Filed 9/25/13 In re C.F. CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
In re C.F., a Person Coming Under the
Juvenile Court Law.
THE PEOPLE,
E056937
Plaintiff and Respondent,
(Super.Ct.No. J244512)
v.
OPINION
C.F.,
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Barbara A.
Buchholz, Judge. Reversed with directions.
David R. Greifinger, under appointment by the Court of Appeal, for Defendant
and Appellant.
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Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, and A. Natasha Cortina and Annie
Featherman Fraser, Deputy Attorneys General, for Plaintiff and Respondent.
Defendant and appellant, C.F. (Minor), touched his two-year-old stepsister’s
vagina with his hand and his erect penis. He admitted to committing a lewd and
lascivious act. He was ordered into out-of-home placement and placed on formal
probation on various terms and conditions. Minor now claims on appeal as follows:
1. The trial court prejudicially erred in failing to advise him of his constitutional
rights in taking his admission, and therefore his plea was not knowingly and intelligently
made.
2. The juvenile court abused its discretion in ordering that Minor be put into out-
of-home placement.
3. The juvenile court failed to make the appropriate findings pursuant to Welfare
and Institutions Code section 726, subdivisions (a) and (d).
4. The probation conditions that he not possess any dangerous or deadly weapons,
not associate with persons under the age of 14 years, and not possess obscene material
were unconstitutionally broad and vague.
We reverse the judgment.
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I
FACTUAL1 AND PROCEDURAL BACKGROUND
On June 1, 2012, Minor was visiting his father and stepmother at their home. His
stepmother entered the bedroom of her two-year-old daughter and found Minor straddling
her. Minor admitted to her that he touched the baby’s vagina with his hand and his erect
penis. Her vagina was a little red and wet.
On June 5, 2012, a Welfare and Institutions Code section 602 petition was filed
against 13-year-old Minor for a felony violation of Penal Code section 288, subdivision
(a). On June 20, 2012, Minor admitted the charge. Minor’s mother and stepfather were
ordered to find a suitable relative for placement of Minor but were unsuccessful. After a
hearing regarding proper placement, Minor was ordered into out-of-home placement and
placed on probation under various terms and conditions.
II
FAILURE TO ADVISE MINOR OF HIS CONSTITUTIONAL RIGHTS
Minor contends the trial court did not properly advise him of his constitutional
rights to a court trial, to confront witnesses, and his right against self-incrimination when
taking his admission to the violation of Penal Code section 288. He insists that based on
the totality of the circumstances, the record does not support that he knowingly and
intelligently waived his rights.
1 The facts are derived from the probation report.
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A. Additional Factual Background
On June 20, 2012, Minor appeared for a pretrial. Each of the parties announced
their appearances. The trial court asked Minor’s counsel if there was a resolution of the
matter. Minor’s counsel stated that Minor would admit the charge.
The following exchanged occurred:
“[THE COURT:] [Minor], turning to you I need to ask if you had enough time
today to speak with your attorney and ask her any questions that you might have?
“THE MINOR: Yes, sir.
“THE COURT: All right. [¶] Also, has anyone threatened you or forced you to
make an admission?
“THE MINOR: No, sir.
“THE COURT: All right. [¶] Has anyone made you any promises so you would
make an admission today?
“THE MINOR: No, sir.
“THE COURT: All right. Thank you. [¶] And [Minor], because of your age I
need to ask you, do you understand the difference between right and wrong?
“THE MINOR: Yes, sir.
“THE COURT: All right. [¶] Is it wrong to touch someone inappropriately
without their permission?
“THE MINOR: Wait, can you say that question one more time?
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“THE COURT: Sure. [¶] Is it wrong for you to sexually touch someone
inappropriately without their permission?
“THE MINOR: Yes, sir.
“THE COURT: Can you give me another example of something that is wrong or
illegal to do?
“THE MINOR: Fighting?
“THE COURT: Fighting is a good example, yes. [¶] Can you also give me an
example of something good or right to do?
“THE MINOR: Just following the law.
“THE COURT: Okay. That’s good enough. [¶] [Minor], I do see that you
understand the difference between right and wrong so I will accept an admission from
you with respect to the pending charge. [¶] If you would be good enough to answer my
next question with a yes or no response if you would. [¶] Do you admit on or about June
1st, 2012, in the above named judicial district that you did commit the crime of lewd act
upon a child in violation of Penal Code Section 288 as a felony?
“THE MINOR: Yes, sir.
“THE COURT: All right.
“[DEFENSE COUNSEL]: Join.
“[PROSECUTOR]: Accept.
“THE COURT: Court finds that Counsel has consented and joined in the
admission on behalf of the [M]inor. [¶] The district attorney is satisfied with the
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admission and notice has been given as required by law. [¶] The information on the
petition is correct as to [Minor]’s date of birth and county of residence. [¶] The [M]inor
knowingly and intelligently waived his right to a hearing on the issues presented as well
as his Constitutional Rights. [¶] The [M]inor understands the nature of the conduct
alleged in the petition as well as consequences of the admission. The admission has been
made freely and voluntarily. There’s a factual basis for the admission. The allegations of
the petition will be deemed true as charged in Count I.”
B. Analysis
A criminal defendant’s plea of guilty amounts to a waiver of three constitutional
rights: (1) the privilege against self-incrimination; (2) the right to a trial by jury; and (3)
the right to confront one’s accusers. Accordingly, the trial court must advise a defendant
of these rights and obtain his or her waiver of each right before taking such a plea.
(Boykin v. Alabama (1969) 395 U.S. 238, 243; In re Tahl (1969) 1 Cal.3d 122, 132
(collectively, Boykin-Tahl).) “Proper advisement and waivers of these rights in the
record establish a defendant’s voluntary and intelligent admission” of the charge.
(People v. Mosby (2004) 33 Cal.4th 353, 356 (Mosby).)
“The Boykin-Tahl protections afforded an accused, other than the right of trial by
jury, are available to juveniles charged pursuant to the Juvenile Court Law, as
proceedings thereunder may result in a substantial deprivation of liberty analogous to
incarceration for crime. [Citation.] The absence of a knowledgeable waiver of
constitutional rights before entering a guilty plea or, in the case of juvenile court
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proceedings, the admission of jurisdictional facts constitutes grounds for relief . . . .” (In
re Ronald E. (1977) 19 Cal.3d 315, 321, abrogated on other grounds in People v. Howard
(1992) 1 Cal.4th 1132, 1174-1178.)
Here, the colloquy between the juvenile court and Minor establishes that he was
not advised of his constitutional rights. Although the juvenile court asked if Minor had
been coerced into entering his admission, and also determined whether he knew right
from wrong, at no time did the juvenile court ask for a waiver of his Boykin-Tahl rights.
Moreover, there was no written plea agreement signed by Minor containing the
appropriate advisements.
“[I]f the transcript does not reveal complete advisements and waivers, the
reviewing court must examine the record of ‘the entire proceeding’ to assess whether the
defendant’s admission . . . was intelligent and voluntary in light of the totality of
circumstances. [Citation.]” (Mosby, supra, 33 Cal.4th at p. 361.) Any error in accepting
an admission will be deemed harmless if the record affirmatively shows that it was
voluntary and intelligent under the totality of the circumstances. (People v. Howard,
supra, 1 Cal.4th at pp. 1175-1178.)
In Mosby, supra, 33 Cal.4th 353, the defendant was given incomplete Boykin-Tahl
advisements in that he was not advised of his right to remain silent and to confront
witnesses against him. (Mosby, supra, at pp. 357-358, 360.) On appeal, the defendant
contended that the trial court’s incomplete advisement of rights rendered his admission of
a prior conviction invalid. However, the California Supreme Court pointed out that the
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defendant had just sat through an entire jury trial. Applying the totality of circumstances
test, the Mosby court concluded that the “defendant voluntarily and intelligently admitted
his prior conviction despite being advised of and having waived only his right to jury
trial.” (Id. at pp. 364-365, fn. omitted.) “‘[H]e knew he did not have to admit [the prior
conviction] but could have had a jury or court trial, had just participated in a jury trial
where he had confronted witnesses and remained silent, and had experience in pleading
guilty in the past, namely, the very conviction he was now admitting.’” (Id. at p. 365.)
Although Mosby was in the context of a defendant’s admission of a prior conviction, our
Supreme Court has assumed that the same totality of the circumstances test applies “on
direct appeal from a guilty plea to a substantive offense . . . .” (People v. Allen (1999) 21
Cal.4th 424, 439, fn. 4.)
The situation here is not comparable to the one presented in Mosby. Minor had no
previous convictions and no experience in court. He was a 13-year-old boy facing his
first criminal conviction. Although Minor had apparently discussed the matter with his
counsel, there is nothing in the record to support that his counsel advised him of his
constitutional rights. Moreover, the fact that the trial court stated on the record that
Minor had waived his constitutional rights appears to be merely a recitation of a familiar
statement made by the juvenile court in taking admissions, and is not based on an actual,
on-the-record waiver by Minor.
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The People argue that under the totality of the circumstances the record
demonstrates a voluntary and intelligent decision to admit the allegation. They refer to
the clerk’s transcript, which states: “Court informs the [M]inor of constitutional rights to
confrontation and against self incrimination, the nature of the offense and possible
consequences of admission right to compel the attendance of witnesses.” The People
contend that based on the minute order, there appears to be proceedings that were not
transcribed during which the juvenile court properly advised Minor.
Where a discrepancy exists between the reporter’s transcript and an entry in a
minute order, the record will be harmonized wherever possible, but “[i]f it cannot be
harmonized, whether one portion of the record should prevail as against contrary
statements in another portion of the record will depend on the circumstances of each
particular case. [Citation.]” (People v. Harrison (2005) 35 Cal.4th 208, 226.) The
reporter’s transcript for June 5, the day that Minor’s admission was taken, contains a
complete recitation of the proceedings on that date. The parties stated their appearances
and the admission was immediately taken. There is no indication that any part of the
proceeding was not reported. On this record, we must conclude that the necessary
advisements were not given to Minor outside the record of the proceedings.
9
The People’s reliance on People v. Sullivan (2007) 151 Cal.App.4th 524 is
misplaced. In Sullivan, the reporter’s transcript of the hearing on the defendant’s
Faretta2 motion was not available and the defendant claimed that he was not given
proper advisements. (People v. Sullivan, supra, at pp. 544, 548.) The appellate court
presumed the trial court gave the proper advisements in the face of no evidence to the
contrary, and denied the defendant’s claim. (Id. at p. 550.)
In this case, we have the reporter’s transcript of the hearing on Minor’s admission.
Nothing in the transcript of the proceedings on June 5 suggests that any further
advisements, either written or oral, were provided to Minor. The trial court’s reference to
Minor waiving his right to a hearing as well as his constitutional rights does not indicate
that an off-the-record discussion occurred.
The totality of the circumstances does not permit the inference that Minor
voluntarily and intelligently waived his constitutional rights. Therefore, the failure to
advise Minor and obtain his waivers concerning his constitutional rights was not
harmless. Minor’s conviction for violating Penal Code section 288, subdivision (a) must
be reversed. Since we reverse this matter on the grounds that Minor did not knowingly
and voluntarily waive his rights, we need not address Minor’s other claims raised on
appeal as they are moot.
2 Faretta v. California (1975) 422 U.S. 806.
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III
DISPOSITION
The judgment is reversed and Minor’s sentence is vacated. The matter is
remanded to the juvenile court for further proceedings for Minor to enter a new
admission to the charge, or proceed to trial if he so chooses.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
RICHLI
J.
We concur:
McKINSTER
Acting P. J.
MILLER
J.
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