. S.D. Fla.
R. 11.1E. In Hooshmand, this court held that the district court did not abuse its
discretion when, under the predecessor of S.D. Fla. R. 11.1E, it refused to permit
defense counsel to interview a juror who had told the district court “I voted for [the
verdict], but it was not my verdict. . . . I had no choice. It was 11 to 1. It had to be
unanimous. . . . They wanted to get on with other trials.” Hooshmand, 931 F.2d at
737. In United States v. Cuthel, 903 F.2d 1381, 1382 (11th Cir. 1990), this court
upheld a district court’s authority, under the same local rule, to deny defense
counsel’s request to interview jurors where one juror had telephoned the defendant
and said “we were pressured into making our decision.” Id. And in O’Rear v.
Fruehauf Corp., 554 F.2d 1304, 1309-10 (5th Cir. 1977),4 the former Fifth Circuit
affirmed the district court’s denial of defense counsel’s interview request where the
defendant alleged that a juror was seen speaking with courtroom spectators during
a recess but presented no evidence demonstrating improper conveyance of
information to the jury. Id.
4
In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc), this
court adopted as binding precedent all decisions handed down by the former Fifth Circuit before
the close of business on September 30, 1981.
18
1. Motion to Interview Juror Cetoute
Approximately two months after the verdict was rendered, Polynice filed a
sealed motion to interview Juror Cetoute regarding an alleged extrinsic contact
with a non-juror during deliberations. During Polynice’s sentencing hearing, the
district court allowed Polynice’s counsel to discuss the motion to interview Cetoute
and to present a witness in support of the motion. The witness, Celia Metayer
(Polynice’s sister), testified that during jury deliberations, she saw Juror Cetoute at
a McDonald’s restaurant. Metayer claimed that she overheard Cetoute say to a
non-juror: “Well you know those boys—those boys got felony anyway,” and that
“We asked the Judge for questions—we have a lot of questions. We asked him for
help. He won’t help us. And those boys got felonies. We are going to take a vote
on it.” According to Metayer, the non-juror responded “What are you talking
about?” Metayer could not remember the precise day on which this exchange
occurred, and she claimed that she did not immediately report the incident to
defense counsel because she was “afraid of the law.” She did not relay this
information to her brother, Polynice, until after the verdict, at which time Polynice
informed his counsel.
In a written order, the district court denied Polynice’s motion to interview
Juror Cetoute, concluding that the evidence “did not rise to the level needed for a
19
juror interview.” The court held that even accepting Metayer’s testimony as true,
there were no allegations of external influence on the jurors, there was no
indication that an outside influence affected the verdict, and there was no
substantial and incontrovertible evidence that a specific, nonspeculative
impropriety occurred that could have prejudiced Polynice. On appeal, Polynice
argues that the district court abused its discretion by denying his motion. We
disagree.
As the district court concluded, even if Metayer’s account is accepted, at
most, it demonstrates that Juror Cetoute disobeyed the district court’s instruction to
not discuss the case. Polynice does not argue that extraneous prejudicial
information was brought to Juror Cetoute’s attention, that extraneous information
entered into her decisionmaking, or that she was subject to improper outside
influence. Under our case law, the district court did not err when it refused to
allow Polynice’s counsel to interview Juror Cetoute.
2. Motion to Interview Juror Whitehead
After the verdict was read, the court clerk polled the jury as to whether they
concurred in the verdict. During the polling, Witherspoon engaged in a disruptive
outburst causing the court to suspend polling midway through the process. After
the polling was completed and the jury dismissed, Witherspoon’s counsel made a
20
motion to interview Juror Whitehead, noting that Whitehead had hesitated before
affirming his concurrence in the verdict. The district court denied this motion as
well as a subsequent motion for a mistrial, stating that although Whitehead “did
hesitate for a few seconds, he eventually said ‘Yes.’” The court explained that
“My guess is the reason that he hesitated was because it was an emotional
experience to hear all that screaming going on in the courtroom from what I
assume were relatives of the defendants. So had we gone sidebar I wouldn’t have
inquired any more of Juror [Whitehead].”
Approximately three months later, Witherspoon filed a written motion to
interview Juror Whitehead, which Polynice later adopted, based on Whitehead’s
hesitant affirmation of the verdict and the fact that the jury’s original jury form
reflected a “not guilty” verdict for Witherspoon on the firearms counts. In his
written motion, Witherspoon referenced codefendant Polynice’s allegation of
extrinsic contact with Juror Cetoute and argued that this extrinsic contact coupled
with Whitehead’s hesitation “trigger[ed] the need for an investigation through juror
interview.” In a written order, the district court denied Witherspoon’s motion. The
court stated that after reviewing the audiotape of the proceedings, it determined
that there was a time-gap “of at least 1.5 and not more than 3 seconds” between the
clerk asking Juror Whitehead to affirm his verdict and Whitehead’s response. The
21
court also noted that Witherspoon’s outburst began even before the clerk had
polled Juror #1 (Whitehead was Juror #3). The court held that “a juror who
allegedly violated the court’s admonition by talking about the case to a non-juror at
McDonald’s during an evening recess . . . and a juror who pauses less than three
seconds before affirming his verdict during a poll, do not individually nor
cumulatively merit” granting Witherspoon’s motion to interview Juror Whitehead.
In a subsequent order, the court denied Polynice’s adopted motion for the same
reasons it denied Witherspoon’s motion.
In our view, Witherspoon and Polynice’s allegation of juror impropriety is
weaker than the allegations in the cases discussed above. See Hooshmand, 931
F.2d at 737; Cuthel, 903 F.2d at 1382; O’Rear, 554 F.2d at 1309-10. Given that
Whitehead’s hesitation was, at most, three seconds and was plausibly attributable
to Witherspoon’s emotional outbursts, we conclude that the district court did not
abuse its discretion in denying the motions to interview Juror Whitehead.
E. The Sentences
Witherspoon,5 Polynice, and Bernard challenge their sentences on various
grounds. We review a defendant’s overall sentence for reasonableness, United
5
Witherspoon argues that the district court erred in denying a mitigating-role reduction
of his sentence and that his total sentence was unreasonable. We do not address these issues,
however, because, as discussed above, we reverse Witherspoon’s firearms convictions (Counts 4
and 5), vacate his sentence, and remand to the district court for resentencing.
22
States v. Winingear, 422 F.3d 1241, 1246 (11th Cir. 2005), the district court’s legal
interpretation of the Sentencing Guidelines de novo, United States v. Gunn, 369
F.3d 1229, 1237-38 (11th Cir. 2004), and factual findings, such as a defendant’s
role in the offense, for clear error, United States v. De Varon, 175 F.3d 930, 934
(11th Cir. 1999).
1. Polynice’s Career-Offender Enhancement
In sentencing Polynice, the district judge imposed a career-offender
enhancement based on Polynice’s two previous felony convictions—one for
resisting arrest with violence and the other for fleeing and eluding law
enforcement, both in violation of Florida law. On appeal, Polynice challenges the
enhancement.
Under the Guidelines, a defendant is a career offender if (1) he was at least
18 years old at the time of the instant offense; (2) the instant offense is a felony
that is either a crime of violence or involves a controlled substance; and (3) he has
at least two prior felony convictions of either a crime of violence or a controlled
substance offense. U.S.S.G. § 4B1.1(a). A “crime of violence” is a federal or state
offense carrying a sentence of more than one year imprisonment and, inter alia,
“involve[ing] conduct that presents a serious potential risk of physical injury to
another.” U.S.S.G. § 4B1.2(a)(2) (emphasis added). The first predicate crime of
23
violence relied upon by the district court, resisting arrest with violence, is not in
dispute. Polynice does challenge, however, the district court’s characterization of
the Florida offense of felony fleeing and eluding law enforcement as a crime of
violence for purposes of the Guidelines’ career-offender enhancement.6
At the time of Polynice’s conviction for fleeing and eluding, Florida law
provided that one commits a second-degree felony if he “willfully flees or attempts
to elude a law enforcement officer . . . and during the course of the fleeing or
attempted eluding . . . [d]rives at high speed, or in any manner which demonstrates
a wanton disregard for the safety of persons or property.” Fla. Stat. § 316.1935(3).
The issue of whether “fleeing and eluding” under this provision constitutes a
“crime of violence” for purposes of § 4B1.2 is one of first impression in this
circuit. But at least three other circuits have addressed the issue regarding “fleeing
and eluding” under the laws of other states. Focusing on the “potential risk” of
injury as the touchstone of § 4B1.2’s definition of a “crime of violence,” the Sixth,
Seventh, and Eighth Circuits, construing Michigan, Wisconsin, and Oregon law,
respectively, have held that felony fleeing is a “crime of violence” for purposes of
§ 4B1.2. See United States v. Kendrick, 423 F.3d 803, 809 (8th Cir. 2005)
(holding that felony fleeing under Oregon law constitutes a crime of violence for
6
Polynice does not dispute that he was at least 18 years old at the time of the instant
offenses or that some or all of the instant offenses were crimes of violence.
24
purposes of § 4B1.2); United States v. Rosas, 410 F.3d 332, 335-36 (7th Cir. 2005)
(holding that because Seventh Circuit precedent provides that fleeing law
enforcement and endangering the operation of a police vehicle, in violation of a
Wisconsin law, is, by definition, a “violent felony,” it is also a “crime of violence”
for purposes of § 4B1.2); United States v. Martin, 378 F.3d 578, 582-84 (6th Cir.
2004) (holding that “fleeing and eluding” under Michigan law is a crime of
violence for purposes of § 4B1.2 because it involves a serious potential risk of
physical injury).
Conversely, the Ninth Circuit has held that “fleeing and eluding” under a
Washington statute similar to the statute at issue here is not a crime of violence for
purposes of § 4B1.2 because, inter alia, the statute did not require that anyone
actually be endangered by the defendant’s conduct to sustain a conviction. United
States v. Kelly, 422 F.3d 889, 896 (9th Cir. 2005).
We find the reasoning of the Sixth, Seventh, and Eighth Circuits persuasive.
As noted above, the language of the Guidelines makes clear that the “potential
risk” of injury, rather than actual violence or actual injury, is the touchstone of a
“crime of violence.” U.S.S.G. § 4B1.2(a). The dangerous circumstances
surrounding a person’s attempt to flee from law enforcement coupled with the
person’s operation of a motor vehicle most assuredly presents a “potential risk of
25
physical injury” to others. And the stress and urgency of the situation will likely
cause the person fleeing to drive recklessly, turning any pursuit into a high-speed
chase with the potential for serious harm to pedestrians, other drivers, and the
pursuing officers. See Kendrick, 423 F.3d at 809; Martin, 378 F.3d at 582.
Indeed, collisions between fleeing vehicles and pedestrians or other vehicles
sharing the road are common. United States v. Howze, 343 F.3d 919, 922 (7th Cir.
2003). Moreover, by deliberately disobeying a law enforcement officer, the fleeing
motorist provokes an inevitable, escalated confrontation with the officer when he is
finally apprehended. Martin, 378 F.3d at 582. “Such a confrontation inherently
presents the serious potential risk of physical injury because the fleeing driver[,]
intent on his goal of eluding the officer[,] faces the decision of whether to dispel
the officer’s interference or yield to it.” Id. at 583 (citation and quotation marks
omitted). In this regard, fleeing and eluding resembles the offense of escape, id. at
582; Howze, 343 F.3d at 921-22, which several circuits (including this one) have
agreed constitutes a “crime of violence” under the Guidelines, even where the
escape involves merely walking away from a non-secure facility. United States v.
Adewani, 467 F.3d 1340, 1341 (D.C. Cir. 2006); United States v. Turner, 285 F.3d
909, 916 (10th Cir. 2002); United States v. Jackson, 301 F.3d 59, 63 (2d Cir.
2002); United States v. Gay, 251 F.3d 950, 955 (11th Cir. 2001); United States v.
26
Nation, 243 F.3d 467, 472 (8th Cir. 2001); United States v. Harris, 165 F.3d 1062,
1068 (6th Cir. 1999).
Accordingly, we hold that felony fleeing and eluding, in violation of Fla.
Stat. § 316.1935(3), is a “crime of violence” for purposes of the career-offender
enhancement under U.S.S.G. § 4B1.2. As such, we conclude that the district court
did not err in holding that Polynice qualified as a career offender under the
Guidelines.
2. The Reasonableness of Polynice & Bernard’s Sentence
Polynice and Bernard argue that their respective sentences of 420 months’
imprisonment7 are unreasonable in light of the factors set forth in 18 U.S.C.
§ 3553(a). We review the sentence imposed for reasonableness. United States v.
Castro, 455 F.3d 1249, 1251 (11th Cir. 2006).
After correctly calculating the advisory Guidelines range, a “district court
may impose a sentence that is either more severe or lenient than the sentence” this
court would have imposed, “but that sentence must still be reasonable.” United
7
Polynice was sentenced to 240 months’ imprisonment on Count 1, 360 months’
imprisonment on Counts 2 and 3, and 180 months’ imprisonment on Count 5, all to run
concurrently. In addition, he received a consecutive 60-month sentence for Count 4.
Bernard was sentenced to 240 months’ imprisonment for Count 1, 360 months’
imprisonment for Counts 2 and 3, and 120 months’ imprisonment for Count 5, all to run
concurrently. He also received a consecutive sentence of 60 months’ imprisonment for Count 4.
27
States v. Talley, 431 F.3d 784, 788 (11th Cir. 2005). This court’s “[r]eview for
reasonableness is deferential[,]” and “the party who challenges the sentence bears
the burden of establishing that the sentence is unreasonable in the light of both
[the] record and the factors in section 3553(a).” Id.
Here, the district court correctly calculated the Guidelines range for Polynice
and Bernard to be 420 months to life imprisonment. After expressly considering
the § 3553(a) factors, the district court found that 420 months’ imprisonment
(which was at the low end of the Guidelines range) was appropriate. Nothing in
the record demonstrates that 420 months was unreasonable.
III. Conclusion
For the foregoing reasons, we REVERSE Witherspoon’s firearms
convictions (Counts 4 and 5 of the indictment), VACATE his sentence, and
REMAND for resentencing. In all other respects, we AFFIRM the district court.
28