[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
JULY 2, 2008
No. 07-10659
THOMAS K. KAHN
________________________
CLERK
D. C. Docket No. 02-00110-CV-CDL
WILLIAM MARK MIZE,
Petitioner-Appellant,
versus
HILTON HALL, Warden,
Georgia Diagnostic and
Classification Prison,
Respondent-Appellee.
________________________
Appeal from the United States District Court
for the Middle District of Georgia
_________________________
(July 2, 2008)
Before TJOFLAT, ANDERSON and MARCUS, Circuit Judges.
ANDERSON, Circuit Judge:
Mark Mize, a death-sentenced prisoner in Georgia, appeals the district
court’s denial of his federal habeas petition. The district court concluded that
Mize’s prosecutorial misconduct claim was procedurally defaulted; that the
Georgia Supreme Court’s resolution of his Brady claim was neither contrary to nor
an unreasonable application of Supreme Court precedent; and that Mize has not
made out a claim of actual innocence. For the reasons detailed below, we affirm.
I. Facts
On direct appeal, the Georgia Supreme Court summarized the facts of Mize’s
case as follows:
Viewed in the light most favorable to the verdict, the evidence
adduced at trial showed that Mize was the leader of a small group,
similar to the Ku Klux Klan, called the National Vastilian Aryan
Party (NVAP). Witnesses testified that Mize made all the decisions
for the NVAP. Several witnesses also testified that Mize displayed a
single-shot 12-gauge shotgun at an NVAP meeting and told the
members that the shotgun was the kind of weapon that the group
would use because it could not be traced. Several of Mize’s friends
and co-workers were members of the NVAP, or in the initiation
process. Eddie Tucker, the victim, had filled out an application form
but was not a full member.
On Saturday, October 15, 1994, several NVAP members and
applicants gathered at Mize’s home after Mize got off from work.
Those present were Mize, Mark Allen, Chris Hattrup, Brian Dove,
Samantha Doster (Mize’s girlfriend), and Tucker. Mize told Doster
that the group was going camping that night and they all got in
Mize’s car. When they were driving, Mize told the group that there
was a crack house in Athens that he wanted “gotten rid of.” Mize
stated that he wanted Hattrup and Tucker to set the house on fire, and
they stopped at a convenience store and bought a can of lighter fluid.
Hattrup and Tucker were dropped off near the house but their attempt
to set it on fire was unsuccessful. When they rejoined the group,
2
Hattrup told Mize that he needed to talk with him. Hattrup also said,
referring to Tucker, that they “didn’t need anybody around that
couldn’t follow orders.”
After spending an hour at a bar, Mize drove the group to a wooded
area in Oconee County. Dove and Doster were given camping gear to
carry and the group set out into the woods. No one had a flashlight
even though it was night. Tucker was in the lead, followed by Mize,
Allen, Doster, Dove and Hattrup. After they had gone only a short
distance, Hattrup passed Dove and Doster and moved up the trail to
talk with Allen and Mize. Mize told Allen to stop Dove and Doster
from continuing into the woods. At this point, Tucker, Hattrup and
Mize were out of sight in the woods ahead of Allen, Dove and Doster.
There was a shot, and Tucker exclaimed, “My God, what did you do
that for?” There was a second shot. Doster heard Hattrup ask Mize if
he had the gun and Mize replied, “No, man. I thought you had it.”
Hattrup stated, “No. He took it away from me,” and Mize said, “If
you can’t finish it I can.” Allen left Dove and Doster and moved up
the trail. Dove and Doster heard a discussion among Mize, Allen,
and Hattrup about muscle spasms and how Tucker was still moving.
There was a third shot.
Dove and Doster ran back to Mize’s car. Mize emerged from the
woods holding a shotgun and trying to break it down. Once in the
car, Mize asked everyone if they knew why it was done. Everyone
nodded agreement. Mize told the group that the same thing could
happen to them if they ran their mouth. Mize also told the group that,
if asked about Tucker, they should say that they had dropped him off
at a convenience store. While they were driving, Allen and Hattrup
noticed that the barrel of the shotgun had shattered so they stopped at
a bridge and threw the gun in a river. Later, Mize confided to Doster
that he had finished Tucker off by shooting him in the head.
The police discovered Tucker’s body several days later. He had been
shot in the back, chest and head with a shotgun. The medical
examiner testified that the back and chest wounds were inflicted by a
shotgun fired at close range. The victim’s head exhibited widely
3
scattered pellet wounds that failed to penetrate the skull; the head
wounds were consistent with a close-range shotgun blast that had
shattered the barrel. The medical examiner further testified that the
shots to the back and chest tore through the victim’s right lung, but
that none of the wounds were immediately fatal. The victim’s death
was due to blood loss, and it could have taken him several minutes to
die. A fragment of the shotgun barrel was discovered about two feet
from the body’s location; the gun was not recovered.
After the body was discovered but before anyone was arrested, Chris
Hattrup showed his roommate, Paul McDonald, the newspaper article
about Tucker’s death and told him what had happened. When the
crack house failed to burn, Mize asked how Tucker had done and
Hattrup responded that Tucker “didn’t do what he was supposed to
do.” Mize then said, “you know what we have to do.” Hattrup
admitted to McDonald that he shot Tucker in the back and chest, but
that Tucker was still alive. He was out of ammunition, though, so he
asked Mize for another shotgun shell and Mize gave it to him.
Hattrup then shot Tucker in the head. Hattrup also boasted to
McDonald that he was now a “hit man for the Klan.”
Brian Dove told the police what he had seen and heard that night, and
he later testified at Mize’s trial. The other four NVAP members
involved in Tucker’s death were arrested. After spending a year in
jail, Doster agreed to testify against the others and her charges were
dropped.
Mize v. State, 501 S.E.2d 219, 223-24 (Ga. 1998).
At trial, the prosecution relied on the testimony of six principal witnesses in
addition to the crime scene investigators. Brian Dove and Samantha Doster gave
eyewitness accounts of the events before, on, and after October 15. Paul
McDonald, Chris Hattrup’s roommate, testified about Hattrup’s statements
4
regarding the incident. Ronald Allen, a member of the NVAP who was not present
on October 15, testified that Mize displayed a shotgun at a meeting, and that Mize
displayed animosity toward Tucker at a meeting less than a month before Tucker
was killed. Michael Hollis, a prospective NVAP member, also testified that Mize
displayed a shotgun at a meeting. Finally, Jeremy Phillips, a resident of the
supposed crack house, testified that he put out a fire on the night of October 15,
and that a detective later found a can of lighter fluid on the property. The defense
put on only two witnesses. Both testified that they remembered seeing Tucker at a
restaurant on October 18, more than two days after he died (according to the crime
scene investigators, Dove, Doster, and McDonald).1
The jury convicted Mize of malice murder. During the sentencing phase,
Mize took the stand and, while still asserting his innocence, testified that he wanted
no sentence other than death. The jury sentenced him to death on the basis of two
aggravating factors: he ordered another to commit the murder, and the murder was
outrageously or wantonly vile (because it was accompanied by aggravated battery).
The Georgia Supreme Court determined that there was sufficient evidence for the
1
The defense attempted to call Chris Hattrup, but because he had not yet finalized his
plea deal, he asserted his Fifth Amendment privilege against self-incrimination. Hattrup later
pled guilty to murder and received a sentence of life with no parole eligibility for twenty years.
Mark Allen (who was also present on October 15) also did not testify; the record does not reveal
whether he relied on his privilege or whether he was not called. Allen also later pled guilty to
murder.
5
jury to conclude either that Mize fired one of the shots, or that he intentionally
aided, abetted, or ordered the murder. Mize, 501 S.E.2d at 224. The Supreme
Court denied certiorari on January 11, 1999.
After the Georgia Supreme Court affirmed his conviction and the Supreme
Court denied certiorari, Mize began a series of collateral challenges to his
conviction in state court. Mize filed two state habeas petitions in March 1999 with
the assistance of two different attorneys; each petition was voluntarily dismissed.
He filed a third state habeas petition pro se in December 1999, with some
assistance from yet another attorney, Thomas Dunn of the Georgia Resource Center
(GRC).2
While the third habeas was pending, in June 2000, Doster executed an
affidavit recanting her trial testimony. Dunn attempted to amend Mize’s pro se
petition to add a claim of prosecutorial misconduct based on the Doster affidavit.
The claim would have alleged that the prosecution violated due process by
suborning perjured testimony from Doster. Mize, however, refused to allow Dunn
to represent him or to amend the petition. Mize allowed the Doster affidavit to be
entered into evidence, but told the court to rely solely on his pro se pleadings,
2
We refer to the state habeas case filed in December 1999 as the third state habeas case.
The state courts refer to this as the second state habeas, apparently referring to the first two state
habeas cases (both filed in March 1999) as a single case.
6
which did not contain the prosecutorial misconduct claim.
Judge Prior, of the Butts County Superior Court, held an evidentiary hearing
on the third habeas petition in February 2001. Mize represented himself. Dunn
attended the hearing and again attempted to assert the prosecutorial misconduct
claim on behalf of Mize. Mize again expressly refused Dunn’s assistance and
refused to assert the claim at the hearing. At the close of that hearing, the habeas
court closed the evidence, but reserved judgment pending the disposition of an
extraordinary motion for new trial that Mize had recently filed in the trial court,
i.e., in the Oconee County Superior Court before Judge Stephens.
Mize had filed the extraordinary motion for new trial in July 2000, and had
asserted the prosecutorial misconduct claim. Judge Stephens granted a hearing on
that claim, and denied relief with respect to all the other claims. However, in early
July 2001, before the hearing could take place, Mize withdrew the extraordinary
motion, on the advice of his attorney John Matteson. The reasons Matteson gave to
Mize (as memorialized in an extensive correspondence) are disjointed and obscure.
The record shows that Matteson may have had an ulterior motive for his advice: he
was scheduled to attend a prepaid conference in Jackson Hole, Wyoming on the
day of the hearing, and the trial court refused to reschedule the hearing to
accommodate him. After Mize withdrew the motion, Judge Stephens canceled the
7
hearing on the prosecutorial misconduct claim, in effect closing the case in Oconee
County.
Back in the habeas court, Judge Prior - who had stayed the third habeas
petition pending events in the Oconee Superior Court - did not act on Mize’s
petition for six more months. Though the Doster affidavit remained in the record,
Mize never asserted the prosecutorial misconduct claim during this time. Mize also
never asserted that Matteson had rendered ineffective assistance of counsel during
the extraordinary motion for new trial proceeding. On January 10, 2002, Judge
Prior denied the third habeas petition, finding that none of the claims in Mize’s pro
se pleadings had any merit. Mize filed an application for a certificate of probable
cause with the Georgia Supreme Court, asserting for the first time his prosecutorial
misconduct claim (among other claims).
Mize filed his federal habeas petition pro se in October 2002. Counsel was
appointed and he filed an amended petition in July 2003. Only three of the claims
contained therein are relevant to this appeal: the prosecutorial misconduct claim, a
Brady claim, and an actual innocence claim.
While the federal case was progressing, Mize filed a fourth state habeas
petition seeking to exhaust the prosecutorial misconduct claim in state court. The
state habeas court denied the petition, finding that the claim was barred because it
8
could have been raised in either the extraordinary motion for new trial proceeding
or in the third habeas proceeding. Also, in this fourth state habeas, Mize asserted
that Matteson had been constitutionally ineffective in advising him to withdraw the
extraordinary motion. The state habeas court did not address this claim in its order.
The federal district court denied Mize’s federal habeas petition. First, it held
that the prosecutorial misconduct claim was procedurally defaulted because it had
never been exhausted in state court and was now, according to the fourth state
habeas court, procedurally barred. The court also held that Mize could not
demonstrate cause to excuse the default because, even if Matteson was ineffective
in advising Mize to withdraw the extraordinary motion, Mize could not explain
why he failed to assert the claim during the third habeas proceeding.
The district court next addressed Mize’s claim that the prosecution violated
Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194 (1963), by failing to turn over six
pages of notes from a pretrial interview with Samantha Doster. The Georgia
Supreme Court had held that the notes were not exculpatory and had no
impeachment value, and therefore did not need to be disclosed. Mize, 501 S.E.2d
at 224-25. The district court concluded that this decision was not contrary to or an
unreasonable application of Supreme Court precedent.
Finally, Mize asserted an actual innocence claim, relying on statements made
9
by Chris Hattrup in his plea colloquy, at Mize’s motion for new trial hearing, and
in two affidavits. The district court held that this claim was procedurally defaulted
and, alternatively, without merit. Mize now appeals.3
II. Prosecutorial misconduct claim
The district court concluded that Mize’s claim of prosecutorial misconduct,
based on Doster’s recantation of her trial testimony, was procedurally defaulted.
Procedural default is a mixed question of law and fact, reviewed de novo. Baldwin
v. Johnson, 152 F.3d 1304, 1317 (11th Cir. 1998).
A claim is procedurally defaulted if it has not been exhausted in state court
and would now be barred under state procedural rules. Judd v. Haley, 250 F.3d
1308, 1313 (11th Cir. 2001). A procedurally defaulted claim can support federal
3
Pursuant to 28 U.S.C. § 2253(c), Mize filed a motion for a certificate of appealability
with the district court in March 2007. The court granted the certificate of appealability on four
claims: (1) whether Mize was denied due process by prosecutorial misconduct in the preparation
and presentation of Doster’s trial testimony, which she later recanted (prosecutorial misconduct
claim); (2) whether Mize was denied due process when the assistant district attorney engaged in
prosecutorial misconduct by withholding exculpatory evidence, i.e., the notes from the pretrial
interview with Samantha Doster (Brady claim); (3) whether Mize was denied due process when
the state court failed to reverse his conviction in light of post-trial statements by the actual
shooter that Mize did not participate in the murder (actual innocence claim); and (4) whether
Mize was denied effective assistance of counsel when his trial counsel failed to adequately
investigate and attempt to undermine at trial the state’s theory that the murder was precipitated
by a botched arson attempt. We address the prosecutorial misconduct claim in Part II of this
opinion, the Brady claim in Part III, and the actual innocence claim in Part IV. Mize did not raise
the last claim, ineffective assistance of counsel related to the state’s arson theory, in his brief on
appeal and it is therefore abandoned. See Greenbriar, Ltd. v. City of Alabaster, 881 F.2d 1570,
1573 n.6 (11th Cir. 1989).
10
habeas relief in only two narrow situations. First, the petitioner may demonstrate
cause and prejudice. Cause exists if there was “some objective factor external to
the defense [that] impeded counsel’s efforts to comply with the State’s procedural
rule.” Murray v. Carrier, 477 U.S. 478, 488, 106 S. Ct. 2639, 2645 (1986). Such
external impediments include evidence that could not reasonably have been
discovered in time to comply with the rule; interference by state officials that made
compliance impossible; and ineffective assistance of counsel at a stage where the
petitioner had a right to counsel. Id. In addition to cause, the petitioner must also
show prejudice: that “there is at least a reasonable probability that the result of the
proceeding would have been different” had the constitutional violation not
occurred. Henderson v. Campbell, 353 F.3d 880, 892 (11th Cir. 2003).
Even without cause and prejudice, the procedural default of a constitutional
claim may be excused if enforcing the default would result in a fundamental
miscarriage of justice. This exception applies if the petitioner can show that, in
light of new evidence, it is probable that no reasonable juror would have convicted
him. Schlup v. Delo, 513 U.S. 298, 327, 115 S. Ct. 851, 867 (1995). By making
this showing of actual innocence, the petitioner may overcome the procedural
default and obtain federal review of the constitutional claim. Id.
Mize has procedurally defaulted his prosecutorial misconduct claim. He
11
never exhausted the claim, which would have required “raising both the factual and
legal premises of the claims for relief that are now being asserted in the federal
habeas proceeding.” Henderson, 353 F.3d at 898 n.25. The prosecutorial
misconduct claim became available in June 2000, when Doster executed her
affidavit. Mize never asserted the claim in his third habeas proceeding. And,
although he made the prosecutorial misconduct claim in the extraordinary motion
for new trial proceeding, he withdrew the motion before the trial court could
consider it. Mize thus never exhausted the claim in the Georgia courts.4
Furthermore, as the fourth state habeas court held, the claim is now
procedurally barred under O.C.G.A. § 9-14-51. See Hill v. Jones, 81 F.3d 1015,
1022 (11th Cir. 1996) (federal court must find that claim is procedurally defaulted
if it is not exhausted and the state court has held that it is procedurally barred); see
4
Mize argues that he raised the prosecutorial misconduct claim in a letter sent to Judge
Prior in May 2001. This letter informed Judge Prior that Matteson would be representing Mize
in the habeas proceedings and asked the Judge to give Matteson “wide latitude to repair whatever
legal issues . . . may have been messed up.” This statement in the letter does not fairly present
the prosecutorial misconduct claim to Judge Prior. See Picard v. Connor, 404 U.S. 270, 275, 92
S. Ct. 509, 512 (1971) (“[O]nce the federal claim has been fairly presented to the state courts, the
exhaustion requirement is satisfied.”); Ogle v. Johnson, 488 F.3d 1364, 1368 (11th Cir. 2007)
(stating that a petitioner satisfies the exhaustion requirement when his claims as presented in the
state petition allow “a reasonable reader” to understand the “particular legal basis and specific
factual foundation” of each claim).
Furthermore, Mize’s application for a certificate of probable cause did not argue that
Judge Prior erred in refusing to consider the prosecutorial misconduct claim purportedly raised in
the May 2001 letter. Mize’s fourth habeas petition also failed to make this argument. Therefore,
Mize’s prosecutorial misconduct claim was not exhausted.
12
also Burger v. Zant, 984 F.2d 1129, 1135 (11th Cir. 1993) (holding that section 9-
14-51 is independent and adequate state procedural bar). Thus, absent one of the
exceptions to the procedural default doctrine, Mize’s prosecutorial misconduct
claim cannot provide a basis for federal habeas relief.
Mize argues that he can demonstrate cause because he received ineffective
assistance from Matteson during the extraordinary motion for new trial proceeding.
Ineffective assistance during a stage where the petitioner had a right to counsel is a
valid excuse for failing to follow a state procedural rule. Coleman v. Thompson,
501 U.S. 722, 753-54, 111 S. Ct. 2546, 2566-67 (1991). On the other hand, at
stages where the petitioner had no right to counsel, “it is the petitioner who must
bear the burden of a failure to follow state procedural rules.” Id. at 754, 111 S. Ct.
at 2567. Because a petitioner has no right to counsel during state collateral review,
even grossly ineffective assistance at the collateral review stage, or no assistance at
all, does not constitute cause to excuse a procedural default. See In re Magwood,
113 F.3d 1544, 1551 (11th Cir. 1997).
Mize blames his failure to present the prosecutorial misconduct claim to the
state courts on Matteson. Mize claims that he had a right to counsel during the
extraordinary motion for new trial proceeding. He further claims that Matteson
was constitutionally ineffective because there was no good reason to withdraw the
13
motion after the trial judge granted a hearing on the prosecutorial misconduct
claim. Mize suggests that Matteson had a personal reason for his advice: to avoid
missing the prepaid conference in Jackson Hole, Wyoming that was scheduled for
the day of the hearing. Mize asserts that Matteson’s ineffective assistance at a
stage where he allegedly had a right to counsel should excuse his failure to present
the prosecutorial misconduct claim to the state courts.
We need not address whether Mize had a right to counsel during the
extraordinary motion for new trial proceeding or whether Matteson was
ineffective.5 Even if Mize prevailed on those issues, he still cannot show cause,
5
We doubt seriously Mize’s assertion that he had a constitutional right to counsel in the
extraordinary motion for new trial proceedings. His conviction was final after the Georgia
Supreme Court had affirmed his conviction, and the Supreme Court denied certiorari on January
11, 1999. Before Mize filed his extraordinary motion for new trial in July 2000, he had already
filed three state habeas corpus petitions, and the third was still pending. Thus, Mize’s
extraordinary motion for new trial was not a proceeding which was part of the process consisting
of his trial and direct appeal therefrom. Rather, it was in the nature of a collateral proceeding.
And, of course, a convicted defendant has no constitutional right to effective assistance of
counsel in collateral proceedings. See Coleman, 501 U.S. at 753-54, 111 S. Ct. at 2566-67
(“There is no constitutional right to an attorney in state post-conviction proceedings.”); see also
Pennsylvania v. Finley, 481 U.S. 551, 555, 1075 S. Ct. 1990, 1993 (“Our cases establish that the
right to appointed counsel extends to the first appeal of right, and no further.”).
Moreover, even if there were a constitutional right to counsel during the extraordinary
motion for new trial proceeding, and even if Matteson were ineffective in those proceedings,
Mize would nevertheless be barred from asserting that ineffectiveness as cause to excuse his
procedural default. See Carrier, 477 U.S. at 488-89, 106 S. Ct. at 2646 (1986) (“[T]he
exhaustion doctrine . . . generally requires that a claim of ineffective assistance [of counsel] be
presented to the state courts as an independent claim before it may be used to establish cause for
a procedural default.”). Mize failed to raise the ineffective assistance of counsel argument in his
third state habeas petition. The third habeas petition was open for six months after Mize
withdrew the extraordinary motion for new trial, so Mize could have amended his petition to
include the ineffective assistance of counsel claim.
14
because he cannot explain why he did not assert the prosecutorial misconduct claim
during the third habeas proceeding. The third habeas proceeding remained open
for another six months after Mize withdrew the extraordinary motion for new trial,
and was an appropriate forum for the prosecutorial misconduct claim. Mize thus
still must show a valid explanation for why he failed to assert the claim during the
third habeas proceeding.
This Mize cannot do. Mize did not have a right to counsel during the third
state habeas, see Jimenez v. Florida Dep’t of Corrections, 481 F.3d 1337, 1344
(11th Cir. 2007), and so is responsible for whatever errors were made in failing to
assert the claim there. Nor has Mize demonstrated that any other external factor
prevented him from asserting the claim during the third habeas. To the contrary,
Mize did raise this claim in his fourth state habeas petition. In dismissing that petition,
the state habeas court did not address the ineffective assistance of counsel claim; the court ruled
only that the fourth habeas was successive because Mize could have brought the prosecutorial
misconduct claim in his third state habeas petition. The same reasoning defeats Mize’s
ineffective assistance of counsel claim. Mize had six months between the withdrawal of his
extraordinary motion for new trial and the ruling on the third state habeas petition to assert his
ineffective assistance of counsel claim. Georgia law bars adjudication of issues that could have
been raised in an original or amended habeas petition. O.C.G.A. § 9-14-51 (2006). Mize
therefore failed to exhaust his ineffective assistance of counsel claim. Because this claim is
unexhausted, we must treat it as procedurally defaulted. Ogle, 488 F.3d at 1370 ( “When it is
obvious that the unexhausted claims would be procedurally barred in state court due to a state-
law procedural default, [the court] can forego the needless ‘judicial ping-pong’ and just treat
those claims now barred by state law as no basis for federal habeas relief.”) (internal citations
omitted). Therefore, Mize cannot assert ineffective assistance of counsel as cause for the
procedural default of his prosecutorial misconduct claim, because the former is also procedurally
defaulted.
15
Mize himself was responsible for the default. Thomas Dunn, an experienced
Georgia death penalty attorney, stood ready and willing to amend the petition to
make that claim. Dunn also attended the evidentiary hearing and was ready to
argue the claim there. Mize repeatedly refused to let him do so.6
As a result, there is no causal link between Matteson’s alleged
ineffectiveness and Mize’s procedural default. Courts have held that the
procedural default cannot be excused on similar facts: where, after the alleged
cause occurred, the petitioner still had an opportunity to assert the claim in state
court. See Interiano v. Dormire, 471 F.3d 854, 857 (8th Cir. 2006); Dellinger v.
Bowen, 301 F.3d 758, 766-67, 767 n.10 (7th Cir. 2002) (holding that even though
habeas petitioner’s direct appeal counsel may have been ineffective, petitioner had
defaulted his underlying claim on both direct appeal and collateral attack, and the
latter default could not be excused because petitioner had no constitutional right to
an attorney during the collateral attack). As Mize cannot show a factor external to
the defense that prevented him from presenting the prosecutorial misconduct claim
in the third habeas proceeding, he cannot demonstrate cause, and the claim cannot
6
Mize does not argue that he could not have raised the prosecutorial misconduct claim in
the third state habeas proceeding. Therefore, he has abandoned any such argument. Moreover,
the fourth state habeas court held that the claim could have been brought in the third state habeas,
and Mize does not challenge that holding.
16
provide a basis for federal habeas relief.7
III. Brady claim
Mize next argues that the prosecution failed to disclose material
impeachment evidence, in violation of Brady v. Maryland, 373 U.S. 83, 83 S. Ct.
1194 (1963). The prosecution admittedly did not disclose six pages of part-
typewritten, part-handwritten notes prepared during a pretrial interview with
Samantha Doster. The Georgia Supreme Court rejected this claim on direct appeal,
and the district court concluded that the decision was not contrary to or an
unreasonable application of Supreme Court precedent. 28 U.S.C. § 2254(d)(1)
(2006).
Under Brady, the prosecution must disclose, upon request, evidence that is
material either to guilt or to punishment. Gilliam v. Sec’y for the Dep’t of
Corrections, 480 F.3d 1027, 1032 (11th Cir. 2007). Such evidence is material only
if “there is a reasonable probability that, had the evidence been disclosed to the
defense, the result of the proceeding would have been different.” United States v.
Bagley, 473 U.S. 667, 682, 105 S. Ct. 3375, 3383 (1985). Brady requires
7
Mize does not argue that the default should be excused under the fundamental
miscarriage of justice exception. We consider the issue in passing in Part IV, infra, where we
determine that Mize has not satisfied the standard for the fundamental miscarriage of justice
exception and thus, a fortiori, has not established his freestanding actual innocence claim. See
House v. Bell, 126 S. Ct. 2064, 2087 (2006).
17
disclosure of material impeachment evidence as well as material exculpatory
evidence. Flores v. Satz, 137 F.3d 1275, 1278 (11th Cir. 1998).
Mize does not argue that the Doster notes had any exculpatory value. Nor
could he: the notes echo Doster’s trial testimony and implicate Mize in the murder.
Mize instead argues that the notes had significant impeachment value.
The notes are almost entirely consistent with Doster’s trial testimony. They
contain all the major points from her trial testimony, reporting, for example, Mize
displaying the shotgun at the NVAP meeting; the attempted burning of the crack
house; the shooting itself; Mize’s invention of the alibi; the disposal of the
shotgun; and Mize’s later admission to Doster that he finished off Tucker. Nor did
the notes omit any of the salient points from Doster’s trial testimony.
The only difference whatsoever between the notes and Doster’s trial
testimony is relatively minor. In the notes, Doster is recorded as saying that
“someone” in the woods said “if you cannot do it I can,” while at trial she testified
that Mize said this. We acknowledge that this discrepancy may have had some
impeachment value; it conceivably could have been used to suggest at trial that
Doster was inventing details that tended to implicate Mize. As such, the prosecutor
should have turned over the notes. However, this was not material impeachment
evidence. In the first place, the impeachment value was weak. “Someone” was not
18
directly in conflict with “Mize.” Because both the notes and Doster’s trial
testimony included the fact that Mize had later admitted guilt, the potential
discrepancy between “someone” and Mize was not material. And fabrication was
not the only explanation for the greater level of detail; upon reflection, and
especially in light of Mize’s later admission of guilt, Doster probably had simply
become confident that it was Mize who had made the statement.
Further, whatever impeachment value this evidence possessed would not
have added significantly to the impeachment of Doster at trial. The defense
impeached Doster extensively on the basis of an alleged deal with the prosecution.
The defense showed that she was released without charge after a year of
imprisonment when she agreed to testify; that her story changed from an absolute
denial when she was first incarcerated to the version where she implicated Mize;
and that Doster had access to Brian Dove’s eyewitness account before she changed
her story. In closing, the defense theorized that Doster had tailored her testimony
to Dove’s in order to curry favor with the prosecution.8
In light of the fact that the defense already could show that Doster had
changed from an absolute denial to a version that incriminated Mize, the change
8
The defense also impeached Doster by showing that she was a longtime drug user: she
had used crack and cocaine in the past and had smoked marijuana on the night Tucker was killed.
19
from “someone” to “Mize” would have been at best cumulative. It was certainly
not impeachment evidence that, if disclosed, would have changed the result of the
proceeding. As noted above, a habeas petitioner can prove a Brady violation only
by demonstrating that there is a reasonable probability that, had the withheld
evidence been disclosed to the defense, the result of the proceeding would have
been different. See Bagley, 473 U.S. at 682, 105 S. Ct. at 3383. There was very
strong evidence supporting the jury’s verdict convicting Mize. We know that there
were only two, and possibly three, people at the murder scene with the victim,
Tucker. Mize and Hattrup were there, and possibly Mark Allen. We know from
the overwhelming evidence in the case that Mize was the leader of the group, and
that Hattrup was a follower. It was Mize who ordered Mark Allen to go back and
stop Dove and Doster. It was Mize who had the gun in his hand as Mize and
Hattrup came out of the woods and into the view of Doster and Dove. It was Mize
who challenged the group in the car that they knew why that had happened to
Tucker and warned that “if anybody runs their mouth this could happen to them.”
It was Mize who made up the alibi story that they were to tell if anyone asked what
had happened. Even more significantly, Doster testified, and the prosecutor’s notes
from her interview also reflect, that Mize later admitted to her that he had finished
Tucker off. Under these circumstances, there is not a reasonable probability that
20
the jury would have reached a different result had the defense had access to the
prosecutor’s notes. There is not a reasonable probability that the jury would have
concluded that Mize did not either fire the third shot or encourage Hattrup to do so.
For the foregoing reasons, we cannot conclude that the Georgia Supreme
Court erroneously rejected Mize’s Brady claim. A fortiori, we cannot conclude
that the Georgia Supreme Court’s decision was contrary to, or involved an
unreasonable application of, clearly established federal law as determined by the
Supreme Court of the United States.
IV. Actual innocence claim
Finally, Mize asserts that he is entitled to habeas relief because he has new
evidence showing he is actually innocent of the crime of conviction. The function
of federal habeas corpus is to redress constitutional errors, not to relitigate state
criminal cases. Herrera v. Collins, 506 U.S. 390, 401, 113 S. Ct. 853, 861 (1993).
Consequently, “[c]laims of actual innocence based on newly discovered evidence
have never been held to state a ground for federal habeas relief absent an
independent constitutional violation occurring in the underlying state criminal
proceeding.” Id. at 400, 113 S. Ct. at 860. A claim of actual innocence is normally
used not as a freestanding basis for habeas relief, but rather as a reason to excuse
the procedural default of an independent constitutional claim. See id. at 404, 113
21
S. Ct. at 862. Nevertheless, in Herrera, the Supreme Court assumed, “for the sake
of argument in deciding this case, that in a capital case a truly persuasive
demonstration of ‘actual innocence’ made after trial would render the execution of
a defendant unconstitutional, and warrant federal habeas relief if there were no
state avenue open to process such a claim.” Id. at 417, 113 S. Ct. at 869.
Mize claims that he has made a “truly persuasive demonstration” of actual
innocence. The issue of whether such a claim is cognizable in federal habeas
corpus does not arise in this case, because even if such a claim were cognizable,
Mize does not qualify. Mize has fallen far short of showing that he is actually
innocent. The Supreme Court, of course, has never decided what the precise
burden of proof for a freestanding actual innocence claim would be. However, the
Court has indicated that it would necessarily be more difficult to establish a
freestanding actual innocence claim than it is to establish actual innocence under
the fundamental miscarriage of justice exception to the procedural default doctrine.
See House v. Bell, 126 S. Ct. 2064, 2087 (2006). To satisfy this lesser standard
(which itself applies “only in the extraordinary case,” House, 126 S. Ct. at 2077),
Mize would have to demonstrate that “it is more likely than not that no reasonable
juror would have found petitioner guilty beyond a reasonable doubt.” Schlup v.
Delo, 513 U.S. 298, 327, 115 S. Ct. 851, 867 (1995). In other words, he would
22
have to show it is probable that, given the new evidence, no reasonable juror would
have convicted him.9 See House, 126 S. Ct. at 2077.
Mize’s new evidence does not even meet the relatively looser Schlup
standard, and thus a fortiori does not establish a freestanding actual innocence
claim. Mize relies on statements made by Chris Hattrup in his plea colloquy, his
testimony at Mize’s motion for new trial hearing, and two affidavits (one executed
in 1996, another in 2000). At Mize’s motion for new trial hearing and in the
affidavits, Hattrup claimed that he was solely responsible for killing Tucker as a
result of a drunken argument.
The Hattrup statements are wholly unconvincing. In the first place, they are
inconsistent with each other on one of the most important points: who fired the
shots that killed Tucker. Hattrup has at various times stated that he does not
remember what happened after the first shot; that he definitely fired only one shot;
9
The district court also held that Mize procedurally defaulted his actual innocence claim
because he failed to exhaust it in the state courts and it is too late to raise it now. It is doubtful,
however, that it is possible to procedurally default a freestanding actual innocence claim. The
threshold for a freestanding actual innocence claim is higher than the showing of actual
innocence required to invoke the fundamental miscarriage of justice exception to the procedural
default doctrine. See House, 126 S. Ct. at 2087. As a result, if a petitioner in fact has a
freestanding actual innocence claim, he would be entitled to have all his procedural defaults
excused as a matter of course under the fundamental miscarriage of justice exception.
Of course, because we hold that Mize has not come close to showing he is actually
innocent, we need not decide whether a persuasive showing of actual innocence would in fact
entitle a petitioner to habeas relief.
23
or that he fired all three of the shots.10 This internal contradiction on a crucial point
suggests that, at best, Hattrup has an incomplete memory of the incident (perhaps
because of his admitted drunkenness), and at worst is lying in order to help his
friend Mize.
Mize does not deny that Hattrup’s testimony is inconsistent with respect to
who fired the bullets. Instead, he claims that Hattrup has consistently testified that
Mize did not order him to kill Tucker, which is enough to show Mize’s actual
innocence. See Schlup, 513 U.S. at 327, 115 S. Ct. at 867.
But it is not true that Hattrup has consistently and unequivocally stated that
Mize did not order him to kill Tucker. At Hattrup’s plea hearing, Hattrup simply
10
Hattrup has been subject to cross-examination on only one occasion: at Mize’s motion
for new trial hearing. There he gave three different accounts of the shooting: that he did not
remember anything after the first shot; that he in fact fired the second shot; and that he also fired
the third shot. At the same hearing, two police officers who talked to Hattrup after his guilty plea
said he gave them yet another account: that he fired only once, then dropped the gun and walked
away. Dropping the gun and walking away is itself inconsistent with all of Hattrup’s stories at
the motion for new trial hearing: with not remembering anything after the first shot, or with firing
the second shot or third shot. Thus, on the only occasion when Hattrup was cross-examined, he
in effect gave three different, mutually inconsistent versions of the incident.
Hattrup’s other statements have been equally divergent. At his plea colloquy, he admitted
only to firing the first shot, and his attorney objected when the prosecutor attempted to ask who
fired the second and third shots. In the 1996 affidavit, Hattrup claimed he fired one and only one
shot, which is inconsistent with his statements that he did not remember what happened after the
first shot, or that he fired the second and third shots. Finally, Paul McDonald testified at Mize’s
trial that Hattrup said he fired all three shots.
Hattrup has thus himself given three mutually inconsistent accounts: that he definitely
fired only one shot, that he fired the second and third shots too, and that he does not remember
what happened after the first shot. The police officers gave another account: that Hattrup said he
dropped the gun after the first shot. McDonald testified that Hattrup said he fired all three shots.
24
stated that he had fired at least one shot into Tucker, and did not know why he did
it. Then, Hattrup’s attorney tried to shift the blame for Tucker’s death to Mize:
Persons afflicted with [ADD] are the consummate followers. [talking
about Hattrup]. They are never leaders. They’re perfect followers.
Doctor Shapiro also had the benefit of doing a psychological
evaluation on Mr. Mark Mize and was able to say and would have
testified that Mark Mize was a very good leader and had all of the
qualities of being a leader which corroborates the State’s view of this.
So we have a young man who was already predisposed through some
disabilities to be a follower.
...
I’m confident that Chris Hattrup who has never been in trouble with
the law would never have been involved with nor shot unlawfully
another human being but for the coming together of a number of
circumstances, the egging on, the manipulation in part by Mr. Mize
but for which he has real moral and legal responsibility because he, in
fact, fired at least one of the shots that killed this gentleman. I think
in light of what we know about Chris, his lack of prior record, the
State’s theory of the case and his involvement and what Doctor
Shapiro has informed me about this, I believe that the interest and my
client’s particular interest is well served and would ask the Court to
accept this plea agreement.
Hattrup’s attorney in part endorsed “the state’s theory of the case.” This theory
was, of course, that Mize ordered the shooting of Tucker. These statements made
on Hattrup’s behalf tend to imply Mize’s guilt, not his innocence.
Hattrup made his next statement at Mize’s motion for new trial hearing. He
testified on direct that he was not ordered to kill Tucker, and that Mize did not
cause the death. But he also testified, more equivocally, that “After the first shot I
25
pretty much went blank.” Hattrup thus could not definitively rule out either of the
state’s theories of the case: that Mize ordered Hattrup to shoot Tucker (with the
order perhaps taking place after the first shot), or that Mize fired the third shot.
Hattrup also allowed his attorney to testify with respect to what he told her. She
said Hattrup
has indicated on a number of or on some occasions that he has a kind
of vague recollection that someone told him after the first shot to
either fire the second shot or to say something along the lines of go
ahead, shoot him. He has never been able to articulate what was said,
just an impression that someone was encouraging him and suggesting
and promoting that he fire the second shot, never the first shot. And
he has not been able to identify for me who may have made such a
suggestion, if one was made, but he had believed that it would have
been either Mr. Allen or Mr. Mize. But, that has been the best
recollection he has ever given me about that.
Thus, Hattrup’s own attorney, who had no demonstrated incentive to lie, testified
that Hattrup had stated on a “number” of occasions that either Allen or Mize told
him to fire the second shot. Hattrup’s own testimony at the hearing could not rule
out Mize’s guilt, and his attorney’s testimony tended to imply it.
Mize thus must rely entirely on Hattrup’s affidavits to make his showing of
actual innocence. In the first place, affidavits alone are not a promising way to
demonstrate actual innocence. Though sworn, they are not convincing evidence of
innocence because “the affiants’ statements are obtained without the benefit of
26
cross-examination and an opportunity to make credibility determinations.”
Herrera, 506 U.S. at 417, 113 S. Ct. at 869. On the only occasion when Hattrup
was subject to cross-examination, at Mize’s motion for new trial hearing, his
testimony was hopelessly ambivalent, as related above.
In addition to the inherent weakness of affidavits as new evidence of actual
innocence, these affidavits are particularly unhelpful. In the affidavits Hattrup
does state that he was solely responsible for shooting Tucker as a result of a
drunken argument. But this confident statement about Mize’s involvement
contradicts Hattrup’s other, more equivocal statements. For example, at his plea
colloquy, Hattrup stated that he did not know why he shot Tucker. At Mize’s new
trial hearing, Hattrup testified that he “went blank” after the first shot. Both
statements are inconsistent with knowing, with certainty, that the shooting was
caused by a drunken argument.
The affidavits also are not credible. As noted above, they contradict other
statements Hattrup made with respect to how many shots he fired. They also make
assertions that contradict substantial record evidence. For example, both affidavits
claim that there was no plan to burn down a crack house. This contradicts the
following strong evidence: Jeremy Phillips’s testimony that someone tried to burn
down his house on the night of October 15; Brian Dove’s testimony that Mize
27
ordered Hattrup to burn down the crack house; Doster’s testimony that Mize
ordered Hattrup to burn down the crack house; and Hattrup’s own statement, via
McDonald, that Mize ordered him to burn down the crack house.
These equivocal and unreliable affidavits are all the more unconvincing
when measured against the substantial evidence of Mize’s guilt. Numerous
witnesses testified that Mize was the head of the NVAP, had displayed a shotgun at
meeting, and said it was what the organization used to conduct its business.
Ronald Allen, unconnected with the Tucker shooting and himself a member of the
NVAP, also testified that Mize and Allen displayed some hostility toward Tucker
at a meeting. Doster, Dove, and McDonald (recounting what Hattrup told him)
testified that Mize wanted the crack house burned down. Phillips corroborated the
story by testifying that someone in fact tried to burn down his house. Dove and
Doster gave virtually identical accounts of the shooting itself. They both also
testified that Mize told the group why Tucker had been killed, threatened anyone
who talked, and concocted a group alibi. Mize later even admitted to Doster that
he had fired the final shot, and Hattrup also (according to McDonald) admitted that
Mize had ordered the killing.
In the face of this evidence, no reasonable juror would refuse to convict
Mize simply because Hattrup now claims, without support and with numerous
28
contradictions, that he was solely responsible for killing Tucker. The Hattrup
evidence does not warrant invocation of the fundamental miscarriage of justice
exception to the procedural default doctrine.11 A fortiori, it cannot support a
freestanding actual innocence claim (if such a claim in fact exists).12
V. Conclusion
For the foregoing reasons, we affirm the district court’s denial of Mize’s
federal habeas petition.
AFFIRMED.
11
For this reason, Mize also cannot use the fundamental miscarriage of justice exception
to excuse the default of his prosecutorial misconduct claim, discussed supra.
12
Although Mize does not argue the point on appeal, the Doster affidavit recanting her
trial testimony does not make his actual innocence claim any stronger. In the first place, it
contradicts her detailed testimony at trial and pretrial, which itself contradicted her year-long
protestations of innocence in jail. At best, then, her affidavit merely makes Doster a habitual liar
and leaves the Dove, Phillips, Allen, McDonald, and Hollis testimony intact. Second, Doster is
biased. She is Mize’s former girlfriend and testified at trial that she wrote letters to Mize while
in jail telling him that he was the “sweetest” man she had ever met. Because she was released
from jail without charge, she faces no downside for recanting her trial testimony in order to help
her former boyfriend. Finally, as the Supreme Court has noted, the affidavit is of inherently little
value because Doster has not been subject to cross-examination as to its contents. See Herrera,
506 U.S. at 417, 113 S. Ct. at 869. Thus, even considering Doster’s affidavit along with the
Hattrup material, there is insufficient new evidence either to prove an actual innocence claim or
to invoke the miscarriage of justice exception to the procedural default doctrine.
29