SUPREME COURT OF ARIZONA
En Banc
STATE OF ARIZONA, ) Arizona Supreme Court
) No. CR-04-0074-AP
Appellee, )
) Maricopa County
v. ) Superior Court
) No. CR 2001-009124
STEVEN RAY NEWELL, )
) O P I N I O N
Appellant. )
)
__________________________________)
Appeal from the Superior Court in Maricopa County
The Honorable Barry C. Schneider, Judge
AFFIRMED
________________________________________________________________
TERRY GODDARD, ARIZONA ATTORNEY GENERAL Phoenix
By Kent E. Cattani, Chief Counsel,
Capital Litigation Section
Donna J. Lam, Assistant Attorney General Tucson
Attorneys for the State of Arizona
SUSAN M. SHERWIN, MARICOPA COUNTY LEGAL ADVOCATE Phoenix
By Ginger Jarvis, Deputy Legal Advocate
Attorneys for Steven Ray Newell
________________________________________________________________
R Y A N, Justice
I
¶1 On the morning of May 23, 2001, eight-year-old
Elizabeth Byrd left home for school. She was wearing her school
uniform and carrying a purse or knapsack with long straps.
Around 7:45 a.m., a neighbor saw Elizabeth walking toward school
with Steven Ray Newell following closely behind. Elizabeth knew
Newell because he had previously dated her sister, and the
neighbor knew both Elizabeth and Newell.
¶2 About an hour later, a Salt River Project (“SRP”)
employee working in a field near the M.C. Cash Elementary School
came upon someone standing in an irrigation ditch. Based on
past experience, the employee initially thought that the person
was using something to back up the water in the ditch so he
could bathe. As the employee approached the area, the person in
the ditch turned and looked at him for about thirty seconds and
then jumped up and ran up the bank, disappearing behind some
bushes. The employee noticed a rolled up piece of green indoor-
outdoor carpeting in the water near where he had seen the person
standing, but he did not retrieve it.
¶3 That afternoon, Elizabeth’s mother arrived home to
find that Elizabeth had not returned from school. This did not
concern her, however, because Elizabeth routinely went directly
from school to a friend’s house, where she would stay until
around eight in the evening. When Elizabeth did not come home
at eight, her family began to worry. Elizabeth’s sisters began
looking for her, which is when they learned that she had not
been at her friend’s house. Around eleven in the evening,
because the family still had not found Elizabeth, the police
were called.
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¶4 Phoenix police responded to the family’s call. After
the officers spoke with Elizabeth’s mother, they spoke with two
of Elizabeth’s friends. The officers were told that Elizabeth
had not been in school that day; a missing persons report was
then called in.
¶5 The next morning, two members of the Phoenix Police
Department were dispatched to search the field near the M.C.
Cash Elementary School. The officers discovered a child’s denim
shoe, a children’s book, a black purse or knapsack containing a
cherub magnet with the name “Elizabeth” on it, a pair of socks,
and a drawstring coin purse. That afternoon, a detective from
the Maricopa County Sheriff’s Office discovered Elizabeth’s body
in an irrigation ditch in the field, rolled up in green indoor-
outdoor carpeting. Shoe prints were found along the ditch near
where Elizabeth’s body was found.
¶6 Later that day, the SRP employee went to the Sheriff’s
office after seeing a news report about the investigation. He
described the person he had seen in the irrigation ditch. The
investigators used that description to create a composite sketch
of the suspect. The employee was also shown a photographic
lineup, but he did not identify anyone in the lineup as the
person he had seen in the ditch.1
1
The SRP employee was shown multiple photo-lineups over the
next two weeks, with each lineup containing a different suspect.
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¶7 The Maricopa County Medical Examiner’s Office
conducted an autopsy on Elizabeth’s body the following day. The
autopsy revealed bruising on the tops of Elizabeth’s hands,
wrists, and forearms, which were consistent with an injury
caused by her hands being squeezed. A ligature was still tied
around Elizabeth’s neck. There were small vertical abrasions on
the left side of Elizabeth’s neck, consistent with fingers
grasping at the ligature trying to remove it. She had further
bruising under her chin and on her left temple, along with an
abrasion near her right eye. The injuries that caused these
bruises occurred before or around the time of Elizabeth’s death.
¶8 The autopsy also revealed evidence of penetration of
Elizabeth’s vulva to the hymen consistent with a sexual assault.
Elizabeth’s vulva was bruised, and the vaginal tract had
abrasions, with a tear on the left side of one of the abrasions.
One abrasion in the vaginal tract went right up to the hymen,
but the hymen itself was still intact.
¶9 The medical examiner concluded that Elizabeth died
from asphyxiation due to ligature strangulation. Once the
ligature had been tightened, Elizabeth likely died within a
minute or two. The medical examiner further determined that it
was likely that Elizabeth had stopped breathing before she was
He did not identify anyone in the lineups as the person he had
seen in the irrigation ditch until June 5, 2001.
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placed in the water because his examination did not reveal any
“froth or foaminess” in Elizabeth’s airways “and the lungs were
not excessively heavy” from the presence of water.
Elizabeth’s stomach also contained no water.
¶10 At the time of the autopsy, Elizabeth’s underwear,
along with blood, bone, and tissue samples from Elizabeth, were
collected. These items were subsequently sent to the Department
of Public Safety (“DPS”) lab for testing.
¶11 Because Newell had dated Elizabeth’s sister, a
detective from the Maricopa County Sheriff’s Office contacted
Newell on May 27, 2001, to come to the station to be
interviewed; Newell agreed. Newell, like the many people from
Elizabeth’s neighborhood who were interviewed regarding
Elizabeth’s disappearance, was not a suspect at the time of the
initial interview. During this interview, Newell was asked
about the day of Elizabeth’s disappearance and if he knew
anything that might be helpful to the investigation. Newell
described what he did that day but made no incriminating
statements; at the end of the interview, the detective told him
he was free to leave.
¶12 Newell was contacted again by a Sheriff’s detective at
Elizabeth’s funeral on June 2, 2001. The detective went to the
funeral to find Newell because he had been told that Newell was
wearing Converse All Star shoes, the type of shoes which matched
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the shoe prints found near Elizabeth’s body. Newell voluntarily
went to the station and again answered questions related to his
activities around the time of Elizabeth’s disappearance. During
the interview, Newell’s shoes were taken to be compared with the
footprints observed at the ditch. Again, Newell was permitted
to leave. Two days later, an analyst from the Sheriff’s office
concluded that it was “highly probable” that the footprints at
the crime scene had been made by Newell’s shoes.
¶13 On the evening of June 4, two Maricopa County
Sheriff’s detectives contacted Newell and asked if he would
consent to another interview. Newell agreed, and drove to the
station. Shortly after 8:00 p.m., the detectives began
questioning Newell. The entire interrogation was videotaped.
Fewer than ten minutes into the interview, the detectives
advised Newell of the Miranda2 rights. Newell waived those
rights and agreed to speak with the detectives.
¶14 The questioning began in a manner similar to the two
previous interviews, but became more accusatory after the second
hour. The detectives told Newell that they had evidence that
proved he had committed the murder. Newell initially denied
having anything to do with Elizabeth’s death; however, that
changed as the interrogation continued.
2
See Miranda v. Arizona, 384 U.S. 436 (1966).
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¶15 Eventually, Newell acknowledged that he had been with
Elizabeth in the field on the morning of her disappearance. He
admitted he had grabbed her and placed her between his legs
while he rubbed up against her, causing him to ejaculate. He
then acknowledged placing her in the water in the ditch by
grabbing her purse strap - which was around her neck - and her
feet. When he saw the SRP employee, he covered Elizabeth with
the indoor-outdoor carpeting and ran off. Throughout the
interrogation he maintained that Elizabeth was alive when he
placed her in the ditch and that he did not sexually abuse her.
Newell was taken to jail shortly before eleven in the morning on
June 5, 2001.
¶16 Later that day, the SRP employee was shown another
photo lineup, which included a picture of Newell; he identified
Newell as the person he had seen in the ditch on May 23, 2001.
¶17 Over the next few days, a criminalist with the DPS
crime lab conducted an analysis on Elizabeth’s underwear.
During the analysis, semen was found inside of the central
crotch area. The criminalist then did a deoxyribonucleic acid
(“DNA”) analysis of sperm that were found. The following week,
a DNA analysis was conducted on a blood sample from Newell to
see if it matched the DNA from the sperm found in Elizabeth’s
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underwear. Based on this analysis, it was determined that
Newell was the likely source of the sperm.3
¶18 On June 14, 2001, a Maricopa County grand jury
indicted Newell on three counts related to the disappearance and
death of Elizabeth Byrd: first degree murder, sexual conduct
with a minor, and kidnapping. Nearly three years later, after
an eleven-day trial, a jury found Newell guilty of all three
counts.
¶19 In the aggravation phase of the sentencing proceeding
on the first degree murder charge, the jury found that the
following aggravating circumstances had been proved beyond a
reasonable doubt: a previous conviction for a serious offense,
Ariz. Rev. Stat. (“A.R.S.”) § 13-703(F)(2) (Supp. 2003); the
murder was committed “in an especially heinous, cruel or
depraved manner,” § 13-703(F)(6); and at the time of the murder
the defendant was an adult and the victim “was under fifteen
years of age,” § 13-703(F)(9). At the penalty phase of the
sentencing proceedings, the jury heard testimony about Newell’s
3
Newell’s DNA matched at all 14 loci. The statistical
probability of a match for this sperm profile was “one in 860
trillion Caucasians, one in 15 quadrillion of African Americans,
and one in 730 trillion Hispanics.”
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childhood, family life, and opportunities to get help for his
substance abuse.4
¶20 The jury determined that Newell should be sentenced to
death for the first degree murder conviction. For the sexual
conduct with a minor and kidnapping convictions, the court
sentenced Newell to consecutive aggravated terms of twenty-seven
years and twenty-four years respectively. An automatic notice
of appeal was filed with this Court under Rules 26.15 and
31.2(b) of the Arizona Rules of Criminal Procedure. We have
jurisdiction under Article 6, Section 5(3), of the Arizona
Constitution and A.R.S. § 13-4031 (2001).
II
¶21 Newell first claims that the trial court abused its
discretion by failing to suppress the statements he made to the
detectives during the June 4, 2001, interrogation.5 He argues
4
Defense Counsel refers to this phase as the “mitigation
phase” of the trial. A capital trial is made up of a guilt
proceeding or trial, see A.R.S. § 13-703(A), (D), and if
necessary a sentencing proceeding consisting of an aggravation
phase and a penalty phase, § 13-703(B), (C) and § 13-703.01
(Supp. 2003). For purposes of consistency and clarity, we will
use, in this opinion and all future opinions, the language found
in A.R.S. § 13-703 to refer to the stages of a capital trial.
We urge counsel to conform to this convention as well when
making submissions to this Court.
5
Newell concedes that even without these statements,
overwhelming evidence establishes his guilt. However, he argues
that the admission of the statements affected the jury’s
determination to impose the death penalty. In particular, he
argues that the jury would not have found that the murder was
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that these statements should have been suppressed for two
reasons. First, he asserts that the detectives violated his
right to counsel under Miranda v. Arizona, 384 U.S. 436 (1966).
Second, he contends that the inculpatory statements were
involuntarily made.
A
¶22 When reviewing a trial court’s determination on the
admissibility of a defendant’s statements, this Court must
determine whether there has been clear and manifest error.6
State v. Jones, 203 Ariz. 1, 5, ¶ 8, 49 P.3d 273, 277 (2002)
(citing State v. Eastlack, 180 Ariz. 243, 251, 883 P.2d 999,
1007 (1994)). A trial court’s ruling on a motion to suppress is
reviewed solely based on the evidence presented at the
suppression hearing. State v. Spears, 184 Ariz. 277, 284, 908
P.2d 1062, 1069 (1996) (citing State v. Flower, 161 Ariz. 283,
286 n.1, 778 P.2d 1179, 1182 n.1 (1989)).
especially heinous or depraved under the A.R.S. § 13-703(F)(6)
aggravator if these statements had been excluded.
6
This standard applies whether the Court is reviewing the
admissibility based on a violation of defendant’s right to
counsel under Miranda, see State v. Jones, 203 Ariz. 1, 4-5, ¶¶
7-8, 49 P.3d 273, 276-77 (2002), or determining whether the
confession was voluntary, see State v. Ross, 180 Ariz. 598, 603,
886 P.2d 1354, 1359 (1994). We have equated this standard with
the abuse of discretion standard. Jones, 203 Ariz. at 5, ¶ 8,
49 P.3d at 277.
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B
¶23 Newell claims that his statements must be suppressed
because the detectives did not honor his requests for the
presence of counsel during questioning.
¶24 Miranda held that the Fifth Amendment’s protection
against self-incrimination, as applied to the states through the
Fourteenth Amendment, requires procedural safeguards during a
custodial interrogation. 384 U.S. at 444. The prosecution may
not use any statement made by the defendant, whether exculpatory
or inculpatory, unless those procedural safeguards are provided.
Id. The right to the presence of an attorney is one of the
rights of which a person subject to custodial interrogation must
be informed under Miranda. Id. If the person being
interrogated asserts the right to an attorney, all questioning
must cease until an attorney is present or the defendant
reinitiates communication. Edwards v. Arizona, 451 U.S. 477,
484-85 (1981); Miranda, 384 U.S. at 474.
¶25 Before an officer must cease questioning, however, the
defendant must unambiguously request the presence of counsel.
Davis v. United States, 512 U.S. 452, 459 (1994). A person
subject to custodial interrogation “must articulate his desire
to have counsel present sufficiently clearly that a reasonable
police officer in the circumstances would understand the
statement to be a request for an attorney.” Id. If a
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reasonable officer in the circumstances would have understood
only that the defendant might want an attorney, then questioning
need not cease. Id. Although an officer is not required to do
so, the Court in Davis recommended that a police officer suspend
interrogation related to the crime when a suspect makes an
ambiguous or equivocal statement relating to the presence of
counsel and clarify whether the presence of an attorney indeed
has been requested. Id. at 461.
¶26 Newell claims that during the interrogation he
unequivocally invoked his right to counsel several times. The
superior court disagreed and denied Newell’s motion to suppress
his statements because it found that Newell’s alleged
invocations of his right to counsel were, at best, equivocal.
¶27 We review the factual findings underlying this
determination for abuse of discretion but review the court’s
legal conclusions de novo. State v. Moody, 208 Ariz. 424, 445,
¶ 62, 94 P.3d 1119, 1140 (2004).
¶28 Although Newell voluntarily went to the Sheriff’s
Office, the procedural protections of Miranda apply because
Newell was subject to custodial interrogation.7 Therefore, if
7
The State concedes that Newell was subject to custodial
interrogation, if not from the beginning of the June 4, 2001,
interview, then at least after he was told by one of the
detectives that he was not free to leave. See Miranda, 384 U.S.
at 444 (stating that custodial interrogation is “questioning
initiated by law enforcement officers after a person has
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any of Newell’s alleged requests for counsel were unambiguous,
the superior court would have been required to suppress the
statements. We conclude, however, that Newell did not make any
unequivocal requests for counsel.
¶29 First, Newell claims that he unambiguously invoked his
right to counsel three times during a one-minute colloquy in the
interrogation’s third hour. Newell argues that he first invoked
his right to counsel when he said, “I want to call my lawyer.”
Without further context, this statement appears to be an
unambiguous invocation of the right to counsel.
¶30 After reviewing the videotaped interrogation and
hearing testimony from the detectives, the trial judge found
that this statement was made while Newell and one of the
detectives were talking over each other and it was reasonable to
believe the statement could not be clearly heard. Given these
circumstances, the judge found that the detective was free to
follow up to determine what Newell had said, because the request
was ambiguous. See Davis, 512 U.S. at 461.
¶31 During the detective’s attempt to clarify Newell’s
initial request, Newell claims he made two further unequivocal
been . . . deprived of his freedom of action in any significant
way”).
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requests for an attorney.8 The superior court found that both of
the alleged requests were ambiguous because they occurred while
Newell and the detective were talking over each other. The
court further found that one of the alleged requests was
ambiguous because it was contradictory. The court held that “in
the total context of what is being exchanged, [Newell’s requests
for an attorney seem] to me not at all clear, and it’s
appropriate for the detective to ask for clarification.”
¶32 We conclude that the superior court did not abuse its
discretion in making this determination. The entire exchange
involving the three supposed requests for counsel occurred
within one minute. During this time, Newell and the detective
were often speaking simultaneously. As a result, Newell’s
requests were either not heard or heard in such a way that the
detective reasonably found it necessary to ask for
clarification. See id. Also, some of the alleged requests were
contradictory; therefore, a reasonable officer would not
consider them unequivocal. See id. at 459. The detective was
8
After the detective asked Newell whether he was requesting
a lawyer, Newell first responded “No,” and then said, “If I’m
getting accused right now, if I’m getting charged for it yeah, I
want my lawyer.” The detective then further attempted to
clarify whether Newell wanted his attorney or whether he wanted
to continue talking. Newell responded by making a statement
that sounded like “I’m willing” and something unintelligible
before stating, “If I’m going to jail, I want to talk to my
lawyer.”
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free to continue her questioning to “clarify whether or not
[Newell] actually want[ed] an attorney.” Id. at 461.
¶33 The detective did precisely this. Newell, in response
to a clarifying question, stated, “I want to talk to you. I
have been down here talking to you guys every time you guys come
after me.” Once that response was received, further questioning
was entirely appropriate.
¶34 Newell next claims that approximately twenty minutes
after the colloquy discussed above he again asked for an
attorney by saying, “Can I have a lawyer?” This supposed
request was not asserted by Newell at the suppression hearing.
Newell’s failure to assert this alleged invocation of the right
to counsel normally would preclude appellate review of the
claim. See State v. Tison, 129 Ariz. 526, 535, 633 P.2d 335,
344 (1981) (stating “[i]ssues concerning the suppression of
evidence which were not raised in the trial court are waived on
appeal”) (citing State v. Griffin, 117 Ariz. 54, 570 P.2d 1067
(1977)). We may, however, review a suppression argument that is
raised for the first time on appeal for fundamental error.
State v. Cañez, 202 Ariz. 133, 151, ¶ 51, 42 P.3d 564, 582
(2002). Fundamental error is “error going to the foundation of
the case, error that takes from the defendant a right essential
to his defense, and error of such magnitude that the defendant
could not possibly have received a fair trial.” State v.
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Henderson, 210 Ariz. 561, 567, ¶ 19, 115 P.3d 601, 607 (2005)
(quoting State v. Hunter, 142 Ariz. 88, 90, 688 P.2d 980, 982
(1984)).
¶35 We conclude no fundamental error occurred with respect
to this alleged request. A review of the videotape does not
reflect, as Newell claims, a clear invocation of the right to
counsel. This alleged request for counsel was a barely audible,
mumbled statement made while Newell and the detective were both
talking. It was not a sufficiently clear invocation of the
right to counsel under Miranda. Davis, 512 U.S. at 459.
¶36 Newell finally argues that he unequivocally requested
an attorney five hours into the interrogation by saying, “That’s
it. I want to talk to a lawyer right now.” The superior court
found that Newell’s statement was unclear and it was reasonable
to believe that the detective did not hear a clear request for
an attorney.
¶37 A review of the videotape supports the superior
court’s determination.9 It is nearly impossible to understand
Newell’s statement. In fact, Newell’s trial counsel abandoned
this alleged invocation at the suppression hearing because he
9
The determinations of the trial court and this Court were
profoundly aided by the fact that the interrogation was recorded
in its entirety. It is specifically for this reason that we
have, in the past, recommended the use of videotaping during
“the entire interrogation process.” Jones, 203 Ariz. at 7, ¶
18, 49 P.3d at 279.
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could not hear the request on the tape. Our review of the
videotape supports the same conclusion. Therefore, the superior
court did not abuse its discretion by finding that Newell had
not clearly invoked his right to counsel as required by Davis.
C
¶38 Newell also argues that even if the statements were
not obtained in violation of Miranda, they must be suppressed as
involuntary. He claims that his statements were rendered
involuntary by the length of the interrogation, the inability to
get counsel after multiple alleged requests, promises made by
the detectives, inappropriate appeals to religious beliefs, and
comments related to a woman for whom he cared deeply.
¶39 In determining whether a confession is involuntary,
the “[court] must look to the totality of the circumstances
surrounding the giving of the confession.” State v. Montes, 136
Ariz. 491, 496, 667 P.2d 191, 196 (1983). Then the court must
determine whether, given the totality of the circumstances, the
defendant’s will was overborne. State v. Tapia, 159 Ariz. 284,
287-88, 767 P.2d 5, 8-9 (1988). A confession is “prima facie
involuntary and the state must show by a preponderance of the
evidence that the confession was freely and voluntarily made.”
Montes, 136 Ariz. at 496, 667 P.2d at 196.
¶40 The superior court found, after hearing the testimony
presented at the suppression hearing and reviewing the relevant
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portions of the taped confession, that “considering the totality
of the circumstances, defendant’s will was not overcome and the
statements were voluntary.” “A trial court’s finding of
voluntariness will be sustained absent clear and manifest
error.” State v. Poyson, 198 Ariz. 70, 75, ¶ 10, 7 P.3d 79, 84
(2000).
¶41 Newell complains that his will was overborne by the
length of the interrogation. The length of the interrogation
alone, however, is insufficient to find a confession
involuntary. State v. Doody, 187 Ariz. 363, 369, 930 P.2d 440,
446 (App. 1996) (stating that a thirteen hour interrogation,
without significant breaks, does not prove, by itself, that the
defendant’s will to resist confessing was overcome). It is
merely one factor to be taken into consideration. See id.
¶42 The interrogation here lasted about fourteen hours,
but not all of that time involved questioning. The detectives
gave Newell multiple breaks to smoke and use the restroom. He
also spent time alone in the room writing letters and sleeping.
The videotape of the interrogation supports the trial judge’s
finding that Newell’s will was not overborne because of the
length of questioning.
¶43 Newell also claims that his confession was involuntary
because the detectives repeatedly ignored his unequivocal
requests for counsel. As discussed above, we conclude that
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Newell did not make an unequivocal request for counsel. Even if
these requests had been unambiguous, however, they would not
necessarily render the confession involuntary; such a
circumstance would be one factor to consider in determining
whether Newell’s will had been overborne. See, e.g., People v.
Bradford, 929 P.2d 544, 566 (Cal. 1997). No evidence suggests
that the detectives’ refusal to honor Newell’s ambiguous
requests for counsel caused his will to be overborne. Newell
continued to deny his involvement in Elizabeth’s death for an
extended time after his claimed requests for counsel.
¶44 Newell next complains that promises made by the
detectives rendered his confession involuntary. We have held
that a direct or implied promise, however slight, will render a
confession involuntary when it was relied upon by the defendant
in making a confession. State v. Blakley, 204 Ariz. 429, 436, ¶
27, 65 P.3d 77, 84 (2003). The superior court, by denying the
motion to suppress, implicitly found that there were no promises
or, if there were promises, they were not relied upon. In
either case, we conclude that there was no abuse of discretion.
¶45 The statements about which Newell complains relate to
suggestions by the detective that he would feel better if he
confessed.10 Newell also alleges that the detectives’ promise to
10
The detectives told Newell throughout the interrogation
that the first step to getting help was to admit that he had
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keep him safe while in jail rendered his confession
involuntary.11 We conclude, given the context, that neither of
those comments rose to the level of a promise that prompted
Newell to confess.
¶46 Even if they were promises, however, Newell did not
rely upon them when he made his inculpatory statements. Almost
immediately after hearing the alleged promises, Newell again
denied ever having been in the field with Elizabeth. These
denials continued throughout most of the interrogation.
Therefore, the alleged promises did not render the confession
involuntary.
¶47 Newell also claims that one of the detectives made
references to religion, which added to the coercive nature of
the interrogation and, in addition to everything else, caused
his will to be overborne. The statements about which Newell
complains related to “get[ting] right with God,” confessing
sins, and asking for forgiveness.
¶48 Appeals to religion do not render confessions
involuntary unless they lead to the suspect’s will being
overborne. See, e.g., United States v. Miller, 984 F.2d 1028,
done something wrong. They also told Newell that confessing
would lift a heavy burden off of his shoulders.
11
After Newell had expressed concern for his safety in jail,
the detectives merely assured Newell that he would be kept safe.
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1031-32 (9th Cir. 1993); Welch v. Butler, 835 F.2d 92, 95 (5th
Cir. 1988); Noble v. State, 892 S.W.2d 477, 483 (Ark. 1995),
overruled on other grounds by Grillot v. State, 107 S.W.3d 136
(Ark. 2003); Le v. State, 913 So. 2d 913, 933-34, ¶¶ 60-64
(Miss. 2005). No evidence indicates that any religious
references caused Newell’s will to be overborne.
¶49 Newell’s final complaint concerns statements relating
to someone for whom Newell cared. One of the detectives asked
Newell whether he would want the woman he cared for to be told
that he had been completely honest or that he was a sociopath
who was hiding things. He claims that these statements were
threats to get him to confess. Taken in context, however, none
of these statements rise to the level of a threat, nor did any
cause Newell to make incriminatory statements. Newell asked the
detectives to talk to this woman because he felt that “she
need[ed] to know” what was going on, and at one point he said
that it did not matter what the detective told this woman
because she was probably not going to be around anyway. We
therefore conclude that these alleged threats did not render
Newell’s statements involuntary.
¶50 In sum, the superior court did not abuse its
discretion when it found, based on the totality of the
circumstances, that Newell’s will was not overborne. Even
considering, in the aggregate, all of the conduct about which
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Newell complains, at no time during the interview did Newell
capitulate and say what he thought the detectives wanted to
hear. In fact, despite making several incriminating statements,
he persistently refused to admit to sexually assaulting
Elizabeth or to tying the purse strap around her neck.
Accordingly, the totality of the circumstances supports the
superior court’s conclusion that Newell’s statements were
voluntarily made. Thus, Newell’s argument that the death
sentence must be reversed fails on these grounds.
III
¶51 Newell next challenges the State’s peremptory strike
of prospective juror 34, the only remaining African-American on
the venire panel,12 under Batson v. Kentucky, 476 U.S. 79 (1986).
Batson held that using a peremptory strike to exclude a
potential juror solely on the basis of race violates the Equal
Protection Clause of the Fourteenth Amendment. Id. at 89.
Newell claims that the superior court’s denial of his Batson
challenge was clearly erroneous and, as a result, reversible
error.
¶52 A denial of a Batson challenge will not be reversed
unless clearly erroneous. Miller-El v. Cockrell, 537 U.S. 322,
340 (2003); State v. Cruz, 175 Ariz. 395, 398, 857 P.2d 1249,
12
The only other African-American on the jury panel who had
completed the questionnaire was excused for hardship reasons.
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1252 (1993). “We review de novo the trial court’s application
of the law.” State v. Lucas, 199 Ariz. 366, 368, ¶ 6, 18 P.3d
160, 162 (App. 2001).
¶53 A Batson challenge involves a three-step analysis.
First, the defendant must make a prima facie showing that the
strike was racially discriminatory. If such a showing is made,
the burden then switches to the prosecutor to give a race-
neutral explanation for the strike. Finally, if the prosecution
offers a facially neutral basis for the strike, the trial court
must determine whether “the defendant has established purposeful
discrimination.” Batson, 476 U.S. at 93-94, 97-98; see also
Cañez, 202 Ariz. at 146, ¶ 22, 42 P.3d at 577.
¶54 The first step of the Batson analysis is complete when
the trial court requests an explanation for the peremptory
strike. State v. Trostle, 191 Ariz. 4, 12, 951 P.2d 869, 877
(1997). Here, the trial court made that request of the
prosecutor; therefore, the burden shifted to the prosecutor to
give a race-neutral basis for the peremptory strike. Purkett v.
Elem, 514 U.S. 765, 768 (1995); Batson, 476 U.S. at 97-98.
“Unless a discriminatory intent is inherent in the prosecutor=s
explanation,” this burden is satisfied by a facially valid
explanation for the peremptory strike. Hernandez v. New York,
500 U.S. 352, 360 (1991) (plurality opinion). To pass step two,
the explanation need not be “persuasive, or even plausible.”
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Purkett, 514 U.S. at 767-68. “It is not until the third step
that the persuasiveness of the justification becomes
relevant . . . .” Id. at 768. In determining whether the
defendant has proven purposeful discrimination, “implausible or
fantastic justifications may (and probably will) be found to be
pretext[ual].” Id.; see also Miller-El, 537 U.S. at 338-39.
This third step is fact intensive and will turn on issues of
credibility, which the trial court is in a better position to
assess than is this Court. See Miller-El, 537 U.S. at 339-40.
Therefore, the trial court’s finding at this step is due much
deference. Id. at 340.
¶55 When asked for an explanation of the peremptory
strike, the State stated that it struck the juror because of her
answers relating to the imposition of the death penalty, both in
her questionnaire and in individual voir dire. On the
questionnaire, she stated that she would not be able to vote for
the death penalty. Also, during individual voir dire, she told
the prosecutor that she would “more than likely not” be able to
vote for the death penalty. In response to questions asked by
defense counsel, however, the juror answered that she could
consider voting for the death penalty if the court instructed
that it needed to be considered. The prosecution then asked the
juror follow-up questions. In her answers to those questions,
she confirmed that her views on the death penalty would not
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substantially impair her ability to follow the court’s
instructions and that she could vote for the death penalty.
¶56 The trial judge then questioned the juror. When asked
whether she would give a life sentence rather than impose the
death penalty if the defendant did not present any evidence of
mitigation, she responded in the affirmative. Because this
answer contradicted her statements to defense counsel - that she
could impose the death penalty - the judge said, “I’m confused
then under what circumstances you would impose the death
penalty.” The juror answered, “I’m not sure, actually. Depends
on what’s presented.” After further explanation of the legal
standard related to mitigation, the juror acknowledged that she
had not understood the court’s question and that she could
“[a]bsolutely” impose the death penalty when the defendant did
not introduce any mitigating evidence.
¶57 After this exchange, the prosecutor stated that he did
not believe he had “grounds to strike her for cause.” But he
subsequently used one of his peremptory strikes to strike the
juror from the list of potential jurors.
¶58 The prosecutor’s reason for striking the juror, which
involved the juror’s contradictory responses about whether she
could vote to impose the death penalty, satisfied step two of
Batson because it was facially race-neutral. See Miller-El v.
Dretke, ___ U.S. ___, ___, 125 S. Ct. 2317, 2329-30 (2005)
- 25 -
(discussing the fact that inconsistent responses may be a
reasonable race-neutral explanation for a peremptory strike,
unless it is undercut by other evidence); Puckett v. State, 788
So. 2d 752, 761 (Miss. 2001). Moreover, Newell offered no
evidence, other than inference, to show that the peremptory
strike was a result of purposeful racial discrimination. See
Purkett, 514 U.S. at 768 (holding that the “opponent of the
strike” carries the ultimate burden of persuasion in a Batson
challenge). We find no error in the superior court’s
determination that the State’s peremptory strike did not violate
Batson.
IV
¶59 Newell contends that the trial court abused its
discretion when it denied his motion for a mistrial. Newell
argues that statements made by the prosecutor during closing
arguments constituted prosecutorial misconduct and warranted a
mistrial because they improperly vouched for the State’s
evidence and impugned the integrity of defense counsel.
A
¶60 To determine if a prosecutor’s comments constituted
misconduct that warrants a mistrial, a trial court should
consider two factors: (1) whether the prosecutor’s statements
called to the jury’s attention matters it should not have
considered in reaching its decision and (2) the probability that
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the jurors were in fact influenced by the remarks. State v.
Atwood, 171 Ariz. 576, 611, 832 P.2d 593, 628 (1992) (quoting
State v. Hansen, 156 Ariz. 291, 296-97, 751 P.2d 951, 956-57
(1988)), disapproved on other grounds by State v. Nordstrom, 200
Ariz. 229, 241, ¶ 25, 25 P.3d 717, 729 (2001). The defendant
must show that the offending statements, in the context of the
entire proceeding, “so infected the trial with unfairness as to
make the resulting conviction a denial of due process.” State
v. Hughes, 193 Ariz. 72, 79, ¶ 26, 969 P.2d 1184, 1191 (1998)
(internal quotation omitted).
¶61 Because the trial court is in the best position to
determine the effect of a prosecutor’s comments on a jury, we
will not disturb a trial court’s denial of a mistrial for
prosecutorial misconduct in the absence of a clear abuse of
discretion. State v. Lee, 189 Ariz. 608, 616, 944 P.2d 1222,
1230 (1997) (citing State v. White, 160 Ariz. 24, 33-34, 770
P.2d 328, 337-38 (1989)); Hansen, 156 Ariz. at 297, 751 P.2d at
957 (citing State v. Robles, 135 Ariz. 92, 94, 659 P.2d 645, 647
(1983)). To warrant reversal, the prosecutorial misconduct must
be “‘so pronounced and persistent that it permeates the entire
atmosphere of the trial.’” Lee, 189 Ariz. at 616, 944 P.2d at
1230 (quoting Atwood, 171 Ariz. at 611, 832 P.2d at 628).
B
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¶62 Newell first claims that the prosecutor improperly
vouched for the strength of the State’s case when he commented,
in rebuttal closing argument, that there were “3,000 pages of
police reports” and that “[n]ot every witness was called.”
Prosecutorial vouching takes two forms: “(1) where the
prosecutor places the prestige of the government behind its
[evidence] [and] (2) where the prosecutor suggests that
information not presented to the jury supports the [evidence].”
State v. Vincent, 159 Ariz. 418, 423, 768 P.2d 150, 155 (1989).
Newell argues that these statements fall into the second
category. We disagree.
¶63 The prosecutor’s statements were not meant to bolster
the State’s case. Rather, they were an attempt to explain to
the jury, in response to statements made in Newell’s closing
argument, why certain witnesses had not been called to testify.
The prosecutor’s response merely explained to the jury that
there were simply too many documents and witnesses for either
side to be able to present them all. The prosecutor did not
imply that these police reports and witnesses supported the
State’s case. Therefore, the trial court did not abuse its
discretion by denying the motion for a mistrial on this basis.
¶64 The second ground for Newell’s prosecutorial
misconduct claim relates to the prosecutor’s statements, also
made during rebuttal closing argument, about the superiority of
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DNA evidence. First, the prosecutor said, “[N]o matter what
defense counsel tells you, we all know that DNA is . . . the
most powerful investigative tool in law enforcement at this
time.” He then went further, after defense counsel’s objection
to the first statement was overruled, by telling the jury that
defense counsel knew this was true. The court sustained
Newell’s objection to this latter statement. Newell argues that
these statements required a mistrial because they improperly
vouched for the State’s evidence and impugned the integrity of
defense counsel.
¶65 We agree that both comments were improper. The
prosecutor’s statement about the superiority of DNA evidence
improperly vouched for the State’s evidence. No opinions had
been elicited about the preeminence of DNA evidence. The
prosecutor’s comment here - that everyone knows that DNA
evidence is the best investigative tool around – did improperly
vouch for the strength of the State’s evidence against Newell.
Cf. Vincent, 159 Ariz. at 423, 768 P.2d at 155 (prosecutor
improperly vouches by suggesting that evidence not presented to
the jury supports the presented evidence).
¶66 The prosecutor also improperly commented about what
defense counsel knew about the strength of DNA evidence. We
have previously stated that it is improper to impugn the
integrity or honesty of opposing counsel. See Hughes, 193 Ariz.
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at 86, ¶ 59, 969 P.2d at 1198. The prosecutor, by stating that
defense counsel knew that DNA evidence is a compelling
investigative tool, was insinuating, if not directly stating,
that any argument made to the contrary was disingenuous.
Because defense counsel, in his closing argument, had questioned
whether the DNA evidence proved anything beyond a reasonable
doubt, the prosecutor’s response in claiming that defense
counsel knew that DNA was superior evidence called into question
the integrity of defense counsel.
¶67 Such improper comments by the prosecutor will not
require reversal of a defendant’s conviction, however, unless it
is shown that there is a “reasonable likelihood” that the
“misconduct could have affected the jury’s verdict.” Atwood,
171 Ariz. at 606, 832 P.2d at 623. Also, any improper comments
must be so serious that they affected the defendant’s right to a
fair trial. State v. Dumaine, 162 Ariz. 392, 403, 783 P.2d
1184, 1195 (1989). Although we find the comments of the
prosecutor improper, for several reasons we conclude that the
defendant was not convicted on the basis of those comments and
they did not deny him a fair trial.
¶68 First, as a part of the standard jury instructions,
the superior court instructed the jury that anything said in
closing arguments was not evidence. We presume that the jurors
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followed the court’s instructions. See State v. Ramirez, 178
Ariz. 116, 127, 871 P.2d 237, 248 (1994).
¶69 Moreover, defense counsel’s objection to the statement
impugning his honesty was sustained. We have said, “when
counsel’s personal beliefs are unfairly attacked, ‘[t]he proper
remedy for such a serious error . . . is objection, motion to
strike, and an instruction . . . that the jury should disregard
the improper comment.’” Vincent, 159 Ariz. at 424, 768 P.2d at
156 (alterations in original) (quoting State v. Woods, 141 Ariz.
446, 455, 681 P.2d 1201, 1210 (1984)). Although no jury
instruction immediately followed the sustained objection, the
court did instruct the jury at the end of the trial that any
sustained objection meant that the information must be
disregarded. Again, because we presume jurors follow the
court’s instructions, see Ramirez, 178 Ariz. at 127, 871 P.2d at
248, we conclude that this comment also did not affect the jury
verdict.
¶70 Finally, the trial court determined that the
statements about which Newell complains were not so prejudicial
that they required a mistrial. When considered in the context
of the entire trial, we agree that the overwhelming evidence of
guilt influenced the jury to convict Newell rather than the
prosecutor’s statements about the DNA evidence and defense
counsel. Moreover, as noted above, see supra note 5, Newell
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concedes the evidence overwhelmingly establishes his guilt.
Therefore, despite the fact that these comments were improper,
they were not so prejudicial as to deprive Newell of his right
to a fair trial.
V
¶71 Next, Newell claims that the trial court’s failure to
preclude the rebuttal testimony of his adult probation officer
at the penalty phase of the sentencing proceeding was an abuse
of discretion. The testimony about which Newell complains
referred to the opportunities Newell was offered to get help for
his drug problem. Newell contends that he did not present
evidence of his inability to get help for his drug problem as a
mitigating factor; consequently, the State was not entitled to
present evidence in rebuttal that Newell had had opportunities
to get help.
¶72 The trial court determined that the probation
officer’s testimony was admissible to rebut Newell’s statements
made during the course of the interrogation about needing and
being unable to get help for his drug problem. The trial judge
believed that because the jurors had heard these statements
during the guilt phase, they could possibly rely on them when
deciding whether Newell deserved leniency. Therefore, the court
concluded that this was “appropriate grist for the rebuttal
mill.”
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¶73 We review a trial court’s ruling on the admissibility
of evidence for abuse of discretion. State v. Aguilar, 209
Ariz. 40, 49, ¶ 29, 97 P.3d 865, 874 (2004). We will review
“purely legal issues de novo.” Moody, 208 Ariz. at 445, ¶ 62,
94 P.3d at 1140.
¶74 Newell’s objection to the testimony of the probation
officer implicates two subsections of A.R.S. § 13-703.
Subsection (G) permits a jury to consider any factors that are
offered - no matter who offers them - when considering
mitigation. § 13-703(G). Subsection (D) provides that any
evidence admitted during the guilt phase of the trial is
admitted for purposes of the sentencing proceeding. § 13-
703(D).
¶75 Newell claims that the State’s presentation of
evidence to rebut statements he made during his interrogation
amounted to “an end-run around” his choice not to present
evidence of his alleged inability to obtain treatment for his
drug addiction. We disagree with this contention for two
reasons. First, Newell himself put forth evidence during the
guilt and penalty phases of the trial related to his drug use
and his desire for help to overcome it. In the guilt phase, on
cross-examination of one of the detectives, Newell elicited
evidence of his struggle with drug addiction and his attempts to
get help. In the penalty phase, witnesses testified about
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Newell’s exposure to drugs at an early age, including the fact
that his stepfather used drugs with Newell when he was only in
seventh grade. Newell also mentioned his long history of
substance abuse in his allocution. Second, during his
interrogation, Newell referred numerous times to his inability
to obtain help for his drug problem. For instance, he spoke
about wanting to live without drugs and about asking for help
when he got out of jail; he stated that no one helped him when
he asked for help; and he told the detectives that people with
problems like his should receive help.
¶76 The evidence presented during the guilt phase of the
trial was deemed admitted for purposes of the sentencing
proceeding because the same jury that determined Newell’s guilt
also decided whether he should receive the death penalty.
A.R.S. § 13-703(D). Therefore, although Newell did not
expressly offer as a mitigating factor his alleged inability to
get treatment for his drug addiction, the jury still could have
factored his complaints on this topic, along with the other
evidence presented during the penalty phase about Newell’s drug
use, into its consideration of whether the mitigating
circumstances were “sufficiently substantial to call for
leniency.” A.R.S. § 13-703(E), (G).
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¶77 Thus, the trial court’s determination that the State
could present testimony from Newell’s probation officer in
rebuttal was not an abuse of discretion.
VI
¶78 Finally, Newell contends that the trial court abused
its discretion by precluding the testimony of his mental health
expert at the penalty phase as a sanction for refusing to
undergo a court-ordered examination by the State’s mental health
expert. Newell also argues that requiring him to submit to a
mental health examination by the State’s expert violates his
privilege against self-incrimination.
¶79 Newell acknowledges that we have previously held that
once a defendant puts his mental heath in issue, “during the
penalty phase of a capital trial,” a trial court may order the
defendant to submit to a mental examination by the State’s
expert. Phillips v. Araneta, 208 Ariz. 280, 283, ¶ 9, 93 P.3d
480, 483 (2004). As long as the order assures the defendant
specific protections, we held that this may be done without
running afoul of the defendant’s privilege against self-
incrimination. Id. at 284, ¶ 14, 93 P.3d at 484. We further
held that if the defendant refuses to submit to a court-ordered
examination, the trial court may, as a sanction, preclude a
defendant’s mental-health related mitigation evidence at the
penalty phase. Id. at 285, ¶ 16, 93 P.3d at 485.
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¶80 Newell presents no arguments that would compel us to
revisit our decision in Phillips. Therefore, the superior court
did not err when it precluded the testimony of Newell’s mental
health expert.
VII
¶81 Because Elizabeth’s murder occurred before August 1,
2002, we must independently review the jury’s findings on
“aggravation and mitigation and the propriety of the death
sentence.” A.R.S. § 13-703.04 (Supp. 2003); see also 2002 Ariz.
Sess. Laws, 5th Spec. Sess., Ch. 1, § 7(B) (eff. Aug. 1, 2002).
In our review, if we “determine[] that an error was made
regarding a finding of aggravation . . ., [we] shall
independently determine if the mitigation . . . is sufficiently
substantial to warrant leniency in light of the existing
aggravation.” A.R.S. § 13-703.04(B). If we “find[] that the
mitigation is sufficiently substantial to warrant leniency,”
then we must impose a life sentence. Id. Otherwise, we are
required to affirm the death sentence. Id.
¶82 In conducting our independent review we do not merely
consider the quantity of aggravating and mitigating factors
which were proven, but we look to the quality and strength of
those factors. State v. Greene, 192 Ariz. 431, 443, ¶ 60, 967
P.2d 106, 118 (1998) (citing State v. McKinney, 185 Ariz. 567,
578, 917 P.2d 1214, 1225 (1996)). We do not require that a
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nexus between the mitigating factors and the crime be
established before we consider the mitigation evidence. See
Tennard v. Dretke, 542 U.S. 274, 287 (2004). But the failure to
establish such a causal connection may be considered in
assessing the quality and strength of the mitigation evidence.
See State v. Anderson, 210 Ariz. 327, 350, ¶¶ 96-97, 111 P.3d
369, 392 (2005). Finally, “[w]e do not defer to the findings or
decision of the jury,” with respect to aggravation or
mitigation, when “determin[ing] the propriety of the death
sentence.” State v. Roseberry, 210 Ariz. 360, 374, ¶ 77, 111
P.3d 402, 416 (2005).
¶83 Undisputed evidence supports the (F)(2) and (F)(9)
aggravating circumstances. Newell’s prior conviction for
attempted kidnapping established that he had a serious prior
felony conviction.13 A.R.S. § 13-703(F)(2). Moreover, Newell
was an adult at the time of the murder and Elizabeth was eight
years old. A.R.S. § 13-703(F)(9).
¶84 An aggravating circumstance is also established when
murder is committed in an especially cruel, heinous or depraved
13
Under A.R.S. § 13-703(H)(10), kidnapping is a “serious
offense.” The (F)(2) aggravator is established by proof beyond
a reasonable doubt of a prior conviction for a serious offense,
“whether preparatory or completed.” A.R.S. § 13-703(F)(2)
(emphasis added). Therefore, because attempt is considered a
preparatory offense, A.R.S. § 13-1001 (2001), a conviction for
attempted kidnapping establishes the (F)(2) aggravator.
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manner. A.R.S. § 13-703(F)(6). The cruelty prong of the (F)(6)
aggravator focuses on the suffering of the victim, while the
heinousness and depravity prongs focus on the state of mind of
the defendant. State v. Clark, 126 Ariz. 428, 436, 616 P.2d
888, 896 (1980). A determination that the (F)(6) aggravator has
been proven can be based on any or all of these prongs, because
they are in the disjunctive. See State v. Gretzler, 135 Ariz.
42, 51, 659 P.2d 1, 10 (1983) (quoting Clark, 126 Ariz. at 436,
616 P.2d at 896); see also Anderson, 210 Ariz. at 355-56, ¶ 128,
111 P.3d at 397-98.14
¶85 Here, substantial evidence supports the cruelty prong
of the (F)(6) aggravator. Cruelty requires proof that the
victim “consciously experienced physical or mental pain prior to
death and the defendant knew or should have known that suffering
would occur.” Trostle, 191 Ariz. at 18, 951 P.2d at 883
(citation omitted). The evidence – bruising that occurred at or
14
We note that the jury verdict form in this case did not
require the jury to specify upon which prong, or prongs, its
determination with respect to the (F)(6) factor rested. “It is
therefore possible the jury was not unanimous as to which prong
satisfied the (F)(6) aggravator.” Anderson, 210 Ariz. at 355, ¶
126, 111 P.3d at 397. However, Newell, unlike the defendant in
Anderson, did not raise a claim that he was denied a unanimous
verdict on the (F)(6) aggravator. We therefore do not consider
that issue. For purposes of our independent review, however,
Newell’s failure to raise any further grounds upon which the
jury’s finding with respect to this aggravator can be overturned
does not affect our ultimate conclusion. Even if we were to
ignore the (F)(6) aggravator, the strength and quality of the
(F)(2) and (F)(9) aggravating circumstances alone would support
the imposition of the death penalty.
- 38 -
near the time of death consistent with grasping of Elizabeth’s
arms, sexual assault-related bruises and injuries, testimony
that it normally takes two minutes for death by asphyxiation to
occur, and marks showing that Elizabeth was grasping at the
ligature - all support the conclusion that this murder was
especially cruel. Elizabeth suffered serious physical and
mental anguish before she died. Newell should have known that
such suffering would occur. Because we find that compelling
evidence supports a finding of cruelty, we need not examine
whether the evidence also establishes the heinousness or
depravity prongs of (F)(6). State v. Djerf, 191 Ariz. 583, 595,
¶ 44, 959 P.2d 1274, 1286 (1998) (noting that “a finding of
either cruelty or heinousness/depravity will suffice to
establish” the (F)(6) factor).
¶86 The bulk of Newell’s mitigation evidence related to
his unstable childhood and drug use. Newell’s witnesses
testified that during childhood his home life was unstable. In
addition, as a child he was exposed to people with drug
addictions who engaged in drug-related activities. Several
witnesses testified that Newell had been sexually and physically
abused during his childhood. Finally, by all accounts, Newell
had an extended history of drug use.
¶87 We conclude that Newell’s mitigation evidence is not
sufficiently substantial to call for leniency. No evidence
- 39 -
explains how Newell’s drug addiction and unstable childhood led
to the sexual assault and murder of eight-year-old Elizabeth.
See Anderson, 210 Ariz. at 357, ¶¶ 135-37, 111 P.3d at 399.
Moreover, in view of the compelling aggravating circumstances,
the mitigation evidence simply fails to rise to a level that
would call for leniency.
VIII
¶88 For the above reasons, we affirm Newell’s convictions
and sentences.
__________________________________
Michael D. Ryan, Justice
CONCURRING:
_________________________________________
Ruth V. McGregor, Chief Justice
_________________________________________
Rebecca White Berch, Vice Chief Justice
_________________________________________
Andrew D. Hurwitz, Justice
_________________________________________
W. Scott Bales, Justice
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